Journal of Applied Physiology Fuel your research with LabChart
HOME HELP FEEDBACK SUBSCRIPTIONS ARCHIVE SEARCH TABLE OF CONTENTS
 QUICK SEARCH:   [advanced]


     


J Appl Physiol 91: 1298-1306, 2001;
8750-7587/01 $5.00
This Article
Right arrow Abstract Freely available
Right arrow Full Text (PDF) Free
Right arrow Submit a response
Right arrow Alert me when this article is cited
Right arrow Alert me when eLetters are posted
Right arrow Alert me if a correction is posted
Right arrow Citation Map
Services
Right arrow Email this article to a friend
Right arrow Similar articles in this journal
Right arrow Similar articles in ISI Web of Science
Right arrow Similar articles in PubMed
Right arrow Alert me to new issues of the journal
Right arrow Download to citation manager
Citing Articles
Right arrow Citing Articles via HighWire
Right arrow Citing Articles via ISI Web of Science (24)
Right arrow Citing Articles via Google Scholar
Google Scholar
Right arrow Articles by Serra, A.
Right arrow Articles by Forster, H. V.
Right arrow Search for Related Content
PubMed
Right arrow PubMed Citation
Right arrow Articles by Serra, A.
Right arrow Articles by Forster, H. V.
Vol. 91, Issue 3, 1298-1306, September 2001

Mortality after carotid body denervation in rats

A. Serra1, D. Brozoski1, N. Hedin1, R. Franciosi2, and H. V. Forster1

Departments of 1 Physiology and 2 Pathology, Medical College of Wisconsin and Zablocki Veterans Affairs Medical Center, Milwaukee, Wisconsin 53226-0509


    ABSTRACT
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

Carotid body denervation (CBD) in neonatal goats and piglets results in minimal irregular breathing and no fatalities. Redundancy and/or plasticity of peripheral chemosensitivity and a relatively mature ventilatory control system at birth may contribute to the paucity of CBD effects in these species. In the present study, we tested the hypothesis that CBD mortality would be greater in neonates of a less mature species such as the rat. We found that the mortality in rats denervated at 2-3 and 7-8 days of age was significantly higher (P < 0.05) than in sham-CBD rats. In all surviving rats, pulmonary ventilation during hypoxia was lower in CBD than in sham operated rats 2 days after denervation. In surviving rats denervated during the 7th and 8th postnatal days, there was also reduced weight gain and pulmonary ventilation during eupnea, including apneas up to 20 s in duration. However, the effects of CBD were compensated within 3 wk after denervation. Local injections of NaCN indicated that aortic chemoreceptors might have been one of the sites of recovery of peripheral chemosensitivity. We concluded that CBD has higher mortality in newborn rats than in other mammals, possibly because of the relative immaturity of these animals at birth. Nonetheless, in survivors there was enough redundancy and plasticity in the control of breathing to eventually compensate for the consequences of CBD.

peripheral chemosensitivity; critical window; neonates; control of breathing; plasticity


    INTRODUCTION
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

INITIAL STUDIES ON THE EFFECTS of carotid body denervation (CBD) found that CBD in neonatal rats, lambs, and piglets resulted in hypoventilation, irregular breathing including apneas, and significant mortality (3-5, 14). These effects seemed to be age dependent, and the conclusions were that carotid chemoreceptors were essential for the control of breathing in specific periods (the "critical windows") of newborn life.

This conclusion was challenged by later studies on the effects of CBD in newborn goats and piglets (19, 20). In these studies, there were no CBD-related fatalities, and CBD produced only a transient, age-dependent, mild hypoventilation. A possible cause of the difference in findings between earlier and more recent studies was the surgical approach employed, because in initial studies the denervation was performed through a midline access for bilateral carotid dissection, which potentially resulted in considerable upper airway (UAW) trauma that may have had an impact on breathing. In more recent studies, the surgical technique was switched to a potentially less traumatic lateral neck incision. The conclusion of these more recent CBD studies was that the carotid chemoreceptors have an important, but not essential, role in the control of breathing in newborns (19, 20, 22).

Goats and piglets are relatively mature at birth, and this maturity may have been one of the causes of the paucity of CBD effects. We reasoned that in these species other components of the ventilatory control system were sufficiently mature to minimize the consequences of the loss of carotid input. Therefore, our present goal was to investigate the effects of CBD in newborns of a less mature species such as rats. We hypothesized that CBD in rats would result in greater mortality than in piglets and goats. Additionally, we hypothesized that in the CBD survivors, the plasticity/redundancy within the ventilatory control system would compensate for effects of CBD on breathing.

In these studies, we found that the effects of CBD were age dependent; thus we conducted a separate study in additional litters of unoperated newborn rats, investigating the maturation of the control of breathing by testing the ventilatory responses to hypoxia and hypercapnia. We also evaluated the impact of potential stress factors such as the environmental temperature and the transition from a dependent life in the litter nest to an independent life.


    MATERIALS AND METHODS
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

All experiments and animal procedures were performed in accordance to the Guide for the Care and Use of Laboratory Animals (National Institutes of Health), and all the protocols were approved by the Medical College of Wisconsin Animal Care and Use Committee.

