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TRANSLATIONAL PHYSIOLOGY
1Section of Environmental Physiology, Department of Physiology and Pharmacology, Karolinska Institutet, and 2Department of Anesthesiology and Intensive Care, Karolinska Hospital, Stockholm SE-171 77, Sweden; and 3Departments of Medicine and Physiology and Biophysics, University of Washington, Seattle, Washington 98195
Submitted 16 December 2002 ; accepted in final form 7 March 2003
| ABSTRACT |
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5 min at each G level and posture. Lung diffusing capacity decreased in hypergravity compared with 1 G (ANOVA, P = 0.002); it decreased by 46% in the supine posture compared with 25% in the prone (P = 0.01 for supine vs. prone). At the same time, functional residual capacity decreased by 33 and 23%, respectively (P < 0.001 for supine vs. prone), and cardiac output by 40 and 31% (P = 0.007 for supine vs. prone), despite an increase in heart rate of 16 and 28% (P < 0.001 for supine vs. prone), respectively. The finding of a more impaired diffusing capacity in the supine posture compared with the prone at 5 G supports our previous observations of more severe arterial hypoxemia in the supine posture during hypergravity. A reduced pulmonary-capillary blood flow and a reduced estimated alveolar volume can explain most of the reduction in diffusing capacity when supine. acceleration; functional residual capacity; heart rate; prone posture
Even though the recumbent position improves overall tolerance to hypergravity in terms of signs of cerebral hypoperfusion (45), we reasoned that, not only lung function, but also central circulation would be severely affected by hypergravity in the horizontal posture, even though there is a somewhat lower hydrostatic distance from the dependent to the nondependent parts of the thorax in the horizontal compared with upright posture. Furthermore, we hypothesized that the hypergravity-induced decrease in DLCO over the alveolar membrane would be more pronounced in the supine than in the prone posture, which is analogous to our laboratory's previous findings with alveolar-to-arterial O2 transfer (35). Finally, we hypothesized that, if DLCO were to be more impaired by hypergravity in the supine than in the prone posture, this would be accompanied by impairments of its major determinants, such as alveolar volume (VA) (36, 43) and homogeneity of pulmonary-capillary blood volume distribution (31).
| MATERIALS AND METHODS |
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Equipment and measurements. The experiments were conducted in the human centrifuge at Karolinska Institutet, Stockholm, Sweden. The centrifuge has two arms: one with a gondola, and one with a platform. A support structure was mounted on this platform. The subject was placed on a padded support surface that could be adjusted to be perpendicular to the resultant of the normal-G and the centrifugal-G vectors. The subject was secured on the surface by a five-point safety belt. The head and torso of the subject were covered with a cowling to reduce air draft, noise, and visual inputs. The rotational radius of the centrifuge was 7.2 m at the middle of the support surface. Slip rings at the center of rotation allowed for audiovisual monitoring, power supply, and transmission of physiological signals between the platform and a control room. The instrumentation for respiratory measurements included a quadrupole mass spectrometer (AMIS 2000, Innovision A/S, Odense, Denmark) and a wide-bore 3-way solenoid valve (type 323-F, Bürkert, Egelsbach, Germany) with a 4-liter rebreathing bag. The subject breathed through a mouthpiece and wore a nose clip. Between the mouthpiece and the solenoid valve, there was an inlet for gas sampling through a 10-m-long capillary tube to the mass spectrometer located at the center of the centrifuge. The subject breathed through a pneumotachometer (type 3719, Hans Rudolph, Kansas City, MO), coupled to a pressure transducer (model CD12, Validyne, Northridge, CA), with its membrane mounted parallel to the plane of rotation (i.e., the horizontal plane) so as to eliminate the influences of centrifugal G on the transducer. The volume of the instrumental dead space was 150 ml. Electrocardiogram was monitored from chest electrodes with a clinical monitoring system (type AS2, Datex, Helsinki, Finland). The subjects had an ear probe for pulse oximetry (type EarSat Sensor, Datex, Ohmeda Division). The probe was held in place by an elastic bandage, and the ear lobe was pretreated with capsaicin ointment for vasodilatation to ensure a satisfactory pulse oximetry signal. Our laboratory (35) has have previously shown an excellent agreement between this technique and concomitant arterial samples. An accelerometer was positioned on the support surface perpendicular to the rotational radius and the support surface. Continuous signals were recorded at 200 Hz per channel in a digital data-acquisition system (Biopac, Goleta, CA). Before and after each experiment, the mass spectrometer was calibrated against gases of known composition. The pneumotachometer was calibrated with a 3-liter syringe within the experimental flow range. The response latency of the mass spectrometer was determined from a sudden, simultaneous change of gas composition and flow direction at the inlet of the sampling capillary (5). The latency between the flowmeter and the mass spectrometer signals was
3 s. The 95% rise time for the response to a step change in gas concentration was 150 ms.
