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1 Department of Biomedical Engineering, School of Medicine, Johns Hopkins University, Baltimore, Maryland 21205; and 2 Department of Physiology, Virginia Commonwealth University, Richmond, Virginia 23298
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ABSTRACT |
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Hemoglobin-based O2 carriers (HBOCs), which are developed as an alternative to blood transfusion, provide O2 delivery. At present, there is no model to predict the O2 transport for a red blood cell-HBOC mixture on a whole organ basis. On the basis of the first principles of mass balance, a model of O2 transport for an organ was derived to calculate venous PO2 (PvO2) for a given inlet arterial PO2 (PaO2), blood flow, and oxygen consumption. The model was validated by using several in vivo animal studies on HBOC administration for a wide range of HBOC oxygen-binding parameters and predicted PvO2 for various PaO2 in the same species. The model was also used to predict the effect of HBOC affinity and cooperativity on PvO2 for humans. The results indicate that PvO2 can be increased at a constant blood flow-to-oxygen consumption ratio by reducing the affinity of HBOC for normoxia and mild hypoxia; however, a high-affinity HBOC would be more efficient in maintaining higher PvO2 for severe hypoxia (PaO2 < 40 Torr).
hemoglobin based oxygen carrier; oxygen affinity; exchange transfusion; partial pressure of oxygen at 50% hemoglobin saturation; oxygen dissociation curve; cat; hamster
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INTRODUCTION |
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HEMOGLOBIN-BASED OXYGEN CARRIERS (HBOCs) are under clinical investigation as an alternative to red blood cells (RBCs) in transfusions (28). The potential advantages of HBOC transfusion include unlimited supply, prolonged storage, chemical purity, and no blood-matching requirements. Over the last decade, the advances in biotechnology have provided HBOCs of a wide variety, including cross-linked hemoglobin, recombinant hemoglobin, and encapsulated hemoglobin (19). In addition, the properties of HBOCs, such as oxygen-binding parameters, viscosity, and NO reaction parameters, can be controlled.
Although major advances in the design of HBOCs have been made, uncertainties regarding the fundamental characteristics of oxygen transport still exist. A quantitative understanding of oxygen transport parameters in the presence of HBOCs could guide the design of HBOCs to provide oxygen delivery to tissue for a desired clinical application. The oxygen transport parameters of HBOCs or RBCs are characterized by the oxygen-hemoglobin equilibrium dissociation curve (ODC) that describes the fractional hemoglobin saturation as a function of PO2.
Both experimental and theoretical studies have been used to evaluate oxygen delivery by HBOCs that depends on the convective transport of oxygen, the level of tissue metabolism, and the oxygen dissociation parameters of the blood (HBOC and RBC mixture). In vivo experimental studies on several species such as cat, hamster, and pig with a wide range of HBOC oxygen transport parameters have been performed (2, 7, 8, 22). Experimental studies have demonstrated that HBOCs can improve tissue oxygenation. Theoretical studies of oxygen transport in the presence of HBOCs are limited. Vadapalli et al. (24) formulated a model of flow of HBOC and discrete RBCs in capillaries and showed that the mass transfer coefficient increases with HBOC concentration. Sharan and Popel (18) developed a compartmental model of brain microcirculation that included arterioles, capillaries, and venules for oxygen transport in the presence of HBOCs. The model evaluated the HBOC oxygen transport parameters for the sheep brain microcirculation. Page et al. (11) modeled oxygen transport in arteriolar-size tubes for solution containing a mixture of RBCs and HBOC. The model predicted that the mixtures of RBCs and HBOC transport oxygen more efficiently than the RBC suspension alone. An increase in oxygenation efficiency for a RBC-HBOC mixture in arteriolar-size tubes was also reported by McCarthy et al. (9).
