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J Appl Physiol 96: 337-342, 2004; doi:10.1152/japplphysiol.00435.2003
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INNOVATIVE METHODOLOGY

The respiratory change in preejection period: a new method to predict fluid responsiveness

Karim Bendjelid, Peter M. Suter, and Jacques A. Romand

Division of Surgical Intensive Care, Geneva University Hospitals, CH-1211 Geneva 14, Switzerland

Submitted 30 April 2003 ; accepted in final form 5 September 2003


    ABSTRACT
 TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
The accuracy and clinical utility of preload indexes as bedside indicators of fluid responsiveness in patients after cardiac surgery is controversial. This study evaluates whether respiratory changes ({Delta}) in the preejection period (PEP; {Delta}PEP) predict fluid responsiveness in mechanically ventilated patients. Sixteen postcoronary artery bypass surgery patients, deeply sedated under mechanical ventilation, were enrolled. PEP was defined as the time interval between the beginning of the Q wave on the electrocardiogram and the upstroke of the radial arterial pressure. {Delta}PEP (%) was defined as the difference between expiratory and inspiratory PEP measured over one respiratory cycle. We also measured cardiac output, stroke volume index, right atrial pressure, pulmonary arterial occlusion pressure, respiratory change in pulse pressure, systolic pressure variation, and the {Delta}down component of SPV. Data were measured without positive end-expiratory pressure (PEEP) and after application of a PEEP of 10 cmH2O (PEEP10). When PEEP10 induced a decrease of >15% in mean arterial pressure value, then measurements were re-performed before and after volume expansion. Volume loading was done in eight patients. Right atrial pressure and pulmonary arterial occlusion pressure before volume expansion did not correlate with the change in stroke volume index after the fluid challenge. Systolic pressure variation, {Delta}PEP, {Delta}down, and change in pulse pressure before volume expansion correlated with stroke volume index change after fluid challenge (r2 = 0.52, 0.57, 0.68, and 0.83, respectively). In deeply sedated, mechanically ventilated patients after cardiac surgery, {Delta}PEP, a new method, can be used to predict fluid responsiveness and hemodynamic response to PEEP10.

fluid resuscitation; heart-lung interactions; monitoring


AFTER CARDIAC SURGERY, INTRAVENOUS fluid administration is a universally accepted treatment for hypotension occurring during positive pressure ventilation. Nevertheless, vigorous fluid resuscitation carries the risk of generating volume overload and pulmonary edema. To prevent such complications, several indexes have been used to assess preload (6). However, the accuracy of filling pressures, such as right atrial (Pra) and/or pulmonary arterial occlusion pressure (Ppao) to estimate cardiac filling, have been questioned in patients after cardiac surgery (28). Thus indexes able to unmask preload dependency and to predict increase in cardiac output with volume expansion are actively searched (14). In deeply sedated, mechanically ventilated patients after cardiac surgery, dynamic indexes, such as systolic pressure variation (SPV) and stroke volume variations (SVV), have been demonstrated to be more accurate to predict fluid responsiveness than filling pressures (23, 27, 28).

The preejection period (PEP), the time from the onset of ventricular depolarization to the beginning of left ventricular ejection, is a systolic time interval that allows assessment of ventricular function (36). More than 30 years ago, Weissler et al. (37) measured PEP with simultaneous electrocardiogram (ECG), phonocardiogram, and carotid arterial pulse tracing. Presently, PEP can be obtained by simultaneous ECG recording and arterial pressure wave tracing, which are often monitored in critically ill patients (2). Even if PEP depends slightly on afterload and cardiac contractility, it always decreases with a greater preload (36). Interestingly, in mechanically ventilated patients, we recently observed that expiratory (PEPE) and inspiratory PEP (PEPI), measured at the lower and higher systolic pressure value on arterial pressure tracing over one respiratory cycle, were of different values (3). By analogy with the concept of positive pressure ventilation-induced SVV (16), we hypothesized that the respiratory change ({Delta}) in PEP ({Delta}PEP) depends predominantly on the change in ventricular preload and is minimally influenced by contractility or afterload. Accordingly, with this hypothesis, in a preliminary study, {Delta}PEP was found to be a good predictor of fluid responsiveness (4). The aim of the present study was to test whether {Delta}PEP predicts hemodynamic changes induced by positive end-expiratory pressure (PEEP) and volume infusion in patients after coronary artery bypass graft. {Delta}PEP was also compared with other clinically used preload indexes [Pra, Ppao, SPV, {Delta}down (component of SPV)] and respiratory changes in pulse pressure ({Delta}PP) (20).


