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Section of Respiratory Medicine, Department of Medicine, University of Manitoba, Winnipeg, Manitoba, Canada R3A 1R8
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ABSTRACT |
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Increasing inspiratory flow (
)
has been shown to shorten neural inspiratory time
(TIn) in normal subjects breathing on a mechanical ventilator, but the effect of
on respiratory motor output before inspiratory termination has not previously been studied
in humans. While breathing spontaneously on a mechanical ventilator, eight normal subjects were intermittently exposed to
200-ms-duration positive pressure pulses of different amplitudes at the
onset of inspiration. Based on the increase in
above control breaths (
), trials were grouped into small,
medium, and large groups (mean 
: 0.51, 1.11, and 1.65 l/s,
respectively). We measured TIn,
transdiaphragmatic pressure (Pdi), and electrical activity
(electromyogram) of the diaphragm (EMGdi). Transient increases in
caused shortening of TIn from 1.34 to
1.10 (not significant), 1.55 to 1.11 (P < 0.005), and
1.58 to 1.17 s (P < 0.005) in the small, medium,
and large 
groups, respectively. EMGdi measured at end
TIn of the pulse breaths was 131 (P < 0.05), 142, and 155% (P < 0.05)
of the EMGdi of the control breaths at an identical time point in the
small, medium, and large trials, respectively. The latency of the
excitation was 126 ± 42 (SD) ms, consistent with a reflex effect.
Increasing
had two countervailing effects on Pdi: 1)
a depressant mechanical effect due primarily to the force-length (11.2 cmH2O/l) relation of the diaphragm, and 2) an
increase in diaphragm activation. For the eight subjects, mean peak Pdi
did not change significantly, but there was significant intersubject
variability, reflecting variability in the strength of the excitation
reflex. We conclude that increasing inspiratory
causes a graded
facilitation of EMGdi, which serves to counteract the negative effect
of the force-length relation on Pdi.
mechanical ventilation; diaphragm force-length relation; reflex control
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INTRODUCTION |
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INSPIRATORY FLOW
(
) varies over a very wide range in health and disease.
During exercise, for example,
may increase from a resting level
of 0.5 l/s to values in excess of 6 l/s. In mechanically ventilated
patients,
is an important independent variable that is often
adjusted, over a wide range, to accomplish a variety of clinical
and physiological objectives. The effect of
on respiratory
motor output in humans is not well documented. Such information would
be relevant to the understanding of mechanisms of spontaneous hyperpnea
in health and disease and of the consequences of changes in ventilator
on respiratory muscle energetics in ventilator-dependent patients.
Based on experiments in anesthetized animals, in which
can be
readily manipulated while other relevant variables are controlled,
may influence respiratory motor output in one of three ways.
1) With changes in inspiratory duration [neural inspiratory
time (TIn)] consequent to the Hering-Breuer
(H-B) volume (V)-related inspiratory inhibitory reflex (6,
16), an increase in
(
) would result in
an earlier attainment of the V threshold for inspiratory termination
and a shorter TIn. Because inspiratory muscle
activity rises in a ramplike fashion, a deliberate 
, with a
consequent reduction in TIn, should result,
with all else being the same (i.e., no change in rate of rise of
inspiratory activity), in lower peak activity and vice versa
(6, 31, 33).
2) With changes in inspiratory activity before inspiratory
termination, whether the rate of inflation affects inspiratory activity
before inspiratory termination is controversial. In several animal
studies, the rate of change in inspiratory activity during inspiration
was found to be unaffected by
(6, 31,
33). Other studies, however, demonstrated an increase in
this rate of rise when
was increased (4,
8, 9, 18, 27). It
is very likely that these differences in response to
are related to the depth of anesthesia (9, 27).
This suggests that this
-related excitation may be particularly
prominent in consciousness.
3) Changes in
, and, consequently, instantaneous V,
could affect inspiratory muscle pressure output, independent of muscle activity, via strictly mechanical effects (intrinsic properties of
respiratory muscles). Thus at a given activity respiratory muscles
generate less pressure in the presence of higher
[via the
force-velocity relation (1, 13,
28)] and V [via the force-length relation
(10, 14, 28)], and vice versa.
