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1 Department of Chest Medicine, Erasme University Hospital, and 2 Biomedical Physics Laboratory, Université Libre de Bruxelles, 1070 Brussels, Belgium
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ABSTRACT |
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Present descriptions of nitric oxide (NO) transport in the lungs use two compartment models: airway compartment without mixing and alveolar compartment with perfect mixing. These models neglect NO molecular diffusion in the airways. To assess the impact of axial diffusion on expired NO profile, we solved a transport equation that incorporated diffusion, convection, and NO sources in the symmetrical Weibel model of the lung. When NO parameters computed from experimental data with the two compartment models are used in our model as NO sources, simulated end-expired NO is 29-45 and 64-78% of experimental values at expiratory flows of 50 and 2,000 ml/s, respectively. These lower values are because of NO axial diffusion: During expiration, NO back diffusion (opposed to convection) prevents some NO from being expired, so a two- to fivefold increase of airway NO excretion is necessary to simulate end-expired NO consistent with experimental data. We conclude that, insofar as a significant amount of NO is produced in small airways, models neglecting NO axial diffusion underestimate excretion in the airways.
gas transport model; nitric oxide production
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INTRODUCTION |
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DURING THE LAST
FEW YEARS, several models have been used for the interpretation
of exhaled nitric oxide (NO). Tsoukias and George (13) and
Pietropaoli et al. (8) proposed qualitatively similar
models that had an airway and an alveolar compartment. They can
account, for example, for the marked flow dependence of end-expired NO
concentration (10). NO concentration in airspaces results
from a balance between 1) excretion from tissues,
2) diffusion into blood, and 3) ventilation. By
parametric model fitting on experimental NO curves as a function of
expired flow and independent measurement of NO diffusion into blood,
Pietropaoli et al. separately assessed airway and alveolar
contributions to NO excretion (
NO). Nevertheless,
the models of both Pietropaoli et al. and Tsoukias and George
neglect transport by axial molecular diffusion between airways and
alveoli. This mechanism necessarily participates on concentration
homogenization, especially at low flow rate, because it transports NO
molecules from the airway to the alveolar compartment, which results in
less NO molecules available for expiration.
Using a model of gas transport that includes convection (bulk flow) and axial molecular diffusion (6) in a geometry derived from the symmetrical model of Weibel (17), we propose to assess the influence of axial diffusion on exhaled NO in two types of experiments: the expired flow dependence on end-expired NO (by using several tests, each with constant expired flow) and the NO expiration profile with change of expired flow, i.e., a variable flow during expiration (14, 15).
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METHODS |
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General Equation of Transport in a Symmetrical Model of the Lung
Transport of NO by diffusion and convection in a symmetrical model of the lung can be described by
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(1) |
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(x,t) are total
cross-sectional area (airways + alveoli), airway total
cross-sectional area, volume, and axial flow, respectively. D was taken
to equal 0.22 cm2/s (13). This model has been
accepted as a good tool to provide a realistic description of gas
concentration profiles in the lung periphery when anatomical asymmetry
is neglected (2).
The last term of Eq. 1 is the NO source term: the
difference between
NO (in ml/s) and NO diffusion
into blood (
DNO · C) per unit volume. DNO
is expressed in
ml · s
1 · ppb
1.
We separate airways and alveoli contributions to
NO
and DNO as
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NOAw and
NOAl are
airway and alveolar
NO, respectively, and
DNOAw and DNOAl are airway and alveolar NO
transfer factor, respectively.
Geometrical Boundaries
Geometrical boundaries were derived from the symmetrical model of Weibel (17), i.e., from generation 0 (trachea x = 27 cm) to generation 23 (alveolar end x = 0 cm), each generation being characterized by a length, a total cross-sectional area and an airways total cross-sectional area. The preinspiratory volume of the model is 3,700 ml.Numerical Computation
Equation 1 was solved numerically as a function of time with the model discretized in n nodes separated by 0.02 cm and with each variable being computed at each node i (i = 1, 2, ... 1,357). The boundary conditions are C = 0 at the model entry, because there is no NO inspired, and
C/
x = 0 at the model end (6).
