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INNOVATIVE METHODOLOGY
1Department of Orthodontics, School of Dental Medicine, University of Freiburg, D-79106 Freiburg, Germany; 2Department of Clinical Neurophysiology, Institute of Neurology, University Medical Centre Nijmegen, NL-6500 HB Nijmegen; and 3Interuniversity Institute for Fundamental and Clinical Human Movement Sciences, Amsterdam, Nijmegen, NL-1081 BT Amsterdam, The Netherlands
Submitted 15 May 2003 ; accepted in final form 29 August 2003
| ABSTRACT |
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electrode array; single motor unit analysis; multichannel EMG; electromyography; facial muscles
High-density sEMG has proven its value for fundamental research and is acknowledged for specific diagnostic purposes (8, 39), but there is as yet no broad clinical application. A crucial first step on this road is the availability of sEMG electrode grid systems that are 1) flexible in their use, i.e., their applicability should include as many skeletal muscles as possible, 2) inexpensive (at least the sensor component), and 3) easy to apply and maintain (including sterilization or at least sufficient disinfection). Although successful progress regarding these criteria has been made, sEMG grids available up to now still contain restrictions, which mainly result from their construction principle; they usually consist of metal pins or bars (as single electrodes) mounted in apertures of a substrate sheet and integrated in a single container. A considerable disadvantage resulting from this construction is the fixed, i.e., unchangeable, size of the array and the arrangement of the electrodes. Consequently, the examination of muscles that have largely different sizes and shapes requires a number of different grids. For large-scale use, this might become ineffective and expensive. Other significant disadvantages of such container arrays are the unavoidably large outer dimensions (especially the large height of several centimeters) and the limitations regarding mechanical flexibility. In the examination of small muscles, bulky and relatively stiff electrode arrangements may hinder (or even alter) the functions to be studied (11). In uneven skin areas (e.g., in the face), grids with a limited mechanical flexibility do not completely follow the patient's anatomy; consequently, good electrode-skin contact cannot be achieved in the entire recording area.
For currently available sensor systems, it is not only the electrode arrangement itself but also the technique by which the sensor is attached to the skin that contains some principal problems. In most techniques, skin attachment is realized by means of external fixations. These consist either of bands of Velcro, which are tied around a limb (3, 28), or medical plasters, which are tightly drawn over the whole electrode containers and then adhered to the adjacent skin. In some areas (e.g., in the face), it is not practical or even possible to employ such an attachment technique. As a consequence, the application of these conventional sEMG grid systems is limited to certain muscles and/or positions. Moreover, external fixations unavoidably compress the soft tissue in the area of the sensor. This pressure might cause problems if 1) the array consists of sharply contoured electrode surfaces used to reduce electrode-to-skin impedance in dry application (i.e., in application without conductive cream or gel), 2) the array is applied in areas where the skin is relatively thin and sensible, and 3) the underlying hard tissue has an uneven contour. These are factors causing uneven pressure distribution in the recording area, leading to electrode impressions on the skin and pain to the subjects and patients. In addition, there is a certain risk that sharp electrodes applied with pressure even slightly injure the skin. Together with the risk of insufficient cleaning and disinfection (which may occur in routine clinical applications), slight skin lesions may lead to transference of pathogens (although this infection risk can be considered small).
In this contribution, we describe the design and performance of a thin, highly flexible multielectrode sEMG grid. The aim of this development was to provide a relatively inexpensive, easily adaptable, and minimally obstructive sensor, thus laying the foundation for more broad clinical applications of highdensity sEMG and extending the use of this technique to all superficially located skeletal muscle groups. A crucial aspect connected with the application of such an electrode grid type was the development of a special skin attachment technique that yields firm sensor fixation and sufficiently low electrode-to-skin impedances without requiring external fixations. To explore and demonstrate the practical possibilities, this newly developed sensor technique was applied in the facial musculature. The facial musculature was chosen because of the large methodological demands in this area relative to others (5, 21).
| MATERIALS AND METHODS |
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The grid's electrodes have the shape of a solid circle with a diameter of 1.95 mm and protrude 300 µm from the Polyimid material. They consist of copper, which is surface coated with a pure silver (99.99% Ag) layer (Fig. 1B). Before chloriding the electrodes, we roughen their outer silver surfaces by using a fine glass fiber pen. Total thickness of the grid (electrode, carrier material, traces, protection lacquer) is 470 µm in the area of the electrodes and 150 µm between them. The high mechanical flexibility of the grid resulting from this minimal thickness and the material properties is demonstrated in Fig. 1C.
