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J Appl Physiol 90: 571-578, 2001;
8750-7587/01 $5.00
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Vol. 90, Issue 2, 571-578, February 2001

Airway resistance and tissue elastance from input or transfer impedance in bronchoconstricted monkeys

Kristin R. Black1, Bela Suki1, Jeffrey B. Madwed2, and Andrew C. Jackson1

1 Department of Biomedical Engineering, Boston University, Boston, Massachusetts 02215 and 2 Department of Pharmacology, Boehringer Ingelheim Pharmaceuticals, Ridgefield, Connecticut 06877


    ABSTRACT
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Ascaris suum (AS) challenge in nonhuman primates is used as an animal model of human asthma. The primary goal of this study was to determine whether the airways and respiratory tissues in monkeys that are bronchoconstricted by AS inhalation behave similarly to those in asthmatic humans. Airway resistance (Raw) and tissue elastance (Eti) were estimated from respiratory system input (Zin) or transfer (Ztr) impedance. Zin (0.4-20 Hz) and Ztr (2-128 Hz) were measured in anesthetized cynomolgus monkeys (n = 10) under baseline (BL) and post-AS challenge conditions. Our results indicate that AS challenge in monkeys produces 1) predominately an increase in Raw and not tissue resistance, 2) airway wall shunting at higher AS doses, and 3) heterogeneous airway constriction resulting in a decrease of lung parenchyma effective compliance. We investigated whether the airway and tissue properties estimated from Zin and Ztr were similar and found that Raw estimated from Zin and Ztr were correlated [r2 = 0.76], not significantly different at BL (13.6 ± 1.4 and 13.1 ± 0.9 cmH2O · l-1 · s-1, respectively), but significantly different post-AS (20.5 ± 4.5 cmH2O · l-1 · s-1 and 18.5 ± 5.2 cmH2O · l-1 · s-1). There was no correlation between Eti estimated from Zin and Ztr. The changes in lung mechanical properties in AS-bronchoconstricted monkeys are similar to those recently reported in human asthma, confirming that this is a reasonable model of human asthma.

lung tissue resistance; lung tissue compliance; respiratory mechanics


    INTRODUCTION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

ANIMAL MODELS OF HUMAN ASTHMA are of considerable value in studying the mechanisms of the disease and in developing therapies for its treatment. One such model, Ascaris suum (AS) challenge in nonhuman primates, has been used by numerous investigators (e.g., 10, 17, 18) and has been shown to mimic several characteristics of human asthma, such as acute reversible bronchoconstriction, pulmonary inflammation with significant eosinophil infiltration, and airway hyperresponsiveness (4, 6). More recently, it has been shown that in this model several well-known antiallergy and antiasthmatic compounds are consistent with their effects in humans (22).

The most commonly used pulmonary function test in humans (spirometry) requires subject cooperation and thus is not amenable for use in laboratory animals. As a consequence, the pulmonary function tests of choice in nonhuman primates are those based on forced oscillations (4-6, 14, 22-24). Recent advances in methods using forced oscillations have allowed for the noninvasive separation of airway (Raw) and tissue (Rti) resistance, as well as measurements of tissue compliance (8, 11, 13, 14). Kaczka and co-workers (9) recently used low-frequency (0.1-8 Hz) transpulmonary input impedance (Zin) to measure airway and tissue mechanical properties in mild to moderate human asthmatic subjects before and after bronchodilation. From their measurements they concluded that bronchoconstriction induced by asthma results predominately and consistently in elevated Raw. However, the response of their tissue properties was inconsistent given that, in approximately half of the subjects, lung tissue elastance (Eti) was slightly elevated but lung tissue resistance (Rti) was normal whereas in the remaining subjects Eti and Rti were both highly elevated (9). The primary goal of the present study was to determine whether the airways and respiratory tissues behave similarly in monkeys that are bronchoconstricted by AS inhalation.

The second goal was to determine whether airway and tissue properties estimated from higher frequency (2-128 Hz) transfer impedance (Ztr) measurements were similar to those obtained from low-frequency Zin data. Low-frequency measurements require that any respiratory effort be voluntarily suspended for 60 to 90 s during the measurement. Voluntary suspension of the respiratory effort could not be done in anesthetized monkeys, but impedance measurements at higher frequencies (f > 2 Hz) can be made while the subject breathes normally. Finally, the third goal was to determine whether additional information about lung properties could be obtained by simultaneously fitting both Zin and Ztr data with a model that is more complex than the models used to fit Zin and Ztr data separately.


