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J Appl Physiol 88: 817-820, 2000;
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Vol. 88, Issue 3, 817-820, March 2000

Interaction between left and right intercostal muscles in airway pressure generation

Matteo Cappello and André de Troyer

Laboratory of Cardiorespiratory Physiology, Brussels School of Medicine, and Chest Service, Erasme University Hospital, 1070 Brussels, Belgium


    ABSTRACT
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

The interactions between the different rib cage inspiratory muscles in the generation of pleural pressure remain largely unknown. In the present study, we have assessed in dogs the interactions between the parasternal intercostals and the interosseous intercostals situated on the right and left sides of the sternum. For each set of muscles, the changes in airway opening pressure (Delta Pao) obtained during separate right and left activation were added, and the calculated values (predicted Delta Pao) were then compared with the Delta Pao values obtained during symmetric, bilateral activation (measured Delta Pao). When the parasternal intercostals in one or two interspaces were activated, the measured Delta Pao was commonly greater than the predicted value. The difference, however, was only 10%. When the interosseous intercostals were activated, the measured Delta Pao was nearly equal to the predicted value. These observations strengthen our previous conclusion that the pressure changes produced by the rib cage inspiratory muscles are essentially additive. As a corollary, the rib cage can be considered as a linear elastic structure over a wide range of distortion.

mechanics of breathing; respiratory muscles


    INTRODUCTION
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

A NUMBER OF ELECTROMYOGRAPHIC (EMG) studies in humans and animals have clearly established that expansion of the lung during breathing involves several groups of rib cage muscles, in particular the parasternal and external intercostals and the scalenes (2-4, 9, 13, 14), but the question as to how the changes in pressure produced by these muscles add to each other remains unanswered. Otherwise stated, how does the pressure produced by a particular rib cage muscle during breathing, when the muscle acts in coordination with other muscles, compare with the pressure produced by this muscle during isolated contraction? If the cage behaved as a linear elastic structure, the total effect of different muscle forces applied simultaneously would simply be the sum of the effects of the individual muscle forces. However, a muscle shortens more when activated in isolation than it does during coordinated activation. As a result, the force exerted by this muscle would be smaller. Furthermore, activation of an individual muscle might cause sufficient distortion of the rib cage so as to alter significantly the geometry and/or the compliance of the structure. Therefore, as Di Marco et al. (7) and Loring and Butler (11) have suggested, the total pressure generated during coordinated muscle contraction might be greater than the sum of the pressures resulting from isolated muscle contractions.

Our laboratory (10) has previously assessed in dogs the interactions between the parasternal intercostals in different interspaces, between the interosseous intercostals in different interspaces, and between the parasternal intercostals and the neck muscles. When the parasternal intercostals or the interosseous intercostals in two interspaces were stimulated selectively and simultaneously on both sides of the sternum, the change in airway opening pressure (Delta Pao) was, within 10%, equal to the sum of the Delta Pao values produced by bilateral stimulation of the muscles in each individual interspace. The Delta Pao produced by the simultaneous, bilateral contraction of the parasternal intercostals in one interspace and either the scalenes or the sternomastoids was also found to be nearly equal to the sum of the Delta Pao values produced by the two sets of muscles individually. On the basis of these observations, it was, therefore, concluded that the pressures generated by the rib cage inspiratory muscles are essentially additive (10).

In the present studies, in an attempt to evaluate the range of rib cage distortions for which this conclusion remains valid, we have examined the interactions between the parasternal and interosseous intercostals situated on the left and right sides of the sternum. Indeed, although bilateral contraction of these muscles in only one or two interspaces engenders distortion, it produces symmetrical cranial displacement of the ribs and symmetrical expansion of the cage. On the other hand, contraction of these muscles on one side of the sternum causes cranial and outward displacement of the ipsilateral ribs, but the fall in pleural pressure being transmitted through the mediastinum displaces the contralateral ribs caudally and inward. This asymmetry between the left and right sides of the chest may be further aggravated by the torque exerted by the muscles on the sternum. In these conditions, the chest wall might depart from its linear range, such that the principle of pressure superposition would no longer apply.


    MATERIALS AND METHODS
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

The experiments were performed on 16 adult mongrel dogs (15-34 kg) anesthetized with pentobarbital sodium (initial dose: 30 mg/kg iv). The animals were placed in the supine posture and intubated with a cuffed endotracheal tube, after which the rib cage was exposed on both sides of the chest from the first through the tenth rib by deflection of the skin and underlying muscle layers. The animal was then connected to a mechanical ventilator (Harvard pump, Chicago, IL); the level of anesthesia was maintained so that the corneal reflex was abolished throughout. Two experimental protocols were followed.