    METHODS
 TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
The study was approved by our institutional ethics committee, and all patients gave written consent the day before their surgery. Only patients scheduled for coronary artery bypass graft surgery were prospectively screened. Exclusion criteria (for eligibility into the study) were decreased preoperative left ventricular ejection fraction (<45% assessed by echocardiography, isotopic or angiographic ventriculography), valve diseases, other associated cardiac surgery, and/or history of chronic obstructive pulmonary disease. Postoperatively, patients without a pulmonary artery catheter, without sinus rhythm, with hemodynamic instability, and/or bleeding >100 ml/h were also excluded.

Perioperative management. Perioperative management was performed as previously described (29). After surgery, patients were transferred to the Surgical Intensive Care Unit. On arrival, sedation and analgesia were provided by continuous infusion of midazolam and morphine, titrated for a Ramsay score of 6 (25). The patients were placed on mechanical ventilation (Evita 4, Dräger, Lübeck, Germany). Initial ventilator settings in controlled mechanical ventilation mode were tidal volume of 8-10 ml/kg body wt and respiratory rate of 12 breaths/min. Both were adjusted to maintain an arterial PCO2 at 40 ± 5 Torr (5.3 ± 0.5 kPa). The inspired oxygen fraction was adjusted for an arterial oxygen saturation of >92%. Inspiratory-to-expiratory ratio was 1:2. Body temperature, lead II ECG, and urine output were monitored throughout the postoperative period. The patients were observed for at least 2 h to confirm hemodynamic stability, which was defined as a <10% change in the hemodynamic (heart rate, mean arterial pressure, and cardiac output), no clinically relevant bleeding (<100 ml/h), and normal body temperature. A chest radiograph was obtained and assessed before data collection to define the correct position of the endotracheal tube, pulmonary artery, and central venous catheters and the position of the surgical drains and also to confirm the absence of cardiopulmonary abnormalities (grossly enlarged mediastinal silhouette, pleural effusions, or pneumothorax). All patients received a continuous intravenous infusion of 0.9% NaCl at a rate of 65 ml/h.

Hemodynamic monitoring. All pressure transducers were referenced to midchest. The correct position of the pulmonary artery catheter tip in West's zone 3 was checked by using a method previously described (33). Mean cardiac output was estimated by averaging triplicate injections of 10 ml of 0.9% NaCl at room temperature delivered randomly during the respiratory cycle. Mean Pra and mean Ppao were measured at end-expiration. In addition, fluid output (chest drains, urine, and nasogastric losses) was measured during the study protocol.

Respiratory change in PEP. PEP was defined as the time interval between the beginning of the Q wave on the ECG and the upstroke of the invasive radial arterial pressure curve. PEP was measured by using an electronic tool named Callipers (Agilent Technologies, M3150A) before analysis of SPVs so as not to be influenced by the results. {Delta}PEP (in %) was defined as the difference between PEPE and PEPI measured over one respiratory cycle. PEPE and PEPI were done, respectively, at the minimal and at the maximal systolic pressure value on the arterial pressure trace over one respiratory cycle. Each PEP value was an average of three measurements. These measurements were repeated during three different respiratory cycles (total of 9 measurements). The measurements were done with a speed of recording of 50 mm/s, and the values were averaged. {Delta}PEP (%) was calculated as 100 x (PEPE - PEPI)/[(PEPE + PEPI)/2] (5) (Figs. 1 and 2). The interobserver variability in measuring {Delta}PEP has been determined by a "blinded" fashion, with an observer (Dr. Christophe Abbeg) unaware of the particular significance of respiratory changes in arterial pressure.



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Fig. 1. Systolic pressure variation (SPV) after 1 mechanical breath followed by an end-expiratory pause. Reference line permits the measurement of change ({Delta}) in up ({Delta}up) and {Delta}down. Thick lines, maximal and minimal pulse pressure (PP). PEPI, inspiratory preejection period (PEP); PEPE, expiratory PEP; SAP, systolic arterial pressure; ECG, electrocardiogram.

 


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Fig. 2. Measurement on positive end-expiratory pressure (PEEP) in hypotensive patient with tachycardia. {Delta}PEP (%), using calipers, equals 100 x (120 - 100)/[(120 + 100)/2] = 18%. Note that SPV = 8 mmHg, {Delta}down = 6 mmHg, and {Delta}PP (%) = 19%. Bold lines, maximal and minimal PP. PA, arterial pressure; Resp, respiration. Scale: 1 mm = 3 mmHg.