Experimental Design

Carotid body denervation studies. Outbred Sprague-Dawley pregnant dams were obtained from Charles River Laboratories (Wilmington, MA). Rat pups were naturally delivered in our animal facility and housed with the rat dam. Weight and rectal temperature (measured by use of a 30-gauge thermocouple) were monitored daily. At the 21st day of life (P21), animals were weaned and housed separately for the remainder of the study. Newborns of 13 different litters (n = 135) were divided in two experimental groups: carotid body denervated (CBD) or sham carotid body denervated (sham). Surgeries were performed at different ages: group 2-3 (denervated between 2 and 3 days of life), group 7-8, group 12-15, group 20-21, and group 90. Rats of seven litters (n = 69) were studied acutely for 5 days postsurgery and killed (for histological purposes not reported here). Rats from six litters (n = 66) were studied chronically for 26 days postsurgery and killed.

Our experimental design consisted of 1) testing during eupnea for 10 min daily; 2) testing during hypoxia [inspired O2 fraction (FIO2) 0.12] for 5 min on the second postsurgery day (all rats) and on the 22nd and 23rd postsurgery days (chronic rats); 3) testing during hypercapnia (FICO2 0.07) for 5 min on the 24th postsurgery day (chronic rats); and 4) testing with localized (venous, carotid, aortic) injections of sodium cyanide (NaCN) the 25th postsurgery day (chronic rats).

Hypoxia-hypercapnia-temperature studies. Additional litters of outbred Sprague-Dawley pregnant dams were obtained from the same vendor and housed as described above. In the hypoxia-hypercapnia protocol, unoperated newborn rats from three separate litters (n = 26) were studied daily from P0 until P21 during eupnea by using full-body plethysmography. Animals were tested during hypoxia (FIO2: 0.12) or hypercapnia (FICO2: 0.07) every other day. For the temperature studies, unoperated newborn rat pups were divided in two groups, one exposed to an environmental temperature of ~24°C (room temperature) and the other to ~34°C (average litter nest temperature). These animals were tested daily during eupnea for 10 min from P0 to P15, with measurement of rectal temperature and ventilation.

Experimental Protocols

Surgical protocol. For denervation, animals of groups 2-3 and 7-8 were anesthetized with ice (hypothermia), whereas animals from groups 12-15, 20-21, and 90 were anesthetized with intramuscular injections of ketamine (40 mg/kg), xylazine (2.5 mg/kg), and acepromazine (0.6 mg/kg) (Phoenix Laboratories, St. Joseph, MO). CBD consisted of a lateral incision in the neck bilaterally and dissection under microscope of the carotid bifurcation. After identification, the carotid sinus nerve was sectioned, and the adventitia of the internal carotid artery and/or carotid body was stripped to ensure denervation. Sham animals had similar dissection but no removal of the carotid sinus nerve or carotid adventitia. After recovery, animals were returned to the dam and their behavior was monitored continuously for 24 h.

For catheterization, animals in the 21st postsurgery day were anesthetized with intramuscular injections of the ketamine-xylazine-acepromazine solution, and semirigid polyethylene catheters (PE10, PE 50, and PE 90, Intramedic, Sparks, MD) were inserted into the femoral artery and femoral vein. In selected animals, additional catheters were inserted during the same procedure in the carotid arteries and in the proximal descending aorta for NaCN testing.

Physiological studies. All physiological studies were conducted solely on surviving rats. The animals were studied in an airtight barometric 1-liter (from P0 to P10) or 10-liter (after P10) plethysmograph connected to a transducer signal conditioner (Quintron Instrument, Milwaukee, WI), measuring breathing frequency and tidal volume and allowing the calculation of minute ventilation (VE). The data were calculated using the formulas of Drorbaugh and Fenn (6). Rectal temperature was measured by using a 30-gauge thermocouple (Omega Engineering, Stamford, CT). Ventilatory tests during hypoxia and hypercapnia were conducted in the same plethysmograph. In each run, the animals were studied for 5 min while breathing room air, and subsequently a mixture of 12% O2 + 88% N2 (hypoxia) or 7% CO2 in room air (hypercapnia) was added to the box and data recorded for 5 min. Temperature studies were conducted in the same plethysmograph that was kept at room temperature (~24°C) or heated to the average litter nest temperature (~34°C) with a heating lamp, before animals were inserted and studied.

Arterial blood sampling was possible through the indwelling femoral catheters. Peripheral chemosensitivity was tested with three to four injections of 6.1 mM NaCN in 0.9% normal saline (0.0166 ml/kg, dose: 0.05 mg/kg) in the femoral vein, carotid arteries, or aorta.

At the end of the studies, animals were killed with an intravenous injection of 2 ml of Euthasol (Delmarva Laboratories).

Data Analysis

Ventilatory data were acquired and analyzed with a CODAS/Windaqex data acquisition system (DATAQ Instruments, Akron, OH). Arterial blood samples were analyzed for arterial PO2 (PaCO2) with a Chiron model 248 blood gas analyzer. Fischer exact tests, chi 2 analysis, and one-way or two-way ANOVA for repeated measures were used for comparison of the variables among the different groups and experimental conditions. ANOVA results were further analyzed with Bonferroni or Tukey's post hoc tests accepting a confidence interval of 95%. All tests were performed using SigmaStat 2.03 software (SPSS, Chicago, IL).