    METHODS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Animals

Ten AS-sensitive cynomolgus monkeys weighing between 4.4 and 9 kg (mean wt: 6.6 kg) were studied. These studies were conducted in a facility accredited by the American Association for the Accreditation of Laboratory Animal Care. All animals received humane care in compliance with the Principles of Laboratory Animal Care formulated by the Institute of Laboratory Animal Resources and the Guide for the Care and Use of Laboratory Animals prepared by the Institute of Laboratory Animal Resources and published by the National Institutes of Health in 1996. The monkeys were housed in the Animal Resource Center of Boehringer Ingelheim Pharmaceuticals, in accordance with Animal Resources Standard Operating Procedures addressing environmental control, husbandry, and sanitation standards, psychological enrichment, and exercise. Animals were selected on the basis of positive skin reaction to intradermal injections of AS extract (1 × 10-4 U) and airway responsiveness, requiring a minimum of 150% increase in Raw above baseline (BL) levels within 1 h of AS challenge.

Monkeys were initially anesthetized with ketamine (20 mg/kg) and xylazine (4 mg/kg) administered intramuscularly. They were then removed from their cages and intubated with a 5.5-mm internal diameter cuffed endotracheal tube. The monkeys were seated upright in a head-out body plethysmograph. Anesthesia was maintained with ketamine (5 mg/kg im) as needed, determined by eye reflexes. At the end of an experiment, monkeys were returned to their cages and observed until upright.

Impedance Measurements

Zin measurements are made by applying forced oscillations at the airway opening while measuring pressure (Pao) and flow (Vao) at the airway opening (Zin = Pao/Vao). The monkeys were seated upright in a head-out body plethysmograph with the doors open. A pseudorandom noise (PRN) signal (forcing function) generated by the computer was passed through a digital-to-analog converter (ComputerBoard, Mansfield, MA), amplified, high-pass filtered (f > 0.1 Hz) (Pulmetrics, Chestnut Hill, MA), and used to drive a loudspeaker (Bose, series IV) connected to the endotracheal tube. The forcing function contained frequency components from 0.4 to 20.6 Hz (at 0.4, 1.0, 2.2, 3.8, 6.2, 11.8, and 20.6 Hz). The frequencies selected are of a non-sum, non-difference design developed by Suki and Lutchen (20). Using these frequencies significantly reduces the amount of harmonic distortion and harmonic cross-talk in the output pressure examined at the input frequencies and hence allows estimation of smooth apparent impedance in the presence of nonlinearities. Pao was measured with a transducer (Sensym) mounted at the tip of the endotracheal tube. Vao was measured at the entrance of the endotracheal tube with a pressure transducer (Sensym) mounted across a pneumotachometer (Fleisch No. 2). The measured pressure and flow signals were band-pass filtered between 0.1 and 25 Hz. These signals were digitized by the analog-to-digital (A/D) board, sampled at 205 Hz, and stored in the computer for later analysis.

Ztr measurements are made by applying forced oscillations around the chest wall while chest wall pressure and flow at the airway opening are measured (Ztr = Pcw/Vao). The monkeys were seated upright in the same head-out body plethysmograph with the doors closed. A PRN signal generated by the computer was passed through an A/D converter, amplified, high-pass filtered (f >1.6 Hz), and used to drive two loudspeakers (Focal, 5N411L) mounted on the front and back of the plethysmograph. The forcing function contained frequency components from 2 to 128 Hz in 2-Hz increments. Pressure was measured at the chest wall (Pcw) using a transducer (Sensym) mounted on the wall of the chamber. Flow (Vao) was measured at the entrance of the endotracheal tube with a pressure transducer (Sensym) mounted across a pneumotachometer (Fleisch No. 2). The measured pressure and flow signals were band-pass filtered between 1 and 160 Hz. These signals were digitized by the A/D board (ComputerBoard, Mansfield, MA), sampled at 512 Hz, and stored in the computer.