For electrical connection of the electrodes, traces of 80-µm width are printed on the reverse side of the Polyimid substrate (i.e., on the opposite side of the electrodes). Their position on the reverse side protects the traces against damage due to removal of the double-sided adhesive tape (used for skin attachment; see below) or cleaning of the grid's detection surface after the measurements. Printed trace lines are insulated with a flexible, nonconductive overlay lacquer. The traces of one electrode column (13 electrodes in our grid design) converge into groupings of parallel lines that lead to a 3-mm-wide and 50-mm-long tail (Fig. 1A). Every tail terminates at a connection end that has exposed electrically conductive surfaces and is dimensioned to mate with an external connector (13FLZ-SM1-TB, JST Deutschland GmbH, Winterbach, Germany).
Skin attachment of the electrode grid. An electrode grid is attached to the skin using 100-µm-thick double-sided adhesive tape (1522 Medical double-coated tape, 3M, St. Paul, MN). This tape has been specially prepared by creating regular patterns of holes of 2.2 mm in diameter to leave the electrode areas blank and smaller holes (1.2-mm diameter) that topographically match with perforations of identical size in the electrode grid (see Fig. 2A).
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The attachment procedure is as follows. After shaving the skin in the corresponding area (if necessary) and cleansing it with an alcoholwetted swab, we fix the prefabricated double-sided adhesive tape in the correct position. To reduce electrode-to-skin impedance, we then evenly apply conductive cream (Elektroden-creme, Marquette-Hellige, Freiburg i.Br., Germany) in the whole area of the attached tape. The surplus cream is removed on the outer barrier foil of the tape by using a dental cotton roll, leaving only a thin cream layer on the skin of the blank electrode spaces (Fig. 2A). Because we peel off the outer barrier foil after the cream has been applied, it is guaranteed that the tape's outer bonding surface is kept free from electrode cream. The next step is to accurately fixate the electrode grid on the outer bonding surface of the attached double-sided adhesive tape. Proper positioning is facilitated by identical patterns of 1.2-mm perforations in the electrode carrier material and the adhesive tape (see Fig. 2B); the detection surfaces are exactly centred in the blank 2.2-mm electrode spaces if the 1.2-mm perforations of the electrode grid and the tape exactly meet.
After the measurement, the grid and adhesive tape are detached from the skin by carefully pulling at the connection tails. The tape can then be pulled off from the flexprint. It is advisable to clean the electrode grid immediately after detachment with an alcohol-wetted gauze for subsequent usage.
Subjects. This new technique was tested in the facial musculature on a group of 13 healthy subjects (n = 6 men, n = 7 women, mean age 27.2 yr). Nine of the subjects were trumpet students or professional trumpeters, who were expected to have good facial motor control. The participants had no known neurological or general health disorders. The Ethics Commission of the University Medical Centre Nijmegen (NL) approved the protocol.
Setup for the measurements and data acquisition. In each subject, we observed the upper and lower facial muscles in two separate sessions (either on the right or left side of the face). In the upper face, sEMG measurements were made by using two 5 x 12 electrode grids positioned side by side (see Fig. 3). In the lower face, we used two grids of 6 x 10 electrodes that were also positioned side by side but were vertically displaced by one electrode row (see Fig. 6A). Thus, in both recording areas, 120 channels were simultaneously sampled. Using grids of different shapes in the upper and lower face, we could optimally adapt the dimension of the recording area to the anatomy of the underlying musculature.
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A single flexible and lightweight cable (132 conductors Junflon PFA coaxial round cable, J14B0596-A, WL Gore & Associates, Pleinfeld, Germany), 0.7 m in length and 8 mm in outer diameter, was used to electrically connect the electrode grids to the amplifiers. It contains 132 individually shielded leads and additionally has an outer shield. Especially for application in the face, the cable has been split in two parts behind the head. The two cords were separately guided to the face along movable arms, which are mounted on a headset (Fig. 3). The three-dimensional flexibility of the arms allowed the connectors to be positioned in a manner that the tails of the electrode grid adopt a curved course guaranteeing maximal freedom of movement between the attached electrode grid and the connectors.
