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1 Autonomic Reflex Laboratory, Department of Neurology, McGill University, and 2 Division of Nephrology, Lady Davis Institute, Sir Mortimer B. Davis Jewish General Hospital, Montreal, Quebec, Canada H3T 1E2
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ABSTRACT |
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To test whether cerebral autoregulation is impaired in patients with neurally mediated syncope (NMS), we evaluated 15 normal subjects and 37 patients with recurrent NMS. Blood pressure (BP), heart rate, and cerebral blood velocity (CBV) (transcranial Doppler) were recorded at rest and during 80° head-up tilt (HUT). Static cerebral autoregulation as assessed from the change in cerebrovascular resistance during HUT was the same in NMS and controls. Properties of dynamic cerebral autoregulation were inferred from transfer gain, coherence, and phase of the relationship between BP and CBV estimated from filtered data segments (0.02-0.8 Hz). During the 3 min preceding syncope, dynamic cerebral autoregulation of subjects with NMS did not differ from that of controls nor did it change over the course of HUT in patients with NMS or in control subjects. Dynamic cerebral autoregulation was also unaffected by the degree of orthostatic intolerance as inferred from latency to onset of syncope. We conclude that cerebral autoregulation in patients with recurrent syncope does not differ from that of normal control subjects.
cerebrovascular circulation; Fourier analysis; hemodynamics
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INTRODUCTION |
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CEREBRAL AUTOREGULATION IS DEFINED as the intrinsic capacity of cerebral vasculature to maintain cerebral blood flow constant over a wide range of cerebral perfusion pressures (2, 19, 23, 34). The overall efficiency of cerebral autoregulation is usually inferred from observed changes in average cerebral blood flow during maintained changes in cerebral perfusion pressure (9, 23, 34, 43). Quantification of cerebral autoregulation in this fashion, as a static process, obscures the fact that most of the challenges to cerebral perfusion originate from rapid shifts in cerebral perfusion pressure that occur over seconds during normal activities of daily living (1, 31, 32). The presence of dynamic cerebral autoregulation has been demonstrated by observing the quick recovery of cerebral perfusion after transient changes in blood pressure (BP) induced by rapid deflation of large cuffs previously placed around the upper thigh (2), by performance of the Valsalva maneuver (42), or after transient carotid artery compression(40).
One of the most frequent forms of syncope encountered in clinical practice is vasovagal or neurally mediated syncope (NMS) (36). Despite its frequency of occurrence, the pathophysiology of NMS remains unclear, but all consider that loss of consciousness during NMS is due to cerebral hypoperfusion that accompanies the cardiovascular collapse at syncope (28, 45). Have patients with NMS lost the ability to defend against sudden hypotension because of an intrinsic impairment of cerebral autoregulation? Insights pertaining to this question have been obtained from continuous transcranial Doppler (TCD) sonographic measurements of middle cerebral artery (MCA) blood velocity (CBV) in patients with NMS and in normal control subjects in whom syncope was induced by lower body negative pressure (LBNP). Static autoregulation is not impaired during head-up tilt (HUT) in patients with NMS (37), although this may not be the case in some normal subjects during high levels of orthostatic stress simulated by LBNP (7, 51).
Loss of dynamic autoregulation may be a more sensitive index of a threatened cerebral circulation than the standard static measures of cerebral autoregulation (12). Therefore, even if static autoregulation is not impaired, subjects with NMS may have a selective defect in dynamic cerebral autoregulation. Several laboratories have observed a decline in diastolic CBV with preservation of systolic CBV during the profound collapse in BP at syncope (13, 16, 37). Two discrepant conclusions have been drawn from this observation. Some have considered the increased CBV pulsatility at syncope to be indicative of a paradoxical vasoconstriction that would obscure dynamic cerebral autoregulation (16). In contrast, we have argued that the limited decrease in mean CBV in the face of large decreases in mean BP at syncope constitutes clear evidence of relatively preserved dynamic cerebral autoregulation (37). Clearly, other approaches to assess dynamic cerebral autoregulation are needed.