Experimental Protocol

Apnea must be induced during Zin measurements because they are made at frequencies surrounding the natural breathing frequency of the monkey. The monkeys were manually hyperventilated (HV) with an ambu resuscitator (Mark III, Denmark) for 20 breaths to remove the effects of breathing during the impedance measurements (17). BL Ztr measurements were made by applying 5 PRN bursts for a 2.5-s duration to the chest wall. The transducer measuring Pcw was then moved to the tip of the endotracheal tube to measure Pao, and the doors on the plethysmograph were opened. BL Zin measurements were made by applying three PRN bursts for a 7.5-s duration to the airway opening.

AS, in a concentration ranging from 30 to 300 mg/ml, was administered for 30 breaths (~2 min) as an aerosol by compressed air nebulization and intermittent positive-pressure breathing with a respirator and micronebulizer (Bird Mark 7A, model 8158). After 15 min, when the monkeys reached a steady state as determined by the real component of Ztr between 16 and 30 Hz, they were again subjected to manual HV for 20 breaths to induce apnea. Measurements of Ztr and Zin were repeated as described above.

Data Analysis

For both Zin and Ztr, the time domain signals, Pao(t) and Pcw(t) (for Zin and Ztr, respectively) and Vao, were converted to the frequency domain by discrete Fourier transforms. The auto power spectrum, GPP, and the cross power spectrum, GVaoP, of P and Vao were estimated from overlapping blocks of data. Impedance (Z) was computed using the technique of Michaelson et al. (16) from
Z<IT>=</IT><FR><NU><IT>G</IT><SUB>PP</SUB></NU><DE><IT>G</IT><SUB><A><AC>V</AC><AC>˙</AC></A>aoP</SUB></DE></FR> (1)
The coherence function (gamma 2) was computed from
&ggr;<SUP>2</SUP>=<FR><NU>G<SUP><IT>2</IT></SUP><SUB><A><AC>V</AC><AC>˙</AC></A>aoP</SUB></NU><DE><IT>G</IT><SUB>PP</SUB><IT>G</IT><SUB><A><AC>V</AC><AC>˙</AC></A>ao<A><AC>V</AC><AC>˙</AC></A>ao</SUB></DE></FR> (2)
where GVaoVao is the auto power spectrum of Vao.

Modeling. Low-frequency Zin data were modeled with a four-element model in which a homogeneous airway compartment containing Raw and airway inertance (Iaw) leads to a viscoelastic compartment described by a "constant-phase" impedance model containing two tissue properties, tissue damping (G) and tissue elastance (H) (Fig. 1A) (7). Tissue hysteresivity, eta  (3), is characterized by the ratio of G and H
&eegr;=<FR><NU>G</NU><DE>H</DE></FR> (3)
Input tissue resistance (Rti-in) decreases quasi-hyperbolically as
Rti-in<IT>=</IT><FR><NU><IT>G</IT></NU><DE><IT>&ohgr;<SUP>&agr;</SUP></IT></DE></FR><IT>, </IT>where<IT> &agr;=</IT>(<IT>2/&pgr;</IT>) tan<SUP><IT>−1</IT></SUP>(<IT>1/&eegr;</IT>) (4)
and input tissue elastance (Eti-in) increases slightly with frequency as
Eti-in<IT>=H</IT>(<IT>&ohgr;/&ohgr;<SUP>&agr;</SUP></IT>)<IT>=</IT><FR><NU><IT>1</IT></NU><DE>Cti-in</DE></FR> (5)
By fitting this model to Zin data airway and tissue properties can be estimated. A mathematical framework and molecular theory of the constant-phase model have been offered by Suki et al. (19).


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Fig. 1.   A: four-element model of homogeneous airway compartment containing airway resistance (Raw) and airway inertance (Iaw) leading to a viscoelastic constant-phase model compartment of tissues containing tissue damping (G) and tissue elastance (H) properties. B: six-element DuBois model of the respiratory system. Vao, flow at airway opening; Cg, compliance of gas compression; Rti, lung tissue resistance; Iti, lung tissue inertance; Cti, lung tissue compliance; Pcw, pressure at chest wall; j, (-1)1/2. C: nine-element model of the respiratory system. The airway wall compliance (Caw) separates Raw into a central (Rc) and peripheral (Rp) component while keeping all of the inertance in the upper airways. The tissue compartment contains both the Newtonian component of Rti as well as the constant-phase model of the tissues.