There is no information in humans regarding the possible excitatory
effect of
(see 2 above). A small effect of
on TIn (1 above) was found in
several human studies (20, 22,
29, 32). However, the range of
examined was very small [essentially between zero (occlusion) and
resting
(~0.3-0.5 l/s)], and the subjects were
anesthetized (29) or asleep (20,
22, 32). Our laboratory has recently
demonstrated a marked effect of inspiratory
on
TIn in normal, awake subjects over the
range of 0.8-2.5 l/s (11). Interestingly,
TIn reduction was not related to earlier attainment of a V threshold. In fact, V at inspiratory termination was
significantly lower when
was increased. The operation of the
intrinsic properties of respiratory muscles has been well demonstrated
in humans (1, 13, 14,
28). It is, however, difficult to infer the quantitative
impact of these responses during spontaneous breathing in view of the
nature of the methods used in these studies (see
DISCUSSION).
In the present study, we describe the response of diaphragmatic
electrical [electromyogram (EMG)] activity (EMGdi) and pressure output [transdiaphragmatic pressure (Pdi)] to brief (~0.2 s)
increases in inspiratory
in awake humans. From this
information, we extract the magnitude of the intrinsic properties and
document the occurrence of substantial
-related inspiratory
excitation in awake humans. The response of TIn
to such brief increases in
was also examined in an effort to
define the mechanism of reduction in TIn
observed earlier (11) with sustained increases in
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METHODS |
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Eight normal subjects were studied: four men and four women.
Subject age ranged from 27 to 38 yr. No subject had any clinical evidence of respiratory disease. Three subjects were aware of the
general nature of the study (to study the effect of inspiratory
) but not the specific protocol or expected results. One subject (S. Corne) was aware of the specific protocol.
A gastroesophageal catheter was placed in all subjects. The catheter was fluid-filled and measured gastric and esophageal pressures from two ports separated by a distance of 20 cm. The catheter also recorded the EMGdi from two silver electrodes placed between the gastric and esophageal pressure ports. The catheter was inserted through the nose and advanced until negative pressure deflections were observed in both the gastric and esophageal pressure waveforms during inspiration. The catheter was then slowly advanced until positive deflections became visible in the gastric waveform, confirming position in the stomach. Minor adjustments were then made in the catheter position to optimize the EMGdi waveform and minimize the amplitude of the cardiac artifact in the Pdi tracing. The distance between the proximal pressure port and the EMG electrodes was 8.5 and 13.5 cm (average 11 cm), respectively, for the proximal and distal EMG electrodes. This ensured an appropriate location of the proximal port in the lower one-third of the esophagus when the EMG electrode was at the level of the diaphragm (and hence providing the optimal EMG signal). The Pdi was derived by subtracting esophageal pressure from gastric pressure. The raw EMG signal was filtered by a band-pass filter (30-1,600 Hz).
Subjects were seated and connected to a mechanical ventilator (Winnipeg
Ventilator) through a mouthpiece. The ventilator was set to allow
spontaneous respiration through the ventilator circuit. Nose clips were
applied. Airway pressure (Paw) was measured from a side port near the
mouthpiece with a differential pressure transducer. Inspiratory and
expiratory
were measured with a heated pneumotachograph (Hans-Rudolph 3700, Kansas City, MO) connected to the mouthpiece, and V
was derived from the electronic integration of
. End-tidal carbon dioxide was monitored from a side port near the mouthpiece by
using a mass spectrometer (MGA-1100 Medical Gas Analyzer, Perkin-Elmer, Pomona, CA). All waveforms were continuously recorded on two personal computers with the use of a data-acquisition program (WINDAQ, DATAQ
Instruments, Akron, OH) for later analysis. EMGdi and
were
sampled at 500 Hz on one computer. All other waveforms, including the
identical
signal, were sampled at 125 Hz on a second computer. The
signal, common to both recordings, was used to align the EMG signal to other recorded signals in the second computer.
An external pulse-generating box was connected to the pressure control mechanism of the ventilator. This permitted the delivery of positive Paw pulses of varying amplitudes (0-23 cmH2O). The duration of the pulse was 0.2 s.
The ventilator was
triggered, and the
threshold for
triggering was set at the lowest level that did not result in
autotriggering. This typically resulted in a trigger sensitivity of
~0.1 l/s. The pulse apparatus sensitivity was set at a level that
caused triggering of the pulse to occur at 0.1 l/s as well. Subjects breathed room air, and a period of ~20 min was allowed for them to
adjust to the ventilator.
