Vol. 93, Issue 3, 925-930, September 2002
Efficient design of the diaphragm: distribution of blood flow
relative to mechanical advantage
Robert L.
Johnson Jr.1,
Connie
C. W.
Hsia1,
Shin-Ichi
Takeda1,
Juliette L.
Wait1, and
Robb W.
Glenny2
1 Department of Internal Medicine, University of
Texas Southwestern Medical Center, Dallas, Texas 75390-9034; and
2 Departments of Medicine and Physiology and Biophysics,
University of Washington School of Medicine, Seattle, Washington 98195
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ABSTRACT |
The mammalian diaphragm is
composed of two separate muscles (costal and crural) connected by a
central tendon that serves as a piston head for drawing air into the
lungs. The two muscles are described as having different embryological
origins, segmental innervations, and mechanical functions [De Troyer
A, Sampson M, Sigrist S, and Macklem PT. Science 213:
237-238, 1981; De Troyer A, Sampson M, Sigrist S, and Macklem
PT. J Appl Physiol 53: 30-39, 1982]. On
the basis of regional blood flow measurements, the two muscles appear
to be nonuniformly recruited at rest, but we anticipated that the two
muscles would become uniformly recruited at heavy exercise to
efficiently support the high energy requirements of ventilation. We
used fluorescent microspheres to measure regional blood flow within the
two muscles as an index of muscle recruitment from rest to heavy
treadmill exercise in well-trained foxhounds. However, the
heterogeneity of blood flow at rest persisted as exercise workloads
were increased. Blood flow per gram of muscle remained twofold greater
in ventral than dorsal regions of both muscles from rest to heavy
exercise. This pattern was matched by a twofold greater regional
mechanical advantage in ventral than dorsal regions of the two muscles
measured anatomically. Hence blood flow was preferentially and
efficiently distributed to those regions capable of generating the
greatest inspiratory power independent of muscle mass. The two muscles
were recruited from rest to heavy exercise as a single functional unit,
not as two muscles under separate control.
regional diaphragmatic blood flow; costal; crural; dog
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INTRODUCTION |
THE DIAPHRAGM IS
DESIGNED like a piston powered by two muscles, costal and crural,
on either side of a noncontractile central tendon that acts as the
piston head (Fig. 1) (30).
The two muscles have been described to have different embryological
origins, segmental innervations, and mechanical functions (6,
7). Territories of motor innervation within and between
the two muscles are sufficiently localized for precise control of local
responses to mechanical loading (11). Our research has
focused on how these apparently different muscles work together to
support high levels of ventilation. At rest, blood flow per gram of
muscle, neural activation, and muscle fiber shortening with each breath
are not uniformly distributed between or within the two muscles
(5, 8, 9). This was presumed to reflect uneven mechanical
loading at rest that did not require full effort from all regions of
the diaphragm. In aerobic quadrupeds, the diaphragm becomes complexly
loaded during exercise not only by high levels of ventilation but also
by inertial forces shifting abdominal contents back and forth against
the lower rib cage and diaphragm (3, 4). We expected that
efficient design would require full recruitment of all parts of the
diaphragm during heavy exercise and that muscle mass should be
distributed in proportion to energy requirements. We designed an
experiment to examine this hypothesis.

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Fig. 1.
Surface of a dog diaphragm viewed by looking dorsally from inside
the rib cage [redrawn after Zietzchmann et al. (30)].
The diaphragm is composed of 2 muscles, costal and crural, separated by
a central tendon. The tendon lies in the dome and acts as a piston head
during breathing. When the 2 muscles contract, the dome is pulled
dorsally and fills the lungs with air.
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METHODS |
Six adult male foxhounds (mean body weight 32 kg) were trained
to run on a treadmill while wearing a leak-free respiratory mask
(1) connected to a one-way valve (model 2700, Hans-Rudolph, Kansas City, MO). Each dog had bilateral carotid loops
constructed under general anesthesia for subsequent catheterization
studies. During a study, the inspired port of the mask was connected to a screen pneumotachometer (model 3813, Hans-Rudolph) for measuring inspired flow and the expired port was connected to a heated screen pneumotachometer for expired flow and calibrated for volume measurement by the method of Yeh et al. (29). Expired O2,
CO2, and N2 were measured continuously distal
to a mixing chamber. An esophageal balloon was inserted into the lower
third of the esophagus through a port in the mask for measuring
transpulmonary pressure by using a differential Validyne transducer.