Source Terms
We assume that excretion from tissues and diffusion into tissues and blood are uniformly distributed over airways and alveolar wall areas. Thus airway excretion and diffusion in a node i are the overall airway excretion and diffusion multiplied by the airway wall area in node i divided by the total airway wall area. Alveolar excretion and diffusion at node i are computed the same way.Airway and alveolar wall areas at node i are computed as follows.
Airways. At node i belonging to generation n, the airway wall area is computed as the lateral surface of a cylinder of radius ri (17) and length equal to 0.02 cm (internodal distance), multiplied by 2n. Toward the alveolar end, the airway wall surface decreases dramatically and becomes nil at the level of the alveolar ducts. On the basis of Weibel's data, the total airway wall area is equal to 2.2 m2 (17).
Alveoli.
The alveolar wall surface at node i
(Aalvi) may be approximated by
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si) is the total
alveolar volume at node i, and sa/va
is the ratio between the wall surface and the volume of an alveolus. In
the present model, the total alveolar wall area is equal to 75 m2.
Figure 1 shows the percentage of
the surface of airway walls (A) and of alveolar walls
(B) as a function of the distance from alveolar end and of
generation number in generations 7-23. Generation 17 is the first generation with alveoli, and generation
21 is the last with airway walls.
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Numerical Values of NO Parameters
Flow dependence of end-expired NO.
Table 1 shows the parameters chosen as
the source terms. These are the means of values deduced from seven
subjects with an airway-alveolus compartment model (8).
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Dynamic change of flow during a single exhalation.
NO parameter values are summarized in Table
2.
NOAw and
DNOAw are given by Tsoukias et al. (14) and
correspond to the individual experimental curve shown on Fig. 5 of their article. For this subject, they also deduced a steady
alveolar NO concentration (alveolar
NO/alveolar
DNO) of 1.82 ppb. With alveolar DNO = 1.46 × 10
6
ml · s
1 · ppb
1
(Table 1), we have alveolar
NO = 2.66 × 10
6 ml/s.
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General Conditions for the Simulations
All simulations assume a NO-inspired concentration that is equal to zero. The initial condition (before the test) of NO concentration inside the model is the steady-state concentration profile obtained after five sequential tidal breaths, i.e., 500-ml inspiration followed by 500-ml expiration both at a constant flow of 500 ml/s. This initial condition is the equivalent of the NO inside the lung of a subject before performing any NO test. With this initial condition, two types of test were simulated.Flow dependence of expired NO.
In these simulations, inspiratory and expiratory volumes were always 1 liter, inspiratory flow was always 500 ml/s, and expiratory flow
varied. We considered the NO concentration value at the onset of the
model after 1 liter expired (the end of expiration in our simulations)
as the output variable. In the following, the term "end-expired NO
concentration" refers to this output variable. For expired flows of
50 and 2,000 ml/s, we performed 1) simulations with a
uniformly distributed NO production and 2) simulations with
weighted contribution of generations 0 to 2 to
NO. Keeping the overall NO airway excretion given in
Table 1, we determined, by successive iterations, the weighting of the
three first generations necessary to obtain, with an expiratory flow of
50 ml/s, a midexpired (10 s after the beginning of expiration)
concentration at the onset of generation 3 roughly equal to
50% of the concentration at the onset of generation 0 (9). In the following, the term "nonuniform NO
production" always refers to simulations with this generation
0-2 weighting.
Dynamic change of flow during a single exhalation. With the above defined initial conditions, we considered one inspiration of 4.4 s with 500 ml/s flow, followed by a breath hold of 20 s (zero flow in Eq. 1), followed by a 17-s expiration. The expired flow pattern mimics the experiment depicted on Fig. 5A of Tsoukias et al. (14), i.e., a linear decrease from 420 to 140 ml/s for the first 3.9 s, a linear decrease from 140 to 70 ml/s for the next 5.7 s, and a linear decrease from 70 to 50 ml/s for the remaining 7.4 s. We performed simulations by considering uniform and nonuniform NO production, respectively.