Subsequently, brief pulses of positive pressure were delivered near the
onset of inspiration. Pulses were delivered for one breath, and then
~30-60 s were allowed to elapse before the next pulse was
delivered. The duration between pulses was varied so that the subjects
could not anticipate when a pulse was about to be delivered. Pulses of
at least three different voltages, small [increase (
) in Paw,
5-10 cmH2O], medium (
Paw, 10-15
cmH2O), and large (
Paw, 15-20 cmH2O),
were given to all subjects, with the exception of subject 1, to whom only medium and large pulses were given. Eight to fifteen
pulses of a given voltage were applied, and then the voltage was
changed. The order of applying the different voltages was randomized.
For the purposes of describing the data, we shall refer to a sequence
of pulses (8-15 pulses) of the same external voltage in a given
subject as a "trial."
The effect of pulses on peak inspiratory
, inspiratory
at the termination of TIn
(
@TIn), inspiratory tidal V at the termination of TIn
(V@TIn), Paw, Pdi, EMGdi,
TIn, neural expiratory time
(TEn), and duration of respiratory cycle (Ttot)
were analyzed. Control breaths, usually the breath immediately
preceding the pulse breath, were analyzed as well for comparison.
For each pulse trial, we derived averaged waveforms for pulse and
control breaths for each of the relevant parameters,
, V, Pdi,
Paw, and EMGdi. This was done by converting each individual waveform
into a series of numerical values. These values were then averaged for
the 8-15 breaths analyzed and subsequently reconverted back to
waveforms and graphed against time.
Quantitative analysis of the EMGdi waveform necessitated removal of the
electrocardiogram (ECG) artifact. In all subjects but one, this
required removal of only the QRS artifact. The QRS artifact, typically
100 ms in duration, was first removed from the signal. The EMG signal
was then rectified. Subsequently, the deleted 100-ms segment
corresponding to the ECG artifact was replaced with a straight line
that began at an amplitude equal to the average of values obtained for
40 ms before the QRS artifact and ended in a value equal to the average
of values obtained 40 ms after the QRS artifact. In one subject
(subject 2), the T-wave artifact was of sufficient magnitude
that it required removal as well. The T-wave artifact was also ~100
ms in duration and was removed with a process identical to that
described for the QRS artifact. The EMG signal was then averaged
(100-ms moving average). An example of the raw EMG and the processed
EMG with artifact removed is shown in Fig.
1. For the purposes of averaging EMGdi
values among trials, we used normalized data, whereby the average peak
control EMGdi in each trial was assigned a value of 100 (%).
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For the purposes of analysis, the onset of TIn
in an individual breath was defined as the initial negative deflection
in the Paw tracings and a rapid change in the direction of
from
expiratory (or zero) to inspiratory. Where possible, the Pdi and EMGdi
tracings were also inspected to help define the onset of
TIn. However, cardiac artifact often made it
difficult to utilize Pdi alone for the determination of the onset of
TIn. The very gradual increase in EMGdi,
typically observed at the onset of a breath, together with ECG artifact
in the EMGdi waveform, often made it difficult to determine precisely
where inspiration began simply from inspection of the EMGdi waveform.
The end of TIn, and by definition the onset of
TEn, was defined in an individual breath as the
onset of a rapid decline from the peak Pdi.
Values for TIn, TEn,
Ttot, peak EMGdi, peak Pdi,
@TIn, and
V@TIn were determined on individual breaths,
and mean values were then determined for pulse and control breaths in
each trial. The 23 trials were then sorted into three groups for
analysis based on the 
, that is, the 
achieved in
the pulse breath over that of the control breath: small
(n = 7), medium (n = 8), and large
(n = 8). Mean values for each of the three groups were determined, and comparisons were made between pulse and control breaths
utilizing a paired t-test.
After the onset of the pulse, there was a period (40-200 ms)
during which EMGdi of the pulse breath
(EMGdipls) was not appreciably different
from control EMGdi (EMGdicon) during the same interval, but
Pdi was lower (see, e.g., Figs. 2, 3, and 5). We attributed the
reduction in Pdi over this interval to the increased V and
acting via the force-length and force-velocity relationships of the
diaphragm (see RESULTS and DISCUSSION). We
attempted to quantitate this relationship by calculating the difference
in Pdi,
, and V between pulse and control breaths at multiple
data points during this isoactivity interval and creating a linear regression equation
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1 · s) of the diaphragm.
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RESULTS |
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As expected, the application of positive pressure pulses
resulted in increased inspiratory
during the duration of the
pulse. As outlined in METHODS, trials were sorted into
three groups based on the peak 
achieved: small (mean

, 0.51 l/s), medium (mean 
, 1.11 l/s), and large
(mean 
, 1.65 l/s). Figure
2 shows responses of EMGdi, Pdi,
, and V to a pulse application in a representative subject.
