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Department of Biomedical Engineering, Tulane University, New Orleans, Louisiana 70118
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ABSTRACT |
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Airway reopening mechanics depend on surfactant
physicochemical properties. During reopening, the progression of a
finger of air down an airway creates an interface that is continually expanding into the bulk fluid. Conventional surfactometers are not
capable of evaluating physicochemical behavior under these conditions.
To study these aspects, we investigated the pressure required to push a
semi-infinite bubble of air down a fluid-filled cylindrical capillary
of radius R. The ionic surfactant SDS
and pulmonary surfactant analogs
L-
-dipalmitoylphosphatidylcholine and Infasurf were investigated. We found that the nonequilibrium adsorption of surfactant can create a large nonequilibrium normal stress and a surface shear stress (Marangoni stress) that increase the
bubble pressure. The nonphysiological surfactant SDS is capable of
eliminating the normal stress and partially reducing the Marangoni stress. The main component of pulmonary surfactant,
L-
-dipalmitoylphosphatidylcholine, is not capable of reducing either stress, demonstrating slow adsorption properties. The clinically relevant surfactant Infasurf is shown to
have intermediate adsorption properties, such that the nonequilibrium normal stress is reduced but the Marangoni stress remains large. Infasurf's behavior suggests that an optimal surfactant solution will
have sorption properties that are fast enough to reduce the reopening
pressure that may damage airway wall epithelial cells but slow enough
to maintain the Marangoni stress that enhances airway stability.
airway closure; dynamic surface tension; L-
-dipalmitoylphosphatidylcholine; Infasurf; Marangoni stress
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INTRODUCTION |
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PULMONARY AIRWAY CLOSURE can occur when the lung reaches very low volumes (20). Healthy individuals reopen these airways on the next inspiratory effort. However, these airways remain closed in premature infants suffering from respiratory distress syndrome (RDS) and individuals with asthma, emphysema, or cystic fibrosis. These conditions can result in atelectasis and/or local hypoventilation. Pulmonary surfactant insufficiency, loss of parenchymal tethering, and an increase in fluid viscosity have been implicated as possible mechanisms by which airways remain closed (2, 19).
Avery and Mead (2) were the first to observe a lack of pulmonary surfactant production in premature neonates suffering from RDS. The production of fetal surfactant begins during the 4th mo of gestation. However, this surfactant system (consisting of phospholipids and proteins) may not mature until the 7th mo (20). A mature surfactant system decreases lung inflation pressures by reducing the surface tension forces that oppose airway opening. Therefore, an immature surfactant system results in large lung inflation pressures, mechanical instability, and subsequent atelectasis.
One possible method to treat RDS involves mechanical ventilation. However, large ventilation pressures can result in airway wall damage. Specifically, mechanical stresses at the wall can peel apart epithelial cells (22). As a result, the epithelium becomes highly permeable to proteins that can inactivate surfactant (32). This inactivation further elevates reopening pressures and establishes a positive-feedback cycle in which significant airway wall damage can occur. To minimize this damage, neonates with RDS have been treated with positive end-expiratory pressure ventilation, high-frequency ventilation, and/or several surfactant replacement therapies (14). The advent of surfactant replacement therapy has resulted in a 60% reduction in the infant mortality rate for RDS since 1989 (13). However, RDS was still the fourth leading cause of infant death, with 1,368 fatalities in 1996 (13).
Three distinct types of surfactant replacements, natural, modified natural, and synthetic, have been developed. One concern with natural surfactant is that sensitive patients may develop an allergic reaction to the surfactant-associated proteins (33). However, because of an immature immune system, a severe allergic response in neonates is rare (43). Synthetic surfactants frequently do not perform as well as the natural surfactant system (14). This is primarily due to a synthetic surfactant's inability to mimic the chemical complexity of a natural surfactant.
We hypothesize that the effectiveness of a surfactant replacement depends on its dynamic surface tension properties. Most researchers have focused on the fact that an ideal surfactant system should promote alveolar stability by reducing the surface tension on compression (3, 12, 25) or stabilize the airway lining fluid by preventing Rayleigh-Taylor instabilities (15, 17). However, to limit epithelial cell damage during airway reopening, the surfactant must also minimize reopening pressures and airway wall stresses. The ability of a surfactant to perform adequately during interfacial expansion depends on its transport characteristics (e.g., diffusivity and interfacial adsorption/desorption rates) and surface activity. The interplay between these mechanisms determines the efficacy with which a surfactant can reduce airway reopening stresses. The goals of the present study are to 1) develop a method for determining the capability of a surfactant to reduce airway reopening pressures and 2) demonstrate this method by determining the efficacy of several surfactants (physiological and nonphysiological) to reduce the dynamic surface tension.