    RESULTS
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

Mortality

There were deaths after CBD in all age groups. Fatalities in these rats happened almost exclusively during the transition from anesthesia to eupneic breathing, when the rats would slowly start waking up but never regain a normal, regular breathing pattern. Instead, there were progressively prolonged apneas until death. The mortality ranged from 25% in groups 20-21 and 90 and up to 42% in group 7-8 (Fig. 1). There was a significantly (P < 0.05) greater mortality in CBD rats compared with sham in groups 2-3 and 7-8 but not in the older age groups.


View larger version (14K):
[in this window]
[in a new window]
 
Fig. 1.   Mortality after carotid body denervation (CBD; shaded columns) or sham denervation (open columns) in rats of different ages. Total number of animals studied in each group is shown underneath columns. P values refer to comparison between CBD and sham rats (Fisher's exact test). Note that there was a significantly greater mortality in CBD compared with sham rats in groups 2-3 and 7-8 but not in the older rats.

The deaths in sham rats were solely caused by surgical-anesthetic complications (ruptured arteries and exsanguination, abrupt cessation of breathing). Therefore, if we consider the mortality from respiratory causes only, CBD caused more fatalities in all age groups (P < 0.05, Fisher's exact test). Additionally, there was no statistically significant difference in CBD deaths among the different age groups (P = 0.906, chi 2 analysis).

Growth and Development

In the animals from group 7-8 that survived CBD, there were delayed opening of the eyes and development of the fur coat (Fig. 2) and there was reduced weight gain (P < 0.05) (Fig. 3). There were no significant differences in weight gain between CBD and sham animals in group 2-3 (P = 0.855), group 12-15 (P = 0.307), group 20-21 (P = 0.821), or group 90 (P = 0.340) (Fig. 3).


View larger version (119K):
[in this window]
[in a new window]
 
Fig. 2.   The effects of CBD on growth in rats denervated at postnatal days 7-8 (P7-P8). The two siblings in the picture were denervated at P7 and shown a week later (P14). The sham animal is adequately developed. In contrast, the CBD animal is smaller and has an irregular fur cover, closed eyes, and mild cyanosis.



View larger version (28K):
[in this window]
[in a new window]
 
Fig. 3.   Weight gain in unoperated rats (A) and in rats before and after CBD or sham CBD at 2-3 or 7-8 days of age (B and C, respectively). Vertical lines in B and C indicate day of surgery. P values represent statistical comparison of CBD and sham rats. Note that there is little variability in weight gain in intact animals (A). Note also that only in group 7-8 was there a significant effect of CBD on weight gain.

Ventilatory Effects

All VE data are normalized for animal weight because of the differences in weight gain described above. There was a transient, statistically significant decrease in VE after CBD in rats of groups 7-8 and 12-15, but 3 wk after denervation the VE of CBD rats from all groups was similar to sham (Fig. 4). These effects on VE can be partially attributed to apneas (which lasted for up to 20 s in the most severe cases) during the first few days after CBD (Fig. 5). The occurrence and severity of apneas were age dependent, and the most severely affected were rats from group 7-8. Despite the severity of the apneas, there was recovery in these rats (Fig. 5). Eupneic PaCO2 (Fig. 6) further confirmed that the effects of CBD on eupneic breathing were age dependent and transient. There was no significant difference in eupneic PaCO2 between CBD and sham rats in groups 2-3, 7-8, 12-15, and 20-21 3 wk after surgery. Additionally, there was no difference between either CBD or sham and age-matched unoperated animals. Only in the CBD rats from group 90 was there a small but significant hypoventilation compared with sham (P < 0.001) and unoperated rats (P = 0.006).


View larger version (26K):
[in this window]
[in a new window]
 
Fig. 4.   Pulmonary ventilation (VE; in ml · min-1 · g-1) while breathing room air of rats before and after CBD or sham CBD at 2-3, 7-8, and 12-15 days of age (A, B, and C, respectively). Dashed lines represent day of surgery. P values refer to comparison between CBD and sham CBD. Note the significant decrease in VE in CBD rats in the early postsurgery days in groups 7-8 and 12-15 and the subsequent recovery.



View larger version (17K):
[in this window]
[in a new window]
 
Fig. 5.   Effects of CBD on breathing. A: ventilatory tracings of a 5-day-old rat during eupnea. B: same rat 2 days after denervation. Note apneas (arrows), lasting for up to 12 s. C: same rat 15 days after surgery, when there were no apneas. D and E: sham-denervated sibling of the CBD rat, before (D) and 2 days after surgery (E). Note absence of breathing abnormalities in sham rats and similar tidal volume (VT) to the CBD sibling before denervation, indicating that a reliable and valid calculation of tidal volume can be made from these measurements.



View larger version (10K):
[in this window]
[in a new window]
 
Fig. 6.   Arterial PCO2 (PaCO2) while breathing room air on average 23 days post-CBD or sham CBD and also in age-matched unoperated rats. There is no significant difference in eupneic PaCO2 between CBD, sham, and unoperated rats in groups 2-3, 7-8, 12-15, and 20-21. CBD rats from group 90 show a small but significant hypoventilation compared with sham and unoperated rats.

Hypoxia

There was a statistically significant (P < 0.05) lower VE during hypoxia in CBD animals in all age groups on the second postdenervation day (Fig. 7), confirming successful CBD. However, on the 22nd postdenervation day there was no statistically significant difference between the VE response during hypoxia in CBD vs. sham or unoperated rats.


