Vol. 89, Issue 3, 961-966, September 2000
Analysis of ultrasonically extracted interstitial fluid as a
predictor of blood glucose levels
Samir
Mitragotri1,
Matthew
Coleman2,
Joseph
Kost3,4,5, and
Robert
Langer4
1 Department of Chemical Engineering, University of
California, Santa Barbara, California 93106; 2 Department of
Chemical Engineering, University of Colorado, Boulder, Colorado
80302-7077; 3 Department of Chemical Engineering, Ben Gurion
University, Beer Sheeva 84105, Israel; 4 Department of Chemical
Engineering, Massachusetts Institute of Technology, and
5 Sontra Medical, Cambridge, Massachusetts 02139-4307
 |
ABSTRACT |
Transdermal extraction of clinically
relevant analytes offers a potentially noninvasive method of
diagnostics. However, development of such a method is limited by the
low permeability of skin. In this paper, we present a potential method
for noninvasive diagnostics based on ultrasonic skin permeabilization
and subsequent extraction of interstitial fluid (ISF) across the skin
using vacuum. ISF extracted by this method was collected and analyzed
for glucose and other analytes. Glucose concentration in the extracted
fluid correlates well with blood glucose concentration over a range of
50-250 mg/dl. A mathematical model describing vacuum-induced transport of ISF through ultrasonically permeabilized skin is presented
as well. The model accounts for convective, as well as diffusive,
transport processes across blood capillaries, epidermis, and the
stratum corneum. The overall predictions of the model compare favorably
with the experimental observations.
diabetes; diagnostics; sonophoresis; noninvasive
 |
INTRODUCTION |
DEVELOPMENT OF PAINLESS
METHODS of measuring blood analyte concentrations has become an
area of increasing interest, especially for the measurement of glucose
(9). A number of different technologies have been
investigated using invasive, minimally invasive, and noninvasive
techniques (19). Examples of minimally invasive techniques
include the use of lasers to make a small hole in the skin through
which blood or interstitial fluid (ISF) can be withdrawn, lancets that
penetrate only into the epidermis and extract a small sample of ISF
(9), and removal of the stratum corneum (SC), followed by
extraction of ISF using vacuum (8). Among the noninvasive techniques that have been studied, near-infrared spectroscopy has
received much attention as a potential method for glucose sensing
(5). For a detailed review of blood glucose monitoring, see Ref. 19.
Transdermal extraction of analytes offers an attractive method of
noninvasive diagnostics. In this method, a sample of ISF is extracted
transdermally and is subsequently analyzed for desired analytes (i.e.,
glucose). However, this approach is limited by the low permeability
(P) of skin to glucose. The enormous barrier properties of
human skin are attributed to the SC, the outermost layer of the skin
(1). A variety of approaches have been suggested to
enhance transdermal transport of molecules. These include 1) the use of chemicals to modify the skin structure, 2) the
application of electric fields (3, 17), and
3) the application of ultrasound or sonophoresis
(11, 13). Although most studies of these
enhancers have been performed with the objective of transdermal drug
delivery, the use of iontophoresis (20) and chemical
enhancers (19) has been attempted for transdermal
extraction of glucose. Our laboratory has recently shown that
application of ultrasound can also be used for transdermal extraction
of several analytes in humans (10). Specifically,
ultrasound was used to enhance skin P and was followed by
transdermal extraction of analytes using vacuum. In this paper, we
present a detailed experimental and theoretical analysis of the
correlation between transdermally extracted glucose and blood glucose levels.
 |
MATERIALS AND METHODS |
In vivo experiments were performed using Sprague-Dawley rats
(10-16 wk of age). Rats were anesthetized with a mixture of
ketamine (60 mg/kg) and xylazine (10 mg/kg), injected intraperitoneally or intramuscularly. After anesthesia was confirmed, a flanged glass
cylinder (Crown Glass, diameter 15 mm, height 2 cm) was glued to the
rat's shaved lateral flank using a minimal amount of cyanoacrylate
adhesive (Permabond International or Vet Bond) applied to the outer
edge of the flange. The chamber was filled with 2 ml of a 1% solution
of sodium lauryl sulfate in phosphate-buffered saline (PBS). Ultrasound
was at 20 kHz, and an intensity of 7 W/cm2 was applied once
for <1 min by immersing the horn (VCX 400, Sonics and Materials) into
the liquid. The horn was positioned 1 cm above the skin inside the
receiving chamber. The sonicators were operated in the pulsed mode (5-s
on/5-s off, also referred to as 50% duty cycle). Ultrasound intensity
was measured using a calorimetric method described elsewhere. The skin
conductivity was measured between a subcutaneously inserted electrode
(E242, Invivo Metric) and the metal sonicator horn. To measure the
electrical resistivity of the skin, a 100-mV AC electric field (10 Hz)
was applied across the skin for a short time using a signal generator
(model HP 4116A). Current was measured with an ampmeter (Micronta,
Tandy). The electrical resistance was then calculated from Ohm's law.