Experiment 1. The interaction between the left and right parasternal intercostals was assessed in nine animals. In each animal, the parasternal intercostals in two or three interspaces between the third and the seventh were thus prepared for electrical stimulation on both sides of the sternum, as previously described (5, 6). The ventral portion of the external intercostal muscle was severed in each interspace, and the caudal border of the rostral rib was cleared of periosteum over the 3-4 cm lateral to the costochondral junction. A curved chisel-edged instrument was then passed under the rib to separate the periosteum from the bone, and the periosteum was incised so as to expose the internal intercostal nerve with little or no injury. A pair of stainless steel hook electrodes spaced 3-4 mm apart was then implanted into the corresponding parasternal intercostal muscle to record compound muscle action potentials (CMAPs) and determine the voltage for supramaximal nerve stimulation; the EMG signal thus obtained was amplified (model 830/1, CWE, Ardmore, PA) and band-pass filtered below 5 and above 2,000 Hz. The freed sector of the nerve was then laid over a bipolar stimulating electrode, and, with the animal apneic, pulses of 0.2-ms duration were delivered at intervals of 1 s. Stimulus intensity for each nerve was increased progressively until it was 50% greater than that required to produce a CMAP of maximal amplitude.

After completion of this procedure, a Validyne differential pressure transducer was connected to a side port of the endotracheal tube to measure Pao, and each nerve was sectioned ~2 cm dorsal to the site of stimulation so as to prevent antidromic stimulation of the internal interosseous intercostal muscles; sectioning the nerve also avoided stimulation of the spindle afferent fibers, which are known to have extrasegmental projections (8) and could have produced contraction of intercostal muscles in adjacent interspaces. The animal was subsequently made apneic by mechanical hyperventilation, the endotracheal tube was occluded at functional residual capacity (FRC), and square pulses of 0.2-ms duration and supramaximal voltage were applied at a frequency of 50 impulses/s to the distal end of the internal intercostal nerve in one interspace on the left side of the sternum. The distal end of the internal intercostal nerve in the same interspace on the right side was then stimulated with similar pulses, after which the nerves on both sides of the sternum were stimulated simultaneously. Each stimulation was performed at least three times. The procedure was performed in 19 single interspaces and in 13 pairs of interspaces. For the nine animals, a total of 32 pairs of left and right parasternal intercostals were thus studied.

Experiment 2. Seven animals were then studied to examine the interaction between the interosseous intercostal muscles on the left and right sides of the sternum. The technique used to stimulate the muscles was that described by Ninane et al. (12). After rib cage exposure, pairs of copper threads 0.5 mm in diameter were thus inserted bilaterally between the external and internal intercostal muscles in two contiguous interspaces between the second and the seventh. In each interspace, the threads were introduced near the chondrocostal junction, and they were driven dorsally, parallel to each other, along the cranial and caudal boundaries until their tip lay in the vicinity of the rib angle. The ventral end of the threads was then bent forward and connected to the stimulator, after which the animal was given an intravenous injection of 2 mg pancuronium. In so doing, we could induce clear-cut unilateral or bilateral contraction of the external and internal interosseous intercostal muscles in a single interspace or in two adjacent interspaces (10, 12).

With the animal apneic and the endotracheal tube occluded at FRC, square pulses of 1-ms duration and 60 V were delivered at a frequency of 50 impulses/s to the intercostal muscles in one interspace on the left side of the sternum. The muscles in the same interspace on the right side were subsequently stimulated, after which the muscles on both sides were stimulated simultaneously. The procedure was repeated for the adjacent (rostral or caudal) interspace, after which the muscles in the two interspaces were stimulated together, first on the left side, then on the right side, and finally on both sides simultaneously. For the 7 animals, a total of 27 single interspaces and 19 pairs of interspaces were studied.

Data analysis. The Delta Pao values obtained during nerve (experiment 1) or muscle (experiment 2) stimulation in any given condition were averaged over the three stimulations performed in this condition. For each interspace or each pair of interspaces, the Delta Pao obtained during stimulation of one side was then added to the Delta Pao obtained during stimulation of the other side, and the value thus calculated (this value will be referred to here as the predicted Delta Pao) was compared with that measured during stimulation of the two sides simultaneously. For each animal, all values of predicted and measured Delta Pao were finally averaged, and statistical comparison between these average values was made by using t-tests for paired observations. The criterion for statistical significance was taken as P < 0.05.


    RESULTS
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

Interaction between left and right parasternal intercostals. A representative example of the traces obtained during stimulation of the parasternal intercostal in one interspace first on each side of the sternum separately and then on the two sides simultaneously is shown in Fig. 1. When the parasternal intercostal on the left side was stimulated alone (A), the fall in Pao was 2.25 cmH2O. When the muscle on the right side was subsequently stimulated (B), the fall in Pao was 2.04 cmH2O. Therefore, the predicted Delta Pao for this muscle was -4.29 cmH2O (C). The Delta Pao measured during combined stimulation of the left and right sides was, in fact, -5.00 cmH2O.