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BACKGROUND |
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Airway closure occurs when a liquid occlusion spans the airway and blocks airflow. This occlusion can be extensive (as occurs before an infant's 1st breath or in atelectasis) or consist of a short meniscus (e.g., a mucous plug). The research described here relates to reopening an extended region of closure, wherein a semi-infinite air bubble penetrates the liquid occlusion and separates the airway walls as it displaces the lining fluid. This scenario has been described previously (9, 10, 16, 27, 28) and results in two-phase interfacial flow between the bubble and the lining fluid. Suki and colleagues (38, 39) investigated the avalanche-type behavior that occurs when multiple generations of airways open sequentially. Recent studies have used "stochastic resonance" to take advantage of this type of behavior and, thus, open airways with reduced average pressures (37).
A classic problem in the hydrodynamic literature related to pulmonary
airway reopening involves semi-infinite bubble progression in a rigid
capillary tube. This system was originally studied by Bretherton (4),
Fairbrother and Stubbs (7), and Taylor (40). These studies formulated a
relationship between the dimensionless interfacial pressure drop,
P/(
/R), and the capillary number, Ca = µU/
, where P is the
dimensional pressure drop across the air-liquid interface in the
hemispherical bubble cap region,
is the surface tension,
R is the radius of the tube, µ is
the fluid viscosity, and U is the
bubble speed. Ca is a dimensionless velocity that represents the
relationship of viscous to surface tension stresses. These studies
assumed a constant
and, therefore, neglected the influence of
surfactant. However, surfactant modifies the flow field by altering the
local surface tension and mechanical stress balance at the interface.
Several investigators (11, 31, 35, 36) have studied the interaction
between surfactant physicochemistry and fluid mechanics. In rigid
systems, these interactions modify the interfacial shape and pressure
drop and, therefore, affect airway reopening characteristics. Recently, Yap and Gaver (45) demonstrated the importance of surfactant physicochemistry in flexible-walled systems intended to emulate collapsible airways and predicted that surfactant uptake could significantly influence airway reopening.
In coupling surfactant physicochemistry and fluid mechanics, it is
important to understand the mechanisms of surfactant action and
transport. Surfactant can reside in two phases: a bulk phase (C,
mol/vol) and a surface phase (
, mol/interfacial area). The surface
phase directly modifies the interfacial surface tension by
= f(
); this relationship is referred
to as the surfactant equation of state. In general, increasing
reduces
; however, regions exist where d
/d
is nearly zero
(41). In a static system, an equilibrium relationship between C and
exists, with an associated equilibrium surface tension
(
eq). The interface becomes
saturated with surfactant as C increases, resulting in a maximum
equilibrium surface concentration
(
sat), which determines the
minimum equilibrium surface tension in a static system
(
sat). In a dynamic system,
(and thus
) can vary as a function of interfacial position. In
addition,
can exceed
sat
under dynamic conditions resulting from surface compression (as occurs
in the alveoli in vivo or experimentally in a Langmuir trough), which
can reduce
significantly.
Dynamic surfactant transport is modeled as a multistep process between
two phases: the bulk and the interface. In the bulk phase, surfactants
are transported by bulk convection and/or diffusion, resulting in
C(x,t),
where x defines the general spatial
coordinate system. The bulk phase concentration in contact with the
interface is the subphase concentration
Cs(s,t),
where s is a spatial coordinate along
the interface. The rate of transport between the subphase and interface
is modeled by an adsorption isotherm, where the rate of
adsorption/desorption depends on the deviation from equilibrium between
and Cs. This step is balanced by diffusion in the bulk. Finally, interfacial convection and diffusion
along the interface can influence the local
. These transport
interactions determine the distribution of surfactant in the bulk and
along the interface. This distribution establishes a stress balance
along the air-liquid interface through the equation of state and thus
impacts airway reopening pressures and stresses.
To conceptualize this interaction, consider the flow field surrounding
a bubble flowing down a liquid-filled tube (Fig.
1A). Surfactant exists in the bulk (C) and on the interface (
).
Streamlines are drawn in a bubble-fixed reference frame in which flow
enters from the right and exits to the left in the thin film. A
recirculating region near the bubble tip occurs at low velocities. As a
result, the rate of interfacial expansion/compression will vary with
interfacial position (Fig. 1B). As
shown in Fig. 1, the interface can be divided into three regions: a
nearly hemispherical bubble cap region, a thin film, and a transition
region between the bubble cap and thin film. A small portion of the
bubble cap region near the tip will experience interfacial compression,
whereas the majority of interfacial expansion takes place in upstream
portions of the bubble cap and transition regions. In addition, this
recirculating flow field creates a converging stagnation point at the
bubble tip and a diverging stagnation ring near the thin film (42). Surface convection increases
(reducing
) at the converging stagnation point and reduces
(increasing
) at the diverging stagnation points. Variation of
from
eq can alter the bubble pressure through two distinct, yet interrelated, mechanisms.