The resistivity of skin was obtained by multiplying skin electrical
resistance (measured experimentally) by skin area (1.7 cm2). Skin conductivity was calculated by taking the
reciprocal of the resistivity. Ultrasound was terminated when skin
conductivity reached a value of 0.6 (k
-cm2)
1. At the end of sonication, the
chamber contents were removed and replaced (after rinsing) with 1 ml of
fresh PBS. Extraction was performed by a 15-min application of vacuum
(10 in. Hg) using an Air Cadet pump (Cole-Palmer). At the end
of extraction, the chamber content was collected and analyzed.
Concentration of glucose (C) was measured using a Sigma assay kit
(315). This kit is designed to measure physiologically
relevant concentrations of analytes in serum. To increase the
sensitivity of the assay, the sample-to-reagent ratio was modified to
0.4. Experiments were also performed to assess the dynamic correlation
between serum C and transdermally extracted fluxes (f). In
these experiments, animals were infused, via the jugular vein, with a
solution of insulin (10 mU/min) to vary the blood glucose
level. Extractions were performed using 5 min of vacuum (10 in.
Hg) that was applied once every 20 min. Transdermal f
increased with time due to structural changes in the skin and
stabilized after 1 h. Transdermally extracted glucose f
(measured every 20 min) collected after the 1-h stabilization period
were correlated with the blood glucose values over this period, as
explained in Correlation between transdermally extracted glucose
and blood glucose.
 |
RESULTS |
Skin permeabilization and analyte extraction.
Ultrasound-induced skin permeabilization was monitored using skin
conductivity. Conductivity is an excellent indicator of skin
P (15), because the lipid bilayers of the SC,
which offer electrical resistance to the skin, retard transdermal
transport of molecules. Conductivity of rat skin before ultrasound is
~0.01 (k
-cm2)
1. Skin conductivity
increases with application of ultrasound (20 kHz, 7 W/cm2,
50% duty cycle). The increase in skin conductivity depends on the
total energy (E) delivered to the rat skin [E =
I
, where I is ultrasound intensity (W/cm2) and
is
ultrasound on time in seconds (14)]. Specifically, there
exists a threshold ultrasound E
(Ethreshold) below which no significant change
in the electrical conductivity of skin is observed. However, at
energies higher than Ethreshold, the electrical conductivity increases with increasing ultrasound E dose.
For rat skin, Ethreshold is ~1
J/cm2 (12). Detailed discussion of
Ethreshold dose is provided in Refs. 12 and 15.
Application of ultrasound was stopped when the conductivity achieved a
value of ~0.6 (k
-cm2)
1. Although the
choice of this stopping point was arbitrary, we found that skin having
this conductance allowed a 100-fold enhancement of transdermal
f of various analytes. Under the typical conditions used (20 kHz, 7 W/cm2, 50% duty cycle), the average application
time required to reach the conductance was <1 min. Skin conductivity
was maintained at an elevated state for the 3-h duration of the
experiment. We measured transdermal glucose f through
ultrasonically permeabilized skin by application of vacuum over this
period. The measured glucose f was ~52 ± 30 µg · cm
2 · h
1 when the
average serum C of the rat was 183 mg/dl, a f that was ~100 times higher than passive f across nontreated skin.
Correlation between transdermally extracted glucose and blood
glucose.
Because the objective of sonophoretic extraction is to correlate
f values with blood glucose values, additional experiments were performed to assess the dynamic correlation between serum C and
transdermally extracted f. In these experiments, rat skin was exposed to ultrasound, as described in MATERIALS AND
METHODS. Multiple extractions were performed using vacuum (10 in.
Hg for 5 min, applied every 20 min) over a period of 2 h. The
first transdermal f [f1,
nmol · cm
2 · h
1; after an
initial 1-h stabilization period] was used to calculate the
calibration factor [(Kc = B1/f1), where B1 is the
blood glucose value (mg/dl) for each animal, measured at the same time
as f1 was extracted]. Blood glucose levels
(Bi) of rats were varied by infusing insulin (Humulin, Eli
Lily) intravenously at a rate of 10 mU/min for 2 h. Bi
were predicted, based on Kc and the measured glucose f (fi), as
Bi = Kcfi.
