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1 Will Rogers Institute Pulmonary Research Center, Department of Medicine, University of Southern California, Los Angeles 90033-3721; and 2 Departments of Medicine and Physiology, Cardiovascular Research Institute, University of California, San Francisco, California 94143-0521
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ABSTRACT |
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Water transport across epithelial and endothelial barriers in bronchopulmonary tissues occurs during airway hydration, alveolar fluid transport, and submucosal gland secretion. Many of the tissues involved in these processes are highly water permeable and express aquaporin (AQP) water channels. AQP1 is expressed in microvascular endothelia throughout the lung and airways, AQP3 in epithelia in large airways, AQP4 in epithelia throughout the airways, and AQP5 in type I alveolar epithelial cells and submucosal gland acinar cells. The expression of some of these AQPs increases near the time of birth and is regulated by growth factors, inflammation, and osmotic stress. Transgenic mouse models of AQP deletion have provided information about their physiological role. In lung, AQP1 and AQP5 provide the principal route for osmotically driven water transport; however, alveolar fluid clearance in the neonatal and adult lung is not affected by AQP deletion nor is lung CO2 transport or fluid accumulation in experimental models of lung injury. In the airways, AQP3 and AQP4 facilitate water transport; however, airway hydration, regulation of the airway surface liquid layer, and isosmolar fluid absorption are not impaired by AQP deletion. In contrast to these negative findings, AQP5 deletion in submucosal glands in upper airways reduced fluid secretion and increased protein content by greater than twofold. Thus, although AQPs play a major physiological role outside of the airways and lung, AQPs appear to be important mainly in airway submucosal gland function. The substantially slower rates of fluid transport in airways, pleura, and lung compared with renal and some secretory epithelia may account for the apparent lack of functional significance of AQPs at these sites. However, the possibility remains that AQPs may play a role in lung physiology under conditions of stress and/or injury not yet tested or in functions unrelated to transepithelial fluid transport.
water permeability; pulmonary edema; alveolus; epithelium; transgenic mouse
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INTRODUCTION |
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FLUID TRANSPORT ACROSS CELLULAR barriers in biological tissues results from water transport driven by osmotic gradients or hydrostatic pressure differences. In the lung and airways, fluid movement between the air space and cellular and/or interstitial and vascular compartments is important in the maintenance of air space hydration, the absorption of air space fluid near the time of birth and in clinical pulmonary edema, and the secretion of fluids onto the airway surface by submucosal glands. Although pressure-driven bulk fluid flow is an important mechanism in the development of lung edema and pleural effusions in heart failure associated with elevated left ventricular pressure, osmotically driven water transport across cell membranes is the principal mechanism of fluid transport under normal physiological conditions. Osmotic gradients produced by active and secondary active solute transport are dissipated by the transport of water across cell membranes. Although all cell membranes and lipid bilayers are modestly permeable to water, the water permeability of certain cell membranes, such as those in kidney tubules and alveoli, is 5- to 50-fold enhanced by aquaporin-type water channels. The aquaporins are a family of small (~30-kDa monomer), integral membrane proteins that function as water transporters. There are at least 11 homologous aquaporins in mammals, at least 4 of which are expressed in the airways and lung. This review is focused on the biology of these aquaporins with respect to airway and lung physiology.
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BARRIERS TO FLUID TRANSPORT IN BRONCHOPULMONARY TISSUES |
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Figure 1 depicts the barriers to
water transport between air space and interstitial and vascular
compartments in the bronchopulmonary tree. The nasopharnyx, trachea,
and airways are lined by an epithelial cell layer that forms the
principal barrier for water movement between the interstitial and
vascular compartment and the airway surface liquid (ASL), the thin
(<100 µm) layer of liquid lining the apical surface of the
epithelium. Submucosal glands, which secrete fluid and glycoproteins
onto the airway surface, are present in the larger airways. The
alveolar epithelium provides the major surface area for gas exchange.