The knowledge of oxygen transport by an HBOC-RBC mixture would also be important at the whole organ level for optimizing oxygen delivery by HBOCs and interpreting results from animal and clinical studies. Presently, no theoretical studies are available to assess the whole organ oxygen delivery in the presence of HBOCs. A number of experimental and theoretical studies evaluated the changes in the RBC oxygen transport parameters, such as hemoglobin-oxygen affinity on the oxygen delivery to tissue. Turek et al. (21) developed a model of oxygen transport to analyze the effect of hemoglobin-oxygen affinity on the mixed venous oxygen level for hypoxia. Willford et al. (27) used a similar model of oxygen transport to conclude that, for normoxia or moderate hypoxia, a right-shifted ODC is advantageous, whereas for severe hypoxia or increased metabolic rates a left-shifted ODC is desirable. Another theoretical study by Ropars et al. (14) reported that a right-shifted ODC is advantageous for normoxic conditions.
HBOCs or RBC-HBOC mixtures deliver oxygen differently from an RBC suspension (12). The transport characteristics of the mixtures depend on the affinities of both RBCs and HBOCs for oxygen, among other parameters. Therefore, there is a need for the analysis of oxygen transport with an RBC-HBOC mixture on a whole tissue or organ basis. In this study, we analyze existing in vivo animal studies of oxygen transport in the presence of HBOCs by using Fick's principle (mass conservation). The analysis is subsequently extended to provide a framework for oxygen transport with HBOCs in humans.
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METHODS |
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We consider a macroscopic volume of tissue that may represent a
whole organ or a part of it. The tissue is perfused by a mixture of
RBCs and plasma; the plasma phase may contain HBOCs or volume-expanding solutions such as albumin and dextran. The oxygen balance for the
tissue is as follows: total oxygen consumed by tissue (organ) = total oxygen in
total oxygen out. This conservation of mass equation can also be written as
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(1) |
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O2 is the oxygen
consumption of tissue,
is the blood flow in the tissue,
b is the blood oxygen solubility coefficient, PaO2 and PvO2 are the
arterial (inlet) and venous (outlet) PO2, respectively,
rbc and
hboc are the
oxygen-carrying capacities of RBCs and HBOC, respectively (proportional
to the corresponding hemoglobin concentrations), and
Srbc and Shboc are the
fractional hemoglobin oxygen saturations for RBCs and HBOC,
respectively. We assume here that PO2 is the
same in the arterial blood, i.e., there are no
PO2 gradients between the RBCs and the HBOC
solution; the same holds for venous blood. This assumption is justified from the calculation of change in PO2 over a
small distance
from an RBC by using the equation
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(2) |
PO2, the Krogh diffusion coefficient is
K, the oxygen flux at the arterial wall is
Jw, the internal radius of the artery is
R, the surface area of an RBC is
ARBC, and the number of RBCs per unit length of
artery is n/
z. The value of the Krogh
coefficient is 6.15 × 10
10 ml
O2 · cm
1 · Torr
1 · s
1,
which is the product of an oxygen diffusivity of 2.18 × 10
5 cm2/s and an oxygen solubility of
2.82 × 10
5 ml
O2 · cm
3 · Torr
1
in plasma (3). The typical range of
Jw is 1-10 × 10
6 ml
O2 · cm
2 · s
1
(25). The human RBC surface area and volume
(VRBC) are 135 µm2 and 95 µm3,
respectively (4). For an artery with a 1,000-µm radius,
hematocrit (Ht) of 0.45, and VRBC of 95 µm3,
n/
z
(Ht ·
R2/VRBC)
is 1.5 × 108 RBC/cm. These values provide a
PO2 range of 0.01-0.05 Torr.
PO2 is small; therefore, the assumption of
no PO2 gradients between the RBC and HBOC
solution in the arterial and venous blood is justified. Another
assumption implicit in Eq. 1 is that the free and bound
oxygen are in chemical equilibrium; hence the ODCs are used. It has
been shown in a number of theoretical studies that this assumption is
valid under most conditions (13), even for the
microvessels; it is certainly justified for the arteries and veins in
which the fluxes of oxygen per RBC are small.