Pressure-volume loops were recorded continuously for calculating work
of breathing per minute on both lungs and breathing apparatus
(13). Expired ventilation, O2 uptake,
CO2 output, and work of ventilation were averaged over each
20 breaths and monitored continuously on a computer screen. We
measured regional diaphragmatic blood flow by a fluorescent-microsphere technique (10) at rest and three different treadmill
workloads up to ~65% of maximal O2 uptake (12,
14) (Table 1). Briefly, under
local anesthesia, a cardiac catheter was threaded percutaneously through the carotid artery into the left ventricle and fixed in place.
A venous catheter (Cook, Bloomington, IN) was inserted in the other
carotid loop for collecting reference blood after microsphere
injections. At each workload, after a steady state was reached, 3 × 106 latex microspheres (15 µm in diameter labeled with
a fluorescent marker) were injected into the left ventricle. Reference
blood was collected from the other carotid catheter at a fixed sampling rate, beginning just before the microsphere bolus and continuing for 2 min after the injection. Microspheres were distributed and trapped in
the microcirculation of different organs in proportion to regional
blood flow. At each workload, a different fluorescent marker was used.
At postmortem, costal diaphragm was subdivided into eight regions and
crural diaphragm into five regions (Fig. 2). Levels of fluorescence trapped within
each region were used to estimate regional blood flow. Support for
adequate mixing of injected microspheres was provided by blood flow to
the right and left kidney at each workload.
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RESULTS |
Contrary to expectations, specific blood flow (per gram of muscle)
remained unevenly distributed in the same fixed pattern from rest to
heavy exercise (Fig. 3). At each
workload, a similar dorsal-to-ventral gradient of increasing specific
blood flow occurred in adjacent regions of costal and crural muscles up
to the middiaphragm where the crural muscle ends. Ventral to this
point, specific blood flow in the costal muscle progressively declined
toward the sternum. Anatomically, costal and crural muscle fibers are aligned along the same directions across the dorsal arms of the central
tendon (Fig. 1); hence, the two muscles must operate against a similar
load. This is supported by the observation that specific blood flow to
costal and crural muscles facing each other across the dorsal arms of
the central tendon are approximately matched. To compare
gradients across workloads, we normalized blood flow data in each
region with respect to that in costal region 7 and superimposed the results (Fig. 4). The
dorsal-to-ventral pattern of uneven blood flow per gram of muscle
remained the same regardless of workload. Data across the four
different workloads were compared by repeated-measures ANOVA.
Regional differences in blood flow in the dorsal-to-ventral directions
from rest to exercise in costal and crural muscles were highly
significant statistically (P < 0.0001). Differences in
recruitment across workloads from rest to heavy exercise were not
significant (P = 0.974), nor were there significant
interactions among workloads (P = 0.460). Hence
patterns of blood flow recruitment were the same at all workloads.
Microsphere mixing in the left ventricle was adequate as evidenced by
the fact that right and left renal blood flow was not significantly different at rest or exercise [290 ± 46 and 268 ± 39 (SE)
ml/min, respectively] at peak exercise.

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Fig. 3.
Regional blood flow per gram of muscle ( d) in
costal and crural diaphragm. Specific d in the
costal diaphragm plotted with respect to region increases in a
dorsal-to-ventral direction from region 8 to region
5, followed by a gentle decline from region 5 to
region 1 at the sternum. At each workload, the
dorsal-to-ventral increase in specific d in the
crural diaphragm, region E to region
A, parallels that in adjacent dorsal costal diaphragm
matched with similar fiber directions. The 2 muscles work together to
pull the central tendon down and fill the lungs with air.
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Fig. 4.
Comparison of specific d in the costal
and crural diaphragm normalized as a ratio to that measured in costal
region 7 at each workload. The pattern of regional
diaphragmatic recruitment remains the same from rest to heavy exercise
in all regions. Solid symbols and solid lines, costal diaphragm. Open
symbols and dashed lines, crural diaphragm. Work level is represented
by different symbols: , ,
, and , rest, light, medium, and heavy
exercise, respectively. Dorsal-to-ventral differences in regional
d recruitment from rest to heavy exercise were
highly significant statistically (P < 0.0001), but
patterns of d recruitment at different workloads
were not significantly different.