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One mechanism is related to the normal-stress boundary condition (law
of Laplace), which states that the pressure difference across an
interface is
P = 
, where
is the local surface tension and
is the curvature. Under dynamic interfacial expansion, the effective dynamic surface tension in the bubble cap region can exceed
the equilibrium surface tension (
>
eq). Therefore, the reopening
pressure can exceed the pressure that would exist if
=
eq uniformly. We refer to this
deviation as the nonequilibrium normal stress.
A second mechanism that increases the bubble pressure is related to the
development of a surface tension gradient, d
/ds. This gradient
allows the interface to support a shear stress (Marangoni stress,
M) that is directed from
regions of low
to regions of high
and opposes the
surfactant-free flow field shown in Fig.
1A. Interfaces without a Marangoni
stress are mobile, because they do not support a shear stress. Mobile
interfaces occur when
is spatially constant, which can happen if
= 0 (clean interface),
is uniform, or
is nonuniform and
d
/d
is small. Because the Marangoni stress opposes the basic flow
field, the interface acts more like a rigid boundary, resulting in a
larger bubble pressure.
Several theoretical models have explained the importance of surfactant
transport properties on bubble motion in rigid tubes. Ratulowski and
Chang (31) analytically modeled trace surfactant transport and
evaluated several different scenarios related to hindered transport
from the bulk to the interface. Fundamentally, two processes can hinder
surfactant transport: diffusion limitation in the bulk and kinetic
adsorption/desorption barriers from the subphase to the interface. The
relative relationship between diffusion and convection in the bulk is
governed by the Péclet number, Pe = U(
2/R)/D,
where D is the surfactant molecular
diffusivity and the adsorption depth
=
/C is a length scale
related to the fluid thickness that contains sufficient surfactant
molecules to bring the interfacial concentration to
eq. The relationship between surfactant adsorption and surface convection is governed by the Stanton
number, St = kaCR/U,
where ka is the
adsorption rate constant.
The interface remains near equilibrium in the limit of Pe
0 and St
. The diffusion barrier can be reduced (small Pe) by
diminishing
through an increase in C, a scenario analyzed by Stebe
and Barthès-Biesel (35). Under these large C conditions, the
adsorption barrier will be the only limitation to surfactant transport.
Therefore, equilibrium behavior at large C indicates fast adsorption properties.
In summary, nonequilibrium normal and Marangoni stresses can
significantly elevate reopening pressures when the transfer of surfactant to the interface is limited by bulk or sorptive transport processes. If bulk and sorptive transport processes are rapid, any
surfactant deficiency on the interface is quickly replaced with
surfactants from the bulk, resulting in a uniform
. Under these
conditions,
eq and
the normal stress approaches the equilibrium value. Furthermore,
gradients in
(and, therefore, the Marangoni stress) are eliminated,
and the interface is said to be "remobilized." Therefore, if
adsorption is quick, the bubble motion is no longer hindered by the two
mechanisms outlined above under large C conditions.
The main objective of the present study is to use these concepts to investigate how various pulmonary surfactant analogs affect the mechanics of a continually expanding interface, as occurs during airway reopening. We hypothesize that different surfactant systems will exhibit different capabilities for reducing reopening pressures and stresses owing to differences in physicochemical properties. Identifying these properties may be useful in recognizing and developing suitable surfactant replacements.
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EXPERIMENTAL METHODS |
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Several methods are available for measuring dynamic surface tension. Schürch et al. (34) used a captive bubble apparatus to measure surface tension as a function of interfacial concentration. Enhörning (6) developed a pulsating bubble surfactometer to mimic alveolar dynamics. In both systems, volume oscillations produce an oscillating surface area. Although these oscillatory techniques may model alveolar dynamics, they are not as useful in understanding airway reopening. The key aspect that differentiates airway reopening from alveolar dynamics is the continual expansion of an air-liquid interface into the bulk solution. In this situation, tangential flows create nonuniform interfacial concentrations, and a Marangoni stress is generated. To identify the importance of nonequilibrium normal and Marangoni stresses during airway reopening, we developed a simple experimental apparatus that mimics the continual interfacial expansion aspects of airway reopening.
