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Department of Biomedical Engineering, Tulane University, New Orleans, Louisiana 70118
Submitted 2 December 2003 ; accepted in final form 3 March 2004
| ABSTRACT |
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acute respiratory distress syndrome; ventilator-induced lung injury; surfactant replacement therapy; lung epithelial cells
Unfortunately, low-volume ventilation can lead to airway damage, as demonstrated by Muscedere et al. (23). Ventilation at low lung volumes and pressures may cause airway and alveolar fluid-structure instabilities that can lead to cyclic opening and closing (recruitment and derecruitment) of small airways and alveoli (13, 18). The pulmonary epithelium is particularly at risk of being damaged by mechanical stresses associated with this behavior (5, 26). Recruitment of closed areas of the lung can result from a bubble propagating through edematous regions of the lung (with little deflection of the airway wall), or by the separation of airway walls that are held shut by a thin layer of lining fluid (12, 14). In either case, the complex mechanical stress field may damage the airway tissue (22). It is known that surfactant protects the lung from damage; however, even mild surfactant dysfunction can lead to severe lung injury (28, 29). The physicochemical behavior related to this protection is a current topic of study (1518, 21, 25).
We have recently investigated the mechanical stresses that induce epithelial cell damage in a model of airway reopening (5). The results of that study strongly suggest that the pressure gradient (dP/dx) [not shear stress (
s)] is the primary determinant of mechanical damage. That and the present study used a fluid-filled parallel-plate chamber lined with epithelial cells as an idealized model of an occluded airway. Airway reopening was modeled by the steady progression of a semi-infinite bubble of air down the length of the channel, which cleared the fluid. A computational model was developed to determine the mechanical stimuli applied to the cells during the bubble progression (as described in detail in the DISCUSSION). This analysis indicates that the reduction of bubble velocity (U) decreases the
s,
s gradient (d
s/dx), and pressure, while increasing the dP/dx. Because cell damage increased with reduced velocity, it was concluded that the most mechanically damaging element of the stress cycle was the steep dP/dx along the cell in the region of the bubble tip (Fig. 1). This causes an intracell pressure variation that might damage sensitive tissue (discussed below).
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s or d
s/dx, and that the damage occurred only if these stress components were exerted for a significant duration of time. In this case, even though the magnitudes were lower with reduced velocity, the damage could be a result of the commensurate increase in exposure duration. To decouple the stress magnitude from the duration, in the present experiments we modify the fluid viscosity (µ) without any variation in the U. Because the stress magnitudes are functions of µU (see DISCUSSION), a 10-fold increase in µ results in precisely the same change in stress magnitude as a 10-fold increase in velocity. However, whereas an increase in U decreases the texposure, an increase in µ causes an increase of the texposure (see DISCUSSION for an explanation of this effect). Thus, by comparing the damage to computed stress predictions calculated in Ref. 5, we can discern the relative influence of stress magnitude to stress exposure duration in the system.
| EXPERIMENTAL PROCEDURES |
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100 x 103 cells/cm2 inside the circular region. The slides were incubated in sterile 100-mm petri dishes under standard culture conditions (humidified, 37°C, 5% CO2, 95% air) and cultured to confluence (3 days), providing a density of adherent cell of
65 x 103 cells/cm2 with an average cell diameter of
40 µm. Because the cells were cultured under static conditions, no preferred orientation existed. The polycarbonate cylinder that defined the cell-seeded region of the domain was removed immediately before experiments were conducted. Apparatus. A parallel-plate chamber (Fig. 2) designed by Bilek et al. (5) was used as an idealized model of a collapsed segment of an airway in which the walls are held in opposition by a viscous fluid. The upper and lower walls of the parallel-plate chamber were formed by two glass microscope slides. The lower wall of the parallel-plate chamber consisted of the glass microscope slide cultured with pulmonary epithelial cells, as described above. The cell-free upper wall of the parallel-plate chamber consisted of a larger glass slide (38 x 75 mm) seated over the separation wall with a 5-mm-wide, 0.4-mm-thick Silastic (Pharmelast, SF Medical, Hudson, MA) gasket to form a tight seal. The channel height of this model was 0.17 cm [channel half-height (H) = 0.085 cm], which is equivalent to the diameter of airways that are susceptible to fluid obstruction, according to the study by Burger and Macklem (6). We address the issues related to this choice of scale below in Limitations.
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) was not modified by the addition of dextran, as confirmed by measuring the capillary rise in a 1-mm-diameter vertical glass tube.