These responses can be described in terms of three major effects.
Effects of Increased Inspiratory
on Respiratory Timing

trials. TIn decreased from 1.34 to 1.10 s
(P = 0.08), from 1.55 to 1.11 s (P = 0.003), and from 1.58 to 1.17 s (P = 0.0004) in
the small, medium, and large 
groups, respectively.
TEn decreased along with
TIn, with the result statistically significant
in the medium and large 
groups (P < 0.05).
As a result of decreases in both TIn and
TEn, Ttot decreased as well (Table 1).
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There was no significant difference in V@TIn
between pulse and control breaths in the small and medium 
trials. In the large 
trials, V@TIn
was significantly larger in the pulse breaths (Table 1). For the group
of 23 trials, V@TIn was larger in the control
breaths in 11 trials and larger in the pulse breaths in 12 trials. In
the large 
group, there was no significant correlation
between the extent of increase in V@TIn and
the extent of decrease in TIn
(r =
0.32).
Excitatory Effects of
on Respiratory Motor Output

(see Figs. 1-3). Although the increase in EMGdi began during the period of increased
, EMGdipls remained greater than in the
EMGdicon in these seven subjects, even after
had
decreased to below the level found in the control breaths (Fig.
3).
We measured the amplitude of the EMGdipls
signal at the cessation of TIn and compared it
with the EMGdicon at an identical time point in
inspiration, with this time point being referred to as
EMGdiisotime. EMGdipls was
almost invariably greater than EMGdicon in the eight
subjects (See EMGdiisotime, Table 1). EMGdipls was 131 (P = 0.02), 142 (P = 0.055),
and 155% (P = 0.007) of EMGdicon in the
small, medium, and large 
trials, respectively. We also compared the mean values for EMGdipls and
EMGdicon at 0.1-s intervals from the onset of the

. Results for the large 
trials are shown in Fig.
4. The increase in EMGdipls
was statistically significant at 0.3 and 0.4 s.
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We defined the onset of excitation as the point at which the rate of
rise of the EMGdipls clearly deviated from
that of EMGdicon (arrow in EMGdi tracing, Fig. 2). This
point could be identified in 21 of 23 trials. The latency of the EMGdi
response to a pulse was measured as the interval between the increase
in inspiratory
above control and the point at which excitation
of EMGdi occurred. The mean latency for the 21 trials was 126 ± 42 (SD) ms. The latencies for the small, medium, and large trials were
not statistically significantly different.
Inhibitory Effects of
Due to Force-Velocity and
Force-Length Relationship
during the highest
transients are shown in Fig.
5. In six of eight subjects, the Pdi
tracing typically demonstrated a negative concave deflection at the
onset of the
pulse that, in five of these subjects, persisted
for the duration of the higher inspiratory
(see Figs. 2, 5, and
8). Inspection of the EMGdi tracings for this same segment of
inspiration failed to reveal any inhibition of the
EMGdipls tracing (Fig. 3).
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In fact, to the extent that any changes in the EMGdipls
tracing relative to EMGdicon were visible during this
segment of early inspiration, they involved an excitation of the motor
output of the diaphragm ~40-200 ms after the onset of the pulse,
as described above. This concave deflection, observed in the pulse
breath Pdi (Pdipls) relative to the control breath Pdi
(Pdicon), therefore, appears to represent a change due to
the force-velocity and force-length relationship of the diaphragm. The
magnitude of this depression effect was quantified as described earlier
in METHODS. Some trials were not suitable for analysis. The
two major reasons for excluding trials were 1) very early
onset of EMGdi excitation, such that the interval in which
EMGdipls and EMGdicon were visually comparable was too short to permit sufficient data points for analysis, and 2) excessively large cardiac artifact in the Pdi tracings,
such that the signal-to-noise ratio was unacceptably low. Twelve trials (each trial consisting of the averaging of 8-15 pulse and control breaths) in six subjects were deemed suitable for analysis. The mean
values for the force-length and force-velocity-relationship were
11.2 ± 2.5 and 0.2 ± 0.6 (SD) cmH2O · l
1 · s, respectively. An example of the results of
analysis in one trial is shown in Fig. 6.
The intercept (11.2 in this case) represents the change in Pdi per unit
change in V, whereas the slope (0.8 in this case) reflects the change
in Pdi per unit change in
. Excellent correlation coefficients
were obtained in all cases, with a mean r of 0.95 ± 0.05 (SD).