View larger version (22K):
[in this window]
[in a new window]
 
Fig. 7.   VE changes (in percent of control) during a 5-min exposure to hypoxia (inspired O2 fraction: 0.12) of sham and CBD rats on the 2nd postsurgery day. There was a significant difference in VE during hypoxia between CBD and sham rats animals 2 days postsurgery in all ages, but 3 wk later there was no statistically significant difference between CBD and sham rats at any age.

Additionally, there was no significant difference in the hyperventilation during hypoxia among CBD, sham, and unoperated rats in any age group (Fig. 8) 3 wk after denervation.


View larger version (13K):
[in this window]
[in a new window]
 
Fig. 8.   Change in PaCO2 between room air and hypoxic breathing conditions in CBD, sham CBD, and age-matched unoperated rats. Data were obtained 22 days postsurgery. There was no significant difference in hyperventilation between CBD, sham CBD, or age-matched unoperated rats.

NaCN Tests

The injection of NaCN in the femoral vein of animals in all age groups increased VE in CBD, sham, and unoperated rats. Moreover, the responses were not significantly different among the three groups (P = 0.339) (Fig. 9A). The injection of NaCN in the carotid arteries of sham and unoperated animals also increased VE, whereas in the CBD rats there was no response to carotid NaCN injections, which further confirmed successful CBD (Fig. 9B). Injections of NaCN in an area of the proximal descending aorta, immediately after the bifurcation of the left subclavian artery, increased VE in the CBD but not in the sham or unoperated animals (Fig. 9C).


View larger version (14K):
[in this window]
[in a new window]
 
Fig. 9.   Ventilatory response to jugular venous (A, group average), carotid (B, individual data), and aortic (C, individual data) sodium cyanide (NaCN) injections in unoperated, CBD, and sham CBD rats; n, number of animals studied. Data were obtained 24 days postsurgery. The NaCN ratio is calculated by dividing VE after injection of NaCN by VE immediately before injection. A ratio of 1.0 denotes no ventilatory response. There was no significant difference in the ventilatory response of unoperated, sham, and CBD rats to injections of NaCN in the jugular vein (P = 0.339) (A). In the carotid arteries, there were ventilatory responses in the unoperated and sham rats but not in the CBD rats (B). Finally, there were responses solely in the CBD rats after aortic NaCN injections. Cartoon shows the area in the descending aorta where NaCN produced VE responses.

Hypercapnia and CO2 Sensitivity

Unoperated newborn rats at 1-3 days of age had a significant (P = 0.025) increase in VE while breathing 7% inspired CO2, but the same rats at P6-7 had no significant increase in ventilation during hypercapnia (P = 0.130) (Fig. 10). A gradual return of the response ensued, and after P12-P13 there was again a significant increase in VE in response to CO2.


View larger version (15K):
[in this window]
[in a new window]
 
Fig. 10.   Ventilatory changes (in percent of control) during a 5-min exposure to hypercapnia (inspired CO2 fraction: 0.07) of 26 unoperated rats studied from P0 to P21. Note that there was no statistically significant change in VE during hypercapnia in P6-P7 rats compared with control values. There was no statistically significant difference between CBD and sham rats at any age.

There was no significant (P > 0.10) difference in the ventilatory response to CO2 in CBD rats compared with sham rats. There was a tendency for reduced CO2 sensitivity (Delta VE/Delta PaCO2) in CBD rats of group 90 (Fig. 11), although the limited number of successful experiments precluded statistical conclusions.


View larger version (9K):
[in this window]
[in a new window]
 
Fig. 11.   The CO2 sensitivity (Delta VE/Delta PaCO2) of individual rats studied on average 24 days postdenervation or sham denervation and in unoperated age-matched rats. CO2 sensitivity in CBD rats tended to be smaller than in sham and unoperated rats only in group 90.

Temperature Studies

The rectal temperature of P2 rats exposed to an environment of ~24°C for 10 min decreased significantly (P < 0.05) compared with that of same-age rats at ~34°C (Fig. 12A). This rectal temperature difference was progressively reduced as animals aged, and by P9 there was a smaller difference between the two groups in the end rectal temperature (Fig. 12B). The end rectal temperature of rats at ~34°C was higher than the initial, particularly at P9 (Fig. 12B). Rats at ~24°C increased their VE whereas rats at ~34°C decreased VE during the 10-min duration of the trial, but there was no significant difference between the two groups at P2 (Fig. 12C). However, there was a significant decrease in VE in rats at ~34°C at P9 (Fig. 12D).


View larger version (24K):
[in this window]
[in a new window]
 
Fig. 12.   Rectal temperature and the changes in ventilation in unoperated rats during eupnea at two different ages (P2 and P9) and environmental temperatures. Squares represent animals kept in the plethysmograph at a temperature of ~24°C; circles represent animals kept at ~34°C. P values refer to comparison between the two temperature groups. Note that there is a significant decrease in rectal temperature in animals kept at ~24°C at P2 compared with rats at ~34°C (A), but there is no significant difference in VE changes at this age (B). At P9, the rectal temperature change is smaller for both groups (C), but there is a significant reduction of VE in animals kept at ~34°C (D).


    DISCUSSION
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

The major finding of this study is that CBD in rats resulted in significant mortality, but in surviving rats there was enough plasticity and redundancy to allow an adequate recovery from other CBD effects.