High-frequency Ztr data were modeled with the DuBois six-element model of the respiratory system (Fig. 1A), consisting of three branches: an airway impedance (Zaw), which is separated from the tissue impedance (Zti) by a gas compression impedance (Zg) (2). These separate impedances can be represented as
Zaw<IT>=</IT>Raw<IT>+j&ohgr;</IT>Iaw (6)

Zti<IT>=</IT>Rti<IT>+j</IT>(<IT>&ohgr;</IT>Iti<IT>−1/&ohgr;</IT>Cti-tr) (7)

Zg<IT>=</IT>−<IT>j/&ohgr;</IT>Cg (8)
where Raw, Iaw, Rti, and Iti are resistance and inertance of the airways and tissues, respectively. Cti-tr and Cg are compliance of the tissues and gas compression, respectively; omega  is 2pi f with f as the frequency in Hertz, and j is (-1)1/2. Ztr from this model is then given by
Ztr<IT>=</IT>Zaw<IT>+</IT>Zti<IT>+</IT><FR><NU>Zaw Zti</NU><DE>Zg</DE></FR> (9)
A third model, which includes airway wall compliance (Caw), was used to simultaneously fit the low-frequency Zin and high-frequency Ztr data (Fig. 1C). This model is a modification of the six-element DuBois model to include Caw (15) and the constant-phase model of the tissues. Zin and Ztr from this model are given by
Zin<IT>=</IT>Zc<IT>+</IT><FR><NU>Zaww<FENCE>Zp<IT>+</IT><FR><NU>Zti Zg</NU><DE>Zti<IT>+</IT>Zg</DE></FR></FENCE></NU><DE>Zaww<IT>+</IT>Zp<IT>+</IT><FR><NU>Zti Zg</NU><DE>Zti<IT>+</IT>Zg</DE></FR></DE></FR> (10)

Ztr<IT>=</IT>Zc<IT>+</IT>Zp<IT>+</IT>Zti (11)

<IT>+</IT><FR><NU>Zc Zg(Zp<IT>+</IT>Zti)<IT>+</IT>Zaww Zti(Zc<IT>+</IT>Zp)<IT>+</IT>Zc Zp Zti</NU><DE>Zaww Zg</DE></FR>
where
Zc<IT>=</IT>Rc<IT>+j&ohgr;</IT>Iaw (12)

Zaww<IT>=</IT>−<IT>j/&ohgr;</IT>Caw (13)

Zp<IT>=</IT>Rp (14)

Zg<IT>=</IT>−<IT>j/&ohgr;</IT>Cg (15)

Zti<IT>=</IT>Rti<IT>+j&ohgr;</IT>Iti<IT>+</IT><FR><NU>G<IT>−jH</IT></NU><DE><IT>&ohgr;<SUP>&agr;</SUP></IT></DE></FR> (16)

Parameter estimates. Parameters for these models were estimated using a global optimization technique (1) that minimized the performance index (PI) where
PI<IT>=</IT><LIM><OP>∑</OP><LL><IT>i=1</IT></LL><UL><IT>n</IT></UL></LIM> ({Re<SUB><IT>d</IT></SUB>[Z(<IT>i</IT>)]Re<SUB><IT>m</IT></SUB>[Z(<IT>i</IT>)]}<SUP><IT>2</IT></SUP><IT>+</IT>{Im<SUB><IT>d</IT></SUB>[Z(<IT>i</IT>)]Im<SUB><IT>m</IT></SUB>[Z(<IT>i</IT>)]}<SUP><IT>2</IT></SUP>) (17)
where d and m represent experimental data and model data, respectively, i is the frequency index, and n is the number of data points. This technique minimizes the difference between measured and model impedance data values. Parameter estimates from Ztr were obtained in the range of frequencies at which the coherence functiongamma 2 > 0.9. At the lower frequencies at which Zin was measured, the respiratory system has very nonlinear behavior. As a consequence, estimates of Zin may be poor without noticeably influencing gamma 2 (20). Therefore, poor data points were removed manually from the Zin spectra before model fitting.