Experimental procedures. The experiments were performed at 1 and 5 G, in prone and supine postures, with the order randomized between the conditions. Each subject participated in one experimental sequence at each G level and posture with, all together, four runs. The subject was resting on a support surface on the platform of the centrifuge and breathed air through the mouthpiece. Approximately 4.5 min after reaching the desired G level, the subject performed one rebreathing maneuver: after an expiration to functional residual capacity (FRC), the subject rebreathed the full bag volume eight times at a rate corresponding to 3 s/breath. The gas mixture used for rebreathing contained 35% oxygen (O2), 5% argon (Ar), 3% sulfur hexafluoride (SF6), 5% helium (He), 0.63% acetylene (C2H2), 0.3% carbon monoxide (C18O), and balance of nitrogen (N2). CO with the stable isotope 18O (molecular weight 30) was chosen to permit analysis of CO in the presence of N2 (molecular weight 28). The rebreathing gas volume varied from 1 to 2 liters, depending on the stature and the preference of the subject. The subject was instructed to just empty the bag on each inspiration. Repetitions of the rebreathing maneuver were separated by at least 10 min to permit elimination of test gases. At least 8 of these 10 min were at normal G. Each rebreathing maneuver ended with a slow (
0.5 l/s) exhalation to residual volume, where gas tracings were analyzed for phase IV phenomena, which, if present, would indicate poor intrapulmonary gas mixing at the end of the rebreathing (34).
Data analysis. Offline data analysis was performed with an Acknowledge 3.2 Biopac digital data-handling system (Biopac). Off-line computations included algorithms for total dry pressure correction (42) and computation of calibrated values for all dry-gas fractional concentrations. Also, concentration readings were corrected for the response latency of the mass spectrometer system (5), and gas volumes and flows were converted to STPD (standard temperature and pressure, dry) or BTPS (body temperature, ambient pressure, saturated with water vapor), when appropriate.
During the rebreathing maneuver, DLCO was calculated from the rate of uptake of C18O, and the cardiac output (
L
) was calculated as being proportional to the uptake of C2H2
(13, 3941). Because DLCO depends on the VA at which the determination is made (36, 43, 44), and because FRC and thereby VA differed between conditions, a method had to be devised by which DLCO data obtained with different VA
values could be compared. Clearly, the mean VA during a rebreathing maneuver must be somewhere between FRC (the volume when connected to the bag) and FRC plus the bag volume, with the latter being the lung volume after inhalation of the bag content. Thus DLCO was corrected for differences in VA between conditions, as described by Montmerle et al. (20); algorithms from Stam et al. (44) were used to recalculate DLCO if the VA was 50% of total lung capacity in the supine posture at 1 G. VA was estimated as FRC +
rebreathing bag volume, and total lung capacity as vital capacity + residual volume, which was computed from anthropometric data, according to Quanjer et al. (32). The residual volume appears to be unaffected by the size and the axis of acceleration (15).
The intercept of the CO regression line with the initially inspired CO level was used to define the instant when the inhaled gas mixture reached the alveoli, i.e., the onset of alveolocapillary exchange of the inhaled foreign gases or time 0 (40). Lung tissue volume was estimated as described by Sackner et al. (40) from the intercept of the back-extrapolated C2H2 disappearance curve with the ordinate at time 0. FRC was calculated from the dilution of the insoluble gas Ar in the lung-bag system volume, where all Ar readings were offset by the Ar concentration in atmospheric air. Oxygen uptake was calculated from the linear slope of end-tidal O2 values during rebreathing and the lung-bag system volume (6).
