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1 Department of Respiratory Medicine, The Alfred Hospital and Monash University Medical School, Prahran, Melbourne, Victoria 3181; and 2 Department of Physiology, Monash University, Clayton, Melbourne, Victoria 3168, Australia
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ABSTRACT |
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Anatomic dead space (VD) is
known to increase with end-inspiratory lung volume (EILV), and the
gradient of the relationship has been proposed as an index of airway
distensibility (
VD). The aims of this study were to
apply a rapid method for measuring
VD and to determine
whether it was affected by lung volume history. VD of 16 healthy and 16 mildly asthmatic subjects was measured at a number of
known EILVs by using a tidal breathing, CO2-washout method.
The effect of lung volume history was assessed by using three tidal
breathing regimens: 1) three discrete EILVs (low/medium/high; LMH); 2) progressively decreasing EILVs from total lung
capacity (TLC; TLC-RV); and 3) progressively increasing EILVs
from residual volume (RV; RV-TLC).
VD was lower in the
asthmatic group for the LMH (25.3 ± 2.24 vs. 21.2 ± 1.66 ml/l,
means ± SE) and TLC-RV (24.3 ± 1.69 vs. 18.7 ± 1.16 ml/l)
regimens. There was a trend for a lower
VD in the
asthmatic group for the RV-TLC regimen (23.3 ± 2.19 vs. 18.8 ± 1.68 ml/l). There was no difference in
VD between groups. In
conclusion, mild asthmatic subjects have stiffer airways than normal
subjects, and this is not obviously affected by lung volume history.
airway remodeling; airway compliance; anatomic dead space
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INTRODUCTION |
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IT IS WELL ESTABLISHED that the dimensions of the
airways and the anatomic dead space (VD) increase with lung
inflation (7, 21, 22, 30). The change in VD with lung
volume (
VD) has been proposed as a measure of the
distensibility (or stiffness) of the airways (15, 31, 37), which may
offer a useful test of airway function in asthma. However, only one
study has compared this index between normal subjects and patients with
asthma (37). This study found that
VD was reduced in
mild asthmatic subjects [27.0 ± 8.8 (SD) ml/l] compared
with nonasthmatic subjects [37.3 ± 8.8 (SD) ml/l]. The
investigators speculated that this finding was a consequence of the
structural changes or "remodeling" associated with airway
inflammation, which is a feature of asthma (11). These structural
changes include the deposition of scar-type collagen, smooth muscle
thickening, and increased vascularity of the lamina propria (24, 36).
It is possible, therefore, that
VD could provide a
sensitive in vivo index of early structural changes in the airway wall
that potentially precede the development of nonreversible airflow limitation.
The finding of less distensible airways in mild asthmatic subjects (37) was based on an unconventional method for estimating VD (38) and has not been demonstrated by using the more widely accepted Fowler equal-area method for estimating VD (15). The Fowler method provides a more rigorous measurement of VD because it takes the shape of phase 2 and slope of phase 3 into account.
The observation of a reduced
VD in mild asthma (37) may
reflect differences in the dynamics of the airway-parenchymal
interdependence between groups. That is, as the lung is inflated, the
expansion of the diseased and possibly stiffer airways lags behind that of the parenchyma. This suggests that
VD may be
dependent on lung volume history. Evidence for this comes from
observations that, at a given lung volume, normal airways dilate after
a deep inhalation (16, 19, 20), but this response may be absent in
asthmatic subjects (7, 8, 13). Therefore, if
VD is to be
a useful index of the stiffness of the airways, its dependence on lung
volume history needs to be assessed and, if necessary, consistent
volume maneuvers need to be performed.
Most studies reporting the relationship between VD and lung
volume have used N2 as the indicator gas (15, 25, 30, 37). In these studies, a breathing circuit was used to deliver oxygen, and
VD was derived from the concentration of N2 at
the lips (15). Therefore, these methods were restricted to the
performance of a single measurement of VD at a specific
lung volume with a wash-in period of air breathing between
measurements. To obtain an estimate of
VD, the
measurement of VD had to be repeated at a number of known
lung volumes. These restrictions, which render the method time
consuming, can be avoided when CO2 is used as the
indicator. In this approach, the conducting airways are flushed with
inspired air during tidal breathing, allowing VD to be
measured during expiration on a breath-by-breath basis, and
VD can be calculated after a period of tidal breathing
at varying end-inspiratory lung volumes (EILV). Bartels et al. (4) have
shown that VD measured with CO2 is not
significantly different from that obtained using N2.