 

SPV measurements. The systemic arterial blood pressure variation curve, obtained from the radial artery catheter, was recorded (Agilent Technologies, M3150A). Pressure waveform analysis was performed offline on a paper chart with a speed of 12.5 mm/s and a pressure scale adjusted to the systemic systolic pressure value. The SPV (24) was determined from the chart. The value of the systolic blood pressure measured after an end-expiratory pause period of 6-10 s was used as a reference pressure to measure the {Delta}down (24, 32). Because the arterial pressure may have an additional nonrespiratory, low-frequency fluctuation (Mayer waves) (1), the {Delta}down was determined during the first three respiratory cycles that immediately preceded the apnea period. Pulse pressure (21) was measured offline with pressure scale adjusted to the systemic systolic pressure value. {Delta}PP (in %) was calculated as previously described (21).

Study protocol. All studies were performed in deeply sedated and nonspontaneously breathing patients (Ramsay 6) in the supine position. If patients were receiving vasoactive drugs, the rate of administration was not changed. The study protocol consisted of two sequential ventilatory steps of 30 min each: controlled mechanical ventilation with PEEP = 0 [zero end-expiratory pressure (ZEEP)], and controlled mechanical ventilation with PEEP = 10 cmH2O (PEEP10) without changing any other ventilatory settings. When PEEP10 induced a reduction in mean arterial pressure of >15% after the 25-min period, a hemodynamic measurement was then obtained, immediately followed by 0.9% NaCl (500 ml + total quantity of fluid of chest drains, urine, and nasogastric output in milliliters), given over 25 min, still on PEEP10. A third set of hemodynamic measurements was then obtained.

Data recording. At the end of each period, all of the following variables were recorded from the bedside monitor (Agilent Technologies, M3150A): body temperature; mean dilution cardiac output; heart rate; calculated stroke volume; systolic, diastolic, and mean arterial and pulmonary arterial pressures; Pra; Ppao; SPV; {Delta}down; {Delta}PP; and {Delta}PEP. Mean dilution cardiac output, estimated by averaging triplicate injections, was used for statistical analysis. Arterial and mixed-venous blood gases were also simultaneously measured (Statprofile Ultra, Nova Biomedical, Waltham, MA), and standard calculated variables were obtained from hemodynamic and blood-gas data. Ventilator settings (respiratory rate, tidal volume, inspiratory-to-expiratory ratio, inspired oxygen fraction, PEEP), peak and mean airway pressures, and auto-PEEP were recorded.

Statistical analysis. The data were analyzed by using Graph Pad Prism (Graph pad software version 3, San Diego, CA) for the personal computer. The nonparametric Mann-Whitney test was used to compare the effects of PEEP and volume expansion on hemodynamic and respiratory parameters. Additionally, the same test was used to compare the interobserver variability in measuring {Delta}PEP. Correlations were obtained by using regression analysis. All values are expressed as means ± SD, and P < 0.05 was considered statistically significant.


    RESULTS
 TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
Twenty-five patients gave informed consent preoperatively. Postoperatively, nine were excluded before starting the study protocol. Five patients presented postoperative atrial fibrillation, three were not equipped with a pulmonary arterial catheter, and one patient was hemodynamically unstable. Sixteen patients were included in the final analysis, and all of them tolerated the experimental protocol well. Demographic and preoperative characteristics are presented in Table 1. The mean cardiopulmonary bypass duration was 107 ± 42 min, and the aortic cross-clamping time was 73 ± 33 min. Catecholamine infusions were required in four patients for cardiopulmonary bypass weaning (dobutamine, n = 1, and/or norepinephrine, n = 3). However, during the study protocol, in the intensive care unit, among these four patients, only two still required catecholamine infusions (dobutamine: n = 1; 8 µg·kg-1·min-1, and norepinephrine: n = 1; 0.1 µg·kg-1·min-1). Hemodynamic variables, respiratory, airway pressures, and gas exchange values are shown in Tables 2 and 3. In all patients, systolic arterial pressures were higher during the inspiratory than during the expiratory period. The interobserver variability in measuring {Delta}PEP was 8% (P = 0.89, Mann-Whitney test).