Model Description
The apparatus (Fig. 2) consists of a 1-m-long precision-bored glass capillary tube (Friedrich & Dimmock, Millville, NJ) with an internal diameter of 1 ± 0.005 mm. The tube is mounted on an aluminum bar (not shown) for accurate leveling. The tube is connected on one end to a constant-head reservoir and on the other end to a Gastight glass syringe (Hamilton, Reno, NV). The constant-head reservoir and capillary tube are filled with a surfactant solution and embedded in a Plexiglas jacket. A constant-temperature bath provides 37°C water that circulates through the Plexiglas jacket. A glass syringe is placed in a gear-controlled precision syringe pump (Cole-Parmer, Niles, IL), which generates flow rates of 0.01-10.0 ml/min ± 1%. The syringe pump pushes an air bubble forward while a very-low-range (±14 cmH2O), high-accuracy pressure transducer (model DP103-22, Validyne, Northridge, CA) is used to record the gas pressure. Two infrared emitter-detector pairs are placed such that the passage of the bubble tip produces a triggering signal. The detector signals and pressure signals are recorded as a function of time by the LabView data acquisition routine (National Instruments, Austin, TX). All tubing connections are made of Teflon polytetrafluoroethylene to avoid plasticizer contamination.
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Surfactant Preparation Methods
Purified water with a resistivity of 18.2 M
· cm
(Alpha-Q, Millipore, Bedford, MA) was used to make all solutions.
Calcium-buffered saline (150 mM NaCl and 1 mM
CaCl2) was prepared using
purified water, 99% pure NaCl, and
CaCl2. All glassware was cleaned
in a 2% Micro solution (International Products, Burlington, NJ) for 24 h, rinsed with purified water, and dried in a drying oven (Blue M, Blue
Island, IL). The glass capillary tube was dried by flushing it with
filtered nitrogen for 5 min. Because of differences in solubilities,
each surfactant solution was prepared with a unique method.
SDS (>99% purity; Sigma Chemical, St. Louis, MO) was used without further purification. Because SDS is ionic, solubilization was achieved by simply adding a known quantity to the volume of pure water in the end tank and stirring for ~5 min.
L-
-Dipalmitoylphosphatidylcholine
(DPPC) in powdered form (
99% purity; Sigma Chemical) was also used
without further purification. DPPC dispersions were prepared using the
method of Chung et al. (5). Batch solutions of DPPC at high
concentrations (>0.3 mg/ml) were created by adding a known quantity
of DPPC to a given volume of calcium-buffered saline. The suspension
was stirred at temperatures above the DPPC transition temperature
(43°C) to liquify DPPC crystals. This milky-white solution was then
sonicated in 5-min intervals in an ultrasonic cleaner (model 1210, Branson) at 50°C until the solution was clear. The number of 5-min
sonication intervals required to achieve the desired clarity was not
constant. Dilution of the batch DPPC solution was performed in the end
tank and stirred for 5 min. The batch solutions of DPPC were stored at
5°C. Before addition to the end tank, a batch solution was reheated
and sonicated until the solution became clear. Because of the
hydrolysis of DPPC that occurs with age (18), fresh batch solutions
were made every 2 days.
The exogenous replacement surfactant Infasurf was obtained from ONY (Buffalo, NY). Infasurf is a natural lung extract that contains DPPC, fatty acids, and low-molecular-weight surfactant-associated proteins SP-B and SP-C. Infasurf is prepared by a saline rinse lavage of a calf lung and subsequent hydrophobic extraction and, therefore, contains all natural compounds. Infasurf was obtained as a milky-white liquid suspension. The phospholipid content of these batch solutions is 35 mg/ml. Dilution of this solution was performed in the end tank with buffered saline and stirred for 5 min.
With these preparatory techniques, a wide range of bulk concentrations could be investigated. We determine the surfactant's surface activity by investigating equilibrium interfacial properties. We also determine a surfactant's ability to minimize the nonequilibrium normal and Marangoni stresses that oppose reopening by investigating dynamic properties.
Equilibrium Measurements
The
eq as a function of C was
determined by measuring the pressure drop across a static bubble (
P)
and by using Laplace's law (
P = 2
eq/R).
The capillary tube was filled with a surfactant solution under the
influence of the hydrodynamic head. Before any measurements, this
surfactant solution was allowed to equilibrate with the interface for
30-40 min. After this equilibration time, the bubble was pushed
forward at a very low speed (<0.01 cm/s). This ensured that the film
thickness left behind was very small compared with the tube radius
(R) and that a zero contact angle was present. The bubble was then stopped, and surfactant was allowed to
adsorb to the interface until equilibrium. For DPPC, this process occurred over a period of ~100 s. Under these conditions, the interface can be assumed to be a hemispherical cap of radius
R (4), as required by Laplace's law.
Small errors due to a nonzero contact angle may cause an underestimate
of
eq.