Furthermore, there have been no studies investigating the relationship
between
VD and conventional indexes of body size and airway function such as forced expiratory volume in 1 s
(FEV1), forced vital capacity (FVC), FEV1/FVC%
[forced expired ratio (FER)], and forced maximal midexpiratory flow
(FEF25-75%). Such correlations may help in our
understanding of this index of airway distensibility.
The aims of this study were 1) to develop and apply in healthy
and asthmatic human subjects a rapid, tidal breathing CO2
washout test for measuring
VD; 2) to determine
its dependence on lung volume history; and 3) to determine any
correlation with body size and conventional indexes of lung function.
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METHODS |
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Subjects
Sixteen healthy subjects (controls) and sixteen mildly asthmatic subjects volunteered to participate in this study. The asthmatic subjects met the American Thoracic Society criteria for the diagnosis of asthma (1). Each subject attended the laboratory on two occasions within 7 days of each other. During the first visit, measurements of baseline ventilatory function and bronchial hyperreactivity to inhaled methacholine chloride (MCh) were performed. During the second visit, ventilatory function (pre- and postbronchodilator) and lung volumes were established before measurement of VD and
VD (postbronchodilator in the asthmatic group to
minimize differences in ventilatory inhomogeneity between groups).
Approval for the study was given by the Ethics Review Committee of the
Alfred Hospital.
Physiological Measurements
All measurements were conducted with the subjects seated and wearing a nose clip. All volumes and flows were corrected to BTPS conditions.FEV1, FVC, FER, and
FEF25-75% were measured with a precalibrated
computerized rolling seal spirometer (SensorMedics 2200) according to
American Thoracic Society recommendations (2). The response to
-agonist was quantified in the asthmatic group 10 min
after the administration of 200 µg albuterol via a
metered-dose inhaler and spacer device. Total lung capacity (TLC),
functional residual capacity (FRC), and residual volume (RV) were
measured postbronchodilator in a constant-volume whole body
plethysmograph (PK Morgan) (10).
Doubling doses of MCh were administered with a breath-activated
dosimeter until the FEV1 fell
20% from the baseline
value (5). The dose of MCh causing a 20% fall in FEV1
(PD20) was calculated by linear interpolation. The test was
performed only after asthmatic subjects had refrained from using
albuterol for at least 8 h. Nonspecific antihistamines were not
permitted in the 4 days before the challenge.
Anatomic VD and
VD
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For the measurement of VD and
VD, each
subject breathed tidally on the apparatus from FRC via a mouthpiece for
1 min at 25 breaths/min. To minimize variations in VD, all
subjects sat upright and were instructed to hold their head erect with
the lower orbital margin level with the external auditory meatus (4,
28). Each subject then performed the following tidal breathing
maneuvers in random order with a 3-min interval between each (Fig.
2).
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LMH regimen. For the low/medium/high (LMH) breathing regimen, each subject inhaled to TLC (to establish the lung volume reference point) and then was coached to breathe tidally for ~30 s at near TLC. The subject then rested off the mouthpiece for 2 min. The experiment was then repeated at lung volumes near FRC and near RV. The order of TLC, FRC, and RV was randomized between subjects to prevent any possible systematic errors.
TLC-RV regimen. Each subject breathed tidally at FRC before inhaling to TLC (to establish the lung volume reference point) and then breathed tidally for 30 s at progressively diminishing lung volumes until RV was approached.
RV-TLC regimen. This breathing regimen was performed in a similar manner to the TLC-RV regimen, except that each subject first expired to RV (to establish the lung volume reference point) and then breathed tidally with progressively increasing lung volume to TLC.