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The effect of inspiratory
on peak Pdi was minimal when it
was looked at for the groups as a whole (Table 1). Mean peak Pdi
decreased from 12.4 to 11.4, from 11.9 to 10.2, and from 12.1 to 11.8 cmH2O in the small, medium, and large 
trials,
respectively. None of these differences was statistically significant.
However, there was a great deal of intersubject variability in the
response of peak Pdi to
. In those with a large decrease in
TIn and a weak excitatory response to
,
peak Pdi decreased at higher
(subjects 5 and
6, Fig. 5). Conversely, in those with only a small decrease
in TIn and a stronger excitatory response to
(subjects 1, 2, 7, and 8), peak Pdi
increased at the higher
. We also analyzed the difference in
Pdipls and Pdicon at 100-ms
intervals from the onset of 
. The results for the large

group are shown in Fig. 7.
There were statistically significant decreases in Pdipls at
0.1 and 0.2 s, reflecting the force-length and
force-velocity effect. There was also a subsequent increase
in Pdipls over Pdicon from 0.4 to 0.7 s, reflecting the excitatory effects of
. This failed to reach statistical significance, because of the large variability in responses (SE bars shown).
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Figure 8 demonstrates the change in
Paw,
, V, Pdi, and EMGdi between pulse and control breaths in
the small, medium, and large 
groups. The time period
analyzed begins with the first data point at which pulse
increased over that of control and extends to the end of
TIn for the individual trial with the shortest TIn in that group. This limited the period of
analysis to ~0.2 s for the small 
group and to ~0.4 s for
the medium and large 
groups. By definition, there was a
graded increase in 
and
V from the small to the large

groups associated with a graded increase in
Paw. There
was also a graded increase in the negative
Pdi deflection,
reflecting the force-velocity and force-length relation of the
diaphragm. Conversely, there was a graded increase in
EMGdi from the
small to the large 
group. The EMGdi was significantly
different at 0.2 s among the three groups using ANOVA
(P < 0.05).
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DISCUSSION |
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We have examined the effect of changes in inspiratory
on
respiratory motor output in normal subjects. These effects can be
grouped into three categories: 1) effects on respiratory
timing, 2) effects on excitation of diaphragmatic motor
output, and 3) the force-length and force-velocity
relationship of the of the diaphragm.
Respiratory Timing
In a recent study in awake, normal subjects, our laboratory found that deliberate increases in inspiratory
, maintained until
inspiratory termination, result in shortening of
TIn (11). The gain of the response
was substantial, and earlier termination of inspiratory activity was
not related to earlier attainment of a V threshold, as per the
classical H-B reflex. The changes in TEn were
inconsistent. The present study compliments these earlier findings by
documenting the effects on respiratory timing of transient increases in
where the stimulus (i.e., increased
) terminates before
the end of neural inspiration. We found that such transient increases
in
continue to reduce TIn, even though
at the time of inspiratory termination was not significantly different between pulse and control breaths (Table 1). These responses
imply the presence of delayed effects in the aftermath of transient
inspiratory interventions.
With respect to TIn shortening, the delayed
effect may be due to the higher V accrued during the period of
increased
(e.g., Figs. 2 and 8). Because such excess V is
retained past the period of the transient, it could cause earlier
termination of TIn via the traditional
V-related H-B reflex. Although this may have contributed to some extent
in some cases, it is very unlikely that this mechanism provides the
entire explanation. According to the H-B reflex, the V threshold for
inspiratory termination declines progressively with inspiratory time
(6, 16). It would thus require a higher V to
terminate inspiration sooner. In the small and medium 
groups, V@TIn was not higher (Table 1).
Although V@TIn was higher with the large
pulses, the difference was too small to account for the
TIn shortening. Thus, with the large pulses,
TIn was reduced by 25% (1.17 vs. 1.58 s,
Table 1), whereas V@TIn increased by ~25%
(0.92 vs. 0.74 liter, Table 1). Even in animals in which this reflex is
very strong [e.g., pentobarbital-anesthetized cats (6,
16)], V@TIn increases much more
for equivalent reductions in TIn. Furthermore,
as mentioned, there was no correlation between the extent of increase
in V@TIn and the extent of decrease in TIn. These observations suggest that the
delayed effects were primarily related to neural processing.
