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1 University Laboratory of Physiology, University of Oxford, Oxford OX1 3PT, United Kingdom; and 2 Department De Ciencias Biologicas y Fisiologicas/IIA, Universidad Peruana Cayetano Heredia, Lima 100, Peru
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ABSTRACT |
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The ventilatory responses to CO2 of high-altitude (HA) natives and patients with chronic mountain sickness (CMS) were studied and compared with sea-level (SL) natives living at SL. A multifrequency binary sequence (MFBS) in end-tidal PCO2 was employed to separate the fast (peripheral) and slow (central) components of the chemoreflex response. MFBS was imposed against a background of both euoxia (end-tidal PO2 of 100 Torr) and hypoxia (52.5 Torr). Both total and central chemoreflex sensitivity to CO2 in euoxia were higher in HA and CMS subjects compared with SL subjects. Peripheral chemoreflex sensitivity to CO2 in euoxia was higher in HA subjects than in SL subjects. Hypoxia induced a greater increase in total chemoreflex sensitivity to CO2 in SL subjects than in HA and CMS subjects, but peripheral chemoreflex sensitivity to CO2 in hypoxia was no greater in SL subjects than in HA and CMS subjects. Values for the slow (central) time constant were significantly greater for HA and CMS subjects than for SL subjects.
regulation of ventilation; hypercapnic ventilatory response; human; Andean natives; blunting
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INTRODUCTION |
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PULMONARY VENTILATION can be stimulated by CO2 through both the central and peripheral chemoreflex pathways. To assess central chemoreflex sensitivity, investigators have commonly employed a background of high O2, which minimizes, but probably does not abolish, the component of the response to CO2 that arises from the peripheral chemoreceptors. An alternative, more recent approach has been to use the difference in response speeds of the peripheral chemoreflex (fast) and central chemoreflex (slow) to separate the contributions of the central and peripheral chemoreflexes to the overall ventilatory response to CO2 (1, 6, 20).
There have been a number of studies of the ventilatory response to CO2 in both high-altitude (HA) natives and patients with chronic mountain sickness (CMS). Some studies have reported that the ventilatory sensitivities to CO2 of HA natives are similar in magnitude to those of sea-level (SL) natives at SL and lower than those of newly acclimatized SL natives at HA (3, 9), whereas others have found that they are similar to those of SL natives newly acclimatized to HA (18, 23). In general, these studies have been conducted on relatively few subjects, and the comparisons lack a rigorous statistical basis. Studies of patients with CMS have generally found that their ventilatory sensitivities to CO2 are similar to those of healthy HA natives (12, 23). However, there are the same drawbacks to these comparisons as with those for normal HA subjects. Furthermore, to the best of our knowledge, there have been no attempts to separate the peripheral and central chemoreflex components on the basis of their relatively different speeds of response.
The purpose of the present study was primarily descriptive and was to improve our understanding of the ventilatory chemoreflex response to CO2 in HA natives and patients with CMS. In particular, the present study used a dynamic technique to separate the peripheral and central components of the chemoreflex response to CO2. The dynamic variation in end-tidal PCO2 (PETCO2) followed a multifrequency binary sequence (MFBS) that had been optimized for separating the central and peripheral components of the response (20). These measurements were made against a background end-tidal PO2 (PETO2) of 100 and 52.5 Torr.
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METHODS |
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Subjects. Originally, it was planned to recruit 25 SL natives, 25 healthy HA natives (who had spent their life at an altitude of >3,500 m) and 15 patients with CMS (who had an excessive degree of erythrocytosis, defined as a hematocrit of >63%). However, not all subjects completed both protocols, and so additional subjects were recruited as necessary to ensure that that the total number of repeats of each protocol was adhered to, except in the case of the patients with CMS, where only 14 patients were successfully recruited. SL natives for the experiments at SL were recruited in Lima, Peru, and subjects for the experiments at HA (healthy HA natives and patients with CMS) were recruited from among the residents of Cerro de Pasco, Peru (altitude 4,300 m; barometric pressure of laboratory 450 Torr, personal communication from C. Monge).