Kc ratio was calculated individually for each
animal. The ratios for four animals were 0.30, 0.29, 0.13, and 0.20 mg · dl
1 · nmol
1 · cm2 · h,
respectively. The average calibration factor was
0.23 ± 34%. The variability in the average
Kc (34%) suggests that individual calibration
is necessary to achieve an accurate correlation between the glucose
values predicted from transdermally extracted f and reference glucose values. This is essential because the allowed error
in the predictions of blood glucose in a clinical setting is <20%
(4). Figure 1 shows typical
variations in blood glucose levels of a rat and the corresponding
changes in transdermally extracted glucose f.
Transdermally extracted glucose f correlated well with the
changes in the blood glucose level in the hypo- and hyperglycemic
range. Figure 2 compares the predicted
blood glucose values, based on the transdermally extracted
f, and those directly measured in blood. The predictions are
based on a one-point calibration. The relationship between the
predicted and measured glucose values is linear (r = 0.97). We also assessed the relationship between transdermal glucose
f and blood glucose values using an error grid (Fig. 2).
Predictions in zones A and B are clinically acceptable, whereas those outside zones A and B
would lead to clinically significant errors (2). All but 1 of the 26 predictions based on transdermal glucose f are in
zones A and B. The accuracy at the low glucose
levels is particularly important because the requirements of the
accuracy in predictions in these regions are stricter than those at
higher glucose levels. The predicted blood glucose values compare well
with the measured values in this region. Another criterion for accuracy
is the mean relative error between the reference and calculated glucose
value defined by mean relative error {[absolute(serum glucose
calculated glucose)/serum glucose] × 100}. A mean
relative error of 17% was obtained for all measurements (n = 26). The data presented to this point show that
transdermally extracted glucose can be measured and correlates well
with blood glucose values. In the next section, we present a
mathematical model describing various fluid flow mechanisms that play
an important role in determining the correlation between extracted
f and blood glucose values.

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Fig. 1.
Variation of blood glucose levels ( ) and transdermal
glucose flux ( ) with time. Typical data for 1 rat are
shown.
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Fig. 2.
Relationship between reference glucose level (measured in
tail vein) and glucose levels predicted using transdermally extracted
glucose fluxes after 1-point calibration (n = 4).
Values are presented on an error grid comprising 5 zones (zones
A-E).
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|
Formulation of the mathematical model.
A schematic representation of analyte transport (Q) across
skin is presented in Fig. 3. Figure
3A shows the various layers of skin involved in modeling
transport during extraction, whereas Fig. 3B shows a
schematic representation of various transport processes. A description
of the model parameters is provided in Table
1. The general formulation of the model
is based on a model developed by Reed et al. (18) for
determining transcapillary protein transport. The schematic
representation (Fig. 3) consists of four layers: capillaries, epidermal
ISF (e), SC, and the receiving chamber. We assume that because the
first layer of capillaries exists near the bottom of the epidermis, we
may not need to account for Q across the dermis.
Q of a given analyte (i.e., glucose, chosen as a model
molecule) from the capillary layer into the receiving chamber is
determined by a balance of various processes. Q from
capillaries into the epidermis occurs through three pathways: 1) convective plasma leak, which occurs through large pores
in the capillary wall and is insensitive to analyte size, 2)
convective filtration, which occurs through small pores in the
capillary wall and is size-selective, and 3) diffusion
across the capillary wall (18). A fraction of the amount
transported from capillaries to the epidermis is recovered through
convective reflux. The remaining amount is either 1) cleared
by lymph, 2) transported to the SC through convection, or
3) transported to the SC through diffusion. Similarly, the
amount transported into the SC is further transported to the receiving
chamber through convection or diffusion. For each Q term,
there is a corresponding fluid velocity (J) term, except in
the case of diffusion. Each layer is characterized by an average
glucose concentration (C), pressure (P), and volume (V). The capillary
layer is characterized by the arterial and venous pressures. A summary
of all model parameters and their typical values is provided in Table
1. Estimation of model parameters is discussed below. Considering that
the diffusive f is proportional to the C gradient and the
convective f is proportional to the P gradient, this
description of Q can be mathematically written as shown by
Eqs. 1-15 in Table 2
(assuming steady-state conditions). The rate of accumulation of the
total amount of analyte, as well as the total amount of fluid in the
epidermal ISF (e) and the SC (which is equal to zero at steady state),
can be described by Eqs. 16-19 in Table 2. The
assumption of steady state is validated in the DISCUSSION.