Mortality after CBD

The reduced VE during hypoxia 2 days after CBD and the subsequent absence of a VE increase when NaCN was injected directly into the carotid artery confirm successful CBD in the rats that survived. We have no comparable objective data to verify CBD in those animals that died, because they never regained normal breathing after the denervation of the carotid bodies. We are confident, though, that CBD was the cause of death because, as already described, the nature of death was clearly different than in those that died after sham CBD surgery. In addition, the high rate of successful CBD in survivors suggests that those that died were indeed denervated.

The mortality after CBD in the present paper ranged from 25 to 42% with a higher number of deaths in rats denervated at P7-P8 than in those denervated at the other ages. This mortality after CBD in rats contrasts with previous data from Lowry et al. (19, 20), in which CBD in goats and piglets caused no fatalities. The lack of deaths in goats and piglets was attributed to ample and efficient mechanisms of plasticity and redundancy in peripheral chemosensitivity, which were present and functional at birth (19, 20). We hypothesize that the same mechanisms may not be as efficient in compensating for the loss of carotid chemoreceptors in rats due to the relative immaturity of the rat at birth. If one of the excitatory sources such as the carotid bodies is lost, not enough excitatory afferent input reaches the brain stem respiratory neurons, thus creating a potentially lethal situation.

The number of fatalities in our rat series was smaller than in previous studies on rats, in which CBD caused a high and age-dependent mortality. In a study by Hofer (14), the mortality after CBD in rats ranged from 0 (rats denervated after P20) to 70% (in rats denervated at P1-P3). Likewise, CBD and aortic denervation resulted in a mortality of 0 (P8-P9) to 59% (P1-P3) in a study by Shair and Myers (24). The timing and circumstances of deaths also differ in our study compared with previous data (14, 24). In the latter, most deaths occurred within 48-72 h after the denervation and were associated with apneas and gasps. In our animals, all deaths occurred in the transition from anesthesia to eupneic breathing, with progressively prolonged apneas until death, and all animals that recovered from anesthesia remained alive.

The lower mortality in our series may be due to the surgical approach used for CBD. Lowry and co-workers (10, 20) observed some fatalities, irregular breathing, apneas, severe hypoventilation, and signs of laryngopharyngeal dysfunction and feeding abnormalities when CBD in piglets was performed through a midline incision previously described. In the subsequent series by Lowry et al., the surgical technique was switched to a lateral neck incision that allowed access to the carotid arteries without requiring extensive dissection, and there were no fatalities or UAW dysfunction. All previous studies on rats also employed the same midline dissection, potentially causing trauma and increasing the morbidity and mortality from CBD, whereas we used the seemingly less traumatic lateral approach. Finally, other factors cited as possible causes of death were "excessive manipulation and instrumentation of the rat pups in the postoperative period, long separation from the rat dam and cannibalism of the rat pups" (24). In our experiments, the manipulation of the animals was minimal and the pups did not stay longer than 15 min away from the litter nest.

Acute and Chronic Effects of CBD in Survivors

In CBD survivors, there were acute and chronic consequences for breathing and for other physiological functions. In past studies, CBD in rats has produced severe irregular breathing with apneas and high-amplitude gasps, UAW occlusion, cyanosis, inability to feed, and weight loss (14, 24). These effects were age dependent, and invariably the younger the animal when CBD was performed, the more severe the effects, particularly during the first week of life. CBD caused few if any effects in newborn rats denervated after the second week of life. Therefore, the early neonatal period and particularly the first week of life were considered a critical period for the loss of the carotid chemoreceptors.

In the present study there were few effects in animals denervated at P2-P3, P20-P21, or P90. We found a significant but transient decrease in VE after CBD in groups 7-8 and 12-15 and a significant hypoventilation during eupnea in the adult rats. Rats denervated at P7-P8 had a multitude of acute effects after CBD besides the ventilation decrease, especially decreased weight gain and delayed development. The failure to thrive was not due to UAW damage, because continuous 24-h monitoring of the animals afterward showed that there were no difficulties in swallowing, but a lethargic behavior that prevented the CBD rats from competing with siblings and nursing properly. This lethargy, which lasted for several days, could be a consequence of hypoxia, because it was accompanied by a high incidence of apneas and moderate cyanosis. Because of the size of animals, there are no PaO2 data to confirm this hypothesis.

This "critical period" at the end of the first week of life may be associated with the profound changes that newborn rats experience during this epoch. Our data on unoperated rats show a significant increase in VE during hypercapnia at P1-P3 and after P12-P13, but there is no significant increase during hypercapnia in rats at P6-P7. The decreased CO2 sensitivity in 7-day-old rats has also been recently observed by Stunden et al. (26). Other data suggest that there may also be a maturation period in central mechanisms. Wang and Richerson (27) have shown an increase in the number of neurons excited and a decrease in those inhibited by CO2 after the 12th day of life in rat medullary slices. Recent data from Liu and Wong-Riley (18) showed a decrease in cytochrome oxidase (CO) activity in several respiratory nuclei in the brain stem of newborn rats, particularly at P3-P4. According to these authors, "if the changes in CO activity reflect synaptic readjustment or reorganization, this may represent a period when the system is less responsive to changing respiratory demands and, therefore, more vulnerable to perturbations and insults" (18). This conclusion further emphasizes the concept of a vulnerable period for the control of breathing in newborns. The recording of afferent activity of the carotid bodies during hypoxia by Kholwadwala and Donnelly (15) suggested that the maturation of chemoreceptor sensitivity occurs between the first and the second week of life in rats. If this age-dependent increase in central and peripheral chemosensitivity correlates with the maturation of the control of breathing, rats would be vulnerable in the transition point, about the end of the first week of life (15, 18, 27).