Statistical techniques. ANOVA (STATISTICA 5.0, Statsoft, Tulsa, OK) with repeated-measures design with two dependent factors [G (in the anterior-posterior or the posterior-anterior direction) and posture] was used to test for differences between changing G levels and posture and interaction between these parameters. Results were considered statistically significant if P < 0.05, and all tests were two-sided. Data are presented as means ± SE, unless otherwise stated.
| RESULTS |
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L
included the fitting of a linear slope to end-tidal points on a log-linear scale, where the constancy of the breathing pattern is much more critical. One way to avoid such problems would have been to make repetitions of the rebreathing maneuver at each G level and posture, but one 5-G exposure in each posture was enough for the majority of the subjects. The present experimental design did not permit determination of reproducibility of rebreathing test parameters. In a previous study with sitting subjects (34), duplicate determinations of DLCO had a coefficient of variation of 9% at 3 G. The corresponding value for
L was 8%.
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No end-expiratory concentration deviations (phase IV phenomena) were identified in any of the subjects. Cardiopulmonary variables are shown in Table 1. Generally, there were marked effects of G and/or posture for most of the variables, but we found no interactions between G and posture for any of the variables, except for arterial oxygen saturation (Table 1).
Lung function. Hypergravity reduced DLCO
compared with normogravity in both postures (P = 0.002), and DLCO was lower in the supine posture than in the prone (P = 0.01). At 5 G, DLCO was significantly lower in supine than in prone (Fig. 1). There was a tendency for interaction between posture and G for DLCO (P = 0.07), i.e., a more manifest hypergravity-induced decrease in DLCO in supine posture compared with prone. Arterial oxygen saturation at hypergravity decreased by 5.5 ± 0.5% units (mean ± SE) in the prone posture compared with 1 G and by 10.0 ± 1.4% units in the supine. The hypergravity-induced impairments of arterial saturation were significantly larger in the supine posture (P = 0.002). FRC decreased in hypergravity (P < 0.001) but was significantly larger in the prone posture compared with supine at both G levels (P < 0.001): 8% larger at 1 G and 26% at 5 G, respectively. Estimated VA decreased in hypergravity (P
< 0.001), but was significantly larger in the prone posture compared with supine at both G levels (P < 0.001). There was a tendency for a hypergravity-induced difference in oxygen uptake (P = 0.09 for the difference between G levels), with a tendency to increase in the prone but not in the supine posture (P = 0.05 for prone vs. supine). Oxygen uptake was 17% higher in the prone posture than in supine at 5 G, and there was a tendency for interaction between posture and G (P = 0.07). There was no difference in lung tissue volume between postures (P = 0.2) and no difference between G levels (P = 1.0). A surrogate for arteriovenous O2 difference, computed as O2
uptake-to-
L ratio, did not differ between postures at any G level (P = 0.8), but in both postures together it was 80% larger at 5 G compared with 1-G control (P < 0.001).
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Central circulation.
L
decreased with increasing G level (P = 0.001) and was lower in the supine than in the prone posture (P = 0.007). At 5 G,
L was significantly lower in supine than in prone (Fig. 2). Heart rate (HR) was significantly higher in the prone posture at both G levels (P < 0.001). In both postures, HR increased in hypergravity (P = 0.002), and there was a tendency for interaction between posture and G (P = 0.07). Stroke volume (SV) was 87.1 ml/heartbeat in normal G (mean value of prone and supine) and decreased to 44.6 ml in hypergravity (P < 0.001), with no difference between postures (P = 0.9).