The alveolar epithelium contains type I cells, which are flat cells
comprising the majority of the alveolar epithelial surface, and type II
cells, which transport salt actively and produce surfactant. Water
movement between the air space and capillary compartments across the
alveolar epithelium must also cross the interstitium and capillary
endothelium. Permeability measurements have indicated exceptionally
high water permeability across intact alveolar capillaries
(8) and epithelium (5, 7) and moderately high
water permeability across the airway epithelium (15, 16,
39). Water permeability in isolated alveolar type I cells was
the highest reported of any mammalian cell type (12).
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EXPRESSION OF AQUAPORINS IN BRONCHOPULMONARY TISSUES |
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At least four members of the aquaporin protein family are expressed in the respiratory tract, where they are distributed in a cell-specific manner throughout the nasopharynx, airways, and distal lung (Fig. 1). AQP1 was the first aquaporin to be identified in lung, where its transcript was initially demonstrated in alveoli of rat lung by in situ hybridization (20). AQP1 was subsequently immunolocalized predominantly to the microvascular endothelium adjacent to airways and alveoli (17, 25, 44, 50) and to microvessels and mesothelial cells of visceral and parietal pleura (44, 55). Expression of AQP1 has also been detected in occasional pneumocytes (13, 17, 25, 43). AQP3 is expressed in the basolateral membranes of basal cells of epithelium lining the rat trachea and nasopharynx but not distal lung (18, 26, 43) and in basolateral membranes of glandular and surface epithelial cells in nasal conchus (43). AQP4 is expressed in the basolateral membrane of ciliated columnar cells of bronchial, tracheal, and nasopharyngeal epithelium (18, 43). AQP5 is expressed in the apical membrane of type I cells in rat distal lung epithelium (19, 43). Consistent with localization of AQP5 to alveolar epithelial type I (but not type II) cells in vivo, AQP5 is upregulated in rat alveolar epithelial cells in primary culture during the in vitro transition from the type II toward the type I cell phenotype (5). Treatment with keratinocyte growth factor maintains the type II cell phenotype and prevents the increase in AQP5. In the rat, AQP5 has also been localized to apical membranes of acinar cells in nasopharyngeal subepithelial glands (43). Low levels of AQP5 were found in rat trachea by immunoblotting, although it could not be localized by immunohistochemistry (43). These four aquaporins are expressed in a similar distribution in the mouse (52). A recent immunohistochemical study in the mouse suggested more widespread expression of AQP5 in trachea, bronchi, as well as alveolar type II cells (28), although independent confirmation will be needed.
Some differences from the cellular distribution pattern described in the rodent lung were recently reported in humans (29). In a survey of AQP3-AQP5, the major differences in human samples compared with the rodent were AQP3 expression on the basolateral and apical membranes of bronchiolar cells in small airways and AQP5 expression at the apical membrane of bronchial acinar and ciliated duct columnar cells, as well as columnar cells of the superficial epithelium of the nasopharynx. In contrast to rodent lung, AQP4 was localized by in situ hybridization (but not immunofluorescence) to type I alveolar epithelial cells and AQP3 by both methods to type II cells. There was discordance between findings by in situ hybridization and immunofluorescence for AQP4 and AQP5 in bronchial superficial epithelium. Whether these apparent differences in cellular distribution and localization across species reflect functional differences remains to be determined. The largely nonoverlapping and complex pattern of aquaporin expression provides indirect evidence for a role of aquaporins in lung and airway physiology.
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FURTHER INDIRECT EVIDENCE FOR A PHYSIOLOGICAL ROLE OF AQUAPORINS IN THE TRACHEOBRONCHIAL TREE |
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Developmental regulation.
Several studies have demonstrated developmental regulation of aquaporin
expression in the respiratory tract. RNase protection assay and
immunoblotting of rat lung membranes showed detectable AQP1 in distal
fetal rat lung at day E19 (2 days before birth), increasing severalfold perinatally and into adulthood (25, 26, 59). AQP1 at all stages of development was upregulated by
treatment with corticosteroids. AQP5 was barely detectable at day
E21 or postnatal day 1 in distal lung but was present
on postnatal day 2, gradually increasing through into
adulthood (26). AQP4 mRNA and protein were strongly
induced immediately postnatally (26, 59, 64). Increases in
AQP4 were observed in rat fetal lung distal epithelial cells in vitro
exposed to 21% oxygen (compared with 3%), suggesting a mechanism for
postnatal upregulation of AQP4 (48). AQP4 mRNA was also
upregulated in fetal lung at 24 h after treatment of maternal rats
(day E20) with
-adrenergic agonists or glucocorticoids.