Differences Between Simulation and Recommended Experimental Procedures
In standardized experimental procedures, it is recommended (12) to inhale to total lung capacity and to expire at a constant flow until a NO concentration plateau is reached. This plateau is measured for at least 3 s during an expiration of at least 6 s, and the percentage difference between its lower and upper limits has to be <10%. Our simulation procedure in the constant flow tests differs from the recommended one (12) by a smaller inspired volume, a fixed expired volume, and an output variable defined as a single NO concentration value after 1 liter has expired. To estimate the deviation introduced by this simulation procedure, we performed simulations with 3 liters inspired and an expired plateau measured according to the recommended procedures (12). We considered expired flows of 50 and 2,000 ml/s, considering uniform and nonuniform NO production, respectively. Because 6-s expiration is unrealistic at 2,000 ml/s, we considered 2.5-s expiration and a plateau measured over 1.5 s.Influence of End-Inspiration Breath Hold on End-Expired NO Concentration
We performed simulations with 20-s breath hold (zero flow in Eq. 1) between inspiration and expiration. These simulations were performed with the NO parameters of Table 1 at constant expired flows of 50 and 2,000 ml/s, respectively, and for both uniform and nonuniform NO production.Sensitivity to NO Parameters
Flow dependence of expired NO.
We performed double pairs of simulations as described in Flow
dependence of expired NO, at a constant expired flow of 50 and 2,000 ml/s, respectively, in the following situations:
1) DNOAw = 0; 2)
NOAw of Table 1 multiplied by two and five,
respectively; and 3)
NOAw of Table 1
multiplied by five and alveolar
NO = 0, only
for uniform NO production.
Dynamic change of flow during a single exhalation.
Again, when we considered both uniform and nonuniform NO production, we
performed simulations as described in Dynamic change of flow
during a single exhalation in the following situations: 1) DNOAw = 0 and DNOAw of
Table 2 multiplied by two, respectively; and 2)
NOAw of Table 2 multiplied by two and five,
respectively, for uniform NO production and multiplied by two for
nonuniform NO production.
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RESULTS |
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Figure 2 shows the NO concentration
profiles at mid-expiration, for an expiratory flow of 50 ml/s.
Curve 1 is the curve obtained with a uniform distribution of
NO production. Curve 2 corresponds to a weighted
contribution of generations 0 to 2 to NO
production. The weighting was computed to obtain a concentration value
at the onset of generation 3 (arrow at 7 cm of axial
distance) approximately equal to half the concentration value at the
model onset (arrow at 27 cm of axial distance). This corresponds to a
contribution of generations 0 to 2 of 20% of
total
NOAw.
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Figure 3 shows NO concentration profiles
as a function of the axial distance from alveolar end for
generations 7 to 23 (Fig. 3A) and NO
expired concentration at the onset of the model as a function of time
(Fig. 3B). In Fig. 3A, we show the initial conditions before the test (curve 1),
end-inspiratory concentration (curve 2), and concentration
after a 20-s breath hold (curve 3). In Fig. 3B,
curves 1 and 2 represent concentration without
and with a 20-s breath hold, respectively. These simulations were performed with 2 s of inspiration and 2 s of expiration at a
constant flow of 500 ml/s.
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Figure 4 shows the NO concentration
profiles in generations 7 to 23 during
inspiration (Fig. 4A) and expiration (Fig. 4B) as
a function of the axial distance every 0.2 s (no breath hold). Curve at t = 0 (Fig. 4A) corresponds to
curve 1 of Fig. 3A. Curves at t = 2 s (Fig. 4A) and t = 0 (Fig.
4B) correspond to curve 2 of Fig. 3A.
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Differences Between Simulation and Recommended Experimental Procedures
Differences in percentage between NO plateau measured according to recommended procedures (12) and end-expired NO concentration described in General conditions for the simulations are
9.0% (
0.71 ppb) and 2.5% (<0.01 ppb) for 50 and 2,000 ml/s, respectively, with uniform NO production and
4.3%
(
0.51 ppb) and 2.5% (<0.01 ppb) for 50 and 2,000 ml/s,
respectively, with nonuniform NO production.
Simulation of Experiments
Flow dependence of expired NO.
Table 3 gives the experimental results
derived from the data of Pietropaoli et al. (8) and
Tsoukias and George (13) (lines 1 and
2, respectively) and summarizes the results of the simulations for expiratory flows of 50 and 2,000 ml/s, respectively, both for uniform and nonuniform NO production (lines 3 to
9).
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Dynamic change of flow during a single exhalation.
