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University Laboratory of Physiology, University of Oxford, Oxford OX1 3PT, United Kingdom
Submitted 23 May 2003 ; accepted in final form 2 July 2003
| ABSTRACT |
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hypercapnia; compensatory metabolic alkalosis; chemosensitivity
E) rises in response to increased levels of CO2. The primary mechanism through which this occurs is stimulation of the peripheral and central chemoreflexes, which have time constants in the order of
15 and
130 s, respectively (2, 26). In addition to these responses, there is also a slower rise in
E with a time constant of
1 h (36). This slower response generally manifests itself as a trend toward higher
E over time in short-term experiments employing hypercapnia.
For exposures to CO2 that are of longer duration, it is not clear whether
E remains constant or whether it adapts back toward a lower value. In an authoritative review of the subject, Dempsey and Forster (11) concluded that "Pulmonary and alveolar ventilation remains [above control and] at or above levels during acute CO2 breathing throughout 5-42 days of breathing 1-4% CO2." However, a number of studies have found adaptation toward lower levels of
E in subjects exposed to an increase in inspired PCO2 for a period of days (9, 27, 33). One possible reason for the uncertainty is that all such studies have exposed volunteers to a fixed increase in the percentage of CO2 in the inspired gas. This leaves the feedback loop between
E and alveolar (or arterial) PCO2 intact. Thus, should some adaptation toward a lower
E occur, it will give rise to an increase in alveolar PCO2, which would stimulate breathing and limit the fall in
E. The first aim of this study was to determine whether there was a large reduction in
E from its initial value when alveolar, rather than inspired, PCO2 was held at a constant elevated value over a 5-day period.
Stimulation of the respiratory system by sustained hypoxia results in an increased acute ventilatory sensitivity to hypoxia (17, 31) and an increased acute hypercapnic ventilatory sensitivity to hypercapnia (12, 25). It seems likely that at least part of this response is due to the specific effects of hypoxia (3, 4), but part of it may be due to a general increase in respiratory stimulation. If so, then a sustained exposure to hypercapnia should also result in increases in the acute ventilatory sensitivity to hypoxia and hypercapnia. A second aim of this study was to determine whether such an exposure had any effects on the sensitivity of the chemoreflexes to acute changes in the level of CO2 and hypoxia.
| METHODS |
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All subjects were nonsmokers and had no history of cardiovascular or respiratory disease. The experiment was explained both verbally and in writing, but in such a way that the subjects remained naive as to the exact purposes of the experiment.
Subjects were familiarized with the equipment before undertaking the experiment. For each subject, this included spending a trial night in the laboratory, during which their end-tidal PCO2 (PETCO2) was maintained at 8 Torr above their normal air-breathing value. The study had the approval of the Central Oxfordshire Research Ethics Committee.
Protocol
The main experiment lasted 13 days. On the first 2 days (days -2 and -1), the subject attended the laboratory for control measurements. On the morning of the following day (day 1), a further set of control measurements was made. The subject then entered a purpose-built chamber to undertake the hypercapnic exposure. Except for brief periods, the subject remained in this chamber for 5 days and nights (days 1-5). The following morning (day 6), the subject left the chamber, and a further set of measurements was made. The subject then attended the laboratory for a further 5 days for follow-up measurements (days 7-11).
For the 2 days before chamber exposure (days -2 and -1), subjects came to the laboratory at 8:30 AM. Subjects rested quietly for 30 min, and then capsaicin cream was put on the earlobe to arterialize the capillary blood. Half an hour later, PETCO2 and end-tidal PO2 (PETC2) were measured for a period of 10 min by using a fine nasal catheter to sample the respired gases. An arterialized capillary blood sample was then taken from the earlobe. The recording of the end-tidal values continued while these samples were drawn. The blood samples were then analyzed for PCO2, PO2, pH, and HCO3- concentration ([HCO3-]). (These variables are subsequently notated with the modifier "ac" when the values have been obtained from arterialized capillary blood.) Standard bicarbonate and standard base excess were calculated (7). After this, the subjects' air-breathing
E, acute hypoxic ventilatory response (AHVR), and acute hypercapnic ventilatory response (AHCVR) were determined. Measurements of AHVR and AHCVR were separated by a period of 10 min. Subjects were weighed. Finally, a venous blood sample was taken to measure hemoglobin concentration.