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Fig. 3.
A: graphic representation of various layers of skin
[blood capillaries, epidermis, and stratum corneum (SC)] with
extraction chamber. B: schematic representation of skin
layers considered in the mathematical model. B also shows
the various transport processes involved in transdermal glucose
extraction. Q, transport of analytes; J, fluid
velocity; V, volume; C, concentration; P, pressure. Subscripts: a,
arterial; b, blood; c, convection; cham, receiving chamber; d,
diffusion; e, epidermal interstitial fluid (ISF); f, filtration; l,
cleared by lymph; pl, plasma leak; SC, stratum corneum; r, reflux; v,
venous.
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Model calculations were performed using glucose as a model analyte. The
objective of the model was to predict the total outflux of analyte at a
given value of blood (b) C. The model includes 21 variables (listed in
Table 1). Of these, the first 11 values in Table 1 have been
independently measured by Reed et al. (18). We calculated
or measured the values of parameters 12-17 in Table 1.
Equations 1-19 were then solved simultaneously
(numerically) to calculate parameters 18-21.
Measurements of Cb, Ce, CSC,
Pe, P in the receiving chamber (Pcham) and the
measurement of P of the SC after sonication
(PSCUS) were taken as described below.
Cb is 183 mg/dl, which corresponds to the average
Cb value of the rats in our studies. Our laboratory
previously measured the ISF concentrations of various analytes,
including glucose (12). These data are taken from Ref. 12.
As seen in the data from Ref. 12, there were no statistically
significant differences between the experimentally measured
Cb and Ce under steady-state conditions. Hence
Ce is assumed to be the same as Cb under
steady-state conditions. Because the measured values of Ce
do not distinguish between the epidermis and SC, CSC is
also assumed to be the same as Ce. Pe was
measured in vitro. Briefly, the SC of the rat skin was removed by tape
stripping (i.e., placing scotch tape on the skin and peeling the SC off
layer by layer). Because tape stripping removes the SC and the next
transport barrier after the SC is the epidermis, measured P
of tape-stripped skin should correspond to Pe. In the case
of glucose, Pe was ~0.001 cm/h. We experimentally set
Pcham at
25.4 mmHg. PSCUS was
measured experimentally by sonicating the skin and measuring glucose
extraction by diffusion. In these experiments, rat skin was exposed to
ultrasound using the protocol described in MATERIALS AND
METHODS, and glucose was collected using passive diffusion. PSCUS was found to be 3.4 × 10
3 cm/h. Comparison of model predictions with
experimental data is provided in the DISCUSSION.
 |
DISCUSSION |
Application of ultrasound significantly enhanced skin P
to glucose. Glucose f measured during the extraction
corresponds to an ISF extraction rate of 25.6 µl · cm
2 · h
1. In this respect, it is
important to note that vacuum-based extraction of ISF across
tape-stripped skin has been previously measured. Specifically, Kimura
et al. (8) have shown that the rate of ISF extraction by
application of vacuum across tape-stripped skin is ~24 µl · cm
2 · h
1 in rabbits and ~12
µl · cm
2 · h
1 in humans
(6). The pressure used in their studies was 400 Torr.
These numbers are similar to the ones we obtained. Specifically, the
flow rates obtained in our experiments were ~25.6 and 12 µl · cm
2 · h
1 in rats and humans
(10), respectively. The vacuum used in our experiments was
10 in. Hg. Although the rates of ISF extraction are similar in both
methods, these methods differ significantly in that 1)
ultrasound does not remove SC (as revealed by histology studies) and
2) skin recovers to its baseline P relatively quickly.
Skin P measured by vacuum remained within 20% of the value
observed immediately after sonication over a period of 3 h. Thus these data suggest that a short pretreatment by ultrasound
permeabilizes skin rapidly and elevated skin P is maintained
for at least 3 h in animals. Skin P eventually recovers
due to the recovery of the skin's lipid bilayers. Specifically, we
have shown that application of ultrasound enhances skin P of
diabetic human volunteers and P recovers to its baseline
value in 20 h (10).