None of the methods mentioned in the opening paragraph is appropriate to study dynamic cerebral autoregulation in patients with NMS during HUT. Moreover, none of these methods defines the ability to counteract BP fluctuations that normally occur during orthostasis. With the use of standard linear transfer function analysis, dynamic cerebral pressure autoregulation may be modeled as a frequency-dependent phenomenon, approximating a high-pass filter (6, 31, 50). This analysis has been used extensively in the study of autoregulation of other vascular beds (3, 20, 21). We therefore applied these signal-analysis techniques to determine whether dynamic cerebral autoregulation is primarily impaired during 80° HUT in patients with NMS. On the basis of our previous findings (37), we predicted that dynamic properties of cerebral autoregulation in patients with NMS would not be different from those of normal control subjects.
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MATERIALS AND METHODS |
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We evaluated 37 patients (4 men, 33 women) referred for recurrent syncope without warning or for evaluation of symptomatic orthostatic intolerance that included multiple episodes of near syncope or syncope. Many had symptoms of presyncope that were exacerbated by exposure to heat or prolonged standing. In all patients, physical examination, routine clinical chemistry, complete blood count, Holter monitor, electroencephalogram (EEG), electrocardiogram, and echocardiographic evaluation did not reveal the cause of syncope. No patient took medication of any kind. Fifteen healthy subjects (6 men, 9 women) with no history of syncope or orthostatic intolerance served as the control group. Both groups were similar (controls vs. NMS) in age (30.7 ± 1.7 vs. 32.7 ± 1.2 yr), height (167.7 ± 1.8 vs. 165.5 ± 1.2 cm), and weight (63.1 ± 2.2 vs. 62.4 ± 2.4 kg).
The HUT test protocols were approved by the hospital internal review board, and informed consent was obtained from all subjects. All patients were supine for 30-45 min before recordings. The HUT protocol consisted of a 10-min resting period in the supine position, a maximum of 40 min of 80° HUT with footrest support, and a second 5-min period with the subject supine. HUT was ended if a subjective sensation of impending syncope was associated with a clear precipitous drop in BP or heart rate (HR). Episodes of syncope during HUT were preceded by or associated with lightheadedness, nausea, blurred vision, and sweating.
BP was continuously recorded from the third finger of the left hand with a volume-clamp photoplethysmograph (Finapres model 2300, Ohmeda Monitoring Systems, Madison, WI) and was also intermittently measured from the brachial artery with a sphygmomanometer. During the recording period, the subject's hand was warmed with a heated pad to prevent finger vasoconstriction (37). The arm was maintained at the level of the heart. Respiratory movements were measured with a nasal thermistor. The right MCA was insonated through the temporal window at depths ranging from 45 to 55 mm with a 2-MHz Doppler probe (model TC-64, Eden Medical Equipment) that was firmly strapped in place with an adjustable headband to ensure a fixed angle of insonation. Analog electrocardiogram, BP, spectral envelope of CBV, and respiratory signals were fed to a PC equipped with an eight-channel analog/digital acquisition card and software (Windaq, Dataq, Akron, OH) and were sampled at 200 Hz.
Beat-to-beat HR, systolic and diastolic BP, and CBV were derived off-line with an automatic peak and trough detection algorithm. In all cases, placement of the cursors was verified by visual inspection of the waveforms. Data were then resampled at 2 Hz with a linear interpolation algorithm and averaged every 2 s. Data obtained at baseline and during early (minutes 1-3), mid- (minutes 17-21), and late (minutes 34-38) HUT were directly compared with uncover trends in the hemodynamic profile of control subjects during HUT. Direct comparisons were also made between the hemodynamic response of control and syncopal subjects from data obtained while supine and during early HUT. The hemodynamic profile of minutes 2-4 preceding syncope (before onset of syncope) was compared with end HUT of control subjects. Because the average latency to the onset of syncope in our patients was 14.5 ± 1.7 min (range = 3.5-39.5 min), we also compared the minutes preceding syncope to mid-HUT of control subjects. Cerebrovascular resistance (CVR) was calculated by dividing mean BP by mean CBV after correcting for the difference in hydrostatic pressure between the site of BP recording and MCA insonation. Changes in CVR during HUT served as an index of static autoregulation.