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Table 1. Patient characteristics

 

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Table 2. Effects of PEEP on hemodynamic and respiratory parameters (16 patients)

 

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Table 3. Effects of PEEP and volume infusion on hemodynamic and respiratory parameters in eight patients

 

Only eight patients presented a >15% decrease in mean arterial pressure after PEEP10. Among these eight patients, one patient was under norepinephrine infusion (thick solid line in Fig. 3). Volume infusion produced an increase in stroke volume index (SVI) from 29 ± 4 to 34 ± 4 ml/m2 (P = 0.0002), and {Delta}PEP decreased from 11 ± 3 to 5 ± 3% (P = 0.002) (Fig. 3). No difference in response to volume infusion was seen in the patient receiving norepinephrine compared with the other patients.



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Fig. 3. {Delta}PEP (%) on zero end-expiratory pressure (ZEEP), on 10-cmH2O PEEP (PEEP10) [before volume expansion (VE)], and after VE. Thick solid trace, patient requiring norepinephrine infusion during VE. Mann-Whitney test was found significant. Thick horizontal lines = mean.

 

Static pressures predicting response to PEEP and fluid responsiveness. The static pressures predicting the response to PEEP and the fluid responsiveness were measured in ZEEP, Pra, and Ppao and correlated with the PEEP10-induced change in cardiac index (in %) (r2 = 0.34, P = 0.02; r2 = 0.47, P = 0.003; respectively). Pra and Ppao before volume expansion did not correlate with changes in SVI after volume expansion (P = 0.7 and P = 0.3, respectively).

SPV and PP variation prediction of response to PEEP and fluid responsiveness. The SPV and PP variation prediction of response to PEEP and the fluid responsiveness were measured in ZEEP, SPV, {Delta}down (the component of SPV), and {Delta}PP and correlated with the PEEP10-induced change in cardiac index (in %) (r2 = 0.28, P = 0.03; r2 = 0.52, P = 0.002; r2 = 0.63, P = 0.0002, respectively). The correlations among SPV, {Delta}down, and {Delta}PP before volume expansion correlated with changes in SVI after volume expansion (P = 0.04, P = 0.01, and P = 0.001, respectively; see Fig. 4).



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Fig. 4. Linear correlation analysis of the relationship between preload parameters measured before VE and change in stroke volume after VE. A: {Delta}PEP; B: SPV; C: {Delta}down; D: {Delta}PP. P < 0.05 was considered significant.

 

Respiratory change in PEP-predicting response to PEEP and fluid responsiveness. The respiratory change in PEPpredicting response to PEEP and the fluid responsiveness were measured in ZEEP and {Delta}PEP and correlate with the PEEP10-induced change in cardiac index (in %) (r2 = 0.53, P = 0.001). {Delta}PEP before volume expansion correlated with change in SVI after volume expansion (P = 0.03) (see Fig. 4).


    DISCUSSION
 TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
The present study shows a good correlation between {Delta}PEP value before volume expansion and SVI increase after fluid challenge in mechanically ventilated cardiac surgery patients on PEEP. In addition, {Delta}PEP at ZEEP predicts hemodynamic response to PEEP10. However, {Delta}down (the component of SPV) and {Delta}PP were better indexes to predict fluid responsiveness than {Delta}PEP.

In mechanically, deeply sedated, ventilated patients, positive pressure ventilation cyclically increases intrathoracic pressure and lung volume. Both reduce venous return, alter cardiac preload, and decrease stroke volume. Thus left ventricular stroke volume varies cyclically, being maximal during mechanical breath and minimal during expiration. During hypovolemia, the greatest mechanical breath-induced SVVs are observed (16). The respiratory change in stroke volume results in SPV and {Delta}PP. These two indexes have been shown to identify decreased preload hypotension and to distinguish between responders and nonresponders to fluid challenge in different patient populations (12, 20, 21, 32).