For Ztr data, one of the parameters in the six-element model must be determined by an independent technique because only five of the parameters can be uniquely estimated. The Cg was estimated from the animals' weight on the basis of a regression obtained from Pare et al. (17) relating functional residual capacity (FRC) and body weight. By assuming isothermal conditions, Cg can then be calculated from
Cg<IT>=</IT><FR><NU>FRC</NU><DE>Patm<IT>−</IT>P<SUB>H<SUB>2</SUB>O</SUB></DE></FR> (18)
where FRC is in liters, Patm is atmospheric pressure (1,033 cmH2O) and PH2O is the partial pressure of water vapor at 100% saturation and 37°C (64 cmH2O). Cg was assumed to be the same during BL and post-AS because Pare et al. (17) reported that AS challenge in monkeys does not alter their FRC.


    RESULTS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Zin Spectra

The low-frequency Zin data for each monkey pre- and post-AS are shown as the effective respiratory system resistance (Rrs), (the real part of Zin) and elastance (Ers = -2 · pi  · Xin, where Xin is the imaginary part of Zin) (Fig. 2). In BL as well as postchallenge conditions, Rrs was positive, decreasing hyperbolically with frequency for f < 6 Hz then in most monkeys it increased slightly for f > 6 Hz. In BL conditions, Ers, increased slightly at low frequencies, reached a maximum at 4 Hz, then decreased with increasing frequency. The resonant frequency, f0 (point of zero crossing), occurred at 7.8 ± 2.2 Hz. After AS challenge, there was a consistent increase in Rrs, i.e., the real part increased on average by 53 ± 17% (P < 0.05) over the entire frequency range in all 10 monkeys. In one monkey, the real part increased substantially. After AS challenge, the changes in Ers were less consistent than the changes in Rrs. The responses appeared to be of three types: type 1 (n = 5), in which Ers was negligibly increased at low frequencies and slightly increased at high frequencies; type 2 (n = 2), in which Ers was increased more for higher frequencies (f > 4 Hz); and type 3 (n = 3), in which Ers post-AS was elevated more at low frequencies, reaching a maximum at ~6 Hz, then decreased with increasing frequency. It is possible that the type 3 response is simply a more significant type 1 response because the shapes of the Ers-frequency curves are similar. Our type 1 and type 2 responses are analogous to the Type A and Type B response reported in bronchoconstricted human asthmatic subjects (9).


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Fig. 2.   Respiratory system resistance (Rrs) and elastance (Ers) vs. frequency obtained by low-frequency Zin in 10 monkeys at BL and post-AS challenge. , Mean BL results of all animals; open circle , , and triangle , type 1, type 2, and type 3 post-AS challenge results, respectively.

Zin and Ztr Spectra

For sake of comparison, the Ztr as well as the Zin data for two representative monkeys are plotted in Fig. 3 as their real and imaginary parts vs. frequency. For all monkeys, the real part of Ztr decreased with frequency for all frequencies under BL and post-AS conditions. The real part was positive for low frequencies, with a zero crossing at an average of 55 ± 5 Hz under BL conditions and 60 ± 8 Hz post-AS. AS challenge resulted in an elevation of the real part at frequencies below ~72 Hz. The imaginary part of Ztr was negative for frequencies below f0, which occurred at 7.3 ± 1.3 Hz and 8.4 ± 1.5 Hz in BL and post-AS conditions, respectively. The imaginary part of the spectra became increasingly positive up to 80 Hz and then decreased. The imaginary part of Ztr after challenge was slightly higher than BL at frequencies >32 Hz.


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Fig. 3.   Real and imaginary (Imag) parts of impedance vs. frequency in 2 representative monkeys, showing a moderate (type 1; A) and a more severe response (type 3; B). Low-frequency input impedance (Zin) data (triangles) fit with constant-phase model (solid lines) and high-frequency transfer impedance (Ztr; circles) fit with 6-element model (dotted lines obscured by circles) during baseline (BL; open symbols) conditions and 15 min after Ascaris suum challenge (post-AS; solid symbols).

Modeling Results

Zin and Ztr data during BL and post-AS conditions were fit well with the models (Fig. 3). Under BL and challenge conditions, the spectra and model fits of the real part of Zin and Ztr data overlap for 6 Hz < f < 12 Hz and 10 Hz < f < 12 Hz, respectively. However, the imaginary parts of Zin and Ztr data as well as their corresponding model fits do not overlap, and this discontinuity was more pronounced in those monkeys whose response was greater.

