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Laboratory of Cardiorespiratory Physiology, Brussels School of Medicine, and Chest Service, Erasme University Hospital, 1070 Brussels, Belgium
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ABSTRACT |
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The interactions between the different
rib cage inspiratory muscles in the generation of pleural pressure
remain largely unknown. In the present study, we have assessed in dogs
the interactions between the parasternal intercostals and the
interosseous intercostals situated on the right and left sides of the
sternum. For each set of muscles, the changes in airway opening
pressure (
Pao) obtained during separate right and left activation
were added, and the calculated values (predicted
Pao) were then
compared with the
Pao values obtained during symmetric, bilateral
activation (measured
Pao). When the parasternal
intercostals in one or two interspaces were activated, the measured
Pao was commonly greater than the predicted value. The difference,
however, was only 10%. When the interosseous intercostals were
activated, the measured
Pao was nearly equal to the predicted value.
These observations strengthen our previous conclusion that the pressure
changes produced by the rib cage inspiratory muscles are essentially
additive. As a corollary, the rib cage can be considered as a linear
elastic structure over a wide range of distortion.
mechanics of breathing; respiratory muscles
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INTRODUCTION |
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A NUMBER OF ELECTROMYOGRAPHIC (EMG) studies in humans and animals have clearly established that expansion of the lung during breathing involves several groups of rib cage muscles, in particular the parasternal and external intercostals and the scalenes (2-4, 9, 13, 14), but the question as to how the changes in pressure produced by these muscles add to each other remains unanswered. Otherwise stated, how does the pressure produced by a particular rib cage muscle during breathing, when the muscle acts in coordination with other muscles, compare with the pressure produced by this muscle during isolated contraction? If the cage behaved as a linear elastic structure, the total effect of different muscle forces applied simultaneously would simply be the sum of the effects of the individual muscle forces. However, a muscle shortens more when activated in isolation than it does during coordinated activation. As a result, the force exerted by this muscle would be smaller. Furthermore, activation of an individual muscle might cause sufficient distortion of the rib cage so as to alter significantly the geometry and/or the compliance of the structure. Therefore, as Di Marco et al. (7) and Loring and Butler (11) have suggested, the total pressure generated during coordinated muscle contraction might be greater than the sum of the pressures resulting from isolated muscle contractions.
Our laboratory (10) has previously assessed in dogs the interactions
between the parasternal intercostals in different interspaces, between
the interosseous intercostals in different interspaces, and between the
parasternal intercostals and the neck muscles. When the
parasternal intercostals or the interosseous intercostals in two
interspaces were stimulated selectively and simultaneously on both
sides of the sternum, the change in airway opening pressure (
Pao)
was, within 10%, equal to the sum of the
Pao values produced by
bilateral stimulation of the muscles in each individual interspace. The
Pao produced by the simultaneous, bilateral contraction of the
parasternal intercostals in one interspace and either the scalenes or
the sternomastoids was also found to be nearly equal to the sum of the
Pao values produced by the two sets of muscles individually. On the
basis of these observations, it was, therefore, concluded that the
pressures generated by the rib cage inspiratory muscles are essentially
additive (10).
In the present studies, in an attempt to evaluate the range of rib cage distortions for which this conclusion remains valid, we have examined the interactions between the parasternal and interosseous intercostals situated on the left and right sides of the sternum. Indeed, although bilateral contraction of these muscles in only one or two interspaces engenders distortion, it produces symmetrical cranial displacement of the ribs and symmetrical expansion of the cage. On the other hand, contraction of these muscles on one side of the sternum causes cranial and outward displacement of the ipsilateral ribs, but the fall in pleural pressure being transmitted through the mediastinum displaces the contralateral ribs caudally and inward. This asymmetry between the left and right sides of the chest may be further aggravated by the torque exerted by the muscles on the sternum. In these conditions, the chest wall might depart from its linear range, such that the principle of pressure superposition would no longer apply.
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MATERIALS AND METHODS |
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The experiments were performed on 16 adult mongrel dogs (15-34 kg) anesthetized with pentobarbital sodium (initial dose: 30 mg/kg iv). The animals were placed in the supine posture and intubated with a cuffed endotracheal tube, after which the rib cage was exposed on both sides of the chest from the first through the tenth rib by deflection of the skin and underlying muscle layers. The animal was then connected to a mechanical ventilator (Harvard pump, Chicago, IL); the level of anesthesia was maintained so that the corneal reflex was abolished throughout. Two experimental protocols were followed.