Different kinetics of aquaporin induction have been noted in trachea,
where transient upregulation of AQP5 occurred immediately after birth,
was maximal at day 21, and then declined to very low levels
(26). In contrast, AQP3 and AQP4 proteins were first
detected in tracheal membranes at later times, on postnatal days
12 and 21, respectively. Peri- and postnatal induction
of aquaporin in the lung and airways parallels the transition from
fluid secretion to fluid reabsorption that occurs at birth. Together
with increases in osmotic water permeability demonstrated in the first
24 h after birth in rabbit lung, these observations provide
indirect evidence for a role of aquaporins in fluid clearance from the
lung postnatally (9).
Regulation in the adult lung.
Additional indirect evidence for a physiological role of aquaporins in
respiratory physiology includes the regulation of aquaporin expression
by growth factors, inflammatory mediators, and osmotic stress (5,
26, 57). AQP1 is induced by steroids in adult rat lung
(25). Whether these steroid effects are mediated at the
transcriptional level via glucocorticoid response elements in the
proximal promoter, as shown in erythroid cells, is not known. Decreases
in mRNA and protein for AQP5 and AQP1 were demonstrated in mouse lung
following adenoviral infection, a model of pulmonary inflammation and
edema (57). The reduction in aquaporin expression in the
context of inflammation suggested to the authors a causal role for
aquaporins in the development of lung edema associated with
virus-induced inflammation. The observation that tumor necrosis factor-
downregulates AQP5 expression in mouse lung epithelial cells
(MLE-12) suggested a possible mechanism for AQP5 modulation by
inflammatory cytokines following viral infection (58).
Hypertonic induction of AQP5 mRNA and protein has been demonstrated in
MLE-15 cells and in tissues from hyperosmolar rats through an
extracellular-regulated kinase-dependent pathway (21).
Similar induction by hypertonicity has been demonstrated in alveolar
epithelial cells in primary culture, suggesting potential physiological
relevance for AQP5 in the response of these cells to osmotic stress
(32); however, it is unclear whether alveolar cells are
exposed to hypertonicity in vivo. Upregulation of AQP5 in response to
osmotic stress as well as its induction during transition from the type
II to type I cell phenotype are not associated with changes in mRNA
stability, suggesting transcriptional-level regulation. Promoters of
the human AQP1 and AQP5 genes have been cloned and characterized
(4, 60); however, definitive identification of cell-
and/or stimulus-specific transcriptional regulation of these genes in
lung requires further investigation.
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TRANSGENIC MOUSE MODELS OF AQUAPORIN DELETION |
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Transgenic mice have considerable value in establishing the physiological role of specific genes. As reviewed recently (47), several general caveats should be noted regarding the use of transgenic mouse models to understand gene function and human physiology. Defects in organ function can result directly from protein deletion or indirectly from secondary factors such as altered organ development and/or structure, primary defects in other organs, or changes in the expression of other proteins. For example, changes in pulmonary fluid transport might result from altered cardiac function and hemodynamics, abnormal lung development, or changes in the expression of alveolar water and/or solute transporters. The extrapolation of results in mice to human physiology must take into account differences in patterns of protein expression, anatomy, and physiology. Notwithstanding these caveats, and until specific aquaporin inhibitors for in vivo use become available, transgenic mice probably represent the best model to define the role of aquaporins in mammalian physiology.