Information from animal studies regarding delayed central effects of
inspiratory-terminating inputs is highly contradictory. In
pentobarbital-anesthetized cats, removal of V (36) or
inspiratory inhibitory vagal stimulus (34) before the end
of inspiration results in paradoxical delayed effects:
TIn would have been lengthened relative to its
duration had the stimulus not been introduced at all. By
contrast, in chloralose-anesthetized dogs, Cross et al.
(8) found that TIn continued
to be shortened when lung inflation was withdrawn before inspiratory
termination. These observations clearly indicate that inspiratory
inputs can produce central effects that outlast the stimulus but that
the directions of these effects can be diametrically opposite
(concordant with, or paradoxical to, the primary effect of the
stimulus) in different species and/or under different experimental
conditions (type or depth of anesthesia). The present findings indicate
that, in awake, normal humans, the delayed effects are concordant with
the primary effect of the stimulus; there is memory for the
inspiratory-terminating influence of increased
. Whether the
same response will hold under other conditions, for example, during
sleep or anesthesia, or in the presence of disease remains to be determined.
Earlier studies in anesthetized animals demonstrated a linkage between
TIn and TEn
(6, 16, 35). When
TIn is shortened by an inspiratory-terminating
input, the following TEn is also shortened. The
reduction in TEn observed in the present study can thus be explained on the basis of this central linkage. In our
previous study, TEn was not consistently
shortened when
increased and TIn
decreased (11). In this latter study, however, inflation
usually continued past the end of TIn,
representing further inflation into expiration. Because inflation
during expiration lengthens TEn via the
expiratory-prolonging component of the H-B reflex
(23-25), extension of inflation into expiration would
obscure the reduction in TEn that might
otherwise have occurred as a result of TIn
shortening [for a more detailed discussion, please see Fernandez et
al. (11)]. By limiting the inflation to the inspiratory phase in the present study, the
TIn-TEn linkage was demonstrated.
Excitation of Diaphragmatic Activity
In addition to the effects on respiratory timing, our results also demonstrate that higher inspiratory
caused neural excitation of
the diaphragm, as evidenced by an increased rate of rise in the EMGdi
waveform. An increase in the rate of rise of EMGdipls relative to EMGdicon was usually evident 50-200 ms
after the onset of the inspiratory 
. This increase in EMGdi
appeared proportionate to the 
achieved over that of control
breaths (Fig. 8, lowest panel). Furthermore, the mean
EMGdipls at the end of TIn was
significantly greater than the mean EMGdicon measured at an
identical time point in inspiration. This excitation effect was present
in all subjects but showed large intersubject variability in the degree
of excitation.
To our knowledge, the present study is the first to deliberately look
for and demonstrate
-related inspiratory excitation in humans.
Accordingly, it is necessary to address some technical issues.
Technical considerations. The EMGdi signal is subject to being artifactually increased and will appear larger if it is measured at a larger V (12). Therefore, one may question whether the increase in EMGdi we observed was due to the fact that V rose more quickly in the pulsed breath. We do not feel that the increase in EMGdi was an artifact for a number of reasons. First, there was a finite delay before the excitation was evident. Second, the increase in V observed in the pulsed breaths, which was typically only a few hundred milliliters (e.g., Fig. 8), would be insufficient to account for the large increases observed in EMGdi, based on the relation between V and EMGdi reported by Gandevia and McKenzie (12). Third, the Pdi response was biphasic, initially showing a decreased rate of rise, followed by an increased rate of rise (Fig. 8). The secondary increase in the rate of rise of Pdi began at a time when V was continuing to rise at a faster rate (Fig. 8) and despite the negative effect this would have on Pdi secondary to the diaphragm's intrinsic properties. An increase in the rate of rise of Pdi under such conditions can only result from the increased rate of rise in EMGdi. In four subjects, absolute Pdipls ultimately exceeded Pdicon, despite V being higher (Fig. 5). This can only occur if EMGdi increased enough to more than offset the depressant effect of the larger V via the force-length relation. Finally, some studies in animals (4, 8, 9, 18, 27) have documented a similar excitation while recording was done directly from the phrenic nerve, a measurement that is not subject to this artifact.