The lung volume corresponding to each measurement of VD was determined by subtracting the total volume exhaled from TLC (TLC-RV and LMH regimens) or by adding the volume inspired from RV (RV-TLC regimen). The TLC-RV and RV-TLC regimens were performed in triplicate to obtain sufficient data points for the determination of
VD.
While subjects performed the breathing regimens, a tidal volume
(VT) of at least 0.4 liters was encouraged to ensure that the conducting airways were adequately flushed with air during inspiration and that an adequate alveolar plateau (phase 3, Fig. 3) was recorded during each expiration. For
visual feedback, the breathing maneuver was displayed to the subject on
an oscilloscope as a plot of respired volume against time. To minimize
the chance of transient breath holding during tidal breathing, all
experiments were carried out at a breathing frequency of 25 breaths/min, established by the subject breathing in time with a
metronome.
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VD was calculated
from the slope of the relationship (linear least squares regression
analysis) between standardized VD (VD/TLC) and
EILV expressed as a percentage of TLC (EILV/TLC%). VD at
50% TLC (VD50%) was determined from the
regression relationship by interpolation and was standardized by
dividing by TLC (VD50%/TLC). Also calculated
were the mean expired VT, mean expired flow, breathing
frequency, and the slope of phase 3 of the plot of CO2
against volume trace.
The repeatability of VD50% and
VD for each of the three breathing regimens was assessed
in four of the control subjects by repeating their measurements on 3 separate days.
Statistical Analysis
All results are expressed as means ± SE. The significance of the mean difference between and within the control and asthmatic groups for VD50%, VD50%/TLC, and
VD was determined by ANOVA. Linear regression analysis
and Pearson's product-moment correlation coefficient were used to
determine whether VD50% and
VD,
using the TLC-RV regimen, were significantly related to age, stature,
weight, and indexes of lung function (absolute values and percent
predicted). The repeatability of VD50% and
VD was determined by calculating the coefficient of
variability (CV = SD/mean%). The level used for statistical
significance was P
0.05.
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RESULTS |
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Subjects
The two study groups were well matched for stature, gender, and body mass index (BMI; see Table 1). However, the asthmatic group was 10.5 yr older than the control group. The control subjects had normal ventilatory function and lung volume, and none was hyperresponsive to MCh (PD20 > 2 mg). The asthmatic subjects had mild airflow limitation (prebronchodilator FER = 66%, postbronchodilator FER = 73%) and were hyperresponsive to MCh with a geometric mean PD20 of 0.039 ± 0.016 mg. The asthmatic subjects were not hyperinflated (TLC %predicted = 93.8 ± 2.0) and were not prescribed corticosteroids. None was a current smoker, pregnant, or lactating, and none had experienced a respiratory tract infection in the 6 wk before these studies.
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Subjects' Performance of the Anatomic VD Test
All subjects were able to satisfactorily perform the breathing maneuvers required for the measurement of VD and
VD using the LMH and TLC-RV breathing regimens.
Approximately 50% of the subjects were able to perform these two
breathing maneuvers satisfactorily on their first attempt. The
remaining subjects required one, or at most two, practice attempts
before technically satisfactory results were obtained. All subjects
found the RV-TLC regimen the most difficult to perform, particularly
when attempting to breathe tidally near RV, having first exhaled
completely. Five asthmatic subjects and one control subject were unable
to satisfactorily complete this regimen; results were obtained in 11 and 15 subjects, respectively. The average time to complete each
breathing regimen in triplicate was 15 min (maximum time was 35 min).
The mean number of VD measurements for all breathing
regimens per subject used to determine
VD was 21.1 ± 0.9 for the control group and 21.7 ± 1.4 for the asthmatic group.
On average, one tidal breath in 33 was rejected; most of these were the first breath due to the presence of an end-inspiratory pause or low VT (<0.4 liter). The number of breaths rejected was similar for the control (0.6 breaths per subject) and asthmatic (0.7 breaths per subject) groups.
