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Fisiopatologia Respiratoria e Cardiologia, Azienda Ospedaliera S. Croce e Carle, 12100 Cuneo, Italy; Servizio di Anestesia e Rianimazione, Ospedale Civile, 12037 Saluzzo, Italy; Pulmonary Section, Baylor College of Medicine, Houston, Texas 77030; and Cattedra di Fisiopatologia Respiratoria, Dipartimento di Scienze Motorie e Riabilitative, Università di Genova, 16132 Genova, Italy
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ABSTRACT |
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In this study we explored the effects of physical training on the response of the respiratory system to exercise. Eight subjects with irreversible mild-to-moderate airflow obstruction [forced expiratory volume in 1 s of 85 ± 14 (SD) % of predicted and ratio of forced expiratory volume in 1 s to forced vital capacity of 68 ± 5%] and six normal subjects with similar anthropometric characteristics underwent a 2-mo physical training period on a cycle ergometer three times a week for 31 min at an intensity of ~80% of maximum heart rate. At this work intensity, tidal expiratory flow exceeded maximal flow at control functional residual capacity [FRC; expiratory flow limitation (EFL)] in the obstructed but not in the normal subjects. An incremental maximum exercise test was performed on a cycle ergometer before and after training. Training improved exercise capacity in all subjects, as documented by a significant increase in maximum work rate in both groups (P < 0.001). In the obstructed subjects at the same level of ventilation at high workloads, FRC was greater after than before training, and this was associated with an increase in breathing frequency and a tendency to decrease tidal volume. In contrast, in the normal subjects at the same level of ventilation at high workloads, FRC was lower after than before training, so that tidal volume increased and breathing frequency decreased. These findings suggest that adaptation to breathing under EFL conditions does not occur during exercise in humans, in that obstructed subjects tend to increase FRC during exercise after experiencing EFL during a 2-mo strenuous physical training period.
exercise hyperpnea; breathing pattern; functional residual capacity; airflow limitation
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INTRODUCTION |
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NORMAL RESPONSE TO EXERCISE in young subjects is
initially to drop functional residual capacity (FRC), which may be
sustained up to maximum loads (3-5, 10, 17, 26). In middle-aged
people with the highest levels of exercise, FRC may return toward the control value (11), thus making ventilation more dependent on respiratory frequency. In contrast, in patients with airflow
obstruction FRC drops less and may begin increasing at lower levels of
ventilation (3, 5, 9, 12, 18, 19, 21, 23, 27) when tidal expiratory
flow encroaches on maximal flow [expiratory flow limitation (EFL)] (3, 5, 12, 18, 21, 27). Even though increasing mean lung
volume may be useful in avoiding the sensation of dyspnea associated
with breathing in EFL (15, 16), it limits lung excursion [tidal
volume (VT)], thus
requiring an increase in breathing frequency (f) to maintain minute
ventilation (
E) constant.
In the present study we explored the ventilatory pattern during
exercise in subjects with mild-to-moderate airflow obstruction after a
2-mo strenuous physical training period during which tidal expiratory
flow was limited. We hypothesized that one of two responses might
occur: if EFL during training blunts the perception of the respiratory
stimuli arising from the airways being dynamically compressed during
tidal expiration, then for a given ventilation FRC would decrease
during exercise after training,
VT would increase, and f would
decrease; if the perception of the EFL signal remains intact after
training and inspiratory muscles become conditioned, then the subject
would increase FRC during exercise to minimize EFL. Therefore, for a
given
E, either
VT would decrease and f increase
compared with before training or
VT would remain constant but
occur at a higher lung volume.
These hypotheses were tested in a group of eight subjects, in whom a combination of a relatively young age, good physical performance, high motivation, and chronic airflow obstruction of only mild-to-moderate degree allowed them to attain very high levels of physical exercise and training. A group of six healthy individuals with similar anthropometric characteristics served as a control.
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METHODS |
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Subjects.
The study was conducted in eight male subjects with mild-to-moderate
and fixed airflow obstruction. Forced expiratory volume in 1 s
(FEV1) was 85 ± 14% of
predicted, and the ratio of FEV1 to forced vital capacity (FVC) was 68 ± 5%. All individuals were smokers. None of these subjects suffered from respiratory exacerbation in the previous year. Six healthy men represented the control group.
All individuals were physically active in recreational activities. The
anthropometric and pulmonary function data are shown in Table
1.