On day 1, the above measurements were repeated. Then the subject went into the chamber where the inspiratory gas composition was adjusted to hold the subject's PETCO2 at 8 Torr above his/her control (air-breathing) value and the subject's PETC2 at 100 Torr. After 45 min, the subject's
E in the chamber was measured, and another arterialized capillary blood sample from the earlobe was taken and analyzed. These procedures were repeated for the next 5 days (days 2-6). Each morning, the subject would leave the chamber at
8:30 AM and sit while quietly breathing air for 30 min. The procedures to measure air-breathing end-tidal gas composition, arterialized blood-gas composition,
E, AHVR, and AHCVR were repeated as before, and the subject then returned to the chamber. After 45 min in the chamber,
E and arterialized blood-gas composition were measured in the chamber.
On day 6, after the measurements of
E and arterialized blood-gas composition in the chamber, the subject left the laboratory. For the final 5 days (days 7-11), the subject attended the laboratory each morning to undertake the set of measurements, as described for days -2 and -1, before the hypercapnic exposure.
Experimental Technique
Chamber exposure. The hypercapnic exposure was conducted by using a purpose-built chamber, which was large enough to allow subjects to sit or stand comfortably during the day and to sleep in a bed at night. Subjects were studied individually in the chamber so that the inspiratory gas composition could be tailored to regulate their end-tidal gas composition accurately. Respired gas was sampled via a fine nasal catheter at the opening of the subject's nostril. The samples were continually analyzed for PCO2 and PO2. Arterial O2 saturation was monitored by using a pulse oximeter. A computer sampled the PCO2, PO2, and saturation signals at a frequency of 50 Hz. It detected end-inspiratory and end-expiratory values for PCO2 and PO2 and recorded these breath by breath along with values for saturation. The desired values for PETCO2 and PETC2 were entered into the computer. The computer then automatically adjusted the composition of the gas in the chamber every 5 min, or at manually overridden intervals, to minimize the error between desired and actual values for the end-tidal gases. This system has been described in detail elsewhere (16). The subject was kept under continuous observation throughout the duration of the hypercapnic exposure. In addition, an environmental oxygen monitor was employed within the chamber as a further safety precaution.
Measurements of AHVR and AHCVR. During these measurements, the subject sat in an upright position and breathed through a mouthpiece. The subject's nose was occluded with a clip. The subject was distracted during the procedures by watching television or by reading. Respiratory volumes were measured by using a bidirectional turbine volume measuring device (19), and respiratory phase transitions were detected by using a pneumatograph. Respired gases were sampled via a fine catheter close to the mouth and analyzed continuously for PCO2 and PO2 by mass spectrometry. A pulse oximeter was used to monitor the subject's arterial O2 saturation. Inspired and expired volumes, end-inspiratory and end-expiratory gas tensions, and saturation were detected in real time by a computer and logged breath by breath. A dynamic end-tidal forcing system (18, 29) was used to control the end-tidal gases in the manner required for the determination of both AHVR and AHCVR. Before the start of each experiment, a cardiorespiratory model was used to construct a forcing function that contained the breath-by-breath values for inspiratory PCO2 and PO2 predicted to produce the desired end-tidal sequences. During the experiment, a computer-controlled gas-mixing system was used to generate this sequence in a modified manner. The modifications resulted from feedback control based on the deviations of the measured values for PETCO2 and PETO2 from their desired values.
For the measurement of AHVR, PETCO2 was held constant at 8 Torr above the subject's control air-breathing value for PETCO2 as determined at the start of the overall experiment. This value for PETCO2 matched that used for the hypercapnic exposure within the chamber. For the first 5 min of the protocol, PETC2 was held at 100 Torr. After this, PETC2 was varied in a series of six square waves, each 120 s long, with PETC2 alternating between 100 Torr for 60 s and 50 Torr for 60 s.