VT, Expired Flow, Breathing Frequency, and Slope of Phase 3
For all breathing regimens, the mean expired VT obtained during the measurement of VD was not significantly different between the control (1.01 ± 0.33 liter) and asthmatic (1.07 ± 0.30 liter) groups. The mean expired flow for each tidal breath was also similar between groups at 0.76 ± 0.21 and 0.75 ± 0.17 l/s for the control and asthmatic groups, respectively. The mean breathing frequency was slightly lower than the target value of 25 breaths/min at 24.2 ± 0.3 and 23.4 ± 0.4, respectively. The slope of phase 3 decreased with increasing lung volume to similar extents in both groups (Fig. 4). For example, over the interval between 40% and 95% of TLC, the slope decreased from 0.65 to 0.47 %CO2/l in the control group and from 0.67 to 0.47 %CO2/l in the asthmatic group.
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Repeatability of VD50% and
VD
VD. The
RV-TLC regimen was the least repeatable with a mean CV of 10.1% for
VD50% and 13.1% for
VD.
VD50%
There were no significant differences in VD50% or VD50% adjusted for TLC (VD50%/TLC) among the three breathing regimens either within or between subject groups. For the control and asthmatic groups, respectively, the mean VD50% was 130.8 ± 8.3 and 141.3 ± 6.1 ml for the TLC-RV regimen, 128.5 ± 8.4 and 135.1 ± 6.8 ml for the LMH regimen, and 130.5 ± 7.2 and 140.1 ± 5.9 ml for the RV-TLC regimen.
VD
VD was significantly different between the two study
groups for each of the LMH and TLC-RV regimens but not for the RV-TLC breathing regimen (see Table 2). However,
for the RV-TLC regimen, there was also a trend for a lower
VD in the asthmatic group. Within each subject group,
VD was not significantly different among breathing
regimens.
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Figure 5 shows the raw data obtained in one
asthmatic and one control subject for the three breathing regimens. The
plots demonstrate that the relationships are approximately linear for each breathing regimen.
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Correlation of VD50% and
VD with Age, Body Size, and Lung Function
VD50%. For the control group, significant correlations were found between VD50% and height (P = 0.02), FVC (P = 0.005), TLC (P = 0.05), FRC (P = 0.005), and RV (P = 0.006). In the asthmatic group, significant correlations were found between VD50% and height (P = 0.02), PD20 (P = 0.05), TLC (P = 0.01), and RV (P = 0.04). The relationship between VD50% and PD20 became insignificant when VD50% was adjusted for TLC. Significant correlations were not found between VD50% and the absolute change in FEV1 or FEF25-75% after the administration of albuterol. Significant correlations were not found between VD50% and age, weight, or BMI.
VD.
No significant correlations were found in the control group between
VD and age, weight, height, BMI, or lung function. In the asthmatic group, significant correlations were found between
VD and prebronchodilator FER,
FEF25-75%, and FEF25-75% expressed
as percent predicted and also between
VD and
postbronchodilator FER, FEF25-75%, and RV expressed
as percent predicted (Table 3). Significant
correlations were not found in the asthmatic group between
VD and the absolute or percent change in
FEV1 or FEF25-75% after the
administration of albuterol.
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DISCUSSION |
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We have developed a rapid, repeatable, and easily used
CO2-washout method for measurement of VD and
VD with lung volume. This has distinct advantages over a
previously described method based on N2 washout (15, 37).
From a practical point of view and in terms of reproducibility of
VD50% and
VD, the TLC-RV regimen was the method of choice, being the easiest to perform and
producing the least variability.
This study has shown that the airways of mildly asthmatic subjects
(postbronchodilator) have a similar luminal volume when measured near
FRC (VD50%) but are less distensible than normal airways, thus confirming a study using a single-breath N2-washout method (37). The reduced
VD of
the asthmatic group is consistent with the widely accepted view that a
primary defect in asthma is a stiffened airway with the inability to
passively dilate normally (14, 17). The significant correlations found in the asthmatic group between
VD with RV and
FEF25-75% suggest that
VD is
associated with the distension of peripheral rather than proximal
airways. It was also shown that lung volume history had little effect
on the measurement of VD50% or
VD in either group.