Experiment 1. The interaction between the left and right parasternal intercostals was assessed in nine animals. In each animal, the parasternal intercostals in two or three interspaces between the third and the seventh were thus prepared for electrical stimulation on both sides of the sternum, as previously described (5, 6). The ventral portion of the external intercostal muscle was severed in each interspace, and the caudal border of the rostral rib was cleared of periosteum over the 3-4 cm lateral to the costochondral junction. A curved chisel-edged instrument was then passed under the rib to separate the periosteum from the bone, and the periosteum was incised so as to expose the internal intercostal nerve with little or no injury. A pair of stainless steel hook electrodes spaced 3-4 mm apart was then implanted into the corresponding parasternal intercostal muscle to record compound muscle action potentials (CMAPs) and determine the voltage for supramaximal nerve stimulation; the EMG signal thus obtained was amplified (model 830/1, CWE, Ardmore, PA) and band-pass filtered below 5 and above 2,000 Hz. The freed sector of the nerve was then laid over a bipolar stimulating electrode, and, with the animal apneic, pulses of 0.2-ms duration were delivered at intervals of 1 s. Stimulus intensity for each nerve was increased progressively until it was 50% greater than that required to produce a CMAP of maximal amplitude.
After completion of this procedure, a Validyne differential pressure transducer was connected to a side port of the endotracheal tube to measure Pao, and each nerve was sectioned ~2 cm dorsal to the site of stimulation so as to prevent antidromic stimulation of the internal interosseous intercostal muscles; sectioning the nerve also avoided stimulation of the spindle afferent fibers, which are known to have extrasegmental projections (8) and could have produced contraction of intercostal muscles in adjacent interspaces. The animal was subsequently made apneic by mechanical hyperventilation, the endotracheal tube was occluded at functional residual capacity (FRC), and square pulses of 0.2-ms duration and supramaximal voltage were applied at a frequency of 50 impulses/s to the distal end of the internal intercostal nerve in one interspace on the left side of the sternum. The distal end of the internal intercostal nerve in the same interspace on the right side was then stimulated with similar pulses, after which the nerves on both sides of the sternum were stimulated simultaneously. Each stimulation was performed at least three times. The procedure was performed in 19 single interspaces and in 13 pairs of interspaces. For the nine animals, a total of 32 pairs of left and right parasternal intercostals were thus studied.Experiment 2. Seven animals were then studied to examine the interaction between the interosseous intercostal muscles on the left and right sides of the sternum. The technique used to stimulate the muscles was that described by Ninane et al. (12). After rib cage exposure, pairs of copper threads 0.5 mm in diameter were thus inserted bilaterally between the external and internal intercostal muscles in two contiguous interspaces between the second and the seventh. In each interspace, the threads were introduced near the chondrocostal junction, and they were driven dorsally, parallel to each other, along the cranial and caudal boundaries until their tip lay in the vicinity of the rib angle. The ventral end of the threads was then bent forward and connected to the stimulator, after which the animal was given an intravenous injection of 2 mg pancuronium. In so doing, we could induce clear-cut unilateral or bilateral contraction of the external and internal interosseous intercostal muscles in a single interspace or in two adjacent interspaces (10, 12).
With the animal apneic and the endotracheal tube occluded at FRC, square pulses of 1-ms duration and 60 V were delivered at a frequency of 50 impulses/s to the intercostal muscles in one interspace on the left side of the sternum. The muscles in the same interspace on the right side were subsequently stimulated, after which the muscles on both sides were stimulated simultaneously. The procedure was repeated for the adjacent (rostral or caudal) interspace, after which the muscles in the two interspaces were stimulated together, first on the left side, then on the right side, and finally on both sides simultaneously. For the 7 animals, a total of 27 single interspaces and 19 pairs of interspaces were studied.Data analysis.
The
Pao values obtained during nerve (experiment 1) or
muscle (experiment 2) stimulation in any given condition were
averaged over the three stimulations performed in this condition. For
each interspace or each pair of interspaces, the
Pao obtained during stimulation of one side was then added to the
Pao obtained during stimulation of the other side, and the value thus calculated (this value will be referred to here as the predicted
Pao) was compared with that measured during stimulation of the two sides simultaneously. For each animal, all values of predicted and measured
Pao were finally averaged, and statistical comparison between these average values was made by using t-tests for paired observations. The criterion for statistical significance was taken as P < 0.05.
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RESULTS |
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Interaction between left and right parasternal intercostals.
A representative example of the traces obtained during stimulation of
the parasternal intercostal in one interspace first on each side of the
sternum separately and then on the two sides simultaneously is shown in
Fig. 1. When the parasternal intercostal on
the left side was stimulated alone (A), the fall in Pao was 2.25 cmH2O. When the muscle on the right side was
subsequently stimulated (B), the fall in Pao was 2.04 cmH2O. Therefore, the predicted
Pao for this muscle was
4.29 cmH2O (C). The
Pao measured during
combined stimulation of the left and right sides was, in fact,
5.00 cmH2O.
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Pao values measured during parasternal stimulation decreased
from the third interspace caudally in any particular animal. Therefore, depending on the location and the
number of interspaces studied, the predicted
Pao ranged from
6.08 to
0.91 cmH2O. However, 24 of the 32 trials produced results similar to those shown in Fig. 1 and yielded a
measured
Pao greater than the predicted value, as shown in Fig.