For the measurement of AHCVR, a multifrequency binary sequence in PETCO2 was used. PETC2 was held at 200 Torr throughout. For the first 5 min, PETCO2 was held at 2 Torr above the subject's air-breathing PETCO2 (as measured on that day). After this, PETCO2 followed the pattern of stimulation associated with the Van den Bos Octave (13), switching repeatedly between a low value of 2 Torr above and a high value of 10 Torr above the subject's air-breathing PETCO2. Overall, the binary sequence lasted for a period of 1,408 s.
Data Analysis
Modeling of the hypoxic and hypercapnic ventilatory responses. To quantify the ventilatory responses to acute variations in hypoxia and hypercapnia, dynamic models relating
E to the end-tidal gas profiles were fitted to the data. For the measurements of AHVR, model 3 of Clement and Robbins (10) was employed. This is a single-compartment model in which parameter GpO2 reflects the ventilatory sensitivity to hypoxia and parameter
c reflects residual
E in the absence of hypoxia. For the measurements of AHCVR, the model of Pedersen et al. (26) was used. This is a two-compartment model in which the individual compartments describe separate peripheral and central chemoreflex contributions to
E. In this model, parameter GpCO2 reflects the ventilatory sensitivity of the peripheral chemoreflex to CO2, and parameter GcCO2 reflects the sensitivity of the central chemoreflex to CO2. Parameter B is the calculated PETCO2 for which
E = 0 l/min. Both models were fit in conjunction with a stochastic model based on a Kalman filter to describe the correlation that is present between successive breaths (24).
Statistical analysis. Repeated-measures ANOVA was used as the principal method for assessing the statistical significance of the observations made in this study. For the variables that were studied just within the chamber (e.g.,
E in hypercapnia), values for each day were included in the ANOVA to address the question of whether their values changed over time. For other variables that were studied over the whole time course of the experiment (e.g., GpO2), the statistical question to be addressed was whether the hypercapnic exposure had any effect on their value. In these cases, measurements during the first 2 days of hypercapnic exposure and return to air were considered transitional and were not included in the analysis. This left a balanced design with 3 days of data grouped into each of these main sections, before hypercapnic exposure (days -2, -1, and 1), during hypercapnic exposure (days 4-6), and after hypercapnic exposure (days 9-11). The SPSS statistical package was used for all statistical analysis. Statistical significance was assumed at P < 0.05.
| RESULTS |
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The average age for the subjects was 22.3 ± 4.2 (SD) yr. Their average height was 177.9 ± 9.4 cm, and average weight was 74.5 ± 6.0 kg.
Control of End-Tidal Gases in Chamber
Figure 1 shows the breath-by-breath end-tidal gases averaged every 5 min for the 10 subjects during their time in the chamber. Good control over both PETCO2 and PETO2 was achieved. Also shown are the inspired PCO2 and PO2. There is a clear diurnal pattern to the data, with inspired PO2 rising and inspired PCO2 falling at night to compensate for the fall in
E. Standard deviations for the 5-min averages for PETCO2 and PETO2 for each subject are given in Table 1.
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Ventilation, Inspired and End-Tidal Gas Tensions and Arterialized Capillary Blood-Gas Data During the Hypercapnic Exposure
Figure 2 illustrates the mean values for
E, inspired gas tensions, end-tidal gas tensions, and arterialized capillary blood-gas data measured in the chamber during the hypercapnic exposure.
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On initial exposure to hypercapnia, there was a large increase in
E, reaching
3.5 times air-breathing
E on day 1. The subsequent changes observed in
E throughout the hypercapnic exposure did not quite reach statistical significance (0.05 < P < 0.06). These took the form of a decline in
E over the first 3 days in the chamber, followed by a rise in
E over the final 2 days in the chamber. The changes in
E were associated with nonsignificant changes in inspired PCO2 and PO2(P < 0.09 and P < 0.08, respectively), which mirrored the changes in
E during the hypercapnic exposure.