BL values of Raw from Zin and Ztr were not significantly different, 13.6 ± 1.4 and 13.2 ± 0.9 cmH2O · l-1 · s-1, respectively. After challenge, Raw from Zin and Ztr increased substantially by 50% and 41% to 20.5 ± 4.5 and 18.5 ± 5.2 cmH2O · l-1 · s-1, respectively. The postchallenge value of Raw from the Zin (Raw-in) was 10% higher than that from the Ztr (Raw-tr), and this difference was statistically significant (P < 0.05). After challenge, Iaw and Rti from Ztr did not change significantly from BL values. The G and H from Zin and Iti from Ztr increased significantly from 34 ± 15 cmH2O · l-1 · s-1, 125 ± 38 cmH2O/l, and 0.0065 ± 0.0017 cmH2O · l-1 · s-2 under BL conditions to 43 ± 18 cmH2O · l-1 · s-1, 176 ± 100 cmH2O/l, and 0.0071 ± 0.0019 cmH2O · l-1 · s-2 after AS challenge, respectively. Cti-tr showed a significant decrease of 59% from a BL value of 0.0058 ± 0.0050 to 0.0024 ± 0.0011 l/cmH20 after challenge. Raw-in and Raw-tr estimated during BL and post-AS conditions were correlated (r2 = 0.76) with the equation Raw-in = 0.91 Raw-tr + 2.7. There was no significant correlation among any other parameters.

Unlike Zin, we were able to measure Ztr both prior to and after HV. Post-AS Ztr data as well as the estimated post-AS values of Raw were significantly different (P < 0.01) before and after HV (24.3 ± 4.9 cmH2O · l-1 · s-1 vs. 18.5 ± 5.2 cmH2O · l-1 · s-1, respectively). Therefore, the hyperventilation used to produce apnea required for low-frequency measurements resulted in a significant decrease in the bronchoconstrictive response. There was no significant change in any other Ztr parameters before and after HV.

The nine-element model (Fig. 1C) was used to estimate parameters for Zin and Ztr data simultaneously. In comparing BL and Post-AS values from the nine-element model, Iaw, Rti, Iti, and G after challenge did not change significantly from BL values. After challenge, average values of central and peripheral airway resistance increased significantly by 42% and 164%, respectively, implying that peripheral Raw increased considerably more than central Raw. The H showed a statistically significant increase of 20% (P < 0.05) whereas Caw decreased significantly by 52% (P < 0.01) with challenge. There was no difference among analogous parameter values obtained by model fitting with the four- and six-element models separately to those obtained from the simultaneous fitting of the nine-element model to Zin and Ztr data.


    DISCUSSION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Animal Model of Human Asthma

In all monkeys, Rrs at low frequencies was increased with AS-induced bronchoconstriction (Fig. 2), and this is consistent with a significant increase in Raw but not in Rti. The changes that occurred in the frequency-dependent behavior of Ers were qualitatively similar to those reported by Kaczka et al. (9) in humans. In bronchoconstricted asthmatic humans, either there is a small increase in Ers or Ers is increased considerably, becoming positive with a positive slope for all frequencies. These two different responses were called Type A and Type B asthmatic subjects, respectively. Five of our monkeys had a response to bronchoconstriction that was similar to their Type A asthmatic subjects, i.e., slight increase in Rrs and little change in Ers. Kaczka et al. reasoned that the Type A response indicates mild airway constriction and little change in the actual or apparent tissue properties. Our findings are consistent with this; that is, in those monkeys in which the increase in Raw (from analysis of Zin or Ztr) was minimal, there were little or no changes in Ers or Rti.

Kaczka et al. (9) reasoned that the mechanisms that could cause the Type B response (i.e., a positive frequency dependence in Ers) are increased tissue viscoelasticity, parallel time constant heterogeneities, and/or airway wall shunting. To determine which of these mechanisms might be responsible, we thoroughly investigated these possibilities below.

To investigate the effects of airway wall shunting, we fit a nine-element model, which includes Caw, to both Zin and Ztr data simultaneously. In general, the model was able to fit both Zin and Ztr during bronchoconstriction. Although, in cases of severe obstruction, it could produce a discontinuity in the real part as seen in the data, it was not able to produce a discontinuity in the imaginary part. Zin and Ztr data were also simulated by using the nine-element model. These data were then fit with the four- and six-element models over the same frequency range as measured data. Under BL conditions, Raw and Eti were estimated with an error of 9.9% and 9.2%, respectively, from the four-element model and 1.7% and 2.7%, respectively, from the six-element model. After challenge, Raw and Eti were estimated with errors of 3.1% and 11.5% from the four-element model and 1.1% and 11.6% from the six-element model, respectively. These results prove that, although the six-element model is more precise in estimating Raw and Eti, both models can be used to accurately extract these parameters.