Dynamic Measurements
Dynamic measurements involve calculating the pressure jump across the interface in the bubble cap region (Pcap) required to clear the tube of liquid with a bubble speed U and a bulk surfactant concentration C. After an equilibrium surface tension measurement was performed, the syringe pump was used to force a bubble down the tube at a constant rate, while the pressure in the air phase (Pbub) was monitored continuously. In addition, the bubble tip velocity was measured via two infrared emitter-detector pairs placed a known distance apart. A typical trace of these measurements is shown in Fig. 3. During start-up, the pressure increases while the bubble moves forward at a nonconstant velocity. However, once the bubble attains a steady-state velocity, the pressure drops linearly because of a Poiseuille pressure drop that exists downstream of the meniscus. The trigger signals from the infrared detectors provide timing information from which the bubble tip velocity (U), as well as the dimensional bubble cap pressure jump (Pcap), can be calculated, as shown below.
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Before any surfactant experiments, baseline equilibrium and dynamic measurements of the surfactant-free system (calcium-buffered saline solution) were obtained daily. The surfactant was then added to the end tank to achieve a desired concentration. An equilibrium measurement was made first, and then a set of dynamic measurements was obtained at nine different velocities. This procedure could be repeated for several concentrations by addition of aliquots of surfactant to the end reservoir. At the end of each set of experimental trials, the entire system was cleaned with a 2% Micro solution.
Determination of Pcap
To understand how the pressure drop across the bubble cap (Pcap) can be extracted from the dynamic measurements, we consider the pressures that exist during steady-state bubble progression. Figure 4 illustrates the pressure components that contribute to Pbub. Lnp is the length of the region in front of the bubble that has non-Poiseuille flow. The distances between the detectors (Ddetector) and between the last detector and the outlet point (Dend) are known. Lp(t) is the length over which Poiseuille flow exists. Lp(t) decreases linearly as the bubble progresses down the tube at a constant velocity. We define t1 by the time at which the bubble crosses the first detector, t2 by the time at which the bubble crosses the second detector, and tend by the time the bubble reaches the outlet. Pbub is the bubble pressure, and the hydrostatic pressure in the end tank is used as the reference pressure, assumed to be constant because of the large cross-sectional area of the end tank. We express Pbub in terms of several pressure losses in the system
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(1) |
P1) is the bubble cap pressure
jump, Pnp = (P1
P2) is a pressure loss due to
non-Poiseuille flow in front of the bubble,
Pp = (P2
P3) is the Poiseuille pressure loss, and Pend = (P3
0) is the pressure
loss due to expansion flow into an infinite reservoir.
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To extract Pcap, the following
assumptions are made. First, under low capillary number
(Caeq = µU/
eq,
a dimensionless velocity) conditions, the error associated with
neglecting Pnp is insignificant. We use the results from a computational model, which indicates that
Pnp is <1% of
Pcap for Ca < 10
2 (see
APPENDIX A) to justify this
assumption. To determine whether pressure losses associated with exit
flow into the end tank (Pend)
are significant, we used laminar head-loss coefficients determined by
Rao (29), which show that Pend < 1% of Pcap. Finally, Pp(t) ~
* Lp(t),
where
is a Poiseuille flow proportionality constant. Because
Lnp is small
(APPENDIX A),
Lp(t)
is the distance from the bubble tip to the outlet and
Lp(t) = U(t
tend).
Therefore, from Eq. 1
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(2) |
t1)], the slope
(
) of the Pbub vs.
t curve in the steady-state region,
and the time at which the bubble exits the capillary tube
[tend = (Dend + Ddetector)/U]
are determined.
Identification of Noninertial Component (Pcap)Stokes
The above technique allows us to identify the Pcap vs. U relationships for aqueous surfactant solutions (µ = 1 × 10
3
kg · m
1 · s
1).
In Data Analysis, we use models
described previously (31, 35) to estimate nonequilibrium normal and
Marangoni stresses. However, these studies and the theory on which they
are based (4, 30) assume noninertial conditions, where Stokes flow prevails. Under constant surface tension conditions over
10
5 < Ca < 3 × 10
3, Ratulowski's
calculations (30) can be correlated with
(
cap)Stokes = (Pcap)Stokes/(
/R) = 2 + 5.72Ca2/3, where
(
cap)Stokes
is a dimensionless Stokes (noninertial) pressure based on the Laplace
pressure drop across a static bubble of radius R and surface tension
. When
surfactant is incorporated, deviation from this relationship will
provide estimates of the nonequilibrium normal and Marangoni
stresses. To utilize these models, we must first identify the inertial
and noninertial pressure components of
Pcap.