Signals were recorded monopolarly, referred to an electrode positioned on the dorsum nasi. A second reference electrode provided a common mode signal. Both reference electrodes used (Mühl, Freiburg, Germany) are 4 mm in diameter and have been originally developed for conventional facial sEMG recordings (21). They consist of sintered Ag/AgCl and therefore have similar electrochemical properties as the grid electrodes. A driven right leg (DRL) electrode (see Ref. 26) was attached at the forehead. The 128-channel system used for data acquisition (Mark-6, BioSemi, Amsterdam, The Netherlands) has an input impedance of >100 M
and a common mode rejection ratio (CMRR) of >120 dB. Signals are band-pass filtered (3.2400 Hz; high pass: 1st-order Bessel; low pass: 4th-order Bessel) and synchronously sampled at 2 kHz with a resolution of 0.5 µV over a range of ±16 mV (16 bits). The acquisition software allows the experiments to be controlled by online inspection of the mono- or bipolar data of selected electrode rows or columns. Electrode-to-skin impedances can be measured by using a 20-mV (peak to peak), 62.5-Hz square-wave signal over a 1-M
resistance in series with two electrodes (i.e., the corresponding grid electrode and the reference electrode). The maximal current is 20 nA. Such low current will not disturb the skin-metal double layer, which would make the impedance current dependent. See also Ref. 3 for more technical details regarding the recording system.
Recording procedure. At the beginning of each recording session, subjects were instructed and trained in performing selective contractions of the muscles to be examined. After placing and electrically connecting the two grids, we performed an initial impedance measurement. Surface EMG signals were then recorded while each muscle in the recording area was selectively activated at different levels. Because, especially in the facial muscles, contractions at a constant level are difficult to perform, we implemented an sEMG amplitude feedback tool into the acquisition program that visually displayed the activity level of a selected muscle to the subject via the computer monitor. Muscle activity level was determined by calculating the normalized mean value of the root mean square values of selected bipolar signals (window duration for root mean square calculation was 500 ms; normalization was made to a maximal reference contraction of the muscle). Each recording session lasted for
2 h and was finished by a second impedance measurement.
Data analysis. Data analysis was performed offline by using algorithms programmed in Matlab version 6.5 (The Mathworks, Natick, MA). Impedance data (120 impedance values per measurement) were statistically evaluated by calculating boxplot percentiles separately for each subject, recording moment (initial and final impedance measurement) and measurement location (upper and lower face). For each of the five calculated boxplot percentiles (i.e., the 5th, 25th, 50th, 75th, and 95th percentiles), we then determined the median values across the study group (separately for the initial and final recordings and the 2 measurement locations).
Noise performance of the grid was evaluated by calculating root mean square values of signals recorded while the muscles were kept at rest. We only evaluated measurements taken in the upper face
1 h after electrode grid application. Similar to the impedance evaluation, we calculated percentiles for the 120 values (per measurement and subject, respectively) first; from these individual percentile values, median values across the study group were determined.
For analyzing the topography of facial MUs, we decomposed the sEMG interference pattern by 1) detecting peaks in the bipolar signals of three selected channels, 2) classifying these peaks according to their differential spatio-temporal amplitude and firing characteristics, and 3) averaging the bipolar data windows around the detected peaks for all 120 channels. Peak classification was based on the Ward's clustering algorithm using "Euclidean distances" between the spatial and the temporal peak characteristics (for more details, see Ref. 18).
| RESULTS |
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(median values of the 50th percentiles for the measurement in the upper and lower face, respectively) to 75.7 and 99.4 k
. The difference between the initial and final impedance values appeared to be larger in the upper than in the lower face.
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Figure 5A shows a subset of bipolar sEMG signals derived from a single vertical column of electrodes during a short contraction of the depressor anguli oris (DAO) muscle (the orientation of the selected electrode column approximately corresponds to the muscle fiber direction). The bipolar montage was constructed by subtracting the monopolar signals of consecutive electrodes. As recognized by Masuda et al. (22), the position of the motor endplate zone can be detected from the bidirectional propagation pattern of the action potentials, which also results in low amplitude and opposite signal polarity on both sides of the endplate. Thus, in this recording, the neuromuscular junctions are in the area of the fourth bipolar signal (from the bottom), i.e., they are located between the fourth and fifth monopolar electrodes.
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Despite considerable soft tissue movement during the onset period of the DAO contraction, the signals recorded with our new electrode grid showed very high baseline stability (see Fig. 5B, signal only band-pass filtered by hardware). The good signal quality can be assessed from Fig. 5C, which shows a data window of 100 ms EMG at large amplification recorded before the DAO contraction. For signals recorded in the upper face at rest, we calculated a median noise level of 2.32 µVrms(RTI) (RTI: referred to input). The corresponding median values of the 5th and 95th percentiles were 1.92 and 5.24 µVrms(RTI).
Using the algorithm described above, we decomposed sEMG data recorded during selective contractions of different facial muscles at a moderate level, i.e., contractions of 2040% of the maximal voluntary contraction. As a result of these calculations, we obtained templates or "fingerprints" showing the spatio-temporal characteristics of individual MU action potentials (MUAPs). Figure 6A shows two electrode grids attached for recordings in the lower face. Figure 6, BF, shows examples of MUAPs belonging to different facial muscles underlying the attached grids, i.e., the DAO, depressor labii inferioris (DLI), mentalis (MEN), and orbicularis oris inferior (OOI) muscles.