The cell-seeded slide of the parallel plate chamber was placed into the apparatus, and the channel was flooded with an occlusion fluid. The apparatus was assembled and transferred into a warming bath at 39°C. A small volume of air (2.7 ml) was then infused into the upstream end of the chamber at a rate of 7 ml/min, setting a U of 0.34 cm/s, which "reopened" the channel by removing the occlusion fluid. Thus the bubble propagated through the parallel plate flow chamber over a period of
30 s, but passed over the cell-seeded layer for
6 s. The period of time an individual cell experiences the traveling stress wave is very short (
5 x 102 s) and is estimated in the DISCUSSION.
Experiments were conducted at 39°C to be consistent with our prior investigations (5), in which the slight increase in temperature allowed the surfactant micelles to disperse more uniformly on dilution, which maintained the uniformity of the surfactant solution. This was also important to correct for cooling effects as the solution entered into the chamber, which was originally at room temperature. The time for assembly, experimental trial, and disassembly was
5 min.
As a control condition, cell-seeded slides were rinsed with PBS and placed in a petri dish filled with either 39°C PBS or PBS/dextran for 5 min on the benchtop. Whereas an optimal control would have the slides processed in an identical manner without exposure to bubble progression, this is not possible because the action of disassembly without prior bubble progression introduces an uncontrolled expanding air-liquid interface when the slides are separated. These effects could not be discriminated from the purposefully applied reopening stimulus.
Quantification of cellular injury. After removal from the apparatus (or petri dish for the control), each slide was gently rinsed with 37°C PBS. A 250-µl aliquot of a solution containing 1.2 µl ethidium homodimer-1 (Eth-1) and 1.2 µl calcein AM (Live/Dead Kit, Molecular Probes, Eugene, OR) in 1 ml PBS was gently applied to the surface of the cells. The slide was then incubated at 37°C for 1030 min. These two dyes are supplied in the commercially available "Live/Dead" kit used to differentiate "live" from "dead" cells. If injury or death compromises a cell membrane, Eth-1 enters the cell and binds to DNA, producing a red fluorescent nucleus. Uninjured cells are marked by the calcein AM binding to active intracellular esterases, producing green fluorescence at the cell membrane.
To assess the magnitude of damage, the numbers of injured (red) cells (Eth-1 stained) in each of five random fields were counted manually by using fluorescence micrographs (Fig. 3), with the average number of injured cells expressed either as "injured cells" or cells per centimeters squared of slide surface area. The data are reported as means ± SE for five slides per condition. Statistical significance was set at P < 0.01, and differences between means were statistically evaluated by using Duncan's multiple-range test after model adequacy checking verified the normal distribution of the data. Statistical significance was determined for the reopening experiments compared with the control and for the damage induced by low-viscosity (PBS) reopening compared with the damage from the high-viscosity (PBS/dextran) fluid for the same U.
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| RESULTS |
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To briefly explore the impact of repeated closure and reopening, we exposed rat distal airway tissue L2 cells (CCL-149, American Type Culture Collection, Manassas, VA) to multiple passages of a bubble at a velocity of 4 cm/s. To culture these cells, a 1-cm2 section of a microscope slide was isolated by using a 0.4-mm-thick Silastic gasket (Pharmelast, SF Medical, Hudson, MA). Pulmonary epithelial cells were suspended in a culture medium of Ham's F-12K medium with 10% fetal bovine serum and 1% antibiotic-antimycotic solution (Invitrogen, Carlsbad, CA) and plated at 50 x 103 cells/cm2 in the isolated region. The slides were incubated in 100-mm petri dishes under standard culture conditions (humidified, 37°C, 5% CO2/95% air) for 6 h. The gaskets were then removed, and 15 ml of culture medium were added to the petri dishes. The pulmonary epithelial cells were cultured to confluence. Cells were exposed to the multiple passages of the bubble and then fixed with formaline and stained with Coomassie brilliant blue. At the 4 cm/s reopening rate, little (if any) membrane damage would be expected during a single bubble passage, according to the results of Bilek et al. (5). Figure 5 shows that a single passage resulted in little obvious damage, but multiple passages over the same cells can cause significant damage, with 20 passages resulting in a nearly complete ablation of the epithelial layer. This result indicates that multiple closure and reopening events can result in severe damage to epithelial tissues, even if a single reopening event induces little membrane damage. Note that this study was performed in a surfactant-free system, and thus Mg2+ and Ca2+ were not explicitly included in the model-lining fluid. However, the PBS was still osmotically balanced.
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| DISCUSSION |
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Stress magnitudes.