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Protocol. On the screening day the subjects attended the laboratory for the completion of a clinical history, a physical examination, an electrocardiogram, and spirometry before and 20 min after inhaling salbutamol (200 µg) through a spacer. Flow was measured at the mouth by a screen-type heated pneumotachograph linear up to 16 l/s, coupled to a differential pressure transducer (Jaeger, Würzburg, Germany). Volume was obtained by integrating the flow signal. FEV1 and FVC were measured in triplicate and calculated according to the recommendations of the American Thoracic Society (1). FRC was measured with the subjects sitting in a constant-volume body plethysmograph (Jaeger) and slowly panting against a closed shutter at end-tidal expiration. After the shutter was opened, expiratory reserve volume and inspiratory vital capacity were measured, thus allowing total lung capacity (TLC) to be calculated. Predicted values are from Quanjer et al. (20). Lack of reversibility to bronchodilators was defined as an increment of FEV1 and/or a FVC <12% of predicted (20). The subjects were taught to perform partial forced expiratory maneuvers initiated from end-tidal inspiration and practiced until reproducible results were obtained. All subjects gave informed consent.
On the first study day, the subjects attended the laboratory in the midafternoon after a light meal. Full forced expiratory flow-volume curves were recorded in triplicate through a mass flow sensor (Vmax, SensorMedics, Yorba Linda, CA). Maximum voluntary ventilation (MVV) was measured in duplicate with the same mass flow sensor by asking the subjects to breathe as much as they could for 12 s. Blood pressure and heart rate (HR) were measured. The subjects were familiarized with a modified Borg scale to rate respiratory sensation during exercise. Zero indicated no breathlessness, and 10 indicated intolerable dyspnea. A symptom-limited exercise test was performed on an electronically braked cycle ergometer (Marquette, Hellige, EC560, Milwaukee, WI), with the subject wearing a noseclip and breathing through the mass flow sensor (dead space 75 ml) connected to a saliva trap. A 12-lead electrocardiogram was continuously recorded (Marquette, Hellige, Max Personal). Oxygen uptake (
O2) and carbon dioxide
output (
CO2) were measured breath by breath through rapid gas analyzers (Vmax, SensorMedics). Flow
was continuously measured during inspiration and expiration and
numerically integrated to determine volume. After a 3-min resting
measurement and a 2-min warm-up, the workload was increased by 20 W
every minute, with the subjects pedaling between 50 and 60 rpm until
they could no longer sustain the imposed load.
Tidal and partial forced expiratory flow-volume loops were recorded at
least three times at rest and once over the last 15 s of each
step during exercise as follows. After four to six regular breaths, the
subjects forcefully expired from end-tidal inspiration to near residual
volume and then inhaled to TLC. This was necessary to locate tidal and
partial flow-volume loops relative to TLC. Inspiratory capacity was
defined as the difference between end-tidal expiratory lung volume and
TLC and allowed FRC to be calculated at each step of exercise.
Partial forced expiratory flows near control FRC were calculated
at each step of the test to identify the potential changes in
maximal flow during exercise. Special care was taken to
maintain the position of the trunk fairly constant during
the test. Breathlessness was recorded at control and at the
end of each step of the exercise test by the subjects indicating a
number on the Borg scale. In 11 individuals who had never attended the
laboratory before, a practice exercise test was performed on a separate
day. The results of the first test are not reported.
The training program was performed on an automatic cycle ergometer
(Bikerace HC600, Technogym, Forlì, Italy), with sessions of 31 min each (including a 3-min warm-up and a 1-min cool-down), three times
a week for 2 mo, and at an intensity that produced 80% of the maximum
HR recorded during the initial exercise test. The load intensity was
gradually adjusted over the first three to four training sessions to
attain the desired HR. In the obstructed subjects, this intensity was
associated with tidal expiratory flow encroaching on forced expiratory
flow measured during a partial maneuver and was taken as an indication
of breathing under EFL conditions during training. By contrast, in
normal subjects tidal expiratory flow remained less than partial forced
flow at control FRC. For all subjects, HR at the training level was
well above the ventilatory anaerobic threshold (AT). As AT tends to
increase during training, an additional exercise test was performed 1 mo after the beginning of the program to adjust the training intensity according to the new AT. All sessions were supervised by a chest physiotherapist.
All measurements except MVV were repeated at the end of the training period.
Data analysis.
Only regular breaths recorded before the partial forced expiratory
maneuver were used for analysis of breathing pattern.
VT and inspiratory and
expiratory times (TI and
TE, respectively) were
calculated breath by breath and averaged over several breaths. This
allowed
E, f, mean inspiratory and
expiratory flows
[VT-to-TI and -TE ratio
(VT/TI
and
VT/TE,
respectively)], and the ratio of
TI to total respiratory cycle
duration (TT;
TI/TT)
to be computed. Partial forced expiratory flows were measured at the
same absolute lung volume near control FRC before the initial exercise
test. AT was determined from gas-exchange measurements (24) and
expressed as percent
O2 max.