Predicted glucose values based on transdermally extracted glucose
compared well with those measured directly in blood (Fig. 2). Similar
results were obtained in the tests recently performed in human
volunteers (10). Specifically, ultrasound was used to
permeabilize skin of human volunteers. A short application of
ultrasound permeabilized skin for ~15 h. During this period, ISF was extracted every 30 min. CISF was measured and
compared with blood glucose values. The results showed good correlation between glucose in the ISF and in the blood. Furthermore, patients reported no pain with ultrasound application. These data demonstrate the applicability of the principles described in these studies on
humans; however, further work is necessary before this method can be
used in clinical applications.
We also developed a mathematical model to understand the role of
various transport mechanisms in ultrasonic ISF extraction. Specifically, after the parameters from Table 1 were substituted into
Eqs. 12 and 15, the predicted total outflux of
glucose, at a blood glucose value of 183 mg/dl, is 38.5 µg · cm
2 · h
1. This value compares well
with the experimentally measured value of 52 ± 30 µg · cm
2 · h
1. Of the predicted
f, ~90% is contributed by convection and ~10% by
diffusion. By substituting the appropriate parameters in Eq. 11, the predicted convective fluid flow out of the SC
(Jce), is calculated to be 18 µl · cm
2 · h
1. With the assumption that
the contribution of convection to the experimentally measured glucose
flux is 90%, the experimental flow rate of ISF is 25.6 µl · cm
2 · h
1 (based on the
CISF of 183 mg/dl and total glucose flux of 52 µg
· cm
2 · h
1). This value compares
well with the predicted value of 18 µl · cm
2 · h
1.
We also evaluated the assumption of steady state by calculating the
time constants (T) associated with glucose extraction. T of analyte extraction across the SC and the epidermis is
approximately given by T =
Jce/ (VSC + Ve), where VSC and Ve correspond,
respectively, to the volumes of the SC and the epidermis that are
accessible to ISF per unit of skin area. Note that these values are
less than the total volumes of the corresponding tissues, respectively. With the assumption that Ve available to the ISF
corresponds to the cell free volume (~10%), VSC + Ve is ~0.0005 cm3/cm2,
corresponding to a thickness of 50 µm between the epidermis and the
SC (7, 16). Because
Jce is 0.018 cm/h (as predicted in Eq.
11), T is ~2 min. This time is less than the
extraction time in our studies (5 min). Hence, this calculation
supports our earlier assumption of the existence of steady state in our extraction experiments.
The extracted ISF was collected into a liquid reservoir with a volume
of 1 ml; thus Ccham is much less than CISF.
Because the model predicts the convective velocity of the ISF, it is
now possible to predict the Ccham of various analytes, in
addition to glucose, using the following equation
|
(20)
|
where
is the extraction time, A is the extraction
area (cm2), and Vcham is the fluid volume
(µl) in which the extracted analytes are diluted. Our laboratory
previously measured ISF and Ccham of various analytes
including glucose, urea, calcium, lactate, proteins, and triglycerides
(12). Figure 4 shows a
comparison of the prediction of Eq. 20 (shown by solid line)
(A = 1.7 cm2 and Vcham = 1,000 µl, CSC = CISF,
=
0.25 h) with the experimental data taken from Ref. 12. The
predictions of the model compare favorably with the experimental data.
Thus Eq. 20 can be used to predict Ccham once
the CISF of a given analyte is known.

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Fig. 4.
Comparison of chamber concentrations of various analytes
predicted by Eq. 20 with experimentally measured ISF
concentrations of analytes from Ref. 12.
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|
Thus the results presented herein show that a short application of
ultrasound increases skin P, so that ISF can be extracted through this skin at a rate of 25.6 µl · cm
2 · h
1. This rate is comparable
with the theoretically predicted rate of 18 µl · cm
2 · h
1. Further work in this area
should be focused on assessing the dynamic correlation between
transdermally extracted f and blood levels of analytes other
than glucose. Additional studies should also be performed to
evaluate the safety of low-frequency sonophoresis and biosensor development.
 |
ACKNOWLEDGEMENTS |
This work was supported by the Centers for Disease Control and
Prevention, the US-Israel Binational Fund, National Institute of
General Medicine Sciences Grant GM-44884, and a grant from the Juvenile
Diabetes Foundation.
 |
FOOTNOTES |
Address for reprint requests and other correspondence: S. Mitragotri, Dept. of Chemical Engineering, Univ. of California, Santa
Barbara, CA 93106 (E-mail: samir{at}engineering.ucsb.edu).
The costs of publication of this
article were defrayed in part by the
payment of page charges. The article
must therefore be hereby marked
"advertisement"
in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Received 11 February 2000; accepted in final form 14 March 2000.
 |
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