Given that the subjects were alert, it may be argued that the excitatory response was a voluntary, as opposed to reflex, response. This is quite unlikely for several reasons. First, the latency for the response was generally <150 ms and was often <100 ms, whereas a minimum latency of 200 ms is required to mount a voluntary respiratory response to an intervention of this sort (17, 38). Second, pulses were applied in random order to avoid anticipatory responses. Third, behavioral responses of this kind are generally inconsistent within and among subjects (3). This was not the case here. Fourth, a similar response was demonstrated in anesthetized animals in which behavioral responses are expected to be absent (4, 8, 9, 19, 27). Several previous studies described the occurrence of augmented breaths (sighs) when lung inflation is artificially increased during inspiration (5, 23, 30). The excitation observed in the present study was not sighing for the following reasons. In spontaneous or induced augmented breaths, inspiratory activity is similar to "control" breaths over the period corresponding to "control" TIn (5). Augmentation occurs at the point at which inspiration would normally terminate and results in a breath in which neural inspiration is invariably longer and peak inspiratory activity is invariably much higher than control breaths. In the present experiments, excitation occurred very early in inspiration, soon after the onset of the pulse, TIn of the stimulated breath was shorter (Table 1), and the increase in peak diaphragm activity was small (Table 1) relative to the increase observed with sighs (>200%). Augmented breaths are also followed by a refractory period (20- to 45-s duration) during which it is difficult to elicit another sigh (5). No refractory period was observed in the present study, as illustrated in Fig. 9. Finally, sighs appear to be all-or-none responses. The response described here was graded (Fig. 8).
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Mechanism of reflex,
-related inspiratory excitation.
Animal studies on the effect of inflation rate on inspiratory activity
before inspiratory termination produced very conflicting results. In
early work, it was found that the pattern or intensity of inspiratory
activity was not affected by
until shortly before termination
(6, 31, 33, 36).
This led to the concept that V (and
) affects inspiratory
activity in an all-or-none fashion (6, 31).
In several later experiments, however, a vagally mediated,
-related increase in inspiratory activity was demonstrated
before termination of the inspiratory phase (4, 8, 9, 27). The earlier lack of
such effect was likely related to the depth of anesthesia because, in
at least two studies (9, 27), the excitatory
response was eliminated by additional anesthetic doses. It is very
likely that the response observed here is the same as the one described
in the above-cited animal studies and is, therefore, vagal in origin.
-sensitive upper airway receptors are not likely to be
responsible: McBride and Whitelaw (24) found that
increased
through the upper airway (without lung inflation) in
awake humans inhibits inspiratory motor output. Accordingly, any
excitation we observed represents the net effect of excitation produced
by lower receptors, less any inhibition produced by upper airway
receptors. A possible contribution from muscle receptors cannot be
entirely discounted, although it is unlikely to be significant. Newsom
Davis and Sears (26) monitored external intercostal
activity during strong, sustained voluntary contractions against a
closed airway (Mueller maneuver). On sudden release of occlusion, there
was a short-latency (22-25 ms) inhibition of activity, which they
attributed to unloading of the respiratory muscle spindles, followed by
facilitation with longer latency (50-60 ms), which was attributed
to unloading of the inhibitory tendon organs. The excitation we
observed could, therefore, theoretically be due to reduction in the
tension of diaphragmatic tendon organs produced by unloading during the
pulse. Pdi at the time of pulse application was, however, of the order of 1-4 cmH2O (Fig. 5), a mere 1-3% of maximum
Pdi. It is highly improbable that tendon organ inhibition at these very
low tensions is such that its elimination (by increased
and
unloading) caused a >40% increase in activity
(EMGdiisotime, Table 1).
Physiological significance.
The
-related excitatory response may be a mechanism that
serves to counteract the negative consequences of the obligatory intrinsic properties of respiratory muscles. Without such an excitatory mechanism, the ventilatory response to a given respiratory stimulus would be attenuated, because as
increases, the efficiency of the respiratory muscles as pressure generators decreases (secondary to
the force-length and force-velocity relation). Regardless of whether
this response was developed for this specific purpose, its net effect
is in the direction of compensating for reduced respiratory muscle
efficiency with increased ventilatory demand. Our results permit an
analysis of the balance between the two opposite
-related
responses. To the extent that respiratory drive is not altered during
the brief period of the pulse, a perfect compensatory response would
result in Pdi remaining constant as
is artificially increased;
the reduction in Pdi produced by the obligate mechanical properties of
muscles would be exactly offset by an increase in muscle activation.
Figure 8 shows that, on average, the two mechanisms canceled each other
out at ~0.35 s after the onset of 
(
Pdi returning to
zero, Fig. 8). Before this time, compensation was inadequate, resulting
in a decrease in Pdi. This shortfall is, to a large extent, related to
the fact that the operation of the intrinsic properties of muscles is
instantaneous, whereas neural delays preclude an instantaneous
excitatory response. Given the abrupt
transition in this study,
such an initial shortfall is unavoidable. It may be expected, however,
that, with less abrupt changes in
, the discrepancy would be
less pronounced.