Emax)
and its lowest value recorded at the beginning of exercise. Tidal
expiratory flow was computed at the same five steps by averaging flow
measured at 0.1, 0.5, and 1 liter above FRC over three breaths
preceding the forced partial expiratory maneuver. Forced expiratory
flow was computed by averaging flows recorded during the forced
expiratory maneuver at the same steps and at a constant absolute lung
volume corresponding to 0.1, 0.5, and 1 liter above the lowest FRC.
Therefore, a positive delta FRC indicates the occurrence of lung
hyperinflation during the steps, whereas a negative delta flow means
that tidal flow would exceed partial flow if FRC remained constant, and
thus indicates occurrence of EFL.
Statistics.
Student's unpaired t-test and a
2 test with Yates's correction
were used to analyze baseline differences between groups. A three-factor ANOVA for repeated measures was used to compare results between and within groups. A Newman-Keuls post hoc test was used for
multiple comparisons. P < 0.05 was
considered statistically significant. All values are expressed as means ± SD.
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RESULTS |
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Values for the ratio of FEV1 to FVC in the obstructed individuals were slightly but systematically less than the predicted values. Static lung volumes were similar between groups (Table 1).
Maximum exercise before physical training.
Although still in the predicted range, the maximum workload,
O2, and HR were
slightly but significantly less in the obstructed than in the normal
individuals (Table 2). In general,
hyperpnea in both groups was achieved by increasing
VT at the beginning of exercise
and f toward the end. In the normal subjects, FRC decreased soon after
the beginning of exercise, whereas end-inspiratory lung volume (EILV)
progressively increased. Figure
1B shows
the decrease in FRC and increase in EILV at maximum load compared with
control conditions. In two obstructed subjects, FRC increased early in
exercise when tidal expiratory flow encroached on maximal flow recorded
during the partial forced expiratory maneuver and tended to increase up
to a maximum value at the end of exercise (Fig.
1A). In the other six obstructed
individuals, FRC decreased and attained the lowest values soon after
the beginning of exercise. Then, it slightly increased only when tidal
expiratory flow exceeded maximum flow. The average intercept and slope
of the linear regression between delta FRC and delta flow calculated
for each subject were 0.15 ± 0.15 and
0.14 ± 0.10, respectively. In Fig.
2A, delta FRC is plotted against delta flow for each step of the test in all
obstructed subjects. The significant negative correlation (r =
0.59,
P < 0.001) shows that, as EFL
becomes worse, FRC tends to increase.
TI/TT
tended to increase slightly more in the normal subjects than in the
obstructed individuals. The
Emax-to-
maximum
O2
(
O2 max) ratio was not
significantly different between obstructed (33.2 ± 4.9) and normal
subjects (31.2 ± 3.6), nor was the
Emax-to-maximum
CO2
(
CO2 max)
ratio
(
Emax/
CO2 max; 29.3 ± 3.3 and 28.7 ± 2.9, respectively).
Breathlessness sensation was similar in both groups. Ventilatory AT was
similar in both groups.
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Maximum exercise after physical training.
Exercise performance improved in both groups, as suggested by
significant increments in maximum workload,
O2 max, and
Emax and no changes in HR.
TI/TT
tended to increase in the obstructed subjects while remaining constant
in the normal subjects. Also, AT significantly increased in all
subjects of both groups.
Emax/
O2 max was similar to before-training values in both obstructed (33.5 ± 4.9) and normal subjects (31.1 ± 3.6), and so was
Emax/
CO2 max (30.4 ± 3.8 and 29.2 ± 3.8, respectively). No significant
relationship was found between the increase in
O2 max and control
FEV1. Partial flow at the same
pretraining lung volume increased in both groups by a magnitude similar
to that before training (P < 0.05)
(Table 3).
E (Fig. 3).
In the obstructed individuals, delta FRC was negatively correlated with
delta EFL (r =
0.67,
P < 0.001) (Fig.
2B). In addition, whereas the
average intercept of the linear regressions computed for each subject
was similar to that before training (0.16 ± 0.16), the average
slope was significantly increased (
0.30 ± 0.16, P < 0.01). Taken together, these
data suggest that lung hyperinflation is likely regulated by
EFL and that experiencing the latter for a relatively long time may
lead to prompter reaction to the stimuli arising from the airways
undergoing EFL. EILV remained stable, so that
VT decreased and f
increased for any given
E.