Because PEP depends on preload, afterload, and contractility (36), it is related to stroke volume. Indeed, in an animal study, Wallace et al. (35) demonstrated that increasing stroke volume shortens PEP. Several human studies have also found that decreased PEP after fluid challenge is associated with increase in stroke volume (10, 13, 18). Interestingly, Brundin et al. (9) demonstrated that intermittent positive pressure ventilation increased PEP by the reduction of venous return and thus stroke volume. In the present study, {Delta}PEP was used as an index of preload responsiveness, with the hypothesis that, as for SPV and {Delta}PP, {Delta}PEP is related to positive pressure breath induces change in ventricular stroke volume related to change in ventricular preload (17). Thus the recorded lower PEP value during the mechanical inspiratory phase compared with the higher PEP during expiratory phase is in accordance with the hypothesis that {Delta}PEP is related to the respiratory change in left ventricular stroke volume. Indeed, early after mechanical breath, capacitance pulmonary vessels discharge into the pulmonary veins (8). This would increase left ventricular preload at that phase of the cycle. Furthermore, an inspiratory increase of left ventricular stroke volume, thus determining the minimal value of PEP, is observed secondary to the rise in left ventricular preload, which reflects the three heartbeats that were increased earlier in right ventricular preload during expiration (22). Accordingly, {Delta}PEP was a good predictor of hemodynamic response to PEEP10 (decrease in preload) and to fluid challenge (increase in preload).

The present study confirms that Pra and Ppao before volume expansion do not correlate with the volume expansion-induced change in SVI, as already demonstrated in different patient populations (20, 26, 32) and after cardiac surgery (15, 28). These results could be explained by the absence of correlation between cardiac filling pressures and cardiac volumes in patients after coronary artery bypass surgery, as demonstrated by Buhre et al. (11). However, even if {Delta}PEP were found to be a good predictor of hemodynamic response to fluid challenge, {Delta}down and {Delta}PP were better indexes to predict fluid responsiveness (Fig. 4). Nevertheless, {Delta}down data acquisitions necessitate an expiratory pause of at least 5 s, and, in the absence of automatic bedside measurements, {Delta}PP assessment is time consuming. In comparison, {Delta}PEP is easily assessed by using calipers of a central monitor, and its calculation is rapid. Moreover, in the future, {Delta}PEP could be measured automatically by using a personal computer (7) and/or assessed noninvasively at the bedside by the thoracic electrical bioimpedance technique (19).

As recently published (28), another message addressed by the present study is that dynamic indexes such as SPV, {Delta}PEP, and {Delta}PP could be used as predictors of fluid responsiveness after cardiac surgery, even if patients are equipped with a chest drain. Indeed, application of thoracic drainage seems to perturb minimally the physiological change in pleural pressure induced by positive pressure ventilation.

One limitation of the study is that PEP could also be minimally influenced by afterload variations induced by positive pressure ventilation. Indeed, increased pleural pressure (accompanying a positive pressure breath) may decrease left ventricular transmural pressure (afterload) and thus increase left ventricular stroke volume. In one-half of the patients, the cardiac index was not affected by PEEP. Hence, we can cautiously assume that these patients were on the flat portion of the Starling left ventricular function curve (30). In this situation, SPV, SVV, {Delta}PEP, and {Delta}PP may be due mainly to an augmentation of the stroke volume during the mechanical breath, which is related to decrease in afterload and expressed by the {Delta}up of the systolic pressure (31). However, this positive pressure effect is rarely observed in patients with normal cardiac function after cardiopulmonary bypass (34). Indeed, Van Trigt et al. (34) have demonstrated that, in patients after coronary artery bypass surgery, PEEP10 or greater produces a significant fall in cardiac output, due to a decrease in preload, without a change in left ventricular contractility and afterload.

In conclusion, in patients after coronary artery bypass surgery, this study found {Delta}PEP to be a good predictor of hemodynamic response to PEEP and a reliable preload parameter for predicting an increase in cardiac output after volume infusion. In addition, our data confirm that Pra and Ppao are of little value in predicting the hemodynamic effects of volume expansion in cardiac surgical patients with preserved left ventricular systolic function.


    ACKNOWLEDGMENTS
 TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
The authors are grateful for the support provided by Dr. Christophe Abbeg in {Delta}PEP measurement (blinded investigator). This work was performed in the division of Surgical Intensive Care, University Hospitals of Geneva, Switzerland. The central monitor (Agilent Technologies M3150A) was lent by Agilent-Philipps (Switzerland) during the study period.

Preliminary data have been presented as an oral communication to the VIII World Congress of Intensive and Critical Care Medicine, October 2001, Sydney, and as a poster presentation to the 31th Congress of the Society of Critical Care Medicine, 26-30 January 2002, San Diego.


    FOOTNOTES
 

Address for reprint requests and other correspondence: K. Bendjelid, Division of Surgical Intensive Care, Univ. hospital of Geneva, CH-1211 Geneva 14 (E-mail: karim.bendjelid{at}hcuge.ch).

The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.


    REFERENCES
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 ABSTRACT
 METHODS
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 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 

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