Transgenic knockout mice lacking each of the four airway and lung aquaporins (AQP1, AQP3, AQP4, and AQP5) were generated by targeted gene deletion (34-37). Multiple extrapulmonary phenotypes were documented, as reviewed in Ref. 61. For example, in kidney, deletion of AQP1 or AQP3 produced marked polyuria (10, 37, 46). AQP1 deletion reduced intraocular pressure and aqueous fluid production in the eye (65) and slowed the resolution of corneal swelling after experimental edema (56). AQP4 deletion conferred protection from brain swelling induced by acute water intoxication and ischemic stroke (38), as well as impaired hearing (31) and vision (30). AQP5 deletion resulted in impaired secretion of fluid from salivary gland (34). The general paradigm from these studies is that aquaporins facilitate rapid near-isosmolar transepithelial fluid absorption-secretion, as well as rapid vectorial water movement driven by osmotic gradients. However, many phenotype studies were negative, such as normal skeletal muscle function and gastric acid production in AQP4-null mice (63), indicating that tissue-specific aquaporin expression does not indicate physiological significance. Bronchopulmonary phenotype studies in these mice are reviewed below.
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FLUID TRANSPORT IN DISTAL LUNG |
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In the peripheral lung, the proposed aquaporin functions include
alveolar fluid absorption at the time of birth and in the adult lung,
gas (CO2) exchange, and regulation of lung water content in
response to acute and subacute lung injury (3, 40, 45). The main aquaporins in peripheral lung are AQP5 in type I alveolar epithelial cells and AQP1 in endothelial cells. Initial experiments indicated that these aquaporins provide the principal route for osmotically driven water transport across the alveolar epithelial and
endothelial barriers, respectively (2, 33, 53). Osmotic water permeability between the air space-capillary barriers in isolated
perfused mouse lung was measured by a pleural surface fluorescence
method in which air space fluid osmolality, deduced from the
fluorescence of a volume marker, was measured in response to changes in
osmolality of the pulmonary artery perfusate (7) (Fig.
2A). As shown in Fig.
2B, osmotic water permeability of the air space-capillary
barrier was ~10-fold reduced by deletion of AQP5 or AQP1 separately
and >30-fold reduced by their deletion together (in double knockout
mice).
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It was found also that AQP1 deletion in mice resulted in decreased lung water accumulation in response to acute elevation in perfusate hydrostatic pressure (2, 53). Similarly, recent tomographic analysis of airway wall thickness after saline infusion showed a lesser increase in thickness in two AQP1-deficient humans compared with control subjects (27). It is unclear, however, whether the apparent AQP1-dependent changes in fluid accumulation result from altered capillary endothelial water transport rather than changes in capillary structure and function with AQP1 deletion. Pressure-driven fluid accumulation in intact airways and lung is a very inefficient process because the transported water is rapidly absorbed by osmotic forces. Fluid accumulation occurs primarily by bulk fluid movement through transient rifts in capillary and/or alveolar integrity.
The proposed physiological functions of aquaporins in peripheral lung
were systematically investigated. Alveolar fluid absorption was
measured from the increased concentration of an air space volume marker
(radioiodinated albumin) at 37°C (Fig. 2C). Even with
maximal stimulation of alveolar fluid absorption by
-agonists and
pretreatment with keratinocyte growth factor (to increase the number of
type II cells), there was no significant effect of aquaporin deletion
(2, 33). Furthermore, the rapid absorption of fluid from
the air space just after birth was not impaired by aquaporin deletion,
nor was the accumulation of lung edema in response to acid-induced
epithelial cell injury, thiourea-induced endothelial cell injury, or
hyperoxic subacute lung injury (51). The remarkably slower
rate of alveolar fluid absorption compared with proximal tubule fluid
absorption in the kidney (49) and saliva secretion
(34) was proposed to explain lack of effect of AQP1 and
AQP5 deletion on alveolar fluid clearance. Because rates of fluid
transport are relatively low in lung, the low intrinsic (aquaporin-independent) water permeability of the alveolar epithelial and capillary membranes appears to be adequate to allow fluid transport
to occur without impairment under normal physiological conditions and
in response to clinically relevant stresses.
Heterologous expression studies in Xenopus laevis oocytes have suggested that CO2 exchange can be facilitated by AQP1 (42). However, abnormalities in CO2 transport were not found in AQP1-null mice in arterial blood-gas measurements in anesthetized ventilated mice subjected to changes in inspired gas CO2 content (62) or in rapid changes in air space fluid pH in isolated perfused lungs subjected to sudden changes in capillary CO2 content (14).