TI/TT, VT/TI,
and
VT/TE remained
similar to values before training. In the normal individuals FRC tended
to decrease after training from the beginning of the test. EILV
remained stable; thus VT
increased and f decreased for any given
E. The Borg score was unchanged for similar
E levels of exercise in both
groups.
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DISCUSSION |
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The main results of this study are that after physical training in the
obstructed individuals there was an increase in FRC, producing smaller
VT and higher f when compared at
the same
E. In contrast, normal subjects
reduced FRC and f after training. As training in the obstructed
subjects was conducted at an intensity at which tidal flow exceeded
maximal flow at control FRC, these data would be consistent with the
hypothesis that the respiratory system does not adapt to the stimuli
arising downstream from the flow-limiting airways during exercise.
Technical aspects of the study.
According to the classic criteria (7, 24), none of our obstructed
individuals could be considered ventilatory limited during exercise as
the
Emax-to-MVV
ratio was well below 65-70%. However, all of them achieved
maximal flows at submaximal workloads, and two had to increase FRC to
generate more ventilation, which would suggest that the respiratory
system somehow imposed an impediment to exercise (2-5, 9, 11, 12,
18, 19, 21, 23, 27). Comparing tidal with partial forced expiratory
loops measured at the mouth, as we did in this study, may be useful in
identifying the occurrence of EFL, but it is not devoid of pitfalls.
For example, flow during a forced expiratory maneuver is underestimated
at a given volume because of thoracic gas compression (22). Well aware
of this problem, we avoided labeling as EFL the condition in which
tidal and maximal flows were equal. However, we are confident that EFL
conditions likely occurred in our patients during exercise when tidal
expiratory flow exceeded maximal flow. Because of volume history (8)
and time-dependence (14) effects on airway caliber, we measured flow
during a forced expiratory maneuver initiated from end-tidal
inspiration without any inspiratory pause. We found the maneuver fairly
easy for the subjects to understand and perform. In addition, measuring
expiratory flow at all workloads allowed bronchodilation to be revealed
during exercise, as suggested by the progressive and significant
increase in flow observed in both groups of subjects both before and
after training. Had we applied a negative expiratory pressure during
the various steps of the test, we could have been even more precise in
detecting EFL and overcome all the aforementioned technical problems.
However, even with the negative expiratory pressure technique we could
have missed cases of EFL that were limited to some regions in the lung but nevertheless crucial with respect to the regulation of breathing. Finally, we tried to quantitate the changes in FRC during exercise by
asking the subjects to take a deep breath to TLC soon after the partial
expiratory maneuver, so that FRC and EILV could be computed from TLC.
The validity of this method is based on the facts that TLC remains
relatively constant during exercise (4, 26) and the inspiratory
capacity well reflects the changes in FRC (4).
O2 max,
Emax,
and AT during the exercise test after training. In the second month of
the study, the intensity was adjusted according to the new AT measured
during an additional exercise test.
Breathing pattern during control exercise. Although exercise performance in the obstructed subjects was slightly less than in the normal subjects, it was still within the normal range, and the breathing pattern during cycling was basically similar in the two groups. The increase in ventilation was mostly produced by an increase in VT at the beginning of exercise and by an increase in f toward the end of it in both obstructed and normal subjects. This was accomplished by both a decrease in FRC and a progressive increase in EILV. Once decreased, FRC remained low for the rest of the test and did not increase near maximum loads, as conversely reported in very fit young individuals when maximum flow is attained at maximum exercise (13). These data are in line with the general belief that FRC does not increase if EFL is not attained (see below). In contrast to normal subjects, all obstructed individuals achieved and exceeded maximal flow near FRC at some steps during exercise. When this occurred, FRC tended to increase, although this was more evident in a few subjects. Although we do not have an evident explanation for this variable behavior within the obstructed group, we speculate that increasing FRC under these conditions may be a matter of the amount of EFL and/or degree of dyspnea determined by the compressed airways. These findings are consistent with previous data reported by Babb and Rodarte (3).
Effects of physical training on exercise hyperpnea.
In the normal subjects training was associated with a further increase
in VT and decrease in FRC. Even
though
E increased, tidal expiration
never attained maximum flow, allowing FRC to remain low until the end
of the test. Such a training-induced decrease in FRC and increase in
VT during exercise in the normal subjects may be considered as the most economic choice that allows physical performance to improve. This assertion is also based on the
assumption that decreasing FRC may help partition the work of breathing
between inspiratory and expiratory muscles at high ventilation (10).
Therefore, decreasing FRC and f seems to be part of a complex process,
due to physical training, that tends to optimize breathing.