2. Consequently, the predicted
Pao for
the nine animals averaged
2.89 ± 0.30 (SE) cmH2O
and the measured
Pao amounted to
3.17 ± 0.34 cmH2O (P < 0.02).
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Interaction between left and right interosseous intercostal muscles.
Figure 3 shows the records of the
Pao
values produced by external and internal intercostal stimulation in two
adjacent interspaces on the left and right sides of the sternum
separately and then simultaneously in a representative animal. In
agreement with the previous observations of Ninane et al. (12) and
Legrand et al. (10), stimulating the left or right interosseous
intercostals in one interspace between the second and the sixth
resulted in a fall in Pao, whereas stimulating the muscles in the
seventh interspace caused little or no change in Pao. Depending on the interspace(s), the predicted
Pao values ranged, therefore, between
6.12 and 0 cmH2O.
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Pao values measured in the 46 trials are compared with the
predicted values in Fig. 4. The measured
Pao was greater than the predicted value in 11 trials. However, the
measured
Pao was similar to the predicted value in 6 trials, and in
29 trials, the measured
Pao was smaller. As a result, the measured
Pao for the animal group (
2.40 ± 0.34 cmH2O)
was not statistically significantly different from the predicted
Pao
(
2.59 ± 0.34 cmH2O).
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DISCUSSION |
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If rib cage distortion were a major determinant of the interactions
between the inspiratory intercostal muscles, one would expect that the
Pao generated by a bilateral, symmetrical contraction of the
parasternal or interosseous intercostals would be greater than the sum
of the
Pao values generated by unilateral left and right muscle
contraction. One would further expect that the difference would
proportionately increase as the pressure drops produced by unilateral
contraction are greater and cause more severe distortion.
In agreement with this prediction, stimulating the parasternal
intercostals in one or two interspaces on both sides of the sternum
commonly yielded a
Pao that was greater than the sum of the
individual left and right
Pao values (Figs. 1 and 2). However, the
difference between the measured and predicted
Pao values was only
10%, and it did not increase as the predicted values were greater
(Fig. 2). The difference between the measured and predicted
Pao
values was even smaller in the case of the interosseous intercostals.
In fact, when these muscles contracted on the two sides of the sternum
simultaneously, the
Pao was nearly equal to the sum of the
Pao
values obtained during unilateral contraction (Figs. 3 and 4).
Therefore, even though the right and left parasternal intercostals have
a small synergistic action on the lung, these results overall amplify
the previous conclusion from our laboratory (10) that the pressure
changes due to the rib cage inspiratory muscles are essentially
additive. As a corollary, the rib cage can be modeled as a
linear elastic system over quite a wide range of distortion, and
measurements of the pressures produced by rib cage muscles activated
individually can be used to estimate the contribution of these muscles
to lung expansion during breathing.
The reason that the
Pao obtained during bilateral contraction is
slightly greater than the sum of the unilateral values in the case of
the parasternal intercostals but not in the case of the interosseous
intercostals is uncertain. However, there is a marked difference
between the torque exerted by these muscles on the sternum. The fibers
of the parasternal intercostal in a given interspace originate from the
lateral aspect of the sternum and the caudal aspect of the costal
cartilage of the rib above, and, from these origins, they run caudally
and laterally to insert into the cranial aspect of the costal cartilage
below. Consequently, when these fibers contract on say the right side
of the sternum, the axial components of the force vectors induce a
cranial displacement of the ribs below and a caudal displacement of the
sternum (3), but, in addition, the lateral components of the force
vectors operate to displace the rostral portion of the sternum to the right and the caudal portion of the sternum to the left. On the other
hand, the technique used in this study to stimulate the interosseous
intercostals affected both the external and internal muscle layers.
Because these muscle fibers run approximately perpendicular to each
other, the lateral components of the force vectors should cancel each
other, and hence contraction of the muscles on one side of the sternum
should produce little, if any, sternum rotation. The sternum rotation
produced by unilateral contraction of the parasternal intercostals may
displace some elements of the rib cage (e.g., the costal cartilages)
outside their linear range and cause them to exert large elastic
forces. Because the effect of these forces on intrathoracic pressure
was small (Fig. 2), no attempt was made, however, to confirm or
disprove this mechanism.
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ACKNOWLEDGEMENTS |
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The authors are very grateful to T. A. Wilson for helpful discussions.
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FOOTNOTES |
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This work was supported by National Heart, Lung, and Blood Institute Grant HL-45545.
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Address for reprint requests and other correspondence: A. De Troyer, Chest Service, Erasme Univ. Hospital Route de Lennik, 808, 1070 Brussels, Belgium.
Received 23 July 1999; accepted in final form 22 October 1999.
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