The arterialized capillary blood-gas data indicate that a metabolic alkalosis was induced in response to the sustained hypercapnic exposure. pHac, [HCO3-]ac, standard bicarbonate, and standard base excess all changed significantly over the 5-day exposure to hypercapnia (P < 0.02, P < 0.001, P < 0.001, and P < 0.001, respectively). Inspection of Fig. 2 indicates that much of the change occurred over the first 24-48 h of exposure to hypercapnia. The pattern of induction and maintenance of the metabolic alkalosis does not provide an obvious explanation for the pattern of change observed in
E recorded in the chamber.
Ventilation, End-Tidal Gas Tensions, and Arterialized Capillary Blood-Gas Data While Breathing Air
Figure 3 illustrates the mean values for
E, end-tidal gas tensions, and arterialized capillary blood-gas data measured while breathing air outside the chamber before, during, and after the sustained hypercapnic exposure.
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There were no obvious changes in air-breathing
E, as measured by using a mouthpiece, over the course of the study. However, values for PETCO2 measured with a nasal catheter and values obtained for PacCO2 indicated that the PCO2 associated with resting
E had been reset by the hypercapnic exposure to a value that was
2 Torr higher (P < 0.001 for both variables). The lower values for air-breathing PacO2 during the period associated with the hypercapnic exposure (P < 0.02) were consistent with this notion, although for some reason no significant change in PETO2 was observed.
The increases in PETCO2 and PacCO2 were associated with significant increases in [HCO3-]ac, standard bicarbonate, and standard base excess (P < 0.001 for all 3 variables). This indicates that the rise in air-breathing PETCO2 and PacCO2 was associated with the presence of a compensatory metabolic alkalosis induced by the sustained hypercapnic exposure. Any changes in pHac were not significant.
Measurement of AHVR and AHCVR
Figure 4 illustrates an example of the breath-by-breath data obtained during a measurement of AHVR and AHCVR from an individual subject on a single day of the study. During the measurement of AHVR, PETO2 switched regularly between 100 and 50 Torr, whereas PETCO2 was maintained at 8 Torr above the subject's air-breathing control value. During the measurement of AHCVR, PETO2 was held constant at 200 Torr, whereas PETCO2 alternated between 2 and 10 Torr above the subject's air-breathing PETCO2 for that day, as prescribed by the particular multifrequency binary sequence employed.
E clearly responded to both the hypoxic and hypercapnic stimuli. The line through the data points for
E shows the fit of the respiratory models to the data. The line illustrates the fit in the absence of the stochastic component of the models, indicating that the deterministic component of the models describes the data well.
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The mean sensitivities obtained from the measurements of AHVR and AHCVR are illustrated in Fig. 5. The standard deviations within subjects for the between-day variability (after any effects of the chamber exposure were allowed for) were 0.3 l/min/% (21.7% of mean) for GpO2 and 4.8 l/min (13.8% of mean) for
c. There were significant differences in the values before, during, and after the chamber exposure for both GpO2 and
c (P < 0.01 and P < 0.001, respectively). Values for GpO2 were greater from the measurements made during the period associated with sustained hypercapnic exposure than those measured before and after this period. Conversely, values for
c measured during the period associated with the sustained hypercapnic exposure were lower than those measured before and after this period.
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The mean sensitivities for GpCO2 and GcCO2 from the measurements of AHCVR appear to vary rather little, and no significant differences were detected. However, parameter B increased by
2 Torr during the period associated with the sustained hypercapnic exposure (P < 0.02). The standard deviations for within-subject between-day variability (after allowing for any effects of the chamber exposure) were 0.4 l ·min-1 ·Torr-1 (28.4% of mean) for GpCO2, 0.7 l ·min-1 ·Torr-1 (28.5% of mean) for GcCO2, and 1.4 Torr (3.8% of mean) for parameter B.