Protocols. Two protocols were employed. They differed from one another in relation to the background level of PO2; in one protocol, PETO2 was held at 100 Torr, and in the other protocol PETO2 was held at 52.5 Torr. Both protocols used a MFBS in PETCO2 that lasted for 1,408 s and had been optimized to separate the peripheral and central chemoreflex contributions to the overall ventilatory sensitivity to CO2 (20). Before the start of the MFBS, the subjects' PETCO2 was held at +2 Torr above their normal air-breathing value for 5 min. The lower value of PETCO2 for the MFBS was always the same as for the lead-in period of 5 min. For SL natives and patients with CMS, the upper value for the PETCO2 of the MFBS was always +10 Torr above the air-breathing value. For the first few experiments on the healthy HA natives, we employed a value of +8 Torr above the air-breathing value, but this was changed to +10 Torr to match the other subjects once it was clear that this value did not cause discomfort.
Apparatus and techniques. During the experiments, subjects sat upright in a chair and breathed through a mouthpiece with the nose of the subject occluded with a clip. Respired volumes were measured with a turbine volume-measuring device (VMM 400, Interface Associates, Laguna Niguel, CA), and respired gases were analyzed with a fast gas analyzer (Datex Ohmeda, Hatfield, UK). Data were logged to computer by using National Instruments interface cards (types DAQCard-1200 and DAQCard-AO-2DC).
PETCO2 and PETO2 were regulated breath by breath by using the technique of dynamic end-tidal forcing (22). Before the experiment started, values for inspiratory PCO2 and PO2 that were likely to produce the desired PETCO2 and PETO2 were calculated by using a model of the cardiorespiratory system. At the start of the experiment, the inspiratory gas was mixed to the correct composition by using a fast gas-mixing system constructed from commercially available mass flow controllers (type 1559A, MKS Instruments, Altringham, UK). Deviations in PETCO2 and PETO2 away from their desired values were calculated breath by breath during the experiment, and these deviations were used as feedback through an integral proportional controller to modify the inspiratory PCO2 and PO2 as required.Data analysis.
To separate the fast (peripheral) and slow (central) components of the
ventilatory reponse to hypoxia, a mathematical model was fitted to the
data. This model is model 2 of Pedersen et al. (20). Each component of the model has a gain term (G), a
time constant (T), and pure delay (d); for the peripheral component of
the model, these are denoted as Gp, Tp, and dp, respectively, and for
the central component of the model, these are denoted as Gc, Tc, and
dc, respectively. In addition to these terms, there was a single bias
term, B, denoting the extrapolated PETCO2
for which minute ventilation (
E) = 0, and a
linear trend term, C. To fit these equations to the data, we assumed
that PETCO2 was constant within each
breath, which enabled the differential equations to be solved to
provide a set of difference equations that could be used in the
parameter-estimation process. This process is described in more detail
in Ref. 20.
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RESULTS |
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Subjects.
The physical characteristics of the subjects are given in Table
1, and the numbers of subjects common to
the protocols are given in Table 2. The
HA natives were ~4 yr older than the SL controls, and the CMS
subjects were ~10 yr older than the SL controls. The HA and CMS
subjects were, on average, lighter and shorter than the SL controls,
although this only reached significance for the HA group of subjects.
As expected, the patients with CMS had higher hematocrits than the HA
subjects. All HA and CMS subjects were scored for symptoms of CMS
(15), where a score of
12 is taken as evidence of
significant symptomatology. HA subjects scored an average of 6.8 ± 5.6 (mean ± SD), and CMS subjects scored an average of
15.6 ± 3.7. The difference between these was highly significant
(P < 0.001). Patients with CMS had higher values for ambient, air-breathing PETCO2 and lower
values for ambient, air-breathing PETO2.
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Responses to MFBS in PETCO2.
Example data for individual subjects are shown for the MFBS in
PETCO2 against a background
PETO2 of 100 Torr in Fig.
1 and against a background
PETO2 of 52.5 Torr in Fig.
2. PETCO2
followed the desired pattern of the MFBS reasonably in all cases.