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DISCUSSION |
On the basis of blood flow data, there were no differences in the
pattern of muscle recruitment between costal and crural diaphragm at
rest or exercise; the two muscles behaved as a single unit.
Heterogeneity of blood flow only occurred in the dorsal-to-ventral direction in both costal and crural muscles; this dorsal-to-ventral heterogeneity remained fixed at all levels of exercise. Specific blood
flow was approximately twofold greater in the midcostal and ventral
crural diaphragm than in the dorsal regions of either. Distribution of
muscle capillary densities and fiber types is similar throughout the
dog diaphragm (20, 21); hence, differences in regional
capacity for O2 uptake and utilization cannot explain these
gradients. Similar fixed dorsal-to-ventral patterns of blood flow
heterogeneity per gram of muscle have been described in the costal and
crural diaphragm of small rodents (19, 22, 23). In these
animals, specific blood flow is higher in the dorsal than ventral
regions, opposite to what we describe in dogs. Nevertheless the pattern
of heterogeneity remains fixed from rest to heavy exercise, even though
oxidative capacity is uniformly distributed in the two muscles. There
is heterogeneity in blood flow between whole costal and whole crural
diaphragms at rest and exercise in ponies similar to that which we have
measured in foxhounds, but regional blood flow within each muscle has
not been measured in ponies for comparison (17). Blood
flow heterogeneity may be a general feature in the mammalian diaphragm
with variable patterns among different species.
If it were not for the insight afforded by the studies of Wilson and De
Troyer (27, 28) on mechanical advantage of respiratory muscles (µ), we would be compelled to conclude that either muscle mass or blood flow is inefficiently distributed and utilized in the
diaphragm. Wilson and De Troyer introduced the important concept that
the ability of a respiratory muscle to generate the alveolar pressures
required for ventilation is determined not only by the tension
developed in the muscle but also by the regional µ of the
muscle. Regional µ is a function of regional anatomy and
defined as the alveolar pressure (P) that a muscle can generate by an active stress (T) during contraction against closed airways
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(1)
|
where Lm is muscle length,
L/Lm is fractional change in
muscle length, VL is lung volume, Vm is muscle
volume, and µ is in liters
1. The value of µ is solely
a function of the muscle anatomy and constitutive properties. It can be
measured from the strain induced in regional muscle fibers,
L/Lm, by a passive increase in
lung volume (
VL) under relaxed conditions. The
contribution to power generated per gram of muscle during an active
volume change, on the basis of Eq. 1, would be as follows
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(2)
|
where sp gr is specific gravity converting muscle volume to
mass and dVL/dt is rate of change of lung
volume. Theoretically regions with a high µ can deliver more
power per gram of muscle at a given tension development. For optimal
efficiency, energy loss from distortion of the thorax must be minimized
by coordinated action of all interacting respiratory muscles in such a
way that their passive undistorted configuration is maintained
throughout a breath. Rates of contractile shortening in different
regions must remain proportional to regional µ to prevent one region
from being distorted by contractile tension developed in another
region. Optimal distribution of power should be approached by
preferential distribution of muscle mass and neural activation to those
regions with a high µ. Given these assumptions, power output,
O2 uptake, and blood flow per gram of muscle should be
distributed in direct proportion to regional µ rather than being
uniformly distributed throughout the diaphragm.
The value of µ has been measured in the diaphragm. Boriek
et al. (2) and Wilson et al. (26) estimated µ in different regions of the diaphragm of dogs during active as well
as passive volume changes. They found a similar
ventral-to-dorsal distribution of µ as we reported for specific blood
flow in costal muscle, but they were unable to show a significant
dorsal-to-ventral change in µ in crural muscle. Fiber directions in
the crural muscle are not the same on the abdominal side of the
diaphragm, where the radiopaque markers were placed, as on the thoracic
side, leading to some ambiguity in interpretation. Wait et al.
(24) perfusion fixed the left hemidiaphragm in dogs with
6.25% buffered glutaraldehyde either at functional residual capacity
(FRC) or at total lung capacity (TLC) in the supine position and
measured regional muscle thickness near TLC
(TTLC) and at FRC (TFRC).