This nine-element model may not be an appropriate way of modeling nonrigid airways because this pathway should lead to pleural pressure, not ground or atmospheric pressure as in this model. A more appropriate method of modeling the airway walls would necessitate a separation of the lung tissue and chest wall properties, which would make the model exceedingly complex. Nevertheless, one important result of the simultaneous fitting is that G was not sensitive to bronchoconstriction. Thus, when airway wall shunting is allowed in the simultaneous fitting, the model did not need to increase G to account for the increased real part of Zin at low frequencies. This is certainly due to the extra pathway for the input flow, which represents a certain kind of heterogeneity.

Another type of heterogeneity is parallel time constant inequalities. We investigated this possibility by fitting the low-frequency Zin data with a model that includes a distribution of parallel pathways as described by Suki et al. (21). The model contains a continuous distribution of resistance pathways each terminated in the same constant-phase tissue model. This model has only one additional parameter compared with the four-element (Raw, Iaw, G, H) model. The Raw parameter is replaced by two resistance values Ra and Rb, which define the upper and lower limits of resistance that are included in the distributed model. Thus the model can account for the increased low-frequency real part of Zin by tissue changes or by increasing the impact of parallel inhomogeneities (increasing the range of resistance defined by Ra and Rb). Raw can be obtained from the model as the expected value (Rmean) of the estimated resistance distribution. On the basis of previous experience (21), we chose the distribution function for the resistance to be hyperbolically decreasing between Ra and Rb and to be zero otherwise. Compared with the single-compartment constant-phase model, the error of fitting PI (given by Eq. 17) was reduced by adding parallel inhomogeneities from 1.23 ± 0.98 to 1.15 ± 1.05 cmH2O · l-1 · s-1 in control (P < 0.02) and from 3.83 ± 4.53 to 3.54 ± 4.2 cmH2O · l-1 · s-1 after AS challenge. The values of G were not statistically different in control, but the multicompartment model gave a significantly smaller G after AS challenge than the single-compartment model (36 ± 19 vs. 43 ± 18 cmH2O · l-1 · s-1, P < 0.05). The values of H were almost identical in both models. At the same time, Rmean is significantly higher than Raw from the single-compartment model both in control and after challenge. Thus, in agreement with the nine-parameter model exercise, the increase in the real part of Zin after AS challenge was partly attributed to increased heterogeneities. This finding is similar to that obtained by Kaczka et al. (9), who found very minor increases in G in asthmatic subjects. Additionally, using gases of different viscosity, Lutchen et al. (12) directly showed that in rats the increase in G after methacholine challenge was a pure artifact of increased parallel time constant inequalities.

Comparison Between Zin- and Ztr-Derived Parameters

After AS challenge in a primate model of asthma, the most significant changes occur in Raw from both low-frequency Zin and high-frequency Ztr measurements. During BL and bronchoconstricted conditions, Raw-in and Raw-tr were correlated (r2 = 0.76) with a nonzero Raw-in intercept. The value of this intercept (2.7 cmH2O · l-1 · s-1) is interesting because in the four-element constant-phase model any flow-independent, Newtonian component of tissue resistance (e.g., chest wall resistance) is included in the Raw parameter. However, this Newtonian component of tissue resistance is correctly assigned to Rti in the six-element model, and it was estimated to be 2.7 ± 0.6 cmH2O · l-1 · s-1 from the Ztr data. The nonunity slope of 0.91 suggests that Raw-in may underestimate Raw-tr. This underestimation of Raw becomes more evident during bronchoconstriction, in which the slope decreases further to 0.73 for post-AS values only. Tissue properties (G and H as well as Rti and Cti) estimated from both frequency ranges also changed after challenge, but these changes appear less important. There was no correlation between Eti from Zin [i.e., Eti-in = H(omega /omega alpha )] from Zin evaluated at 10 Hz and Eti from Ztr (i.e., 1/Cti-tr), but both significantly increased (P < 0.01) with AS challenge (Eti-in increased from 247 ± 72 to 337 ± 141, and Eti-tr increased from 273 ± 151 to 513 ± 220 cmH2O/l, respectively). The measured apparent tissue properties appear to be influenced by the other mechanisms critically evaluated above as well as alveolar gas compression.