PETO2 was well controlled in all
cases, with the exception of a glitch at ~8 min in the SL subject
under conditions of hypoxia. Such problems are usually associated with
disturbances of respiratory rhythm, e.g., coughing.
E for all subjects and protocols can be seen to
be following the pattern of stimulation by the MFBS in all cases,
although the variation in sensitivity between different subjects is
clearly wide, as is the general breath-by-breath variability.
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E for the
subjects for both the euoxic and hypoxic protocols. There are a number
of features of note. First, in marked contrast to SL subjects, there is
no perceptible effect of the two different levels of
PETO2 on
E at
the start of the MFBS sequence for either healthy HA natives or
subjects with CMS. This suggests that, in HA and CMS groups, any
reduction in peripheral chemoreflex discharge at the onset of the
higher level of PETO2 has been
matched by an equivalent increase in central stimulation of
E through the 5-min period of euoxia that precedes
the start of the MFBS record in the figure. Second,
E at the start of the MFBS record was higher for SL subjects than for healthy HA natives and patients with CMS. Third, for
all groups and protocols except the SL group at a
PETO2 of 52.5 Torr, there is a
trend toward an increase in
E over time. For the SL
group at a PETO2 of 52.5 Torr, this
trend is absent with the result that
E is broadly
similar between the two protocols at the lower
PETCO2 at the end of the MFBS sequence.
These findings are consistent with the known slow progressive
stimulatory effect of hypercapnia on
E and, in the
case of SL subjects at a PETO2 of
52.5 Torr, the progressive development of hypoxic ventilatory decline
(see Parameter B and trend term C in
DISCUSSION). Fourth, for healthy HA natives and subjects
with CMS, the progressive rise in
E appears slightly
greater for the MFBS protocol at a
PETO2 of 100 Torr than for the
protocol at a PETO2 of 52.5 Torr, such that by the end of the protocol,
E against a
background PETO2 of 100 Torr
slightly exceeds
E against a background
PETO2 of 52.5 Torr. This is
consistent with a continued, slow stimulatory effect of the higher
PETO2 in HA and CMS subjects.
The mean parameter estimates for the trend term (parameter
C) for the different protocols and subject groups (Tables 3 and 4)
are consistent with these observations. Parameter C is
negative for the SL subjects at a
PETO2 of 52.5 Torr and positive for
all other groups/protocols. For the HA and CMS groups, the trend term is larger at a PETO2 of 100 Torr
than at a PETO2 of 52.5 Torr.
The presence of different starting values for
E and different long-term trends within the data
make the visual comparison of ventilatory sensitivities to
CO2 and the interactions between CO2 and
hypoxia difficult. In Fig. 3C, the ventilatory data and model responses have been replotted so that all responses are aligned
to start at a
E of 10 l/min, and the model trend
terms have been subtracted away from both the data and model output. There are three features of note. First, the total ventilatory sensitivity to CO2 at a
PETO2 of 100 Torr appears greatest
for healthy HA subjects, intermediate for CMS subjects, and least for
SL subjects. Second, the interaction between CO2 and
hypoxia appears greatest for SL subjects, intermediate for the healthy HA natives, and least for the patients with CMS. Third, although subtraction of the model trend has removed all the apparent slow increase in
E over time for SL subjects, this is not
the case for both the HA and CMS groups, where some progressive
increase in
E over time remains.
Parameters for ventilatory sensitivity to CO2.
At a PETO2 of 100 Torr, the total
ventilatory sensitivity to CO2 in the HA native group was
~5 l · min
1
· Torr
1, which was around double
that of the SL group. The sensitivity of the CMS group, at ~4.4 l
· min
1 · Torr
1, was also significantly greater than for the SL
group, with the difference between the HA and CMS groups not attaining
significance. These differences can be attributed primarily to
significant differences in Gc, although the value for Gp for the HA
natives was also significantly higher than for the SL natives.
Parameter B.