To investigate the stress magnitudes in this system, we use the regression formulas provided by Bilek et al. (5) to calculate the maximum
s, d
s/dx, and dP/dx that the cells experience. These relationships were calculated in dimensionless form, which exploits the fact that the fundamental physical interactions depend on the ratio of viscous to surface tension forces. The dimensionless velocity, also known as the capillary number,
![]() | (1) |
![]() | (2a) |
![]() | (2b) |
s/dx,
![]() | (3a) |
![]() | (3b) |
![]() | (4a) |
![]() | (4b) |
The relationships provided in Eqs. 24 are potentially counterintuitive, and thus it is important to understand the physical processes that cause this behavior. Figure 6A shows a schematic representation of the interface propagating through the flow chamber, with Fig. 6, B and C, representing the magnified view of the domain and pressure field, respectively. Figure 6B shows that an increase in Ca causes the film around the bubble to thicken. In the limit as Ca
0, the bubble contacts the wall at a contact line, spanwise across the channel. The pressure drop between the interior (air) and exterior (liquid) is approximated by the LaplaceYoung relationship,
Ptot =
/H, where
Ptot is the change in total pressure. Therefore, as Ca
0, a step-jump in pressure occurs at the contact line (Fig. 6C), and because
Ptot is established over an infinitesimal region, dP/dx
. As Ca increases, the bubble leaves a minuscule layer of fluid ("lubrication film") along the wall (Fig. 6B). This lubrication film grows in depth with increasing Ca and reduces the magnitude of the dP/dx (Fig. 6C). So, although the dP/dx remains large at small Ca, it is reduced by an increase in µ or U. In contrast, as Ca is increased, the
s increases because an increasing volume of fluid is squeezed over the cell surface through the lubrication film. For this reason, an increase in Ca results in a decrease in the dP/dx and an increase in the
s.
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Ptot =
/H for our studies because the majority of the pressure drop is due to capillarity, not viscosity (i.e., Ca << 1). Using the relationship for dP/dx (Eq. 4), the extent (Lwave, see Fig. 6C) of the traveling wave region is approximately
![]() | (5) |
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![]() | (6) |
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This calculation indicates that, even though U is held constant in the present experiments, the increase in µ extends the length of the traveling wave and thus increases
texposure. In contrast, the experiments of Ref. 5 modified Ca by increasing U, such that an increase in Ca simultaneously decreased
texposure.
Damage mechanism.
In this section, we present the data from our experiments and demonstrate that the dP/dx, not the duration of stress exposure, is responsible for the damage to the cell layer. Figure 4 shows that the experimental model with low-viscosity PBS as the occlusion fluid (and hence the low Ca) exhibited the greatest amount of membrane disruption. An increase in µ with no change in U caused a reduction of the cell damage. In both the low- and high-viscosity cases, the damage was significantly greater than the control. Calculations of stress components (Table 1) show that cells in low-viscosity experiments are subjected to lower magnitudes of the
s and the d
s/dx, but to larger magnitudes of dP/dx compared with their high-viscosity counterparts. In addition, calculations of the texposure show that the present low-Ca experiments introduce a shorter texposure than the large Ca experiments. The relationship between texposure and Ca is converse to that of Bilek et al. (5).
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Pcell), approximated as
Pcell = (dP/dx)Lcell, where
40 µm is the approximate Lcell. Table 1 shows that
Pcell increases with reduced Ca, which is consistent with the observed damage pattern (Fig. 4). The pressure imbalance could result in nonuniform cell compression, leading to "pinching" of the cell and rupturing of the cell membrane.
From the present studies, as well as those of Ref. 5, as synopsized in Tables 1 and 2, significant cell membrane damage occurs when
Pcell
300 dyn/cm2, which is reduced when
Pcell
120 dyn/cm2. However, little membrane rupture was observed for
Pcell
80 dyn/cm2 (5). Clearly, the propensity for membrane disruption decreases with decreasing
Pcell; however, it is not yet evident that a specific critical level exists that induces damage.
Limitations. As with all model experiments, the characteristics of these studies deviate from actual in vivo airway reopening conditions and may influence the validity of our results. One of the fundamental differences relates to the lack of mechanical flexibility of the experimental system. True pulmonary airways are compliant vessels in which airway reopening can cause separation of the airway walls if the liquid lining is not too voluminous. This separation and bending of the walls can induce large inward-directed normal stresses, which may cause additional damage to the tissue (5, 12, 20). The present experimental design also lacks a collagen substrate beneath the epithelial cells. Within the in vivo system, this collagen may act as a cushion beneath the cell that could protect the tissue during reopening.