The template decomposed from data recorded during the selective contraction of the DAO muscle (Fig. 6B) shows a relative symmetric amplitude distribution. The endplates are located in the craniocaudal center of the muscle. In contrast, the neuromuscular junctions of the MU belonging to the DLI muscle (Fig. 6C) are located inferior to the anatomic center of the muscle (note that the DLI muscle was completely covered by the two 6 x 10 electrode grids). The finding of asymmetrically located endplate zones and oblique fiber direction in this muscle was consistent in all subjects. The template calculated from data recorded during the MEN muscle contraction shows quite an asymmetric amplitude distribution in the vertical direction (Fig. 6D); above the endplate zone, the signal amplitude rapidly decreases in the cranial direction. In the OOI muscle, we found MUs with small territories and neuromuscular junctions in distinct locations (Fig. 6, E and F).
| DISCUSSION |
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50/unit.
The performance of the new sensor introduced in this contribution becomes clear from the results of the impedance and noise calculations as well as from the presented signal examples. The electrode-to-skin impedances obtainable with our technique were found to be relatively low. Nearly all impedance values were far below 300 k
(see Fig. 4). The latter value is, if obtained for the majority of electrodes, considered to be acceptable for such type of recording configuration (3). Impedance measurements with and without the use of electrode cream in three subjects revealed the great significance of electrode cream application regarding a good and stable electrical connection of the electrodes; impedance values with our nonserrated electrode design were found to be
40 times higher in dry electrode application. Because the cream was applied only in the areas of the detection surfaces, we avoided short circuits between adjacent electrodes. Short circuiting indeed is a problem when the cream is evenly applied in the whole recording area (25). The low impedance values also explain the lower noise level at rest when compared with signals recorded with gold-coated metal pin electrodes (3). In this respect, it has to be taken into account that the calculated median noise level (at rest) of 2.32 µVrms(RTI) not only includes thermal noise of the electrodes but also amplifier noise [0.8 µVrms(RTI) was specified from tests on the instrument] and some physiological noise. On the basis of these values, thermal electrode noise plus physiological noise was 2.18 µVrms(RTI). The good noise performance of the electrode grid may prove to be particularly advantageous in the detection of small and/or deeply located MU potentials. The good baseline stability, demonstrated by the recording during a short contraction (see Fig. 5B), results from the chlorided pure-silver electrode surfaces; this material is known to have excellent metal-tissue properties over a broad frequency range (6, 12, 16, 35).
Because of the exceptionally high mechanical flexibility of the electrode-carrying Polyimid substrate, good electrical connections of the single electrodes could be achieved even in areas with very uneven contours (e.g., in subjects having a particularly deep mentolabial sulcus). A flexible electrode arrangement (at least in one dimension) was already achieved in previous high-density sEMG arrays by mounting metal pin electrodes either on springs (KC McGill, personal communication) or on a semiflexible print supported by a cushion of plastic foam (3). Indeed, such array versions led to an improvement regarding a more even pressure distribution on the skin surface (the latter is important for minimizing the risk of poor electrical contacts in marginal parts of the recording area and for reducing the mechanical deformation of the underlying muscle). However, the flexibility obtainable with such conventional techniques is limited (at least it is much less compared with that of Polyimid flexprints). Moreover, the crucial advantage of our new sensor is the combination of both high flexibility and minimal thickness. In investigations in which measured and modelled two-dimensional sEMG data are compared, it may be advantageous if measurements are taken with a rigid (i.e., inflexible) electrode array applied with pressure, because a curved spatial electrode arrangement (and also changes of the array's shape during the contraction) would make modeling very complicated. These circumstances can also be realized with our high flexible electrode grid; its electrode arrangement can be kept flat by bonding a rigid plastic foil on the reverse side, and pressure can be exerted by using medical plasters or Velcro tied around a limb.