To assess dynamic cerebral autoregulation, 20-Hz continuous waveforms of BP, CBV, and respiration were band-pass filtered between 0.02 and 0.8 Hz. Filtered data segments of 4,096 (204.8 s), 8,192 (409.6 s), or 16,384 (819.2 s) points were subsampled at 2.5 Hz. Power spectra were constructed from Hann-windowed segments of 256 points overlapped by 50%. The powers of the low- and high-frequency BP and CBV bands were integrated by using the commonly accepted definitions of 0.04-0.15 Hz and 0.15-0.40 Hz, respectively (8, 11). Transfer functions were constructed from Hann-windowed segments of 128 points overlapped by 69%. For each segment, squared coherence, phase, and transfer gain were calculated. Phase is defined as positive when CBV leads BP. Transfer gain expresses the degree to which input (BP) oscillations are transmitted to output (CBV). The gain was normalized by dividing admittance magnitude by mean conductance of the analyzed data segment (35, 46). Gain = 1 implies perfect transmission of the BP fluctuations to CBV, gain > 1 indicates amplification, and gain < 1 indicates attenuation of the transmitted BP fluctuations (i.e., presence of dynamic autoregulation). Minimal gain was calculated as the sum of points between 0.02 and 0.04 Hz, the frequency range at which the best attenuation of transmitted BP fluctuations was observed. To compare curves of gain and phase between syncopal and control subjects, points between 0.02 and 0.12 Hz where the gain was <1 were averaged.
Nonparametric statistical tests (Mann-Whitney U test) were used to assess the statistical significance of simple paired or unpaired data. Multiple comparisons of the hemodynamic data sampled at baseline, early, mid, and late HUT were effected by using a two-way repeated-measures ANOVA correcting for multiple comparisons using Tukey's protected t-test. Data are expressed as means ± SE. Statistical significance was defined as P < 0.05.
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RESULTS |
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Cardiovascular and cerebrovascular profiles at rest and during HUT.
Raw BP and TCD signals from a single patient with NMS are shown in Fig.
1. Figure
2 shows the temporal profiles
of the hemodynamic data from control subjects during baseline, early,
and late HUT compared with that obtained from patients with syncope
during baseline, early HUT, and the last minutes of HUT preceding
syncope. Baseline values were not different between the two groups.
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10.1 ± 1.7 vs. 3.4 ± 4.1 mmHg, P = 0.002), and the increase
in diastolic BP was less in NMS than in controls (7.3 ± 1.6 vs.
14.1 ± 1.7 mmHg, P = 0.01). In contrast, changes
in systolic (
15.9 ± 1.7 vs.
20.0 ± 3.4 cm/s,
P = 0.37) and diastolic (
7.9 ± 0.9 vs.
8.8 ± 2.0 cm/s, P = 0.88) CBV were not
different between NMS and controls. Consequently, CVR is less in NMS
than in controls (0.86 ± 0.03 vs. 1.03 ± 0.06 mmHg · cm
1 · s
1,
P = 0.01). Similar conclusions were obtained when
values from control mid-HUT were substituted for end HUT.
Figure 2 shows that at syncope there was a sudden decrease in HR,
systolic and diastolic BP, and diastolic CBV, whereas systolic CBV did
not change (also see Fig. 1, A and B). To
quantify this response, we compared 12 s of data measured 4 min
before the end of HUT with the last 12 s of HUT. HR decreased from
99.2 ± 0.2 to 84.9 ± 0.9 beats/min, systolic BP from
99.1 ± 0.6 to 77.0 ± 2.2 mmHg, diastolic BP from 63.9 ± 0.4 to 47.8 ± 1.2 mmHg, and diastolic CBV from 31.0 ± 0.3 to 22.1 ± 0.4 cm/s (P < 0.0001 for all values). CVR decreased significantly from 1.19 ± 0.01 to
0.88 ± 0.04 mmHg · cm
1 · s
1
(P = 0.0002). This response was observed in all
subjects with NMS. In no case was any change in CBV observed before the
rapid decline in BP.
Transfer function analysis of dynamic cerebral autoregulation.