The fall in
c (AHVR measurements) and rise in parameter B (AHCVR measurements) would seem consistent with the development of a degree of compensatory metabolic alkalosis during the sustained hypercapnic exposure, as reported in the previous two sections. However, the rise in GpO2 that has been observed would not be expected to occur through such a mechanism.
| DISCUSSION |
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E back toward normal air-breathing values during 5 days of hypercapnia with PETCO2 maintained constant. 2) Five days of hypercapnia resulted in a modest, but significant, increase in the ventilatory chemoreflex sensitivity to hypoxia but no change in the ventilatory chemoreflex sensitivity to hypercapnia. 3) A degree of compensatory metabolic alkalosis developed during the 5-day period. This was associated with a rise in PETCO2 during air breathing, a rise in the value of parameter B associated with the measurements of ventilatory chemoreflex sensitivity to hypercapnia, and a fall in parameter
c associated with the measurements of chemoreflex sensitivity to hypoxia. Comparison with Other Studies of Ventilation During Sustained Hypercapnia
There have been a number of studies investigating the effects of sustained alterations of inspired PCO2 on the ventilatory responses in humans (8, 9, 14, 15, 27, 32, 33). The complication with all these studies has been that any change in
E would also have changed the alveolar/arterial PCO2 and consequently the stimulus at the chemoreceptors, e.g., a fall in
E would have produced a rise in PCO2 at the chemoreceptors and vice versa. Nevertheless, the majority of studies have concluded that there is some reduction in
E with sustained hypercapnia compared with the response to acute hypercapnia (8, 9, 14, 27). Our original concern with such studies was that the scale of the reduction in
E may have been underestimated because, with the fall in
E, there would have been a concomitant rise in PETCO2. However, the results from the present study, where PETCO2 has been held constant, are not especially dissimilar from previous studies where the inspiratory value for PCO2 has been held constant. Although there was a relatively small fall in
E over the first 3 days of the hypercapnic exposure,
E actually rose during days 4 and 5 of exposure to end at a level very similar to the acute response. This rise in
E was not correlated with any underlying shift in acid-base status.
Within these preexisting studies of sustained hypercapnia, the degree and duration of the sustained hypercapnic stimulus has varied substantially, with inspired concentrations for CO2 varying from 1 to 4% and durations varying from 3 to 42 days. Within these variations, most studies suggest that there is a fairly rapid component of ventilatory acclimatization to CO2, where
E falls (and alveolar/arterial PCO2 rises) over the first 24 h (8, 9, 14). The longer term responses are less consistent, possibly because these studies, in general, have been conducted with the lower levels of inspired CO2. On the one hand, Schaefer et al. (33) found that
E remained consistently elevated throughout 42 days of breathing gas containing 1.5% CO2, and Clark et al. (9) found that most of the fall in
E occurred in the first 24 h of exposure to 3% CO2 for 30 days. On the other hand, Pingree (27) found that
E fell to below control values throughout 42 days of breathing gas containing 1% CO2. The data of Guillerm and Radziszewski (14) also suggest some reduction of
E occurring later on in an experiment exposing volunteers to 30 days of breathing 2% CO2.
Studies on experimental animals have permitted the use of higher levels of CO2 for extended periods. In dogs, Schwartz et al. (34) reported that, for three dogs exposed to 6 wk of 10% inspired PCO2, the arterial PCO2 was constant after the first 5 days. Jennings and Chen (20) and Jennings and Davidson (21) both report a triphasic ventilatory response in dogs exposed to 14 and 26 days of breathing 5% CO2, respectively. The maximum
E occurred in response to acute CO2 inhalation, the minimum
E occurred at either 2 days (20) or at 5-10 days (21) after the start of CO2 inhalation, and after this there was a modest subsequent increase in
E. In rats exposed to 5 or 7% inspired CO2 for up to 3 wk, Lai et al. (23) reported that
E was maximal on the day 1 and then slowly declined with the largest fall occurring on day 1. Nevertheless,
E remained substantially elevated throughout the 3-wk exposure. Kondo et al. (22) reported that
E remains elevated in rats in response to an 18-wk exposure to 10% inspired CO2.