The new technique in which the electrode grid was attached to the skin turned out to be very efficient. In the majority of measurements, the electrode-to-skin attachment proved to withstand moisture (i.e., saliva in the perioral region) as well as large and dynamic tensile forces. We observed a loss of electrical connection or instable electrode-to-skin impedance values during the measurements in a few electrodes at the borders of the grids in a few subjects showing extremely contoured soft-tissue in the chin and lower lip region (i.e., a deep mentolabial sulcus). Contact loss is explained by these extreme conditions together with the insertion of the MEN muscle fibers in an obtuse angle directly in the mental dermis. Thus the electrode-to-skin bonding of the grid was obviously exposed to very high tensile forces during maximal contractions of this muscle. An explanation for loss of electrical connection during measurements in the area immediately around the oral opening was the presence of saliva that may have dissolved the adhesive. The fact that contact loss mainly occurred in the chin and lower lip region, i.e., in the lower face, explains the less pronounced impedance reduction during the recordings in this part of the face when compared with the upper face. The firm skin fixation of the flexible electrode grid arranged by means of double adhesive tape has the disadvantage that the orientation of the electrode grid cannot be changed after it is definitively attached to the skin. This is of significance, because in some muscles (e.g., in large limb muscles) it may be difficult to find the suitable sensor position and orientation (relative to the course of the muscle fibers) without monitoring signal amplitude distribution in the recording area. Possible solutions are to improve the criteria for guiding placement or to repeat the whole attachment procedure if inaccurate grid placement occurs. Another probably more practicable possibility would be to perform a quick premeasurement with an electrode grid pressed to the skin by hand. In this manner, the optimal orientation and position might be determined before definitive skin attachment. A final possibility that might be feasible is to correct the misalignment in data analysis by using special alignment-correction algorithms. Possible solutions still have to be explored.
By applying this technique to the facial musculature, we were not only able to demonstrate the good performance of our new electrode grid but also to illustrate the general possibilities and advantages of the two-dimensional high-density sEMG technique. The topographical information of decomposed MUAPs makes it possible to determine the position of the motor endplate zones (14, 25) and the area with highest signal amplitude ("go where the action is" principle). The results as presented here reveal some of the distinctive characters of facial MU topography; the occurrence of asymmetrically located endplate zones and neuromuscular junctions distributed over distinct areas of the muscle. These findings agree with those of histochemical studies (13). Knowledge of the location of neuromuscular junctions and areas of high signal amplitude is indispensable in establishing guidelines for placement of conventional electrode configurations (9, 34). The decomposition of the sEMG interference pattern into the contributions of single MUs appears particularly useful in the complex facial muscle system consisting of many interweaving and overlying muscular slips (1, 4, 30). The spatial profile of extracted MUAPs allows them to be classified as belonging to certain facial muscle subcomponents. It is therefore possible to map the highly variable facial muscle structure (17, 31). From the clinical point of view, this may be particularly useful for 1) describing characteristic alterations on the MU level in neuromuscular disorders (examples of such diseases affecting the facial musculature are facioscapulohumeral dystrophy and Mö-bius syndrome) and 2) observing regeneration and reinnervation of MUs after peripheral nerve injuries or muscle transplantation. Another possible application, based on the spatiotemporal information of decomposed sEMG data, is the differentiation between the contributions of individual muscles to the sEMG interference pattern in the examination of specific functions. This option may prove to be an efficient strategy in the suppression of cross talk, which is a special problem in the facial muscle system (2, 21). Our results demonstrate that decomposed multichannel sEMG data even provide information regarding the three-dimensional orientation of muscle fibers. The progressive decrease of the signal amplitude in cranial direction in the MEN template (see Fig. 6D) can be explained by an increasing distance between the bioelectric source and the electrodes (the MEN muscle fibers course from the mental dermis in dorsocranial direction toward their origin at the mandibular bone in the depth of the mental soft tissues).
Although high-density sEMG is not yet used in daily clinical practice, our universally applicable and relatively inexpensive sensor might bring this noninvasive technique closer to the physician. Because sEMG electrodes cannot detect single fiber potentials, they cannot replace intramuscular electrodes for clinical diagnostic purposes. In the characterization of single MUs, an overlap exists between these two techniques. Especially here, our new multielectrode sEMG grid offers an attractive alternative to conventional needle or fine-wire electrodes, whereby the noninvasive sEMG character is particularly appealing in some recording areas (as shown here for the face), in children, and in long-term studies (36). At present, a number of pathophysiological mechanisms causing neuromuscular disorders have escaped the keen eye of the needle electromyographer due to the topographic character of the pathology (8); studying topographic aspects of neuromuscular diseases (on the level of both the muscle and MU) clearly belongs to the domain of high-density sEMG. In this respect, it is worthwhile to further explore clinical applications and possibilities of this technique.
| ACKNOWLEDGMENTS |
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GRANTS
The technical realization of the introduced high-density sEMG system was financed by the University of Freiburg i.Br. (Germany). The test and practical application was supported by the German Orthodontic Society (DGKfo: Deutsche Gesellschaft für Kieferorthopädie) and the Dutch Facioscapulohumeral Dystrophy Foundation (FSHD-Stichting).
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The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
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