The DuBois model assumes that the airways can be modeled by a single resistance and inertance in series, i.e., that the airway walls are rigid and parallel pathways are homogeneous. Mead (15) suggested the possibility that with significant peripheral airway constriction the impedance of the peripheral airways and tissues could increase such that they are of the same order of magnitude as the shunt impedance of the upper and/or central airway walls. In this case with Zin, the airway wall impedance would be in parallel with Zti whereas with Ztr the airway wall impedance would be in parallel with the impedance of the upper airways (Zuaw) and any equipment impedance (Zeq). Because Zti > Zuaw + Zeq, airway wall impedance (Zaww) would have a greater influence on Zin than it would on Ztr. A forward model with seven elements that incorporates all features of the DuBois and constant-phase models [i.e., the DuBois model with Cti-tr replaced by (G - jH)/omega alpha ] was used to examine Zin and Ztr for 0.4 < f < 100 Hz (Fig. 4).


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Fig. 4.   Computer simulation of Zin (solid lines) and Ztr (dotted lines) from 7-element model. A: at BL, Raw = 13.0 cmH2O · l-1 · s-1, Iaw = 0.18 cmH2O · l-1 · s-2, Rti = 1.9 cmH2O · l-1 · s-1, Iti = 0.0056 cmH2O · l-1 · s-2, G = 51 cmH2O · l-1 · s-1, H = 186 cmH2O/l. B: post-AS, Raw = 30.7 cmH2O · l-1 · s-1, Iaw = 0.16 cmH2O · l-1 · s-2, Rti = 2.8 cmH2O · l-1 · s-1, Iti = 0.0057 cmH2O · l-1 · s-2, G = 88 cmH2O · l-1 · s-1, H = 215 cmH2O/l. (Cg = 0.0003 l/cmH2O for both BL and post-AS.)

In this seven-element model, the basic difference between Zin and Ztr is that Cg is in parallel with Zti in Zin whereas it is in parallel with Zaww in Ztr. Under BL conditions, the low-frequency asymptotes of the predicted Zin and Ztr are different, and this difference increases with bronchoconstriction. Evidence that the differences in Zin and Ztr in this model are due to Cg is that when Cg approaches 0, Zin and Ztr are identical for all frequencies in the seven-element model. Our measured Zin and Ztr data are consistent with these computer predictions. The real part of the Ztr data is greater than the real part of the Zin data at low frequencies. Furthermore, under BL conditions, the values of the extracted Raw were not significantly different because Raw is accurately estimated from both Zin and Ztr.

In comparison, Zin and Ztr are two methods of estimating respiratory mechanics each having advantages as well as disadvantages over the other. Although low-frequency Zin provides information about the frequency dependence of tissue resistance and elastance and can be measured at normal breathing frequencies, it takes ~2.5 s to acquire a single spectrum and thus requires apnea. Also, the hyperventilation used to induce apnea results in a significant reduction in the bronchoconstrictive response. High-frequency Ztr measurements may give a less reliable estimate of the tissue properties but can be measured during normal breathing, take only 0.5 s/spectrum to measure, and provide a more robust estimate of Raw during bronchoconstriction.

With regards to the physiological implications, our results indicate that AS challenge in monkeys produces 1) predominately an increase in Raw and not Rti [as shown previously by Madwed and Jackson (14)], 2) airway wall shunting at higher AS doses, and 3) heterogeneous airway constriction resulting in a decrease of dynamic lung compliance. Because these changes in lung mechanical properties are similar to those recently reported in human asthma (9), our results confirm that AS challenge in monkeys is a reasonable model of this human disease.


    ACKNOWLEDGEMENTS

This research was funded by National Heart, Lung, and Blood Institute Grant HL-53449 and Boehringer Ingelheim Pharmaceuticals.


    FOOTNOTES

Address for reprint requests and other correspondence: A. C. Jackson, Dept. of Biomedical Engineering, Boston Univ., 44 Cummington St., Boston, MA 02215 (E-mail: ajax{at}bu.edu).

The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

Received 2 February 2000; accepted in final form 12 September 2000.


    REFERENCES
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
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J APPL PHYSIOL 90(2):571-578
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