Acid-Base Changes During Sustained Hypercapnia
In the present study, some degree of metabolic alkalosis developed rapidly over the first 24-48 h compensating for the respiratory acidosis. There was little further change during the rest of the hypercapnic exposure. Radziszewski et al. (28) have previously reported similar findings after increases in inspired PCO2. In the present study, this rapid compensation returned pHac
25% of the way toward control air-breathing values. However, this degree of compensation would appear to be substantially less than that achieved in truly chronic respiratory acidosis such as occurs with lung disease. In such patients, the fall in arterial pH associated with a given rise in PCO2 (6, 37) is about one-third of that for acute respiratory acidosis (1, 5). This suggests that there is a second, much slower phase of compensation for the respiratory acidosis.
The results from longer term exposures to hypercapnia are somewhat inconsistent in relation to the likely time course for this second, slower phase of compensation. Schaefer (33) report that the respiratory acidosis remains uncompensated for 23 days of a 42-day exposure to 1.5% inspired CO2. Pingree (27) draws a similar conclusion that compensation occurs progressively over the second half of a 42-day exposure to 1% inspired CO2. However, others have reported that compensation is complete at 4 days of a 30-day exposure to 3% inspired PCO2 (9) and at 15 days for a 30-day exposure to 3% inspired PCO2 (14).
Ventilatory Sensitivity to CO2
The results of the present study suggest that the ventilatory sensitivity to CO2 is unchanged but that the
E-PETCO2 response relation is shifted to the right (increase in parameter B). These results are consistent with those from previous studies. In particular, Schaefer (33) demonstrated that the acute ventilatory response to 5% CO2 was less after acclimatization to a lower level (1.5%) of inspired CO2 than before or after acclimatization. On its own, this observation does not distinguish between the possibilities of a decrease in slope or a rightward shift of the
E-PETCO2 relationship. However, Clark et al. (9) have reported a set of data in which there was no change in ventilatory sensitivity to CO2, but a rightward shift in the response lines was present after chronic CO2 inhalation.
The observation of an increase in air-breathing PETCO2 in the present study would seem consistent with the rightward shift of the
E-PETCO2 response relation. Chapin et al. (8) reported a similar increase in alveolar PCO2 under conditions of acute air breathing.
Ventilatory Sensitivity to O2
The standard deviation for the within-subject between-day variability in AHVR was
22% of the mean value. This finding was consistent in magnitude with the findings of previous studies that have shown this variation to be significantly greater than the variation between successive measurements on the same day (30, 38). The origins of this variation remain obscure.
The present study found a relatively small, but significant, increase in the acute ventilatory sensitivity to hypoxia with chronic elevation of PETCO2. This occurred despite the fact that the arterial pH against which AHVR was measured would have increased because of the compensatory metabolic alkalosis that developed (AHVR was always measured at the same PETCO2).
In goats, Bisgard et al. (4) have reported that decreases in PO2 confined to the carotid body will induce ventilatory acclimatization to hypoxia and, as part of this, an increase in AHVR. This has been thought to be a specific effect of hypoxia, because elevated PCO2 at the carotid body did not induce ventilatory acclimatization (3). However, in these experiments with CO2 confined to the carotid body, AHVR was never directly measured. Therefore, it remains possible that activity at the carotid body per se, rather than a specific effect of hypoxia, may underlie part of the increase in AHVR. Such a mechanism, nevertheless, would be unlikely to underlie the whole of the increase in AHVR observed with sustained hypoxia because the effects of sustained hypercapnia on AHVR are very much smaller than the effects of sustained hypoxia. In the present study of sustained hypercapnia, AHVR rose by
25%, whereas 2 days of mild hypoxia (35) increased AHVR by
160%.
In conclusion, the use of end-tidal forcing to hold PETCO2 constant over a 5-day period has not changed our notion of the degree of ventilatory acclimatization that occurs when CO2 is administered over this period. Although some degree of compensatory metabolic alkalosis occurred, it was not nearly as complete as reported for the truly chronic hypercapnia of chronic lung disease. The question of what happens to a normal individual who is rendered hypercapnic for a sufficient period of time for full compensatory metabolic alkalosis to occur remains unanswered. An unexpected result of this study was the increase in ventilatory sensitivity to hypoxia. This raises the possibility that sustained stimulation at the carotid body per se may increase the acute ventilatory sensitivity to hypoxia.
| DISCLOSURES |
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| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
| REFERENCES |
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