Figure 6 shows the expired NO
concentration profile as a function of time with the decreasing expired
flow pattern described above, i.e., linear decrease from 420 to 140 ml/s for the first 3.9 s, a linear decrease from 140 to 70 ml/s
for the next 5.7 s, and a linear decrease from 70 to 50 ml/s for
the remaining 7.4 s. The gray outline on each panel is the
experimental curve from Fig. 5 of Tsoukias et al. (14).
Figure 6A corresponds to simulations with uniform NO
production: curve 1 (solid line) with the NO parameters of
Table 2; curve 2 (dotted line) with the assumption that
D = 0; curves 3 and 4 (dashed lines)
correspond to
NOAw multiplied by two and five,
respectively. The arrows indicate the corresponding peak values at the
onset of expiration. Simulations 1, 2, and
3 shown in Fig. 6B are the equivalent of those in
Fig. 6A but for nonuniform NO production. The peaks are out
of scale, and their values are indicated explicitly beside the vertical
arrows.
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DISCUSSION |
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Compartmental models, such as those previously used to describe NO transport (8, 11, 13), have been very useful to interpret several tests in respiratory physiology. However, they use differential equations that only allow computation of time-dependent concentrations in each compartment. Present simulations correspond to solutions of Eq. 1, which is a partial differential equation and enables the consideration of simultaneous convection and diffusion that operate in a structure based on the symmetrical lung model of Weibel (17).
The focus of the present work is the impact of molecular diffusion on
expired NO. Molecular diffusion plays a major role in gas transport in
the periphery of the lung because of it being dominant in the zone
peripheral to the terminal bronchioles (6). During normal
breathing, it is negligible in the conducting airways. A study of
Silkoff et al. (9) suggests that, in normal subjects, a
large part of NO production in the airways comes from the zone between
upper trachea and main bronchi. Thus, other than simulations with
uniformly distributed NO production, as in compartmental models, we
considered nonhomogeneous NO production by weighting the upper
generations' contribution. Figure 2 shows concentration profiles at
midexpiration as a function of axial distance. Curve 1 corresponds to uniformly distributed NO production, and curve 2 corresponds to a weighting of generations 0 to
2, both with the overall
NO in the
airways given in Table 1. In our model, the latter case corresponds to
consider 20% of NO production on generations 0 to
2, which represent <1% of the total epithelial surface.
When we used the source term with values given by Pietropaoli et al.
(8) (Table 1) and Tsoukias and George (13)
(Table 2), the simulations qualitatively reproduce experimental
findings with a smaller end-expired NO when expired flow increases
(Fig. 5) (10). The NO-expired profile shows an early peak
followed by a typical slope (Fig. 6) when flow decreases during a
single expiration after a 20-s breath hold (14, 15).
However, there is a quantitative difference between these simulations
and experiments. Figure 5 shows that end-expired NO concentration is
below the experimental range at any expired flow and far from the mean
experimental value, especially at low flows, regardless of whether we
consider a larger NO production in the first generations. Figure 6
shows that the simulated profile with the NO parameters of Table 2 (curve 1 on each panel) is below the experimental curve
(gray outline on each panel). Insofar as our model describes NO
transport in a more realistic way than compartment models, this
disagreement may come from inadequate estimation of NO exchange
parameters used in Eq. 1.
The link between the two-compartment models and our model can be done by considering D = 0 (no diffusion) in Eq. 1 with the same NO parameters (Tables 1 and 2). In this case, end-expired NO concentrations (open circles and squares on Fig. 5) are close to experimental values. Similarly, for a decreasing expired flow, the expired-NO profile becomes close to the experiments when D = 0 (curve 2 in Fig. 6, A and B). This shows the importance of molecular diffusion on NO transport, even when a larger NO production in the first generations is considered (Table 3, lines 3 and 4).
Tsoukias and George (13) pointed out the potential role of
diffusion on alveolar concentration during breath hold. Indeed, Fig.