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| DISCUSSION |
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Diffusing capacity. We have previously shown in sitting subjects that hypergravity induces a gas-exchange impairment and, therefore, a reduction in DLCO
(34). This is most likely a consequence of a less homogenous distribution of VA with respect to pulmonary-capillary blood volume (34). Although we are not aware of any previous determinations of DLCO in humans lying in hypergravity, we expected a hypergravity-induced reduction in DLCO, as has been previously demonstrated in sitting subjects (34). Accordingly, there was a marked reduction in DLCO at 5 G in both postures, even though DLCO was lower in the supine posture than in the prone. This finding is in concordance with our laboratory's previous finding of a more marked hypergravity-induced arterial hypoxemia in the supine posture than in the prone due to a more severe mismatch between the distribution of ventilation and perfusion in the supine posture (35). In the same study, we also reasoned that interstitial pulmonary edema and alveolar hypoventilation are not likely to have influenced our results in hypergravity (35). It has been shown that even mild exercise will open all or nearly all pulmonary vessels, including capillaries (33), due to an increase in
L. Also, DLCO increases progressively with increasing pulmonary blood flow (33) because of a more homogenous distribution of pulmonary-capillary blood volume in relation to VA (12). By analogy, therefore, we expect the higher
L in the prone posture at 5 G to be accompanied by a larger number of pulmonary capillaries recruited in the prone posture and, therefore, a more homogenous perfusion distribution in that posture.
We, therefore, estimate that the combination of more homogenous pulmonary blood distribution and larger alveolar gas volume (larger FRC) in the prone posture is the cause of the improved DLCO and arterial oxygenation.
As in our laboratory's previous study (35), arterial oxygen saturation was significantly more reduced by hypergravity in the supine compared with prone posture (Table 1). Our findings of less impaired arterial oxygenation, together with higher
L in the prone posture compared with supine at 5 G, are in apparent contrast to the data obtained by Barr (4) in sitting subjects at 56 G. Barr (4) found that the arterial desaturation became much more pronounced when the subjects used an anti-G suit and ascribed this difference to a better maintained
L and an associated higher degree of shunting through poorly ventilated parts of the lung. The inflation of the G suit, however, is associated not only with a centralization of blood but also with abdominal compression and a headward displacement of the diaphragm, most likely resulting in a decrease in VA. Together, the data of Barr (4) and the present data support the notion that a better maintained
L at 5 G should be accompanied by an increased VA, in order not to result in more severe desaturation.
FRC. In the supine posture at normal G, there is a positional shift of the diaphragm caused by the weight of the abdomen pushing the diaphragm headward that results in a smaller FRC compared with that in the prone posture (21). This results in a larger VA in the prone posture, which will affect the lung function in a positive manner because, generally, there is a positive relationship between DLCO and VA (43). This phenomenon has been postulated as a possible mechanism for the beneficial effect on arterial oxygenation when prone. However, several studies in patients with severe ALI have failed to show a positive correlation between the FRC and arterial PO2 (8, 25, 27).
The mean values of Table 1 show an almost linear relationship between VA and DLCO, but this is not to say that VA is a principal determinant of DLCO. Instead, a more detailed analysis shows a weak, if any, correlation between these parameters: R2 values were 0.40.1 when data for VA and DLCO were correlated within 5-G prone and 5-G supine posture experiments. In addition, the volume-corrected DLCO did not differ largely from the noncorrected DLCO, as shown in Table 1, and the difference between postures at hypergravity was still present. Taken together, our results support the conclusion that the positive effect of prone positioning may only be due, to a limited degree, to a larger VA.
Because, generally, intrathoracic and pleural pressures decrease with increasing lung volume, it can be postulated that the lower FRC values in the supine vs. prone posture at both levels of G should be associated with higher pleural pressures at comparable hydrostatic levels. At the same time, the pleural pressure is the extracardiac pressure and, therefore, one important determinant of the transmural pressure in the heart during diastole. As a consequence, the larger FRC in the prone posture may be one mechanism contributing to a more favorable venous return to the heart in the prone posture.