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FLUID TRANSPORT IN THE PLEURA |
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Fluid is continuously secreted into and cleared from the pleural
space. The amount of fluid in the pleural space is normally very small
(<0.2 ml/kg) despite its large surface area (4,000 cm2 in
humans, 10 cm2 in mice) (42). Pleural fluid
can accumulate in congestive heart failure, lung infection, lung tumor,
and the acute respiratory distress syndrome. Fluid entry into the
pleural space involves filtration across microvascular endothelia near
the pleural surface and movement across a mesothelial barrier lining
the pleural space, whereas fluid clearance is thought to occur
primarily by lymphatic drainage (1, 24). RT-PCR screening
and immunostaining revealed expression of AQP1 in microvascular
endothelia near the visceral and parietal pleura and in mesothelial
cells in visceral pleura (55). Osmotic water permeability
across the pleural barrier was measured in anesthetized, mechanically
ventilated mice from the kinetics of pleural fluid osmolality after
instillation of hypertonic or hypotonic fluid into the pleural space.
Osmotic equilibration of pleural fluid was rapid in wild-type mice
(50% equilibration in <2 min) and slowed by approximately fourfold in
AQP1-null mice. However, the clearance of isosmolar saline instilled in
the pleural space (~4
ml · kg
1 · h
1) was not
affected by AQP1 deletion, nor was the accumulation of pleural fluid
(~0.035 ml/h) in a fluid overload model produced by intraperitoneal
saline administration and renal artery ligation. Also, pleural fluid
accumulation was not affected by AQP1 deletion in a thiourea toxicity
model of acute endothelial injury. Thus, although rapid osmotic
equilibration across the pleural surface is facilitated by AQP1, as in
peripheral lung, AQP1 did not appear to play a role in physiologically
important mechanisms of pleural fluid accumulation or clearance.
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FLUID TRANSPORT IN THE AIRWAYS |
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The proposed functions of aquaporins in the airways include humidification of inspired air, regulation of ASL volume and composition, and absorption of fluid from the airways. Evaporative water loss in the airways is thought to drive water influx from capillaries and interstitium into the ASL by the creation of an osmotic gradient. The depth and ionic composition of the ASL should depend theoretically on the ion-transporting properties of the airway epithelium and the rate of evaporative water loss, as well as the water permeability of the airway-capillary barrier (6, 11). Novel methods were developed to study airway humidification, ASL properties, and fluid clearance in the airways for measurements in mice lacking AQP3 and AQP4 (52). Lower airway humidification was measured from the moisture content of expired air during mechanical ventilation with dry air through a tracheotomy. Lower airway humidification was 54-56% efficient in wild-type mice and reduced only slightly (3-4%) in AQP1-AQP5 or AQP3-AQP4 double knockout mice. Upper airway humidification was measured from the moisture gained by dry air passed through the upper airways in mice breathing through a tracheotomy. Upper airway humidification decreased from 91% to 50% with increasing ventilation from 20-220 ml/min but was reduced only slightly (3-5%) in AQP3-AQP4 knockout mice. The depth and salt concentration of the ASL in trachea was measured in vivo with fluorescent probes and confocal and ratio imaging microscopy developed for measurements in cystic fibrosis mice (23). ASL depth was ~45 µm and Na+ concentration was ~115 mM in wild-type and AQP3-AQP4 knockout mice. Finally, active fluid absorption measured in nasopharyngeal airways (measured with a volume marker as done for alveolar fluid clearance) was not impaired by aquaporin deletion. The phenotype studies showed that aquaporins play at most a minor role in airway humidification, ASL hydration, and isosmolar fluid absorption. Recently, increased airway reactivity in response to bronchoconstricting agents was reported in AQP5-null mice (28). A mechanism was not established for the differences observed but may be related to indirect effects of AQP5 deletion on agonist-induced fluid secretion from submucosal glands (see below). The decreased rate of fluid secretion onto the airway surface in AQP5-null mice may alter apparent airway reactivity.