Anatomic VD
The similar results for VD50% for the three breathing regimens both within and between subject groups indicated that the volume of the airways at 50% TLC was not affected by lung volume history.This finding was unexpected because lung volume history has been shown
to increase VD by a mean of 8% when measured at a given lung volume after inhalation to TLC compared with measurements made
after exhalation to RV (18). In contrast, in mild asthma, VD, measured at FRC, decreased by 7-10% after
inhalation to TLC (8). These reported opposite responses to a deep
inhalation in healthy and asthmatic subjects suggest that the
mechanical interdependence of the airways and parenchyma may have been
different in that healthy airways have a greater degree of hysteresis
compared with the lung parenchyma and vice versa in asthma. There are
several possible explanations for our finding that
VD50% was not different between groups for the
three breathing maneuvers. 1) The asthmatic group was assessed
after the administration of albuterol. This was done to reduce regional
ventilation inhomogeneity, because it has been shown that
VD can be underestimated if lung units with long time
constants contribute their VD to phase 3 (25). 2)
Because the breathing regimens used in this study were primarily designed to allow the rapid measurement of
VD, they
differed from those used previously (8, 16) in that our
VD50% data were obtained during tidal
breathing commencing immediately after a single inspiration to TLC (LMH
and TLC-RV regimens) or exhalation to RV (RV-TLC regimen). However, in
these previous studies, VD was measured immediately after
four or five maximal inhalations to TLC (8, 16). These differences in
volume history may have affected the viscoelastic properties of the
airways and parenchyma; it has been clearly shown that the effect of
lung volume history is time dependent with the maximal response
occurring immediately and decaying rapidly thereafter (18, 29).
However, it is of interest that our VD data using the LMH
regimen in which measurements were made immediately after a breath to
TLC did not demonstrate a significant time dependence. 3) It
has been shown from direct measurement of airway diameter that, in a
given subject, lung volume history has a variable effect on airway size
with some airways constricting and others dilating (6). Thus
VD at a given lung volume may remain unchanged. The data
here suggest that the net balance of such effects was to preserve
airway volume in both control and asthmatic subjects.
The finding that, when CO2 was used as the indicator gas and the equal-area method was applied, VD50% was not significantly different between the control and mildly asthmatic subjects extends previous work (37). The similar values for VD50% suggest that the airways of mild asthmatic subjects, at least postbronchodilator, are not uniformly narrower than normal. The only other explanation is that the alveolar-airway interface was located in more peripheral airways in asthmatic subjects compared with control subjects; that is, a peripheral movement of the interface offsets narrowed airways proximal to it.
VD
VD in asthmatic subjects suggests
that their airways were stiffer than normal. This finding adds to the
study by Wilson et al. (37), who reported mean values for
VD using N2, and the Young (38) method for
computing VD of 37.3 ± 8.8 ml/l in control and 27.0 ± 8.8 ml/l in mildly asthmatic subjects. However, the values reported in
those studies were higher than the values reported here. This was
unlikely to be due to the use of CO2 as the indicator gas
because the diffusivity of this gas is only slightly less than
N2 (4). Our values for VD50% in control subjects were similar to
published values measured at a similar lung volume (15, 25). Similarly,
our values for
VD in control subjects (24.3 ± 1.69 ml/l for the TLC-RV regimen) are similar to previously published
values: 24 ml/l (25) and 30 ml/l (35).
Of interest was the finding that, in the RV-TLC regimen,
VD was not significantly different between our two
subject groups, although there was a trend in the same direction as
with the other regimens. This result may reflect a type-2 error due to
the reduced number of subjects tested with this regimen (n = 11). However, it could also reflect a lung volume history effect.
The reduced
VD of the asthmatic group cannot be
explained on the basis of differences between groups in expired flow,
breathing frequency, VT, or slope of phase 3. The decrease
in the slope of phase 3 with increasing lung volume, which was a
feature in both groups (Fig. 4), would have affected the calculated
VD, producing a slightly larger measured value at TLC (28).
This is because the equal-area method used to compute VD
requires the back extrapolation of phase 3, which affects the
measurement of VD. Thus the decrease in slope would be
expected to have affected
VD to similar extents in both
groups. Also, any systematic errors due to the choice of indicator gas
or other methodological differences would also be applicable in both
study groups and are, therefore, unlikely to have affected the
comparison of
VD between groups.