Average µ values of the dorsal, middle, and ventral regions of the
costal and crural diaphragm were estimated from their data as µ = (1
TFRC/TTLC)/
VL (Fig. 5). The value of µ calculated
from passive thickness changes in costal
and crural muscles measured by Wait et al. followed a similar pattern
of distribution as that of specific blood flow in the present studies.

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Fig. 5.
A: dorsal-to-ventral distribution of
mechanical advantage in the canine costal and crural diaphragm
calculated from the data of Wait et al. (24).
B: regional d averaged over all
workloads, normalized to costal region 7, and
plotted with respect to regional mechanical advantage.
d is preferentially distributed to regions of high
mechanical advantage.
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Distribution of muscle mass among the costal and crural regions is
shown in Fig. 6. Most of the muscle mass in both muscles is
distributed in the midcostal and ventral crural regions in a similar
distribution to regions of highest µ. We did not measure regional
thickness of the diaphragm but data of Brancatisano et al.
(5) and of Margulies (18) indicate a
significant dorsal-to-ventral increase in thickness of both the costal
and crural diaphragm. Total costal and crural muscle mass values are
102 ± 15 and 63 ± 8 (SD) g, respectively.

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Fig. 6.
Regional distribution of muscle mass in the costal
and crural diaphragm. Muscle mass in the costal diaphragm is
preferentially distributed in midcostal regions 3, 4, 5, and
6 where mechanical advantage is greatest. Muscle mass in the
crural diaphragm is preferentially distributed in ventral regions
A and B where mechanical advantage is also highest.
Muscle mass in the crural diaphragm (regions A, B, C, D, and
E) equals the muscle mass of regions 4-8 of
the costal diaphragm and face each other across the dorsal arms of the
central tendon, providing balanced forces to maintain symmetry during
contraction. Data were analyzed by repeated-measures ANOVA showing
significant differences between regions in both costal and crural
diaphragm (P < 0.0001). Pattern of mass distribution
was the same in all dogs. * Significantly different from
regions 2, 7, and B (P < 0.02).
Region B is significantly different from regions
C, D, and E (P < 0.0001), and
region A is significantly different from regions
B, C, D, and E (P < 0.0001).
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Collectively, the results are consistent with the following
conclusions. 1) Costal and crural muscles are recruited as a
single unit during ventilation. 2) Regional patterns of
neural activation and blood flow in both muscles are anatomically fixed
from rest to heavy exercise and 3) regional levels of neural
activation and blood flow are matched to regional µ and not to
regional muscle mass. 4) Muscle mass in the smaller costal
diaphragm approximately matches the muscle mass of that part of the
costal diaphragm that it faces across the dorsal arm of the central
tendon; this should provide a balance of force generation to ensure
symmetry during contraction.
There is good theoretical and experimental evidence that similar
patterns of neural activation and blood flow distribution apply to all
muscles of breathing, although none have been validated in the
exercising animal (15, 16, 25). Nevertheless, combined data suggest that the efficient anatomic design of the thoracic pump
reduces complexity of neural controls and minimizes power requirements
of breathing and muscle mass required. These design features
may help aerobic quadrupeds, such as the foxhound, to achieve
exceedingly high levels of ventilation during pursuit and/or escape.
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ACKNOWLEDGEMENTS |
This project was supported by National Heart, Lung, and Blood
Institute Grants R01 HL-40070, R01 HL-54060, and R01 HL-45716. S.-I.
Takeda was supported by the Will Rogers Memorial Foundation and the
Japan Ministry of Education. A portion of this work was done during the
tenure of C. C. W. Hsia as an Established Investigator of the
American Heart Association (Grant 93002820).
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FOOTNOTES |
Present address of S.-I. Takeda: Dept. of General Thoracic Surgery,
Toneyama National Hospital, Toneyama 5-1-1, Toyonaka City, Osaka
560-8552, Japan.
Address for reprint requests and other correspondence:
R. L. Johnson, Jr., Div. of Pulmonary and Critical Care
Medicine, Dept. of Internal Medicine, Univ. of Texas Southwestern
Medical Center, 5323 Harry Hines Blvd., Dallas, TX 75390-9034.
The costs of publication of this
article were defrayed in part by the
payment of page charges. The article
must therefore be hereby marked
"advertisement"
in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
June 21, 2002;10.1152/japplphysiol.00230.2002
Received 18 March 2002; accepted in final form 30 April 2002.
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