3A shows that alveolar concentration is greater after a 20-s breath hold (curve 3). However, as can be seen on Table 3
(lines 3 and 5), a 20-s breath hold has a limited
impact on end-expired NO as it was shown experimentally
(4). Our simulations stress the fact that diffusion plays
an active role during the complete respiratory cycle, mainly during
expiration. This is illustrated in Fig. 4, which shows typical
concentration profiles during inspiration (Fig. 4A) and
expiration (Fig. 4B) for equal time intervals as a function
of distance from alveolar end. From the onset of the acinus (~1 cm
from alveolar end) down to the alveolar end, there is a concentration
gradient established almost immediately after the beginning of
expiration that results in a backdiffusion flow toward the alveolar
zone and consequently a continuous increase of NO concentration. During
most of the expiration, the shape of the NO concentration profile
changes very little and represents a quasi-stationary diffusion front
of NO equivalent to the diffusion front of inert gases
(6). This rapid quasi-stationarity during both inspiration
and expiration explains that, in our simulations, NO concentration
after 1 liter is expired differs little (<1 ppb at 50 ml/s) from the
NO plateau measured according to recommendations for standardized
procedures (12). The diffusion and convection flows are
explicitly shown in Fig. 7, A
and B, as functions of distance from the alveolar end at
midexpiratory time at 2,000 and 50 ml/s, respectively. It appears that
in both cases diffusion flow is toward alveoli (negative value) in the
acinar zone. This flow transports NO molecules into the alveolar zone,
with some of them diffusing into blood instead of being expired. By
comparing Fig. 7, A and B, one may see that the
backdiffusion flow increases when expiratory flow decreases and that it
overcomes convection at low flow (Fig. 7B). This explains
why the difference of end-expired NO between simulations incorporating
diffusion and simulations assuming D = 0 (lines 3 and
4 of Table 3, respectively) is much greater at low flow.
Increasing NO production in the first three airway generations, where
diffusion is negligible, diminishes not only the relative amount of NO
molecules "lost" by backdiffusion but also the NO peripheral
production. The former phenomenon dominates at 50 ml/s by increasing
end-expired NO by 55%; the latter phenomenon dominates at 2,000 ml/s
by decreasing end-expired NO by 18% (Table 3, line 3).
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As the two-compartment models do not incorporate backdiffusion flow, they implicitly assume that all NO molecules excreted and not recaptured by blood circulation are transported by convection and expired. Use of these models to fit experimental data underestimates NO sources, especially in the airways and particularly at low flows.
The purpose of this work is to show the importance of diffusion and not
to fit experimental data. However, we have estimated the impact of NO
parameter variation on expired NO. One may achieve a greater
concentration in the airways either by increasing
NOAw or decreasing NO transfer (DNOAw).
The latter has little effect: For uniform NO production and in the
extreme situation where DNOAw is equal to zero (line
6 of Table 3), end-expired NO concentration increases by 13% only
at an expired flow of 50 ml/s. On the contrary, for uniform NO
production, two- and fivefold increases in
NOAw increase end-expired NO concentration by 74 and 292%, respectively, at
50 ml/s and by 36 and 142%, respectively, at 2,000 ml/s (lines 7 and 8 of Table 3). When nonuniform NO production is
considered, two- and fivefold increases in the
NOAw
increase end-expired NO concentration by 83 and 332%, respectively, at
50 ml/s and by 26 and 139%, respectively, at 2,000 ml/s (lines
7 and 8 of Table 3). An increase factor between two and
five would allow simulations to mimic experimental values (Table 3).
In regard to the test proposed by Tsoukias et al. (14),
Fig. 6A (uniform NO production) shows that the experimental
NO profile after the early peak (gray outline on each panel) lies
between two curves (curves 3 and 4) simulated
with an airway excretion two and five times the value of Table 2,
respectively. In Fig. 6B (nonuniform NO production),
curve 3 (simulated with an airway excretion two times the
value of Table 2) is close to the experimental curve after the peak.
However, these simulations show the limits of the model in the present
form: The shape of the early peak of concentration resulting from NO
accumulation in the airways during a 20-s breath hold is clearly not
reproduced. The simulated peak is always sharper than in experiments
(Fig. 6) and larger when nonuniform NO production is considered (Fig.
6B and Table 4, lines 8 to 12).
Molecular diffusion tends to decrease the peak value (Table 4,
lines 2, 3, 8, and 9) and
to increase its sharpness (Fig. 6). Without any mixing process, the
amount of NO produced during breath hold parallels the relative
epithelial surface (Fig. 1A), which gives a high NO
concentration between generations 13 and 17.
During expiration, this peak is spread over a relatively large volume.