The fractional equilibrium hemoglobin-oxygen saturation is a function
of PO2 described by the ODC. The ODC can be
represented by several relationships (13, 17); however,
only the parameters of the Hill equation have been reported for HBOCs
(22). The Hill equation for RBCs and HBOCs is
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(3) |
The above equations can be used to investigate the dependence of
physiological variables on the properties of HBOCs for given parameters
of RBCs. The oxygen delivery to the tissue is assumed to be above the
critical limit, where organ oxygen consumption is constant and
independent of PO2. For a given
, oxygen
consumption rate or metabolic demand
(
O2), and PaO2,
Eq. 1 can be solved to obtain PvO2.
Equation 1 was solved for PvO2 by
using the Solver feature of Microsoft Excel 2000.
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RESULTS |
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Equation 1 involves several assumptions, including
uniform PaO2, uniform
PvO2, and constant
O2. The model is validated by using
results from in vivo studies of oxygen transport in whole organs
with administration of HBOCs. We used the data on oxygen transport with
HBOC transfusion in cat brain (22, 23) and hamster dorsal
skinfold (7). We briefly summarize the experimental parameters and results and present our model predictions.
Model validation: study 1.
In a study of cerebral oxygen transport by Ulatowski et al.
(23), cats were divided in the three groups of no
transfusion, albumin exchange transfusion, and hemoglobin exchange
transfusion. HBOC values of P50 and
nH were 34 Torr and 2.2, respectively, for the
cross-linked hemoglobin [prepared from outdated human blood by using
the method described in Ulatowski et al. (23)] transfusion. The basal level of oxygen consumption was reported at 3.4 ml
O2 · min
1 · 100 g
1. The typical cat RBC values for P50 and
nH are 36.4 Torr and 2.6, respectively.
= 53, 56, and 56 ml · min
1 · 100 g
1. On the basis of our model, the predictions for
PvO2 are 37.7, 38.7, and 37.9 Torr,
respectively, for the three groups, which is in good agreement with the
reported PvO2 of 36.2, 39.0, and 40.0 Torr, respectively.
After exchange transfusion, the parameters were arterial Ht = 31, 21, and 21%, respectively, for the three groups;
PaO2 = 120, 119, and 126 Torr; and
cerebral
= 60, 79, and 67 ml · min
1 · 100 g
1. The predicted PvO2 are 41.0, 39.7, and 40.3 Torr, respectively, for the three groups. The
experimentally measured PvO2 = 39.4, 38.7, and 38.1 Torr, respectively, for the three groups, is shown with the
predicted PvO2 in Fig.
1. In addition, the predictions of
PvO2 for changing PaO2
in the range 0-120 Torr are also shown for all three groups. The
predictions of PvO2 are in good agreement with
the measured PvO2 for HBOC P50 and
nH that are similar to the native blood values.
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Model validation: study 2. The second study was also on cat cerebral oxygen transport for isovolemic exchange transfusion (22). The cats were again divided into three groups: no transfusion, albumin exchange transfusion, and hemoglobin-exchange transfusion. In this study, HBOC P50 and nH were 17 Torr and 1.7 for the bovine cross-linked hemoglobin [prepared according to the method described in Ulatowski et al. (22)]; these values are significantly different from the native RBC values of P50 and nH of 36.4 Torr and 2.6, respectively. PaO2 (~160-180 Torr) is different in this study and was maintained at >100 Torr by administering supplemental oxygen compared with the PaO2 of study 1 (~120 Torr), which was maintained between 80 and 120 Torr by administering supplemental oxygen.
After 180 min of exchange transfusion, the parameters were arterial Ht = 32, 18, and 19%, respectively, for the three groups; PaO2 = 166, 180, and 162 Torr; and cerebrum
= 34, 65, and 41 ml · min
1 · 100 g
1. On the basis of a cerebral oxygen consumption of 3.4 ml
O2 · min
1 · 100 g
1 (same as in study 1), the predicted
PvO2 of 33.9, 37.7, and 29.6 Torr are in good
agreement with the experimental values of 34.0, 39.0, and 29.0 Torr,
respectively, for the three groups. Figure 2 shows PvO2
profiles for varying PaO2 in addition to the
close agreement between the experimentally measured
PvO2 and the predicted PvO2 at 180 min of exchange transfusion.
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Model validation: study 3.