Although there is substantial evidence that the dimensions and volume
of the airways increase with lung inflation (7, 21, 22, 30), it has not
been conclusively demonstrated that the index,
VD,
directly reflects these changes. Other than airway dilatation, the
following mechanisms may explain or contribute to the lower
VD in asthma.
Alveolar-airway interface being displaced peripherally with lung
inflation more in normal subjects than in asthmatic subjects.
The alveolar-airway interface, however, has been shown to be affected
by airway geometry such that it is always located in similarly sized
airways (12, 30). At low lung volumes, one would expect the interface
to move relatively proximally as the small airways narrow, and this
effect may be slightly more pronounced in the asthmatic group because
of the presence of some residual excessive airway narrowing. A lower
VD at low lung volumes in asthma should tend, if anything,
to give a steeper slope for
VD rather than what was found.
Recruitment of airways at high lung volumes, more in normal than in
asthmatic subjects.
If airway recruitment played a role, it is unlikely that the following
would have been observed: 1) lower-than-normal VD
near TLC in asthma or 2) similar values for the slope of phase
3, suggesting that there were similar degrees of ventilatory
inhomogeneity between subject groups. Airway recruitment would also be
expected to occur to a greater extent in the asthmatic group due to the
presence, albeit marginally in our bronchodilator-treated subjects, of
airflow limitation. Thus airway recruitment would have produced a
larger rather than smaller
VD in asthma if this were a confounder.
Asynchronous pattern of lung emptying due to irregular airway
branching with far shorter path lengths to alveoli in the apical zones
than at the bases.
Pleural pressure is also topographically distributed because of the
weight of the underlying lung (33, 34). Thus at any given
lung volume the apical airways are subjected to a greater distending
pressure than those in the bases. The effect of this pattern on
regional airway size is greatest at low lung volumes (3). This results
in an asynchronous pattern of lung emptying with apical airways
emptying faster than those in the bases, and it is possible that part
of the dead space volume of some airways would not be included in the
measured VD if they were not fully flushed with alveolar
gas before the establishment of the alveolar plateau. The volume of
"lost" VD is likely to depend on the level of lung
inflation, with the greatest "loss" in VD occurring
at low lung volumes. Thus part of the index,
VD, may
result from this mechanism and may account, at least in part, for the
lower value observed in asthma.
VD was lower in our asthmatic group, however,
the effect of the distending force on the airway wall appears to be
less than in our normal subjects.
Correlation of VD50% and
VD with Age, Body Size, and Lung Function
The correlation between
VD and RV (percent predicted) in
asthma suggests that those subjects who were able to exhale to low lung
volumes have more distensible airways, presumably also due to the
absence of significant peripheral airway disease.
In conclusion, this study has shown that our newly developed tidal
breathing, CO2-washout method for measuring VD
and
VD was easily and rapidly performed by untrained
subjects. The change in VD with lung volume was found to be
less in the mildly asthmatic subjects, indicating that their airways
were stiffer than normal and that this was not obviously affected by
lung volume history. The positive correlation of
VD with
RV and FEF25-75% suggests that the peripheral airways
were abnormally narrow and that this was associated with reduced airway
distensibility. It was speculated, therefore, that the peripheral
airways represent the major site of airway distension.
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ACKNOWLEDGEMENTS |
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We thank C. Ingram and S. Augustin for technical assistance, M. Gorman for assistance with the computer program, and M. Bailey for statistical advice. We also thank Dr. X. Li and Dr. M. Pain for valuable comments throughout the study.
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FOOTNOTES |
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This study was supported by the National Health and Medical Research Council of Australia and GlaxoWellcome Australia.
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Address for reprint requests and other correspondence: D. P. Johns, Dept. of Respiratory Medicine, The Alfred, Prahran, Melbourne, Victoria 3181, Australia (E-mail: d.johns{at}alfred.org.au).
Received 5 April 1999; accepted in final form 30 November 1999.
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