E constant, f had to increase.
Among the many causes that could explain the increment of FRC with
training, we favor the one that links FRC to the minimum EFL. When
maximal flow is achieved during tidal breathing, the airways downstream from the flow-limiting segments collapse and may cause dyspnea (3, 5,
6, 12, 15, 16, 18, 21). To avoid such a sensation, subjects tend to
stop expiration prematurely at a volume at which EFL is absent or at a
minimum. Some of the obstructed subjects showed this pattern before
training. FRC initially dropped and then increased at high levels of
ventilation. EILV increased and then plateaued. The final increments in
E were mostly from f. After training, the
pattern was the same but more pronounced. At the same ventilation, FRC
decreased less, mean lung volume increased more, and f was higher. All
these findings raise the question of why a reflex response to impending
EFL at the same ventilation mostly occurred after physical training.
Although quite active in recreational activities, our obstructed
subjects certainly did not experience EFL often and regularly in their daily life. With training regularly imposed for 30 min three times a
week and for 2 mo at an intensity at which EFL could be sensed during
each breath, the subjects could have had enough time to mature and
refine a prompter response to EFL. Although we are aware of
the difficulty of proving this interpretation, we believe that the
significant increase in slope of the relationship between delta
FRC and delta flow would suggest that repeated stimuli
arising from the airways undergoing dynamic collapse may be perceived over time as unpleasant and generate prompter responses. On the other
hand, the increase in FRC recorded at maximum load after training could
be simply due to achieving higher
E and
thus higher tidal expiratory flow. With partial forced expiratory flow at maximum load remaining unchanged after training (Table 3), an
increase in tidal expiratory flow was necessarily associated with
greater degree of EFL and, in turn, greater hyperinflation.
In a recent study, Babb et al. (2) reported an increase in FRC during
exercise in healthy older individuals after physical training, which
apparently seems to be in contrast to the response in our normal
younger individuals. We do not have a clear explanation for this, but,
as aged healthy people may easily attain maximum flow even below
maximum workload (11), we speculate that during physical training they
may experience EFL conditions and consequently behave like our patients
with mild-to-moderate airflow obstruction.
It is a fact that two opposite responses of the respiratory system
during exercise to long-standing physical training were associated with
unmodified breathing sensation for the same ventilation but for greater
workloads. In normal subjects, this was likely due to a balance between
the sparing of some of the inspiratory work of breathing and greater
activation of the expiratory muscles occurring after decreasing FRC. In
contrast, the unmodified breathlessness in the obstructed subjects
could have been due to the decrement in EFL, which weighted on the
breathing sensation in a manner similar to the increase in elastic work
of breathing at a higher lung volume.
Our study raises the question of how more rapid breathing at higher FRC
during exercise could be tolerated after training. The cost of
decreasing EFL by increasing mean lung volume and f is an increased
load on inspiratory muscles. Although we do not have clear, direct
evidence for this, we speculate that if exercise training conditioned
the inspiratory muscles, the load of diminishing EFL would be smaller
relative to inspiratory muscle capacity, and the subjects would adopt a
pattern that decreased EFL.
In contrast to Yerg et al. (25), in neither group did we find a
significant decrement in
E/
O2
at maximal or submaximal loads after physical training. We believe that
this was likely due to the fact that all our subjects were quite
physically active before the study. Had they been previously sedentary,
physical training could have revealed greater and more substantial
decrements in
Emax
for any given
O2 max.
Conclusions. The results of this study are consistent with the hypothesis that experiencing EFL for a certain time still triggers strong signals during exercise, prompting specific reactions of the respiratory system during exercise. Although abnormal, such responses do not prevent exercise capacity from improving, so long as the intensity of physical training remains above the anaerobic threshold.
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ACKNOWLEDGEMENTS |
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The authors thank Prof. E. Uslenghi and technical staff members (S. Cagliero, O. Isaia, D. Dutto, and V. Marino) for invaluable cooperation; Dr. C. Biolé for data reduction; R. Perissin from SensorMedics Italia for technical assistance; and all the participants, without whose enthusiasm the study could not have been successfully carried out.
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FOOTNOTES |
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This study was supported in part by a grant from Ministero dell' Università e della Ricerca Scientifica e Tecnologica, Rome, Italy.
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Address for reprint requests and other correspondence: V. Brusasco, Cattedra di Fisiopatologia Respiratoria, Dipartimento di Scienze Motorie e Riabilitative, Università di Genova, Largo R. Benzi 10, 16132 Genova, Italy (E-mail: brusasco{at}dism.unige.it).
Received 30 March 1999; accepted in final form 22 July 1999.
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