For the HA and CMS groups, average values for parameter B
were very similar for the euoxia and hypoxia protocols. For the SL
group, there was a small but statistically significant difference in
the values for parameter B between protocols, which possibly is explained by small differences in the control values for
air-breathing PETCO2 between the two
protocols. Of greater significance is that, for the SL subjects, the
average difference between normal air-breathing PETCO2 and parameter B was
~5.5 Torr, whereas for HA and CMS subjects this difference was ~1.5
Torr. These differences are consistent with the higher starting level
for
E in the SL group compared with the HA and CMS
groups, and also the much greater effect of hypoxia at the
lower value for PETCO2 in the SL group,
especially when this is combined with the greater effect of hypoxia on
the total ventilatory sensitivity to CO2 in the SL group of subjects.
Dynamic parameters of the peripheral chemoreflex loop. For Tp, there were no differences between groups or protocols. For dp, there were no differences between the groups, but the values for dp were lower in hypoxia than euoxia (P < 0.001, ANOVA).
Dynamic parameters of the central chemoreflex loop.
A striking finding of this study is that Tc was very much slower for
the HA and CMS groups compared with the SL group. This finding was
present in both euoxia and hypoxia and did not differ between
protocols. This finding is consistent with the observation that, after
removing trend,
E was similar at the beginning and end of the MFBS for the SL subjects but remained somewhat elevated at
the end for both HA and CMS subjects (Fig. 3). Values for dc did not
differ significantly.
Correlations between CO2 responsiveness and measures of
acute hypoxic ventilatory response and hematocrit.
Correlations were undertaken for the HA and CMS groups combined. Gp
under euoxic conditions exhibited a weak correlation with hematocrit
(r =
0.39, P < 0.02). However,
neither Gp under hypoxic conditions nor Gc in either euoxia or hypoxia
correlated significantly with hematocrit.
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DISCUSSION |
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The major findings of this study were as follows.
First, under conditions of euoxia (PETO2 = 100 Torr), total ventilatory sensitivity to CO2 in HA natives is around double that of SL natives at SL. Total ventilatory sensitivity to CO2 in patients with CMS was also greater than that of SL natives at SL and was not significantly different from healthy HA natives.
Second, under conditions of euoxia, peripheral (fast) chemoreflex sensitivity to CO2 was higher in healthy HA natives than in SL natives at SL. Fast chemoreflex sensitivity in CMS subjects was not different from SL natives at SL.
Third, hypoxia caused a greater increase in total CO2 sensitivity in SL subjects than in the HA and CMS subjects combined.
Fourth, values for parameter B, the extrapolated value for
PETCO2 for which
E = 0 were higher for patients with CMS compared with healthy HA natives.
Fifth, the values for Tc were significantly higher in the HA and CMS groups combined than in the SL group.
Ventilatory response to CO2 of the SL subjects.
For the SL group, the parameters of the respiratory model mostly
correspond very well with those previously published using a MFBS in
PETCO2 to stimulate breathing (8,
20). Under hyperoxic conditions, values of total chemoreflex
sensitivity to CO2 (Gtot) have been given as 2.75 and
2.5 l · min
1
· Torr
1 (in the present study,
Gtot in euoxia was 2.4 l · min
1 · Torr
1), and
under hypoxic conditions
(PETO2 = 50 Torr), a value for Gtot was given as 4.1 l · min
1 · Torr
1 (in
the present study, Gtot in hypoxia was 4.4 l
· min
1 · Torr
1). Values for parameter B from these
studies have been given as 33.3 and 34.7 Torr (in the present study,
parameter B = 33.5 Torr).
1
· Torr
1, rather than the
significant increase from 1.7 (95% CI, 1.40-2.05 l
· min
1 · Torr
1) to 2.3 l · min
1 · Torr
1 (95%
CI, 1.96-2.74 l · min
1
· Torr
1) of the present study.
Studies that model the ventilatory response to step changes in
PETCO2 have not found a significant
increase in Gc in hypoxia, with a small, nonsignificant fall in Gc
occurring in one (6) and a small, nonsignificant rise in
Gc occurring in another (1). Given the existing
literature, we do not feel confident that this result is one that can
be generalized beyond our particular sample of SL natives without it
first being repeated.
Ventilatory sensitivity to CO2 of the HA and CMS
subject groups.