To validate the model in a different species and different conditions,
we used a fluid resuscitation study of hemorrhagic shock in conscious
male Syrian hamsters by Kerger et al. (7). The study
compared the efficacy of cell-free hemoglobin (Hemolink, Hemosol,
Etobicoke, ON, Canada; P50 = 31 Torr and
nH = 1.6) with dextran 70 and other
conventional resuscitation fluids for hemorrhagic shock. For the
predictions, we use a
O2/
of 0.065 ml O2/ml of blood flow, which is calculated from
the whole body values of male Syrian hamsters (26). The
hamster RBC P50 and nH are assumed
to be 28 Torr and 2.8 (15). Control
PaO2 were 70.6 and 63.6 Torr, respectively, for
Hemolink and dextran 70 groups. Hemoglobin concentration was 14.5 g/dl,
and Ht was 48%. For control, the estimated
PvO2 values of 34.4 and 33.2 Torr,
respectively, are in good agreement with the reported value of ~34
Torr for both groups (shown in Fig. 3 as
a single point at PaO2 = 67 Torr). Shock
was induced by hemorrhaging to 50% of an animal's total blood volume
within 30 min. After 2 h, animals were resuscitated with Hemolink,
dextran 70, and other fluids. After fluid resuscitation, PaO2, hemoglobin, and Ht were 70.6 Torr, 8.9 g/dl, and 18.8%, and 110.3 Torr, 4.8 g/dl and 17.1%, respectively,
for Hemolink and dextran 70.
decreased to ~50% of the
control flow; therefore,
O2/
is
changed to 0.125 ml O2/ml of blood flow. With the
use of Eq. 1, we estimate the mixed
PvO2 to be 14.6 and 3.9 Torr, respectively, for
Hemolink and dextran 70, which agrees well with the reported values of
16 and 3 Torr. Figure 3 shows the predictions of
PvO2 for varying PaO2
within a wide range. Recently, Nagababu et al. (10)
reported P50 and nH values for
Hemolink of 51 Torr and 0.97, respectively. With these values of
P50 and nH for the HBOC, the
calculated value of PvO2 is 11.2 Torr, which is
in the range of the experimentally measured
PvO2 considering the uncertainties involved in
parameters including the oxygen-transport parameters.
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Predictions of the effect of HBOC P50 on
PvO2 for humans.
We now apply Eq. 1 to simulate oxygen transport in the human
circulation in the presence of an HBOC. Typical ODC parameters for
human RBCs are assumed at P50 = 27 Torr and
nH = 2.7. For different HBOCs, the reported
values of P50 vary within a wide range of 3.4 to 52.6 Torr
(5). In these simulations, we assumed nH = 2.7 for HBOC. To simulate oxygen
transport in different organs and under different conditions, we vary
the ratio of
O2 to
.
O2/
ratio. For the control case, Ht is 45% and yields 15 g/dl of
hemoglobin in the blood. For all other cases, Ht is 15%, and the HBOC
concentration in the blood is 5 g/dl. Thus the total hemoglobin
concentration in the blood is 10 g/dl except for the control case. The
typical value of the
O2/
ratio is 0.04 ml O2/ml of blood flow for human
brain (1); a similar value is estimated for heart. The
mixed PvO2 as a function of PaO2 is shown in Fig. 4A. The
calculations predict that a HBOC with P50 = 40 Torr
would maintain PvO2 for normal
PaO2 (normoxia). However, for severe hypoxic
conditions, a P50 of <20 Torr would be desirable to
maintain PvO2 above zero. The mixed
PvO2 variation for a low and a high
O2/
ratio value is also shown in
Fig. 4, B and C, respectively. An HBOC with a
P50 = 40 Torr would result in a higher
PvO2 compared with the control case for low
metabolism tissue (Fig. 4B). However, for tissue with high
metabolism, even a HBOC with a P50 of 40 Torr is inadequate
to maintain PvO2 above anoxemia under
conditions of arterial hypoxemia (Fig. 4C).