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Fig. 1.   Changes in airway opening pressure (Delta Pao) during tetanic stimulation of internal intercostal nerve in third interspace on left side alone (A), on right side alone (B), and on both sides simultaneously (C) in a representative animal. Electromyographic (EMG) activities recorded from parasternal intercostal muscles (Parast) are also shown. Dashed line in C corresponds to Delta Pao that would be obtained during simultaneous contraction of left and right sides if their effects were perfectly additive.

In agreement with previous observations from our laboratory (6, 10), the Delta Pao values measured during parasternal stimulation decreased from the third interspace caudally in any particular animal. Therefore, depending on the location and the number of interspaces studied, the predicted Delta Pao ranged from -6.08 to -0.91 cmH2O. However, 24 of the 32 trials produced results similar to those shown in Fig. 1 and yielded a measured Delta Pao greater than the predicted value, as shown in Fig. 2. Consequently, the predicted Delta Pao for the nine animals averaged -2.89 ± 0.30 (SE) cmH2O and the measured Delta Pao amounted to -3.17 ± 0.34 cmH2O (P < 0.02).


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Fig. 2.   Comparison between measured and predicted Delta Pao for parasternal intercostals on left and right sides. Individual data were obtained in 9 animals (32 data pairs). , Single interspaces; open circle , pairs of interspaces; solid line, line of identity.

Interaction between left and right interosseous intercostal muscles. Figure 3 shows the records of the Delta Pao values produced by external and internal intercostal stimulation in two adjacent interspaces on the left and right sides of the sternum separately and then simultaneously in a representative animal. In agreement with the previous observations of Ninane et al. (12) and Legrand et al. (10), stimulating the left or right interosseous intercostals in one interspace between the second and the sixth resulted in a fall in Pao, whereas stimulating the muscles in the seventh interspace caused little or no change in Pao. Depending on the interspace(s), the predicted Delta Pao values ranged, therefore, between -6.12 and 0 cmH2O.


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Fig. 3.   Example of Delta Pao recorded during tetanic stimulation of interosseous intercostal muscles in fourth and fifth interspaces on left side alone (A), on right side alone (B), and on both sides simultaneously (C). Dashed line in C corresponds to Delta Pao that would be obtained during simultaneous contraction of left and right sides if their effects were perfectly additive. Stim, stimulator.

The Delta Pao values measured in the 46 trials are compared with the predicted values in Fig. 4. The measured Delta Pao was greater than the predicted value in 11 trials. However, the measured Delta Pao was similar to the predicted value in 6 trials, and in 29 trials, the measured Delta Pao was smaller. As a result, the measured Delta Pao for the animal group (-2.40 ± 0.34 cmH2O) was not statistically significantly different from the predicted Delta Pao (-2.59 ± 0.34 cmH2O).


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Fig. 4.   Comparison between measured and predicted Delta Pao for interosseous intercostal muscles on left and right sides. Individual data were obtained in 7 animals (46 data pairs). , Single interspaces; open circle , pairs of interspaces; solid line, line of identity.


    DISCUSSION
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

If rib cage distortion were a major determinant of the interactions between the inspiratory intercostal muscles, one would expect that the Delta Pao generated by a bilateral, symmetrical contraction of the parasternal or interosseous intercostals would be greater than the sum of the Delta Pao values generated by unilateral left and right muscle contraction. One would further expect that the difference would proportionately increase as the pressure drops produced by unilateral contraction are greater and cause more severe distortion.

In agreement with this prediction, stimulating the parasternal intercostals in one or two interspaces on both sides of the sternum commonly yielded a Delta Pao that was greater than the sum of the individual left and right Delta Pao values (Figs. 1 and 2). However, the difference between the measured and predicted Delta Pao values was only 10%, and it did not increase as the predicted values were greater (Fig. 2). The difference between the measured and predicted Delta Pao values was even smaller in the case of the interosseous intercostals. In fact, when these muscles contracted on the two sides of the sternum simultaneously, the Delta Pao was nearly equal to the sum of the Delta Pao values obtained during unilateral contraction (Figs. 3 and 4). Therefore, even though the right and left parasternal intercostals have a small synergistic action on the lung, these results overall amplify the previous conclusion from our laboratory (10) that the pressure changes due to the rib cage inspiratory muscles are essentially additive. As a corollary, the rib cage can be modeled as a linear elastic system over quite a wide range of distortion, and measurements of the pressures produced by rib cage muscles activated individually can be used to estimate the contribution of these muscles to lung expansion during breathing.