In addition, the influence of the environment in rats at P7-P9 further emphasizes the vulnerability at this age. When P9 unoperated rats were exposed to an environment of ~34°C (the average litter nest temperature), there was a significant decrease in VE compared with rats kept at room temperature, possibly as a result of a decrease in metabolism attempting thermoregulation. This observation suggests that 34°C may represent a thermal challenge for rats at P7-P10, the age at which they begin developing a fur cover and the litter nest starts to disassemble. Given the inability to adequately compensate for the additional environmental stress, other physiological functions such as the control of breathing can be affected. Consequently, if the animals lose an important source of excitatory input such as the carotid bodies in this sensitive period of changes and maturation, the consequences are far more damaging than in younger or older animals. These findings may be relevant to neonatal breathing disorders such as sudden infant death syndrome (SIDS), which is the predominant cause of death in human newborns between the first week and first year of age (17). Environmental stressors coupled with an immature and poorly adapting control of breathing may be intimately associated with the etiology of SIDS.

Recovery from CBD

Within 3 wk of denervation, surviving rats recovered adequately from most of the effects of CBD in all age groups. The significantly higher inhibition of VE during acute hypoxia seen at 2 days after denervation was not present 22 days postoperatively, when there was no difference in the VE response and in the hyperventilation of CBD and sham rats. Moreover, both groups at this age had a response similar to that of age-matched unoperated newborn rats (8, 9, 11). Comparable results were described by Martin-Body et al. (21), in which the respiratory depression during hypoxia 3 days after CBD in adult rats disappeared by the 10th postoperative day and was followed by a return of the ventilatory response by the 17th postoperative day. Nonetheless, at the end of the study some effects of CBD were not fully compensated. CO2 sensitivity remained slightly attenuated, and there was a persistent modest hypoventilation 3 wk after CBD in the adult rats. This "slower" recovery in group 90 suggests that some plasticity/redundancy is lost as animals mature and/or the compensatory mechanisms take longer to offset the effects of CBD effectively.

Many authors have attempted to establish the site of residual chemosensitivity in rats after CBD, but there are no conclusive data. Likely candidates are other peripheral chemoreceptors such as aortic and subclavian bodies, central chemoreceptors, or a combination of both. Roux et al. (23) investigated the recovery of the hypoxic ventilatory response in rats after CBD and found that there was a profound reorganization of the central O2 chemoreflex pathway, including changes in ventilatory pattern and medullary catecholaminergic activity. The input from different peripheral afferents such as the aortic chemoreceptors could play a significant role in this rearrangement, although the existence and activity of aortic chemoreceptors in rats remain controversial. Brophy et al. (2) recorded increased firing in the aortic nerve during hypercapnic hypoxia and after NaCN injections in carotid-intact rats. This observation contrasts with recent data on recordings of the aortic depressor nerve in anesthetized rats, which have shown no increase in firing rate during hypoxia or hypercapnia in carotid-intact animals and no suppression of the physiological responses to hypoxia after aortic denervation (16). It is possible that the lack of responses was due to the anesthesia, alternative afferent pathways, or insufficient stimulation. Other authors have described chemoreceptors or glomus tissue in the aortic arch, in the aorticopulmonary tissue, or in aortic branches such as the subclavian arteries or the caudal common carotid arteries (8, 12, 13). However, functional data in rats showing the normal role of these chemoreceptors and particularly after CBD have been sparse.

Data in other mammals suggest a role for the aortic chemoreceptors in the recovery from CBD. The loss of residual responses to hypoxia in CBD cats and ponies after vagal denervation is indirect evidence that aortic chemoreceptors may be the site of recovery (1, 25). In piglets, Lowry and co-workers (10, 20) have shown that there was an increase in VE after NaCN injections in specific areas of the descending aorta of CBD piglets but not in sham animals. In the present study, we have also obtained ventilatory responses after NaCN injections in similar areas of the aorta solely in CBD rats, which strongly suggests that the aortic chemoreceptors are indeed involved at least partially in the recovery from CBD effects.

It remains unclear whether the aortic chemoreceptors played a role in the ventilatory responses to hypoxia in the sham and unoperated rats. NaCN elicited no ventilatory responses when injected in the aorta of sham denervated or unoperated rats 25 days postsurgery, suggesting that the aortic bodies were not functional at those ages. However, Lowry et al. (20) have shown that in carotid-intact piglets there were ventilatory responses to NaCN injection in the aortic arch up to the eighth day of life. It is possible that a similar mechanism is present in rats in the early neonatal period, although we do not have data to corroborate this supposition.

In conclusion, CBD in newborn rats caused higher mortality than in other mammals. However, the redundancy and plasticity within the system controlling breathing eventually compensated the acute and chronic effects. The predominant effect at P7-P8 suggests a critical window for the maturation of respiratory control mechanisms in this species. The relative immaturity of newborn rats at birth may be responsible for the differences between this species and other mammals.


    ACKNOWLEDGEMENTS

This study was sponsored by the SIDS Foundation of Wisconsin, American Heart Association (9988100Z), National Institutes of Health (25738), and Veterans Affairs.