Dimensional analysis indicates that
cap = f(Ca,Wb), where Wb (Weber number) =
U2/(
/R)
relates inertial to surface tension effects. As shown in APPENDIX B, surfactant-free
experiments conducted with ethylene glycol (µ = 2.1 × 10
2
kg · m
1 · s
1,
= 48 mN/m) reproduce the Ca2/3
behavior over 10
8
Wb
10
4, validating the data
analysis approach described above. However, surfactant experiments were
conducted in an aqueous solution in which inertia is potentially
significant (10
5
Wb
10
1). By comparing the
Stokes flow behavior of the ethylene glycol system with the moderate Wb
behavior of the aqueous system (see APPENDIX
B), we can estimate the inertial and Stokes
components of Pcap
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(3) |
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For a surfactant-free system,
in Eq. 3 is the surface tension. However, when surfactant is
incorporated,
is a representative dynamic surface tension
(
), which we will show is not necessarily equal to
eq (see
Data Analysis). The
will be estimated from regression
analysis presented below, thus allowing us to estimate
Pinertial and thus
(Pcap)Stokes.
From this, the dimensionless Stokes pressure is calculated based on
eq:
(
cap)Stokes = (Pcap)Stokes/(
eq/R).
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RESULTS |
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Figure 5 shows the results of
eq measurements for the three
different surfactant systems under investigation. As described in
BACKGROUND, increasing C increases
eq until the interface is
saturated. Because
eq is
inversely related to
, this results in
eq decreasing with increasing C
until a critical bulk concentration (CCBC) is reached. For C > CCBC, the interface is saturated
(
eq
sat), and
eq
sat. Large C behavior indicates
that Infasurf is the most surface active of the three surfactants
studied, with
sat ~ 27 mN/m.
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To demonstrate how the nondimensional pressure,
(
cap)Stokes,
helps identify the magnitude of the nonequilibrium normal and Marangoni
stresses, we present dimensional and nondimensional pressure vs.
velocity data for each surfactant in Figs.
6 and 7, respectively. For each C,
(Pcap)Stokes
is determined over a range of U (Fig.
6). For a given C,
(Pcap)Stokes
increases slightly with U. However, as
C is increased,
(Pcap)Stokes
vs. U curves shift downward. This
downward shift is directly related to the decrease in
eq that occurs with increasing
C (Fig. 5).
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In contrast, consider the dimensionless relationship
(
cap)Stokes
vs. Caeq for SDS in Fig.
7A. The solid and dashed curves represent the data regression described in Data
Analysis. This representation normalizes
(Pcap)Stokes
based on
eq. Therefore, if the
interface approaches equilibrium, the
(
cap)Stokes
vs. Caeq curve for a given C will
resemble the C = 0 data (solid circles in Fig.
7A), because the nonequilibrium
normal and Marangoni stresses will be insignificant. At small C, the
data in Fig. 7A initially shift upward
with increasing C. This indicates that the interface is not in
equilibrium and that the magnitudes of the nonequilibrium normal and
Marangoni stresses are increasing with increasing C. However, as C
increases further, the curves begin to shift downward toward C = 0. This downward shift indicates that the SDS system can approach (but not
completely obtain) equilibrium at high C, which reduces the
nonequilibrium normal stress and significantly remobilizes the interface.
Figure 7, B and
C, demonstrates
(
cap)Stokes
vs. Caeq relationships for
different pulmonary surfactant analogs. In the DPPC system (Fig.
7B),
(
cap)Stokes
is larger than the SDS values over all ranges of C. At low C,
(
cap)Stokes
increases dramatically to
(
cap)Stokes ~ 3, even at the smallest velocities. As C is increased beyond 0.416 mg/ml, a minimal downward shift of
(
cap)Stokes is observed. However, increasing C does not return the system to the
equilibrium behavior, even at the largest C (3.84 mg/ml). At these
large concentrations the interface would be saturated in equilibrium.
The large magnitude of
(
cap)Stokes
indicates that nonequilibrium normal and Marangoni stresses are large
in this system, whereas the minimal downward shift indicates that DPPC
is not capable of significant nonequilibrium normal stress reduction or
interfacial remobilization under the velocities studied.
Large
(
cap)Stokes
values are also observed in the Infasurf system (Fig.
7C) for small C. These data show
that at small C the combined effect of nonequilibrium normal and
Marangoni stresses can also be significant in the Infasurf system.
However, for C > 0.07 mg/ml, a significant downward shift of
(
cap)Stokes
is observed, indicating that Infasurf contains constituents other than
DPPC that allow this surfactant system to approach equilibrium under
dynamic conditions.