Both normal controls and subjects with NMS exhibited spontaneous
low-frequency (<0.1 Hz) oscillations in BP and CBV while supine and
more prominently during HUT. From the data trace shown in Fig.
1C, it can be seen that the two oscillations are similar in
frequency, that they are coherent, and that the peak of the CBV
oscillations precedes that of the BP. Figure
3 (data from another subject) shows how
application of linear-transfer analysis allows the definition of the
relationship between CBV and BP. The two signals have a coherence >0.5
at frequencies above 0.05 Hz. The phase is positive, indicating that
the CBV fluctuations precede those in BP. This is also apparent from
the data segment shown in Fig. 3A. Amplitudes of the CBV
oscillations at frequencies below 0.14 Hz are attenuated relative to BP
(gain < 1). This constellation of findings is the signature of an
autoregulatory system, which effectively isolates flow from BP
fluctuations slower than 0.14 Hz (3, 20, 21).
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Dynamic cerebral autoregulation in normal control subjects during
HUT.
Initially, studies were done in normal subjects to determine the
parameters to use in the transfer function analyses of patients with
NMS. Because the latency to onset of syncope was variable, it was
necessary to ascertain that transfer function estimates of dynamic
cerebral autoregulation were independent of the duration of HUT and to
verify that 3.4-min data segments provide accurate estimates of
dynamic autoregulation. We therefore compared estimates obtained from
intermediate length (6.8 min) data segments during early HUT with those
obtained during mid or late HUT. As shown in Fig.
4, A-C, dynamic cerebral
autoregulation estimates are independent of HUT duration. We then
compared estimates derived from data segments of 6.8 or 13.6 min with
those derived from short data segments. As shown in Fig. 4,
D-F, estimates obtained from 3.4 min of data accurately
reflect those obtained from longer data segments. Shorter estimates
(
1.7 min) were not evaluated because the lowest frequency that could
be estimated would be 0.04 Hz and too few data points would be
available in the autoregulatory frequency band of interest (<0.14 Hz).
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Dynamic cerebral autoregulation in subjects with NMS during HUT.
Transfer function estimates and periodograms obtained from short data
segments back-sampled from just before the onset of syncope (usually
45-60 s before the point of maximal hypotension) (n = 38 tilts) were compared with those obtained from
normal controls near the end of HUT (n = 15). As shown
in Fig. 5, D-E, both
groups displayed similar fluctuations in BP and CBV with a peak at
~0.02-0.03 Hz, a low-frequency band at 0.07-0.11 Hz, and a
higher-frequency band at 0.20-0.27 Hz. The range of respiratory
frequencies (0.2-0.35 Hz) was more tightly defined for control
subjects (Fig. 5F). As shown in Table
1, amplitudes of BP and CBV fluctuations
in the low-frequency range in which autoregulation occurs were similar, whereas high-frequency BP fluctuations were greater in subjects with
NMS. Transfer functions of controls and NMS subjects were very similar
(Fig. 5, A-C). In both groups, coherence remained >0.5
between 0.06 and 0.36 Hz (average coherence 0.71 ± 0.04 for controls vs. 0.72 ± 0.02 for NMS, P = 0.78). Gain
was <1 at frequencies <0.14 Hz. Values for minimal gain, average
gain, and phase presented in Table 1 show no difference between control
and NMS subjects.
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Dynamic cerebral autoregulation in controls and in subjects with
NMS while supine.
Dynamic cerebral autoregulation of both groups was also assessed in the
absence of orthostatic stress from short data segments derived from the
supine pre-HUT period. As shown in Fig. 7
and in Table 1, once again there was no difference in the magnitude of
BP or CBV fluctuations or in transfer signatures of supine controls
compared with those of supine subjects with NMS. In the absence of
orthostatic stress, the amplitude of BP fluctuations, as expected, was
less in both groups. This reduction was also apparent in the amplitude
of CBV fluctuations of NMS subjects but not in that of control
subjects. Calculated gains were elevated in both supine groups compared
with HUT, but there was no difference in the average phase relationship
of BP and CBV fluctuations. As was seen during HUT, the coherence of BP
and CBV fluctuations while supine were >0.5 at frequencies between
0.06 and 0.36 Hz (average coherence = 0.55 ± 0.02 for
controls and 0.62 ± 0.02 for NMS, P = 0.11).