    FOOTNOTES

Address for reprint requests and other correspondence: H. V. Forster, Dept. of Physiology, Medical College of Wisconsin, 8701 Watertown Plank Rd., Milwaukee, WI 53226-0509 (E-mail: bforster{at}mcw.edu).

The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

Received 13 March 2001; accepted in final form 1 May 2001.


    REFERENCES
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

1.   Bisgard, GE, Forster HV, and Klein JP. Recovery of peripheral chemoreceptor function after denervation in ponies. J Appl Physiol 49: 964-970, 1980[Abstract/Free Full Text].

2.   Brophy, S, Ford TW, Carey M, and Jones JFX Activity of aortic chemoreceptors in the anesthetized rat. J Physiol (Lond) 514: 821-828, 1999[Abstract/Free Full Text].

3.   Bureau, M, Lamarche J, Foulon P, and Dalle D. Postnatal maturation of respiration in intact and carotid body denervated lambs. J Appl Physiol 59: 869-874, 1985[Abstract/Free Full Text].

4.   Cote, A, Porras H, and Meehan B. Age-dependent vulnerability to carotid chemodenervation in piglets. J Appl Physiol 80: 323-331, 1996[Abstract/Free Full Text].

5.   Donnelly, DF, and Haddad GG. Prolonged apnea and impaired survival in piglets after sinus and aortic nerve section. J Appl Physiol 68: 1048-1052, 1990[Abstract/Free Full Text].

6.   Drorbaugh, JE, and Fenn WO. A barometric method for measuring ventilation in newborn infants. Pediatrics 16: 81-87, 1955[Abstract/Free Full Text].

7.   Easton, J, and Howe A. The distribution of thoracic glomus tissue (aortic bodies) in the rat. Cell Tissue Res 232: 349-356, 1983[ISI][Medline].

8.   Eden, GJ, and Hanson MA. Maturation of the respiratory response to acute hypoxia in the newborn rat. J Physiol (Lond) 392: 1-9, 1987[Abstract/Free Full Text].

9.   Fenelon, K, Seifert EL, and Mortola JP. Hypoxic depression of circadian oscillations in sino-aortic denervated rats. Respir Physiol 122: 61-69, 2000[ISI][Medline].

10.   Forster, HV, Pan LG, Lowry TF, Serra A, Wenninger JM, and Martino PF. Important role of carotid chemoreceptor afferents in control of breathing of adult and neonatal mammals (review). Respir Physiol 119: 199-208, 2000[ISI][Medline].

11.   Fung, ML, Wang W, Darnall RA, and St. John WM. Characterization of ventilatory responses to hypoxia in neonatal rats. Respir Physiol 103: 57-66, 1996[ISI][Medline].

12.   Habeck, JO, Przybylski J, Szepek A, and Huckstorf C. The aortic bodies of spontaneously hypertensive (SHR) and normotensive rats---a study concerning location and size. Anat Anz 172: 281-285, 1991[ISI][Medline].

13.   Hansen, JT. Innervation of the rat aortic (subclavian) body: an ultrastructural study following axonal degeneration. J Ultrastruct Res 74: 83-94, 1981[ISI][Medline].

14.   Hofer, M. Lethal respiratory disturbance in neonatal rats after arterial chemoreceptor denervation. Life Sci 34: 489-496, 1984[ISI][Medline].

15.   Kholwadwala, D, and Donnelly DF. Maturation of carotid chemoreceptor sensitivity to hypoxia: in vitro studies in the newborn rats. J Physiol (Lond) 453: 461-473, 1992[Abstract/Free Full Text].

16.   Kobayashi, M, Cheng ZB, Tanaka K, and Nosaka S. Is the aortic depressor nerve involved in arterial chemoreflexes in rats? J Auton Nerv Syst 78: 38-48, 1999[ISI][Medline].

17.   Leach, CE, Blair PS, Fleming PJ, Smith IJ, Platt MW, Berry PJ, and Golding J. Epidemiology of SIDS and explained sudden infant deaths (Abstract). CESDI SUDI research group. Pediatrics 104: e43, 1999[Abstract/Free Full Text].

18.   Liu, YY, and Wong-Riley MTT Developmental study of cytochrome oxidase activity in the brain stem respiratory nuclei of postnatal rats. J Appl Physiol 90: 685-694, 2001[Abstract/Free Full Text].

19.   Lowry, TF, Forster HV, Pan LG, Korducki MA, Probst J, Franciosi RA, and Forster MM. The effect on breathing of carotid body denervation in neonatal goats. J Appl Physiol 87: 1026-1034, 1999[Abstract/Free Full Text].

20.   Lowry, TF, Forster HV, Pan LG, Serra A, Wenninger JM, Nash R, Sheridan D, and Franciosi RA. The effects on breathing of carotid body denervation in neonatal piglets. J Appl Physiol 87: 2128-2135, 1999[Abstract/Free Full Text].

21.   Martin-Body, RL, Robson GJ, and Sinclair JD. Restoration of hypoxic respiratory responses in the awake rat after carotid body denervation by sinus nerve section. J Physiol (Lond) 380: 61-73, 1986[Abstract/Free Full Text].

22.   Pan, LG, Forster HV, Martino PF, Strecker PJ, Beales J, Serra A, Lowry TF, Forster MM, and Forster AL. Important role of carotid afferents in control of breathing. J Appl Physiol 85: 1299-1306, 1998[Abstract/Free Full Text].