The diffusion process prevents NO concentration from rising during
breath hold in this peripheral zone (Fig. 3A, curve
3) so that the maximum NO value is smaller and located in the
first generations. The peak at expiration is thus smaller and sharper
since it is spread over a smaller volume. Given that the NO peak comes
from the first generations, its relative insensitivity to
DNOAw is not surprising (Table 4 lines 4,
5, 10, and 11). The insensitivity is
because of the very low proportion of epithelial surface of the first
generations relative to the total surface (Fig. 1A), given a
very low transfer factor per unit volume in this zone. From this, it
can be seen that the NO concentration in the first generations before
expiration is mainly determined by diffusion,
NOAw,
and breath-hold time. If we consider the amount of NO that is
accumulated during breath hold, i.e., the area under the peak, instead
of the peak value, the result of line 12 of Table 4,
(
NOAw × 2 and a nonuniform NO production) approaches the experimental value. This is consistent with results presented on Table 3 (line 7) and Fig. 6B
(curve 3) and suggests that this would be the most suitable
combination of parameters to mimic experiments in normal subjects.
Nevertheless, the great difference in shape between simulated and
experimental NO peak suggests that some other phenomena may play a role
in the first generations, such as convective mixing (including in the
mouth cavity), asymmetry of the main bronchi (3), and
inhomogeneous ventilation combined or not with sequential emptying.
Further simulations should address these issues specifically.
The major impact of backdiffusion flow on expired NO is a consequence, in our model, of the dramatic increase of epithelial surface peripheral to generation 13 (Fig. 1A), giving a large NO production in this zone where molecular diffusion becomes the dominant mode of transport (6). This may be questioned. Findings of Silkoff et al. (9) and in vitro measurements (5, 16) suggest that, in normal subjects, NO production may be lesser in peripheral airways and larger in central bronchi. On the other hand, Dubois et al. (1) estimated that NO production occurs throughout the first 450 ml of the airways, which in the Weibel model includes, at least, respiratory bronchioles. We showed (Table 3, line 3) that a weighting of NO production in the first generations compatible with the findings of Silkoff et al. (10) does not abolish the impact of molecular diffusion.
It is worth noting that the results presented here are slightly influenced by NO production in the alveoli. If we assume NO production to be nil for a given airway excretion (lines 8 and 9 of Table 3), end-expired NO decreases by only 3.5% (1.1 ppb) and 25% (1.8 ppb) at 50 and at 2,000 ml/s, respectively. Even in the absence of any NO source in the alveoli, NO molecules coming from the airways during inspiration (by convection and diffusion) and during expiration (by backdiffusion) ensures a nonzero NO value in the alveoli. This result questions the computation of an alveolar excretion value from the estimated equilibrium alveolar concentration and an independent measurement of alveolar DNO, as proposed by some authors (7, 8).
The present work is only theoretical, and the predicted role of diffusion on NO transport has to be established experimentally. This could be done by measuring early peak and end-expired NO at low flow and after lung equilibration with gas mixtures, which leads to very different diffusion coefficients for NO. This can be achieved by comparing NO expiratory profile when 20% of oxygen is mixed with 80% helium and 80% sulfurhexafluoride, respectively.
In summary, we simulated end-expired NO as a function of flow and NO
profile as a function of time with a decreasing expiratory flow by
using a model of gas transport that includes source terms, convection,
and molecular diffusion. Our simulations predict that, insofar as NO
production occurs in peripheral airways, axial diffusion has a major
impact on expired NO and that neglecting this mechanism may lead to
underestimating
NO parameters in the airways. A smaller production in the peripheral airways would temper these conclusions, but, even if further studies show a lower effect of
molecular diffusion in the normal subject, the backdiffusion mechanism
would remain crucial for the interpretation of increased exhaled NO due
to peripheral inflammation (4).
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ACKNOWLEDGEMENTS |
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This work was supported by the Federal Office for Scientific Affairs ("Prodex" program).
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FOOTNOTES |
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Address for reprint requests and other correspondence: A. Van Muylem, Dept. of Chest Medicine, Erasme Univ. Hospital, Route de Lennik, 808, B-1070 Brussels, Belgium (E-mail: avmuylem{at}ulb.ac.be).
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
September 27, 2002;10.1152/japplphysiol.00044.2002
Received 17 January 2002; accepted in final form 18 September 2002.
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