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O2/
ratio values for
PaO2 of 100 and 50 Torr. However, for
PaO2 = 25 Torr, the behavior of
PvO2 is nonmonotonic with respect to P50, and an optimal P50 of ~15 Torr results
in the highest PvO2 for most
O2/
ratio values (Fig.
5C).
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Predictions of the effect of HBOC cooperativity on
PvO2 for humans.
Figure 6 shows the mixed
PvO2 for a mixture of RBCs and HBOC for varying
HBOC cooperativity and for three different values of P50.
The control case is the same as in the previous section, with a Ht of
45%, which corresponds to 15 g/dl of hemoglobin in the blood, and the
typical values of P50 and nH for
RBCs being 27 Torr and 2.7, respectively. For all other cases, Ht is
reduced to 15% and HBOC concentration in the blood is 5 g/dl, thus
yielding 10 g/dl hemoglobin concentration in the blood. The
nH for HBOC is varied between 1 and 3.3. The
value nH = 1 corresponds to noncooperative binding, and nH = 3.3 corresponds to very
strong cooperativity. The mixed PvO2 for a
O2/
ratio of 0.04 ml
O2/ml blood flow are shown for HBOC P50
of 5, 27, and 40 Torr in Fig. 6, A-C, respectively. The
effect of cooperativity on PvO2 is reversed for
P50 of 5 and 20-40 Torr;
nH = 1 provides the highest
PvO2 for normal PaO2
for a P50 of 5 Torr compared with the lowest
PvO2 for a P50 of 20 and 40 Torr.
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DISCUSSION |
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This study of oxygen transport utilizing a mathematical model based on Fick's principle accomplished three objectives. First, we validated the model by using existing in vivo animal studies on HBOC administration for a wide range of HBOC oxygen-binding parameters; thus the model can be used to interpret experimental results. Second, we applied the model to predict mixed venous oxygen pressure for various PaO2 values in the same animal species. Third, the model was used to predict the effect of HBOC oxygen affinity and cooperativity on the mixed PvO2 for humans.
The developed model extends the analyses of the effect of RBC hemoglobin-oxygen affinity in hypoxia (21, 27). Turek et al. (21) and Willford et al. (27) used the arteriovenous oxygen saturation difference to analyze when a right- or left-shifted ODC is advantageous for oxygen delivery to tissue, as evidenced by higher PvO2. These studies concluded that a low oxygen affinity results in favorable oxygen delivery only during normoxia and moderate hypoxia, whereas high affinity is advantageous in severe hypoxic conditions. For an RBC-HBOC mixture, the analysis becomes more complex because the oxygen-binding characteristics of the hemoglobin in RBCs and the HBOC may be different. The oxygen affinity and cooperativity of hemoglobin depend on several factors, including pH, temperature, and ion concentration, both for the HBOC and for the hemoglobin inside RBC. These factors vary with physiological conditions and may even vary from organ to organ. For HBOCs, we used the experimentally measured oxygen affinities at 37°C. The oxygen-carrying capacity of the whole blood is increased by exchange transfusion with an HBOC compared with albumin; but it can either increase or decrease on exchange transfusion with an HBOC compared with a RBC transfusion. Oxygen delivery for an RBC-HBOC mixture is affected by several factors, including the RBC and HBOC oxygen affinity and cooperativity, the composition of RBC-HBOC mixture, the metabolic state of the tissue, and PaO2, as demonstrated in Figs. 4-6. Although the model (Eq. 1) represents the conservation of mass of oxygen (Fick's principle), it is based on several assumptions: uniform PaO2 (i.e., the inlet PO2 in the RBCs and plasma is the same), uniform PvO2, and chemical equilibrium between free and bound oxygen. We theoretically showed that these assumptions should be valid, and we also validated the model against several in vivo studies with RBC-HBOC mixtures. Figures 1-3 demonstrate that the model predictions are in good agreement with the experimental studies on cats and hamsters within a wide range of RBC and HBOC oxygen-binding parameters.