L, HR, and SV. From a hemodynamic point of view, it is generally agreed that there is an advantage to being recumbent compared with sitting when exposed to hypergravity, for example, during take-off of a space craft, due to a smaller hydrostatic pressure gradient between the heart and the head, compared with that in the sitting posture (45). However, our results demonstrate that the cardiovascular function is also severely affected while recumbent during hypergravity, as illustrated by the dramatic reduction in
L. Only a few previous measurements of
L have been made in human subjects during exposure to forward acceleration (17, 19). Nolan et al. (26) performed experiments with supine subjects, where two out of four volunteers experienced grayout at 5.8 G. In contrast, such phenomena did not occur in subjects who were studied in the launch position (17, 19), i.e., with the legs elevated and hips and knee joints in 90100° angle. Under such conditions, no systematic change in
L was obtained at G levels up to 5 G (17, 19). Together, these results point to the importance of a hydrostatic blood column above the heart for the maintenance of venous return in hypergravity.
Wood and coworkers (37, 38, 47) studied the topographic relationships of the heart and the lungs in dogs exposed to 1 and 67 G in prone and supine postures, measured from biplane roentgenograms. There was a marked dorsal displacement of the heart in the supine posture in hypergravity, compared with a stable position of the heart against the anterior chest wall in the prone posture (37, 38, 47). Thus the displacement of the heart in the supine dogs must have resulted in a compression of underlying lung tissues and a stretching of the tissues between the heart and the anterior chest wall. Even though the ventral-dorsal dimensions of the dogs in these studies (37, 38, 47) were similar to those of humans, the size of the human heart is much larger than that of the dog heart in relation to the ventral-dorsal dimensions. Malbouisson et al. (18) performed a thorough analysis of computed tomography scans of the chest in normal subjects and in patients with ARDS. In normal supine subjects, the contour of the heart was shown to occupy most of the distance between the anterior chest wall and the spinal column, and, in ARDS patients, all of this distance. Therefore, there is much less margin for G-induced displacement of the heart in humans compared with the dogs studied by Wood and coworkers (37, 38, 47). Thus the negative hydrostatic gradient for venous return in the supine posture is likely to have increased in proportion to G, as would the corresponding positive gradient in the prone posture.
The higher FRC in prone (see above) may also have contributed to more favorable conditions for diastolic filling. It must be noted, however, that the increased intravascular vertical hydrostatic pressure gradients in hypergravity are associated with proportional increases in the corresponding gradients in extravascular tissues. Also, the pericardial sac will limit the extent to which the diastolic heart can expand in response to an increased diastolic filling pressure. In a thorough analysis of these factors in dogs exposed to 1 and 6 G, Wood (47) showed that the transmural (right atrial minus pericardial) pressure did not differ between prone and supine postures at 1 G, and at 6 G the transmural pressure was only 2 cmH2O higher in prone than in the supine posture.
In summary, therefore, we propose that an improved preload in the prone posture compared with supine in hypergravity accounts for the better preservation of
L.
In the present experiments, SV shows no difference between postures, but there is a significantly higher HR in the prone posture at both gravitational conditions, in keeping with our previous observations (35). There are two reasons why we estimate that this difference in HR is not due to a difference in reaction to emotional stress with an associated increased sympathetic nerve activity. First, there is a difference in HR between postures at normal G, but most likely no difference in the level of stress. Second, almost all subjects complained about it being more difficult to breathe in the supine posture at 5 G because of substernal pain. The substernal pain and larger degree of arterial desaturation when supine (35) may have produced secondary alterations of the autonomic outflow, but, if so, they were associated with lower rather than a higher HR in the supine posture.
A second possibility is that this difference in HR might be due to a reflex response to a lower arterial blood pressure in the prone posture. However, in a previous study, our laboratory (35) showed that, although the mean arterial pressure (MAP) increased in hypergravity in lying subjects, there was no difference between the supine and the prone posture. Our previous finding of an increase in MAP of 21% in supine subjects during hypergravity compared with normal G is in agreement with the 17% increase observed by Wood et al. (48). In our MAP measurements, we did not take into account that hypergravity could have affected the position of the heart in the thorax (46) and the thoracic shape, and it probably also compressed the padding on which the subject was lying. However, we attempted to assess the potential impact of these confounding factors, and we concluded that any small differences in MAP between postures, if measured with more precise hydrostatic references, probably would be even less marked at hypergravity. In short, therefore, we do not consider it likely that baroreflex inputs from MAP at heart level influenced the HR difference between postures.