23.   Roux, JC, Peyronnet J, Pascual O, Dalmaz Y, and Pequignot JM. Ventilatory and central neurochemical reorganization of O2 chemoreflex after carotid sinus nerve transection in rat. J Physiol (Lond) 522: 493-501, 2000[Abstract/Free Full Text].

24.   Shair, HN, and Myers MM. Effects of combined carotid sinus and aortic depressor nerve denervations in neonatal rat pups. Biol Neonate 71: 251-264, 1997[ISI][Medline].

25.   Smith, PG, and Mills E. Restoration of reflex ventilatory response to hypoxia after removal of carotid bodies in the cat. Neuroscience 5: 573-580, 1980[ISI][Medline].

26.  Stunden CE, Garcia AJ, Filosa JA, Dean JB, and Putnam RW. Correlation between the in vivo ventilatory and central chemosensitive neuron responses to hypercapnia in neonatal rats. Respir Physiol In press.

27.   Wang, W, and Richerson GB. Development of chemosensitivity of rat medullary raphe neurons. Neuroscience 90: 1001-1011, 1999[ISI][Medline].


J APPL PHYSIOL 91(3):1298-1306



This article has been cited by other articles:


Home page
J. Appl. Physiol.Home page
E. Nattie and A. Li
Neurokinin-1 receptor-expressing neurons in the ventral medulla are essential for normal central and peripheral chemoreception in the conscious rat
J Appl Physiol, December 1, 2006; 101(6): 1596 - 1606.
[Abstract] [Full Text] [PDF]


Home page
J. Appl. Physiol.Home page
E. V. S. Faustino and D. F. Donnelly
Lamotrigine and phenytoin, but not amiodarone, impair peripheral chemoreceptor responses to hypoxia
J Appl Physiol, December 1, 2006; 101(6): 1633 - 1640.
[Abstract] [Full Text] [PDF]


Home page
J. Appl. Physiol.Home page
S. E. Davis, G. Solhied, M. Castillo, M. Dwinell, D. Brozoski, and H. V. Forster
Postnatal developmental changes in CO2 sensitivity in rats
J Appl Physiol, October 1, 2006; 101(4): 1097 - 1103.
[Abstract] [Full Text] [PDF]


Home page
Exp PhysiolHome page
G. B. Richerson, W. Wang, M. R. Hodges, C. I. Dohle, and A. Diez-Sampedro
Homing in on the specific phenotype(s) of central respiratory chemoreceptors
Exp Physiol, May 1, 2005; 90(3): 259 - 266.
[Abstract] [Full Text] [PDF]


Home page
Exp PhysiolHome page
J. A. Dempsey
Crossing the apnoeic threshold: causes and consequences
Exp Physiol, January 1, 2005; 90(1): 13 - 24.
[Abstract] [Full Text] [PDF]


Home page
J. Appl. Physiol.Home page
Q. Liu, J. Kim, J. Cinotte, P. Homolka, and M. T. T. Wong-Riley
Carotid body denervation effect on cytochrome oxidase activity in pre-Botzinger complex of developing rats
J Appl Physiol, March 1, 2003; 94(3): 1115 - 1121.
[Abstract] [Full Text] [PDF]


Home page
J. Appl. Physiol.Home page
H. V. Forster
Plasticity in Respiratory Motor Control: Invited Review: Plasticity in the control of breathing following sensory denervation
J Appl Physiol, February 1, 2003; 94(2): 784 - 794.
[Abstract] [Full Text] [PDF]


Home page
J. Appl. Physiol.Home page
J. L. Carroll
Plasticity in Respiratory Motor Control: Invited Review: Developmental plasticity in respiratory control
J Appl Physiol, January 1, 2003; 94(1): 375 - 389.
[Abstract] [Full Text] [PDF]


Home page
J. Appl. Physiol.Home page
M. R. Hodges, H. V. Forster, P. E. Papanek, M. R. Dwinell, and G. E. Hogan
Ventilatory phenotypes among four strains of adult rats
J Appl Physiol, September 1, 2002; 93(3): 974 - 983.
[Abstract] [Full Text] [PDF]


Home page
J. Appl. Physiol.Home page
A. Serra, D. Brozoski, M. Hodges, S. Roethle, R. Franciosi, and H. V. Forster
Effects of carotid and aortic chemoreceptor denervation in newborn piglets
J Appl Physiol, March 1, 2002; 92(3): 893 - 900.
[Abstract] [Full Text] [PDF]


This Article
Right arrow Abstract Freely available
Right arrow Full Text (PDF) Free
Right arrow Submit a response
Right arrow Alert me when this article is cited
Right arrow Alert me when eLetters are posted
Right arrow Alert me if a correction is posted
Right arrow Citation Map
Services
Right arrow Email this article to a friend
Right arrow Similar articles in this journal
Right arrow Similar articles in ISI Web of Science
Right arrow Similar articles in PubMed
Right arrow Alert me to new issues of the journal
Right arrow Download to citation manager
Citing Articles
Right arrow Citing Articles via HighWire
Right arrow Citing Articles via ISI Web of Science (24)
Right arrow Citing Articles via Google Scholar
Google Scholar
Right arrow Articles by Serra, A.
Right arrow Articles by Forster, H. V.
Right arrow Search for Related Content
PubMed
Right arrow PubMed Citation
Right arrow Articles by Serra, A.