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FLUID SECRETION BY AIRWAY SUBMUCOSAL GLANDS |
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Submucosal glands in mammalian airways secrete a mixture of water,
ions, and macromolecules onto the airway surface. Glandular secretions
are important in establishing ASL fluid composition and volume and are
important in antimicrobial defense mechanisms. Abnormally viscous gland
secretions in cystic fibrosis have been proposed to promote bacterial
adhesion and inhibit bacterial clearance by impeding ciliary function
(22). Submucosal glands contain serous tubules, where
active salt secretion into the gland lumen creates a small osmotic
gradient driving water transport across a water permeable epithelium,
as well as mucous cells and tubules, where viscous glycoproteins are
secreted. Immunocytochemistry revealed strong expression of AQP5 at the
luminal membrane of serous epithelial cells (54). To
determine whether AQP5 deletion affected submucosal gland fluid
secretion, novel methods were developed to measure secretion rates and
composition of gland fluid. In mice breathing through a tracheostomy,
total gland fluid output was measured from the dilution of a volume
marker present in the fluid-filled nasopharynx and upper trachea.
Pilocarpine-stimulated fluid secretion was greater than twofold reduced
in AQP5-null mice. Similar results were obtained by video imaging of
fluid droplets secreted from individual submucosal glands near the
larynx (Fig. 3). Analysis of secreted
fluid showed a greater than twofold increase in total protein
concentration in AQP5-null mice and a smaller increase in
Cl
concentration, suggesting intact protein and salt
secretion across a relatively water-impermeable epithelial barrier.
Submucosal gland morphology and density did not differ significantly in
wild-type vs. AQP5-null mice. AQP5 thus facilitates fluid secretion in
submucosal glands so that the luminal membrane of serous epithelial
cells is the rate-limiting barrier to water movement. Modulation of gland AQP5 expression or function was proposed as a novel approach to
treat hyperviscous gland secretions in cystic fibrosis and excessive
fluid secretions in bronchitis and rhinitis.
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PERSPECTIVE AND DIRECTIONS |
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The specific and regulated expression of aquaporins in airways and lung has provided indirect evidence supporting their physiological role. Water permeability measurements in mice lacking AQP1, AQP3, AQP4, and AQP5 have established that aquaporins provide a major pathway for osmotically driven water movement in the airways, alveoli, and pleura. However, except for impaired fluid secretion by airway submucosal glands in AQP5-null mice and increased airway reactivity, phenotype studies in aquaporin-null mice do not support a significant role for aquaporins in the airways, pleura, or distal lung. It remains unknown whether other (as yet unidentified) aquaporins may be important in lung physiology, whether the aquaporins may be important in stresses not tested, and whether there are situations in which aquaporins are important in human lung physiology. Selective, nontoxic aquaporin inhibitors, when available, will be useful to address these issues, as well as the general concern in transgenic mouse studies about possible compensatory changes in organ function and strain differences. Notwithstanding these caveats, the relatively slow rates of fluid transport in the airways, pleura, and lung compared with organs where aquaporins are important, such as kidney, support the conclusion that the lung and airway aquaporins are of little physiological significance for transepithelial water transport. The intriguing finding of AQP5-dependent fluid secretion in airway submucosal glands suggests that AQP5 inhibition may be useful in reducing fluid secretions in bronchitis and rhinitis and that AQP5 activation may be useful in treating the viscous glandular fluid secretions in cystic fibrosis.
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ACKNOWLEDGEMENTS |
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We thank Drs. Michael Matthay, Edward Crandall, Yuanlin Song, and Tonghui Ma for helpful suggestions and the critical reading of this manuscript.
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FOOTNOTES |
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This work was supported by National Institutes of Health Grants HL-59198, DK-35124, HL-60288, EY-13574, and EB-00415 and grants from the National Cystic Fibrosis Foundation (to A. S. Verkman) and National Heart, Lung, and Blood Institute Grant HL-62569 and a grant from the Hastings Foundation (to Z. Borok).
Address for reprint requests and other correspondence: A. S. Verkman, Ph.D., Cardiovascular Research Institute, 1246 Health Sciences East Tower, Box 0521, Univ. of California, San Francisco, CA 94143-0521 (E-mail: verkman{at}itsa.ucsf.edu; http://www.ucsf.edu/verklab).
10.1152/japplphysiol.01171.2001
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