One of the limitations of the presented analysis is that only the mixed PvO2 is predicted and not the tissue PO2, which is important to estimate the metabolic state of the tissue. Sharan et al. (16) studied the relationship between tissue PO2 and end-capillary PO2 and demonstrated that the tissue PO2 can be higher or lower than the end-capillary PO2 depending on physiological conditions. Sharan and Popel (18) showed that the magnitude of the change in tissue PO2 and PvO2 is different depending on the cooperativity of HBOC. Therefore, prediction of tissue PO2 in the presence of a HBOC requires a more detailed model, e.g., as developed by Sharan and Popel (18) or Vadapalli et al. (24). The model can be applied to predict the PO2 exiting a small volume of tissue. For the small volume of tissue, the PaO2 and PvO2 in Eq. 1 are replaced by tissue inlet PO2 and outlet PO2, respectively. If more than one inlet or outlet of blood is present, then the flow-weighted PO2 should be used. This approach can be used to assess oxygen transport in tissues such as tumors under hypoxic conditions (6), where inlet PO2 is significantly lower than PaO2.
The predictions of our model are in agreement with other theoretical
models dealing with an RBC-HBOC mixture. Our model predictions of
PvO2 are similar to the
PvO2 values obtained from the detailed compartmental model of the brain microcirculation of Sharan and Popel
(18); this is expected since Fick's Principle represented by Eq. 1 should be part of any model, regardless of model
details. As seen in Figs. 4 and 5, the mixed
PvO2 is affected significantly by the affinity
of the HBOC at 50% extracellular hemoglobin, which is in agreement
with the predictions by Page et al. (11). In addition, the
prediction that high-affinity HBOC is less effective in maintaining
PvO2 than low-affinity HBOC in normoxia, under the assumption of constant
O2, is in
agreement with other theoretical models (11, 18). Our
model predicts that the mixed PvO2 can be
increased at a constant
by reducing the affinity of hemoglobin for oxygen. In addition, the model predicts that in severe hypoxia (PaO2 < 40 Torr) a high-affinity HBOC
would be more efficient in maintaining a higher
PvO2. These predictions for an RBC-HBOC mixture
are similar to the predictions for whole blood, which are reduced
P50 of RBCs for severe hypoxia and higher P50
for normoxia or moderate hypoxia results in higher values of
PvO2 (21, 27). For severe hypoxia,
our model predicts that an optimal P50 of 15 Torr maximizes
the mixed PvO2.
The model also analyzed the role of cooperativity on the mixed PvO2. High cooperativity of a low affinity HBOC is important to maintain the mixed PvO2 as shown in Fig. 6. However, an HBOC with low cooperativity leads to a higher mixed PvO2 for a high-affinity HBOC.
The appropriate HBOC oxygen-transport parameters have not yet been completely determined. The oxygen affinity of blood is an important factor in determining oxygen delivery to tissues. HBOCs with an oxygen affinity similar to or lower than that of RBCs should facilitate oxygen unloading by increasing the arteriovenous difference. However, it has been reported that faster release of oxygen (i.e., low-affinity HBOC) could be disadvantageous because it could lead to regulatory vasoconstriction and/or decreased functional capillary density in the peripheral circulation (20). The reported values of P50 for HBOCs under development range from 3 to 53 Torr (5), which is the range we explored in our analysis. Our analysis suggests that optimum values of HBOC oxygen affinity and cooperativity may depend on the physiological or pathophysiological conditions under which HBOC is administered, e.g., these parameters may be specific to different tissues and conditions. Therefore, the presented analysis may serve as a guide for determination of optimal values of HBOC parameters.
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ACKNOWLEDGEMENTS |
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This work was supported by National Heart, Lung, and Blood Institute Grant HL-18292 and The Eugene and Mary B. Meyer Center for Advanced Transfusion Practices and Blood Research.
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FOOTNOTES |
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Address for reprint requests and other correspondence: M. Kavdia, Dept. of Biomedical Engineering, The Johns Hopkins School of Medicine, 720 Rutland Ave., 613 Traylor Bldg., Baltimore, MD 21205 (E-mail: kavdia{at}bme.jhu.edu).
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
September 6, 2002;10.1152/japplphysiol.00676.2002
Received 24 July 2002; accepted in final form 30 August 2002.
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