A third possible mechanism could be a tachycardic effect from stimulation of cardiopulmonary mechano-receptors. The presence of such a reflex was suggested by Bainbridge (2) on the basis of acute atrial distension in an animal model. Recent studies have revived the notion of a functionally important Bainbridge reflex in humans (3, 28). Put together, the present results, data from transmural atrial pressures in prone and supine dogs (47), and the recent human studies in favor of a Bainbridge reflex (3, 28) may explain the relative tachycardia in the prone posture at hypergravity, but not readily at 1 G where transmural right atrial pressures may not differ between the prone and supine posture.
It is difficult to interpret the similarity of SVs between the two postures at 5 G. One possibility would be that there were similar limitations of SV in the two postures due to hypergravity-induced cardiac deformation and/or vascular engorgement of surrounding lung tissue. Another possibility is that there were primary differences in venous return, which determined
L, and that SV was set secondarily by HR. We consider the latter alternative more likely, because the position of the heart relative to the inferior caval vein differs widely between the two postures. However, topographical data from humans in hypergravity will be required for a better understanding of factors determining
L and SV under the present hypergravity conditions.
Hypergravity as a model of acute lung insufficiency. Experimental data clearly demonstrate the presence of increased hydrostatic pressure differences down the lung, both in ARDS (14) and in hypergravity (37, 38). Another commonality is the effect of increased cardiac weight on underlying lung tissue. Malbouisson et al. (18), studying supine ARDS patients with computed tomography scans, found a marked increase in cardiac mass compared with that in normal supine subjects, and an associated increase in the pressure exerted by the heart on the right and left lower lobes of the lung. They also estimated the fractional content of gas in the lung tissue below the heart and found that it was more reduced in patients than in normal subjects compared with lung tissue located outside the heart limits on both sides. The observation by Alexander et al. (1) that supine patients with cardiomegaly have a reduction in ventilation in the left lower lobe, which is reversed when changing to the prone posture, lends further support to the notion that an increased weight of the heart compresses lung tissue in the supine but not in the prone posture.
The finding that the negative impact of these increased pressure gradients is ameliorated by prone posture compared with supine, both in patients with ARDS and in normal subjects in hypergravity, however, does not necessarily mean that hypergravity models all aspects of ARDS. An important difference between the hypergravity model and the patients is the distribution of fluid between intra- and extravascular compartments in the lung. In the present hypergravity model, there was no evidence of lung tissue or alveolar edema, and it must, therefore, be assumed that the increased radiological density always observed in dependent parts of the lungs in hypergravity (15) is entirely caused by vascular engorgement. The question arises whether an intravascular expansion at the expense of the alveolar gas volume is less of an impediment to gas exchange between the gas and the blood than if the space-occupying fluid accumulation is in the interstitial tissue and within the alveolar space, as has been shown in ARDS (14). Data from previous hypergravity experiments (34) suggest that there is sequestration of blood in dependent lung parts but that this increased amount of lung-capillary blood, nevertheless, is associated with a reduced diffusing capacity. Thus, apart from being rapidly reversible, the sequestration of blood in the dependent vascular compartments during hypergravity appears to play a role similar to that of extravascular fluid accumulation in terms of impeding gas exchange. However, determinations of the topographical distributions of blood and gas in the lungs during hypergravity are required for more complete understanding of the value of hypergravity as a model of ARDS and ALI.
In summary, we found lower DLCO values in the supine posture compared with prone in resting humans during hypergravity, which supports our previous observations of larger alveoloarterial O2 differences in the supine posture under identical conditions. We speculate that this difference in cardiopulmonary function between postures is of little consequence in healthy subjects at normal G but appears to make a difference when the function of the lung as a gas exchanger is impaired, as in patients with acute lung insufficiency or when exposed to hypergravity.
| ACKNOWLEDGMENTS |
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This study was supported by the Swedish National Space Board, Fraenckel's Fund for Medical Research, The Laerdahl Foundation for Acute Medicine, and the Swedish Research Council (project numbers 05020 and 10401).
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The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
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