The reason that the Delta Pao obtained during bilateral contraction is slightly greater than the sum of the unilateral values in the case of the parasternal intercostals but not in the case of the interosseous intercostals is uncertain. However, there is a marked difference between the torque exerted by these muscles on the sternum. The fibers of the parasternal intercostal in a given interspace originate from the lateral aspect of the sternum and the caudal aspect of the costal cartilage of the rib above, and, from these origins, they run caudally and laterally to insert into the cranial aspect of the costal cartilage below. Consequently, when these fibers contract on say the right side of the sternum, the axial components of the force vectors induce a cranial displacement of the ribs below and a caudal displacement of the sternum (3), but, in addition, the lateral components of the force vectors operate to displace the rostral portion of the sternum to the right and the caudal portion of the sternum to the left. On the other hand, the technique used in this study to stimulate the interosseous intercostals affected both the external and internal muscle layers. Because these muscle fibers run approximately perpendicular to each other, the lateral components of the force vectors should cancel each other, and hence contraction of the muscles on one side of the sternum should produce little, if any, sternum rotation. The sternum rotation produced by unilateral contraction of the parasternal intercostals may displace some elements of the rib cage (e.g., the costal cartilages) outside their linear range and cause them to exert large elastic forces. Because the effect of these forces on intrathoracic pressure was small (Fig. 2), no attempt was made, however, to confirm or disprove this mechanism.


    ACKNOWLEDGEMENTS

The authors are very grateful to T. A. Wilson for helpful discussions.


    FOOTNOTES

This work was supported by National Heart, Lung, and Blood Institute Grant HL-45545.

The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.

Address for reprint requests and other correspondence: A. De Troyer, Chest Service, Erasme Univ. Hospital Route de Lennik, 808, 1070 Brussels, Belgium.

Received 23 July 1999; accepted in final form 22 October 1999.


    REFERENCES
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

1.   De Troyer, A., and M. Estenne. Coordination between rib cage muscles and diaphragm during quiet breathing in humans. J. Appl. Physiol. 57: 899-906, 1984[Abstract/Free Full Text].

2.   De Troyer, A., and G. A. Farkas. Contribution of the rib cage inspiratory muscles to breathing in baboons. Respir. Physiol. 97: 135-145, 1994[ISI][Medline].

3.   De Troyer, A., and S. Kelly. Chest wall mechanics in dogs with acute diaphragm paralysis. J. Appl. Physiol. 53: 373-379, 1982[Abstract/Free Full Text].

4.   De Troyer, A., and S. Kelly. Action of neck accessory muscles on rib cage in dogs. J. Appl. Physiol. 56: 326-332, 1984[Abstract/Free Full Text].

5.   De Troyer, A., and A. Legrand. Inhomogeneous activation of the parasternal intercostals during breathing. J. Appl. Physiol. 79: 55-62, 1995[Abstract/Free Full Text].

6.   De Troyer, A., A. Legrand, and T. A. Wilson. Rostrocaudal gradient of mechanical advantage in the parasternal intercostal muscles of the dog. J. Physiol. (Lond.) 495: 239-246, 1996[ISI][Medline].

7.   Di Marco, A. F., G. S. Supinski, and K. Budzinska. Inspiratory muscle interaction in the generation of changes in airway pressure. J. Appl. Physiol. 66: 2573-2578, 1989[Abstract/Free Full Text].

8.   Eccles, R. M., T. A. Sears, and C. N. Shealy. Intra-cellular recording from respiratory motoneurons of the thoracic spinal cord of the cat. Nature 193: 844-846, 1963.

9.   Fournier, M., and M. I. Lewis. Functional role and structure of the scalene: an accessory inspiratory muscle in hamster. J. Appl. Physiol. 81: 2436-2444, 1996[Abstract/Free Full Text].

10.   Legrand, A., T. A. Wilson, and A. De Troyer. Rib cage muscle interaction in airway pressure generation. J. Appl. Physiol. 85: 198-203, 1998[Abstract/Free Full Text].

11.   Loring, S. H., and J. P. Butler. Chest wall mechanics. In: Complexity in Structure and Function of the Lung, edited by M. P. Hlastala, and H. T. Robertson. New York: Dekker, 1998, p. 151-179.

12.   Ninane, V., M. Gorini, and M. Estenne. Action of intercostal muscles on the lung in dogs. J. Appl. Physiol. 70: 2388-2394, 1991[Abstract/Free Full Text].

13.   Raper, A. J., W. T. Thompson, Jr., W. Shapiro, and J. L. Patterson, Jr. Scalene and sternomastoid muscle function. J. Appl. Physiol. 21: 497-502, 1966[Free Full Text].

14.   Taylor, A. E. The contribution of the intercostal muscles to the effort of respiration in man. J. Physiol. (Lond.) 151: 390-402, 1960.


J APPL PHYSIOL 88(3):817-820
8570-7587/00 $5.00 Copyright © 2000 the American Physiological Society



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