Chiodi (3) gave data for four HA subjects showing a mean
total sensitivity to CO2 of ~2 l
· min
1 · Torr
1, which was close to our values for SL natives at
SL. Forster et al. (9) gave data on 10 HA natives with a
mean total sensitivity to CO2 of ~2.4 l
· min
1 · Torr
1, which was again close to our values for SL
natives. On the other hand, Severinghaus et al. (23) gave
a mean value for six HA natives of 4.0 l · min
1 · Torr
1 and
for six patients with CMS of 3.8 l · min
1 · Torr
1, both
of which are well in excess of both his and our values for SL natives.
Similarly, Milledge and Lahiri (18) gave a value of
4.2 l · min
1
· Torr
1 for four Sherpas. These
differences between studies in the total ventilatory sensitivity to
CO2 in euoxia/hypoxia are difficult to reconcile. However,
the present study provides a considerably larger sample of values from
HA natives; indeed, the total number of HA and CMS subjects in the
present study exceeds the combined total number of subjects from all
four of the previous studies.
Parameter B and trend term C.
In each of the protocols, a trend term was present that reflected the
known slow effects of altering a subject's
PETCO2 and PETO2 away from their ambient
values. In the case of lowering the
PETO2 of the SL subjects, there was
a trend associated with ventilatory depression by hypoxia (7,
11). In the case of raising the
PETO2 of HA natives and patients
with CMS, there was a trend associated with the slow rise in
E under these conditions (13, 14, 16).
In the case of raising PETCO2 in all
subject groups, there is a slow trend toward increased
E (25). These factors necessarily mean
that values of parameter B will depend on how long these
trends have been continuing; for example, the longer
PETO2 has been raised in HA natives
before a ventilatory sensitivity to CO2 is measured, the
higher the value of parameter B will be. This implies that
drawing any meaningful comparison for values of parameter B
across studies where the protocols differ is difficult.
E-PETCO2 response line
will pass above the value for normal
E and
PETCO2 breathing room air. This
observation is consistent with data from other studies (8,
20), and it would seem to relate to another observation made on
SL subjects that there is a degree of discontinuity in the
E-PETCO2 response
relation just above a subject's normal value for
PETCO2 (2, 4).
Tc in HA subjects and patients with CMS. Reported values for Tc can differ substantially (5). Nevertheless, mean values for Tc for both the HA and CMS groups were slower than reported from a collection of other studies of SL natives at SL (5, 8, 20), as well as strikingly slower than in the control SL group of the present study.
One possible explanation for the increase in Tc in the HA and CMS groups is that there is some new, unidentified slow component of the ventilatory response to CO2 that is not present in the SL group. The presence of such a slow component would imply that the "two-compartment plus trend" model of the ventilatory response to CO2 is not appropriate in these subjects and that an apparent increase in Tc arises because an inappropriate model has been fitted to the data. Assuming the two-compartment plus trend model is appropriate, the relatively slow time constant of the central component is normally attributed to the well-buffered environment within which the chemoreceptors reside. The time constant of such a system will depend on the cerebral blood flow per unit volume of brain tissue together with the ratio between blood and brain for the buffering capacity of CO2 (21). Of these factors, it is well recognized that CBF is decreased in natives of HA (19, 24). Within this, the oxygen delivery is relatively well protected because of the increased hematocrit (24). However, it is not immediately apparent whether CO2 removal is similarly protected. On one hand, the increase in hematocrit will increase the proton buffering and carbamino compound formation, but, on the other hand, the increase in hematocrit will compound the reduction in plasma flow (and hence bicarbonate space in the blood). It is possible that a quantitative analysis of these factors could reveal a relative slowing of rate of change of PCO2 within the brain in response to changes in PCO2 of the arterial blood.| |
ACKNOWLEDGEMENTS |
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This study was supported by the Wellcome Trust.
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FOOTNOTES |
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Address for reprint requests and other correspondence: P. A. Robbins, Univ. Laboratory of Physiology, Parks Rd., Oxford OX1 3PT, UK (E-mail: peter.robbins{at}physiol.ox.ac.uk).
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
First published November 27, 2002;10.1152/japplphysiol.00859.2002
Received 19 September 2002; accepted in final form 25 November 2002.
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