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DISCUSSION |
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The results of this study provide several new insights concerning cerebral autoregulation in NMS. First, we have confirmed that static autoregulation as assessed from the CVR response to early HUT was similar in NMS and normal control subjects. In no case was a paradoxical increase in CVR noted. Second, we have extended our observations (37) concerning the cardiovascular and cerebrovascular profile at syncope and have demonstrated in each case a further decline in CVR during the cardiovascular collapse at syncope. Both of these observations suggest that autoregulation is intact in NMS. Third, we have used standard techniques of linear transfer function analysis to more precisely define characteristics of dynamic cerebral autoregulation in NMS and have made the following important observations: 1) in the 3 min preceding syncope, dynamic cerebral autoregulation of subjects with NMS does not differ from that of controls; 2) dynamic cerebral autoregulation does not change over the course of HUT in patients with NMS or in control subjects; and 3) dynamic cerebral autoregulation is unaffected by the degree of orthostatic intolerance as inferred from latency to onset of syncope.
In this study, we used TCD as an index of cerebral blood flow. TCD is the only technology currently available that permits noninvasive prolonged monitoring of rapid changes in cerebral perfusion. CBV, the actual parameter measured, is considered to be an index of cerebral blood flow because changes in cerebral artery lumen area of the insonated vessel are minimal (39, 41) and because carotid blood flow is closely correlated with CBV (25, 29). Moreover, estimates of cerebral perfusion using TCD correlate well with symptoms of orthostatic intolerance (30) and with estimates of cerebral oxygenation measured with near-infrared spectroscopy (NIRS) over a wide range of BP in patients with autonomic failure (18). There are conditions, however, in which MCA diameter does not remain constant. For example, increases in MCA diameter may occur during severe hypercapnia (44), and MCA vasoconstriction may occur after nitric oxide synthase inhibition (48). Under these and other similar conditions, CBV may not provide adequate estimates of cerebral blood flow.
Loss of consciousness at syncope is undoubtedly due to severe cerebral hypoperfusion. Only rarely has cerebral hypoperfusion without hypotension been reported in patients with unexplained recurrent syncope (15, 17). Zero diastolic velocity or even diastolic flow reversal has been observed in some patients at syncope (22), during severe orthostatic hypotension (49), and during cough syncope (27). None of our patients actually lost consciousness because for ethical reasons they were rapidly returned to the supine position once the typical hemodynamic profile of syncope was evident. We have previously suggested that the selective decrease of diastolic CBV during impending syncope is due to a collapse of downstream vessels as diastolic BP decreases below critical closing pressure of cerebral vessels (37).
Severe hemorrhagic hypotension sufficient to decrease diastolic CBV to zero is associated with EEG burst suppression (47). EEG abnormalities (diffuse high-amplitude slow waves or disappearance of EEG activity) during HUT-induced syncope are recorded only at clinically evident syncope and at a time when BP is no longer measurable by auscultation (4). Multifocal myoclonus, visual or auditory hallucinations, may often be associated with such profound cerebral hypoperfusion at syncope (24). However, the EEG record is normal before syncope, indicating that, before actual syncope, cerebral perfusion is still well preserved (4). Simultaneous measurements of cerebral perfusion (TCD) and oxygenation (NIRS) in normal volunteers during HUT without footrest support have also confirmed decreased cerebral oxygenation only at syncope when BP and CBV have significantly decreased (26). Thus, before syncope, cerebral autoregulation is preserved.