Data Analysis
Our goal is to develop a theoretically based regression model that will allow us to estimate the nonequilibrium normal and Marangoni stress magnitudes from the pressure-velocity measurements described above. This analysis is based on concepts developed by Stebe and Barthès-Biesel (35), who performed a theoretical investigation of the influence of Marangoni stresses on bubble progression. Their study followed Bretherton's analysis (4), except surfactant effects were included. Stebe and Barthès-Biesel demonstrated that the inertia-free Ca2/3 power law relationship of Eq. 3 could be used to identify Marangoni effects
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(4) |
is related to the magnitude of viscous stresses and
(
cap)Stokes
and Caeq are based on
eq. Ratulowski and Chang (31)
predict
= 5.72 under surfactant-free conditions. The Marangoni
stress that results from surfactant adsorption elevates the viscous
contribution and thus results in
> 5.72. The analysis used by
Stebe and Barthès-Biesel assumed that the surface tension in the
bubble cap region (hydrodynamically assumed to be static) was constant
and equal to
eq.
Clearly, when
eq is used as the
surface tension scale, Eq. 4 cannot
adequately describe the data in Fig. 7. This inadequacy is a direct
result of the constant
eq
bubble cap surface tension assumption. In reality, surface convection
coupled with transport limitations can create a distribution of
surfactant along the interface in the bubble cap region, as illustrated
in Fig. 1A, resulting in an
effective bubble cap surface tension
eq in the dynamic
system. Only if diffusive barriers are removed and the adsorption rate
is fast (St = kaCR/U
) will
eq. This limit is observed only
during our equilibrium measurements, where
U is identically zero. However,
because the time to reach equilibrium can be ~100 s for DPPC at C = CCBC, it is not surprising that
the dynamic surface tension deviates from
eq.
To estimate the representative dynamic surface tension, we
simplistically assume that
depends only
on the given bulk concentration for a given surfactant in the dynamic
system and is independent of velocity over the range of velocities
investigated (static system excluded). This assumption will be
explained below. We define the surface tension ratio
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(5) |
is a measure of the relative surface tension deviation from
equilibrium and thus is a measure of the nonequilibrium normal stress.
From Eq. 3 with
as the dynamic surface tension scale
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(6) |
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cap,
Caeq, and
Wbeq. A least squares regression
is performed with Eq. 6, with
cap as the dependent variable
and Caeq and
Wbeq as the independent variables
at each bulk concentration. During each regression analysis, the
concentration is constant, and, therefore, variations in
Caeq and
Wbeq are governed only by
variations in U. The best-fit
relationships faithfully reproduce the experimental behavior at each
concentration, as shown in Fig. 7, with
R2 > 0.98. As a
result,
and
are determined for each surfactant at each
concentration (A and
B are known from
APPENDIX B). Once these parameters
are known for a given concentration,
Pinertial can be calculated, and
Eq. 3 can be used to convert the
Pcap data to
(Pcap)Stokes
data. Because we are primarily concerned with noninertial or capillary
effects, we have presented only
(Pcap)Stokes and
(
cap)Stokes
data in Figs. 6 and 7, respectively.
During dynamic conditions,
reflects the magnitude of the
nonequilibrium normal stress near the bubble cap region. In Fig. 8A,
vs. C/CCBC is presented.
The
~ 1 for SDS, indicating that the
nonequilibrium normal stress in the cap region is minuscule. In
contrast, DPPC and Infasurf exhibit much larger nonequilibrium normal
stresses, with
~ 1.5, even when C ~ CCBC. As discussed in
BACKGROUND, increasing C decreases the
adsorption depth (
); therefore, the major transport limitation that
remains is due to interfacial adsorption. Therefore, the magnitude of
at large C is directly related to the surfactant's
adsorption properties and equation of state. The data in Fig.
8A suggest that SDS adsorption rates
are rapid enough for
eq uniformly at high
concentrations. In contrast, the slight reduction of
at large
C in the DPPC system indicates that an adsorption limitation exists for
this surfactant. The pulmonary replacement surfactant Infasurf
apparently adsorbs more rapidly than DPPC and thus suffers only modest
adsorption limitation. Evidently, constituents of Infasurf other than
DPPC (the primary component) improve adsorption to the moving
interface.
|
The term

1/3
represents viscous contributions to
(
cap)Stokes.
In the absence of Marangoni stress,
= 5.72 (ideally; see
APPENDIX B). The presence of a
Marangoni stress in the region between the bubble cap and thin film
(transition region) can increase
. In Fig.
8B the values of
are plotted vs.
C/CCBC. The experimentally
determined constant surface tension value for
(5.25) is shown as a
horizontal line (see APPENDIX B).
The values of
in the SDS system initially increase to a maximum of
20 and then decrease slightly after CCBC. The magnitude of
in the
DPPC and Infasurf systems increases with C and does not show any
remobilization trends. This indicates that the Marangoni stress in the
transition region remains large in DPPC and Infasurf systems, even at
high bulk concentrations.
Justification of regression model.
In the regression analysis,
is implicitly assumed to be
constant for each concentration over the range of velocities
investigated. This violates the fact that at
U = 0,
= 1, and thus the
relationships obviously cannot extend to a static system
(Caeq identically equal to 0).