The multiple-passage experiments (Fig. 5) were conducted by using a different cell line (L2) than the remainder of the studies (A549). The adhesion of these cells to the substrate is not known, and the relationship between reopening velocity and detachment may differ from that of membrane damage. The exposure to the Ca2+-Mg2+-free PBS over the short time period of the experiment would not be expected to significantly affect detachment of the cells, based on our observations of rinsing cell monolayers with Ca2+-Mg2+-free PBS, which did not remove cells from surfaces or begin to detach them from substrates, as confirmed with microscopy. Future studies should examine detachment as a function of different velocities and should include Ca2+-Mg2+ in the PBS because of the potential loosening of cells in the absence of these ions. Nevertheless, the sole purpose of this brief undertaking was simply to demonstrate that multiple reopening events may be far more deleterious than a single reopening event, which it does aptly.
An additional simplification arises from the steady motion imposed in the present investigations. Suki and colleagues (1, 27) have observed "avalanche" behavior that results in the rapid reopening of many segments of airways, followed by a period of time in which few airways reopen. This behavior may be related to a viscous pseudo stick-slip behavior that is evident in models of unsteady airway reopening (D. Halpern, S. Naire, O. E. Jensen, D. Gaver, unpublished calculations). These simulations indicate that airways that initially open slowly under a fixed upstream flow rate begin to spontaneously "jump" to a new, rapid reopening velocity and then return to the slow reopening rate. This periodic instability arises fundamentally from nonlinear behavior related to the fluid-structure interactions in compliant systems, which are not included in the present experimental model.
Our experiments were conducted in H = 0.085 cm, which is equivalent to the diameter of airways that are susceptible to fluid obstruction, according to the study by Burger and Macklem (6). However, the principles investigated in this study are general and relate to the stresses imposed due to bubble progression in any airway generation. Of course, the stress magnitudes will depend on the geometry of the airway in question. This includes the size of the airway and whether the airway retains a circular cross-sectional geometry or flattens to a channel. In a flattened channel,
Ptot
8
/R, where R is radius, which is much greater than the reopening pressure expected for a circular tube (14). Additionally, geometric differences, which include the morphology of the pulmonary epithelium cells and features such as airway bifurcations, could dramatically increase stresses to values greater than those predicted for our simplified models. This increase in stress would be caused by interfacial curvature variation and thin-film dynamics, as the bubble deforms to slide over the topographical variations in the surface, or splits as it divides into the daughter branches of the bifurcation.
Surfactant-free conditions were studied to accurately establish the stress magnitudes in these models; however, prior studies have established the importance of surfactant in reducing the stress magnitude (15, 16). Surfactant was not incorporated into our model because we were not interested in surfactant protection in the present study. Instead, we simply focused on the determination of stress magnitude as the primary stimulus for cell injury. The
of the air-liquid interface in the absence of surfactant is
70 dyn/cm rather than static equilibrium
of 25 dyn/cm of pulmonary surfactant. Whereas our prior experiments demonstrated the protective effect of high concentrations of surfactant, it is not feasible to vary the concentration of surfactant in the present study because of the complexities of dynamic
effects. For example, even during dynamic equilibrium, the
is not uniform over the surface of the bubble, which could confound our results due to surfactant physicochemical hydrodynamic effects (15), although we expect that those effects would be minimized with highly concentrated surfactant (5). At present, the
and viscosity of lining fluid in a patient suffering from ARDS are not known; however, the
is likely to be elevated due to protein leakage from the vascular system that has been shown to deactivate surfactant (19).
Although there are clearly a number of limitations to our investigations, the idealized models used for this study have allowed us to elucidate the importance of mechanical stress on epithelial cell damage during airway reopening. Additional components will be incorporated in these experimental systems to create better models of the physiological environment and thus to isolate critical aspects related to airway damage.
In conclusion, the goal of this paper was to establish the relative importance of mechanical stress magnitude vs. duration in causing damage to pulmonary epithelial cells during the opening of collapsed pulmonary airways. The results of this idealized study confirm that the progression of a semi-infinite bubble in a narrow channel lined with pulmonary epithelial cells inflicts significant injury to an epithelial cell population. In addition, by using the same U with occlusion fluids of varying viscosities, we have established that the magnitude of the dP/dx, and not the duration of bubble exposure, best predicts the degree of injury to the cell population in airway reopening. Finally, we have demonstrated that multiple passages of a bubble across the epithelial-cell surface can exacerbate the damage and lead to ablation of the cell layer. Future studies should investigate the critical surfactant concentration necessary to protect the airway from damage and the importance of airway wall flexibility.
| GRANTS |
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| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
| REFERENCES |
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