From the array of methodologies currently available, we chose analysis techniques that model dynamic cerebral pressure autoregulation as a frequency-dependent phenomenon approximating a high-pass filter (3, 6, 20, 31, 50). The signature of a dynamic autoregulating system is easily recognizable. At frequencies at which autoregulation is operant (<0.14 Hz in our case), fluctuations in blood flow lead those in BP and normalized gain is <1, indicating the presence of an active mechanism that limits the transfer of BP fluctuations into flow. At higher frequencies, at which autoregulation is no longer operant, normalized gain is >1 because vascular compliance amplifies BP fluctuations into flow. Limitations of linear transfer analysis techniques have been addressed extensively (33, 50, 52). We feel that, despite limitations, linear-transfer analysis techniques do provide a reliable measure of dynamic cerebral autoregulation for the following reasons. First, and most importantly, the phase and gain curves that we obtained accurately approximate visual inspection of our data (Figs. 1 and 3). Second, fluctuations in MCA CBV also precede mechanically generated BP fluctuations, but only when cerebral autoregulation is intact (5, 14). Third, estimates of cerebral autoregulation obtained by using linear transfer methods accord well with those obtained by using the thigh cuff deflation technique (50). Fourth, linear models of cerebral autoregulation appear to be more robust than nonlinear models (33).
In our study, we limited our analysis to relatively short (3.4 min) data segments so as to selectively capture any impairment in autoregulation evident in the time period immediately preceding syncope. These short data segments yielded transfer estimates that were comparable to those obtained from substantially longer data sets. It should be noted that any conclusions regarding dynamic cerebral autoregulation in control subjects and subjects with NMS are restricted to the frequency band of fluctuations analyzed (0.02-0.8 Hz). Transfer estimates of dynamic cerebral autoregulation are also limited by the magnitude of spontaneous BP fluctuations. This is evidenced by the fact that transfer estimates obtained from subjects during HUT were clearly more robust than those obtained from supine subjects. The magnitude of the BP fluctuations during HUT was similar in normal control subjects and in subjects with NMS, and, therefore, comparison of dynamic autoregulation between the two populations is appropriate.
One possible limitation of our study would be that end-tidal CO2 was not measured. Although end-tidal CO2 does decline when subjects assume an upright posture and does affect mean CBV (10), it is unlikely that there were substantial differences in end-tidal CO2 between patients with NMS and control subjects. As shown in Fig. 2, there were no differences between controls and patients in the profiles of CBV at baseline and during HUT until just before the onset of syncope. We interpret this to suggest an equivalent reduction of end-tidal CO2 in the two groups because hyperventilation in patients would be associated with larger decreases in mean CBV (30). Moreover, preliminary data obtained in our laboratory suggest that the decline in end-tidal CO2 at syncope does not contribute substantially to the decline in CBV (38).
In normal subjects, high levels of orthostatic stress simulated by LBNP provoke a selective decline in CBV and an increased transfer gain without a corresponding decline in BP (7, 51). These observations, which suggest that both dynamic and static cerebral autoregulation are impaired in normal subjects during LBNP, contrast with our data obtained in patients during prolonged HUT. To our knowledge, direct measurements that compare dynamic cerebral autoregulation during LBNP and HUT have not been made. The level of orthostatic stress induced by LBNP in normal subjects may have been greater than the stress induced by HUT. Higher degrees of orthostatic stress may increase sympathetic outflow to the cerebral vasculature and the resulting increased cerebral vasoconstriction may obscure the presence of dynamic cerebral autoregulation. It is unlikely that our patients with NMS would have been able to attain or tolerate such high levels of orthostatic stress.
In conclusion, our data, obtained from a large group of subjects, provide further evidence that both static and dynamic cerebral autoregulation remains intact during HUT-induced NMS in subjects with recurrent syncope. Impaired cerebral autoregulation is therefore not a cause of syncope in NMS. Whether cerebral autoregulation is impaired during very high levels of orthostatic stress awaits further study.
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ACKNOWLEDGEMENTS |
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This study was supported by grants to R. Schondorf from The CFIDS Association of America and the Fondation des Maladies du Coeur du Québec.
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FOOTNOTES |
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Address for reprint requests and other correspondence: R. Schondorf, Dept. of Neurology, Sir Mortimer B. Davis Jewish General Hospital, 3755 Chemin de la Côte St. Catherine, Montreal, Quebec, Canada H3T 1E2 (E-mail: ronald.schondorf{at}mcgill.ca).
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Received 25 June 2001; accepted in final form 1 August 2001.
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