Several questions naturally arise: For a given concentration, is it
likely that
is independent of velocity? Is it justifiable to
assume that nonequilibrium behavior exists, even at the exceedingly small velocities spanned in the present study?
will depend on several
dimensionless groups
|
(7) |
/R =
/(RC) is the dimensionless
adsorption depth, and StPe = ka
2/(DC)
relates adsorptive to diffusive transport rates. The
Caeq dependence in
Eq. 7 is related to the interfacial
convection pattern.
In the limit U
(Caeq
, St
0), obviously
clean, since adsorption to the
ever-increasing interface would be slow compared with interfacial
production. Thus one might expect that
clean
eq. However, this range is far
too large for the conditions studied. If
Caeq < 0.5, the basic flow field has a recirculating region, as shown in Fig.
1A. This creates a diverging
stagnation ring around the bubble and a converging stagnation point at
the bubble tip. This flow exists in the present study, since
U < 5 cm/s
(Caeq < 10
3), whereas
U > 1,000 cm/s is necessary to
remove the recirculating flow pattern. If St
1 with
Caeq
1, we hypothesize an
insensitivity to Caeq, because the
recirculating flow field always exists. Thus
|
(8) |
0, where
0 <
clean. To understand
0, consider an equilibrated
interface that is pushed forward with St
1 and
Caeq
1. The recirculating flow
pattern will sequester surfactant at the bubble tip (
,

) and deplete surfactant from upstream portions of the
bubble cap (
, 
). Therefore, a small portion of
the interface near the tip, which experiences interfacial compression
(Fig. 1B), will have a low surface
tension, while the remainder of the bubble cap will have an increased
surface tension, as predicted by Yap and Gaver (45). Therefore, if St
1, we expect
0, where
clean >
0 >
eq. Thus, for a given C, if St
1, we expect that the recirculation field will hold the surfactant
to a relatively fixed effective dynamic concentration in the tip
region. Of course, the concentration-dependent parameters
/R and StPe are instrumental in
determining the magnitude of
0,
since they determine whether a diffusion limitation exists.
To approximate St,
ka was estimated
from surface tension relaxation curves following Lin et al. (21). These
measurements were made at a large concentration (C = CCBC), such that diffusion limitation could be neglected. For DPPC, we found
ka = 0.029 cm3 · mg
1 · s
1,
consistent with a value reported elsewhere (18). For Infasurf, we found
ka = 0.70 cm3 · mg
1 · s
1,
comparable to ka ~ 1.7 cm3 · mg
1 · s
1
for natural surfactant (Survanta) (26). For SDS, we found
ka = 0.10 cm3 · mg
1 · s
1.
Although ka(SDS) < ka(Infasurf),
the adsorption time constant
~ (ka * CCBC)
1
for SDS will be smaller than that for Infasurf because
CCBC(SDS)
CCBC(Infasurf). From these
estimates of ka,
the range of St at C = CCBC for
the velocities investigated (4.7 cm/s > U > 0.22 cm/s) are
|
|
|
1, and it is justifiable to assume that
~
0 over the range of velocities
inspected. Obviously, a true validation of this assumption must await
theoretical investigations of the transport issues related to this situation.
| |
DISCUSSION |
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The data presented above demonstrate that SDS, DPPC, and Infasurf significantly modify the interfacial pressure drop associated with bubble motion through a capillary tube, which is intended to model interfacial flows similar to those that exist during pulmonary airway reopening. We will attempt to further interpret these data to more completely distinguish the relative contributions of nonequilibrium normal and Marangoni stresses on the system. The complete identification of the magnitudes of these contributions must await the full analysis of convection, diffusion, and adsorption dynamics in this system, which is beyond the scope of this study.
Physical Interpretation
To understand how surfactant adsorption properties are responsible for the coefficient trends in Fig. 8, one must consider the interfacial expansion and compression dynamics associated with bubble progression (Fig. 1B). In regions where the expansion rate is large (primarily the transition region), equilibrium will be achieved only if adsorption rates are large. In contrast, stationary and compression regions will achieve equilibrium at lower adsorption rates. Therefore, for a given adsorption rate, portions of the interface in the bubble cap region will be closer to equilibrium than portions in the transition region.The magnitude of the nonequilibrium normal stress (
) is
related to the effective bubble cap surface tension and is thus a
function of adsorption dynamics in this region. The magnitude of the
Marangoni stress (
) is primarily a function of adsorption dynamics in the transition region, where interfacial stretching is
large. A reduction of
indicates that the bubble cap region is
in equilibrium, whereas a reduction in
would indicate that the
transition region is in equilibrium. Therefore, as the adsorption rate
is increased, we expect to observe a reduction in 