Intrinsic Properties of the Diaphragm
At a given level of activation, all skeletal muscles, whether respiratory or not, generate less force when they shorten at a greater velocity, according to the force-velocity relation [for review see Younes and Riddel (37)]. These characteristics are structural, within the muscles themselves, and occur instantly and in the absence of any feedback from other sources. Within the respiratory system, these properties have the effect of reducing the pressure-generating ability of respiratory muscles at higher
and higher V values. To determine the magnitude of these effects, it is
necessary to measure respiratory muscle pressure output at the same
activity while
and V are altered. A variety of techniques have
been used to obtain this information in humans. These include
measurement of pressure output at different V values and
during
maximum voluntary efforts (1, 2,
19), during electrical stimulation of the phrenic nerves
in the neck (28), or during voluntary activation of the
diaphragm to specified EMGdi levels using visual feedback of the EMGdi
signal (13, 14). These studies have produced
widely different quantitative estimates, indicating that the results
are greatly influenced by technique (see Ref. 37 for detailed
discussion of these results). In view of the dependence of results on
technique and the fact that the technique used to obtain isoactivity
was, in each case, far removed from the situation obtained during
spontaneous breathing, none of the estimates obtained from these
studies can be reliably applied to spontaneous breathing in humans.
In the present study, we took advantage of the fact that EMGdi was not
affected for a period of time (latency of the excitatory response),
whereas
and V changed, to calculate the mechanical effects of
and V on Pdi. We believe that this approach has several
advantages over previously used techniques and that the results should,
therefore, be closer to the situation during spontaneous breathing.
First, activation of the diaphragm was spontaneous. Therefore, there is
no reason to believe that the distribution of activity within the
diaphragm was anything but normal. Second, the distribution of activity
between diaphragm and other muscles, which affects thoracoabdominal
configuration and hence pressure output (14), was normal
(i.e., not constrained by protocol). Third, although we did not monitor
thoracoabdominal configuration, expansion during the imposed pulses
must have closely followed the relaxed thoracoabdominal
configuration.1 Although some
deviation from passive configuration may occur during large,
spontaneous increases in ventilation (15), chest expansion
usually follows the resting configuration at resting and moderately
increased levels of ventilation (13). Thus the changes in
Pdi when the chest expands at different rates along its relaxed
configuration should provide a closer approximation of what happens
during spontaneous increases in ventilation.
Our results indicate that the effect of
per se on pressure
output (the force-velocity relation) is negligible (0.2 ± 0.6 cmH2O · l
1 · s) over the
range studied (0.65-2.4 l/s, Table 1). This is in
agreement with findings in spontaneously breathing dogs in which EMGdi
and diaphragm velocity of shortening were recorded by using implanted
sensors (25). The independent effect of V via the
force-length relation and configuration factors was, however, large.
Its magnitude (11.2 ± 2.5 cmH2O/l) is comparable to
the passive elastance in normal subjects (2). When
uncompensated for, via the excitatory response, for example, V would
have the same effect on ventilatory responses as would the doubling of the passive elastance. Given these findings, it is of interest to note
that the time course of the excitatory response follows much more
closely the time course of V (Fig. 8). This suggests that the
excitatory response is well suited to offset the unavoidable effects of
intrinsic muscle properties.
| |
ACKNOWLEDGEMENTS |
|---|
We thank J. Kun and G. Rodgers for technical assistance.
| |
FOOTNOTES |
|---|
This research was supported by the Medical Research Council of Canada.
Address for reprint requests and other correspondence: S. Corne, Respiratory Hospital, RS315-810 Sherbrook St., Winnipeg, Manitoba, Canada R3A 1R8.
1 During the pulse, the additional inflationary force was in the form of extra pressure applied at the common airway. This is analogous to the case of a passive system inflated with pressure at the airway. Although some muscle pressure existed during the pulse, this was relatively small (Pdi was only 1-2 cmH2O). Furthermore, at resting levels of respiratory muscle activity in normal subjects, the respiratory system usually expands along the relaxed configuration (13). Accordingly, both forces influencing the chest wall during the pulse were acting to expand it along the relaxed configuration.
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Received 10 February 1999; accepted in final form 20 March 2000.
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