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1 Department of Biomedical Science, University of Wollongong, Wollongong, New South Wales 2522, Australia; and 2 School of Kinesiology, Simon Fraser University, Burnaby, British Columbia Canada, V5A 1S6
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ABSTRACT |
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Upright immersion imposes a pressure imbalance
across the thorax. This study examined the effects of air-delivery
pressure on inspiratory muscle work during upright immersion. Eight
subjects performed respiratory pressure-volume relaxation maneuvers
while seated in air (control) and during immersion. Hydrostatic,
respiratory elastic (lung and chest wall), and resultant static
respiratory muscle work components were computed. During immersion, the
effects of four air-delivery pressures were evaluated: mouth pressure (uncompensated); the pressure at the lung centroid
(PL,c); and at
PL,c ±0.98 kPa. When
breathing at pressures less than the
PL,c, subjects generally
defended an expiratory reserve volume (ERV) greater than the immersed
relaxation volume, minus residual volume, resulting in additional
inspiratory muscle work. The resultant static inspiratory muscle work,
computed over a 1-liter tidal volume above the ERV, increased from 0.23 J · l
1,
when subjects were breathing at
PL,c, to 0.83 J · l
1 at
PL,c
0.98 kPa
(P < 0.05), and to 1.79 J · l
1 at
mouth pressure (P < 0.05). Under the
control state, and during the above experimental conditions, static
expiratory work was minimal. When breathing at
PL,c +0.98 kPa, subjects adopted
an ERV less than the immersed relaxation volume, minus residual volume, resulting in 0.36 J · l
1 of
expiratory muscle work. Thus static inspiratory muscle work varied with
respiratory loading, whereas
PL,c air supply minimized this
work during upright immersion, restoring lung-tissue, chest-wall, and
static muscle work to levels obtained in the control state.
breathing apparatus; lung centroid pressure; pressure breathing; pulmonary mechanics; static loading; work of breathing
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INTRODUCTION |
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HYPERBARIC IMMERSED EXERCISE elevates the work of breathing and is frequently accompanied by dyspnea, which is often beyond that which may be explained on the basis of increased gas density alone (6, 20, 23). Upright immersion imposes a pressure imbalance on the respiratory system, similar to that seen with negative-pressure breathing (1, 8, 19), which results in elevated elastic work (7, 13, 17), elevated flow-resistive work (7, 13), and increased pulmonary resistance (4, 11, 12). Each of these perturbations, on their own, may account for dyspnea during immersed hyperbaric exercise. Accordingly, it is of concern to divers using mouth-held demand regulators that such mechanical changes be reduced, permitting greater comfort and safety. This investigation focuses solely on changes in static respiratory muscle work during immersion and breathing-pressure manipulation. We sought to more precisely quantify this respiratory work, and to evaluate the efficacy of breathing-pressure manipulation in minimizing the elastic (static) work of breathing.
In healthy subjects seated and breathing air, the end-expiratory lung volume (EELV) is usually close to the respiratory relaxation volume (Vrel), the lung volume that is obtained when the glottis is open and respiratory muscles are completely relaxed. However, Taylor and Morrison (20) have shown that when subjects are immersed upright in water, Vrel is dramatically reduced, with subjects apparently defending a higher EELV, rather than permitting the thorax to relax completely. Such a volume defense would elevate respiratory muscle tone, without necessarily contributing to ventilation. This group has also found that the relationship between EELV and Vrel could be restored to nonimmersed control levels if breathing gas was supplied at lung centroid pressure (PL,c), a pressure of +1.33 kPa relative to the hydrostatic pressure at the sternal notch (18). The nonequivalence of these lung volumes indicates that, during immersion, static respiratory work cannot be computed by simply using the system Vrel, as performed by Hong et al. (7) and Sterk (17), but must be derived with an allowance for a volume-defense component. Such an allowance will incorporate discrete elastic and hydrostatic components of the static respiratory muscle work.
The purpose of this investigation was to first determine the effects of immersion and subsequent breathing-pressure manipulations on lung-tissue, chest-wall, and total respiratory elastic work. Second, using differences between the EELV and Vrel for these experimental conditions, we sought to fractionate static respiratory work into its elastic, hydrostatic, and muscle work components. This unique approach allowed a more complete evaluation of the role of breathing gas-delivery pressure in the amelioration of immersion-induced respiratory mechanical changes. The central focus of this evaluation surrounds the capacity of such manipulations, within an air-supply system, to modify static respiratory muscle work, since, when this component approaches zero, the combined man-machine system approximates optimal efficiency.
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METHODS |
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Eight nonsmoking men with normal lung-function history, aged 20-40 yr, participated as subjects. Experiments were conducted with the subjects seated upright in air (control) and during total upright submergence in water regulated to 34.8 ± 0.5°C. Immersion trials were performed with subjects wearing a modified diving hood (Kirby Morgan band mask), which enabled the application of positive facial and pharyngeal counterpressure during immersion (13). All methods were implemented as approved by the Ethics Review Committee of Simon Fraser University, Canada.
Definitions
PL,c. The air-supply pressure required to elicit a pressure displacement of the immersed, total respiratory relaxation volume (Vrel,i) back to the value obtained when seated in air (18).
Lung volumes. 1) EELV: total lung volume at the end of expiration including residual volume (RV); 2) expiratory reserve volume (ERV): the volume of air that may be exhaled from the end of expiration (excludes RV). In the present paper, the use of EELV implicitly includes RV, whereas ERV use implicitly excludes RV. Relaxation volume (Vrel). The lung volume obtained after respiratory muscle relaxation (glottis open) with the airway unoccluded. When obtained during immersion, it becomes the immersed relaxation volume (Vrel,i). In this paper, both Vrel and Vrel,i were measured and reported as volumes above RV. Subjects were trained to perform reproducible, pressure-volume relaxation maneuvers between RV and total lung capacity, both in air and during full upright immersion. Immersion trials were performed with air provided from a demand regulator positioned at the sternal notch. Each maneuver was performed as a series of inspiratory (only) steps, always commencing at RV. Five to ten relaxations against an airway opening occlusion (glottis open: Vrel,occ) were performed, each lasting 4-6 s, with the full procedure repeated over five to seven trials. Several large tidal breaths were taken between successive trials to minimize volume-history influences. Between trials, for any one subject, relaxations were performed at different lung volumes, as determined by the experimenter, to ensure maximal distribution of pressure-volume coordinates along the relaxation curve. The Vrel,occ differed from the system Vrel, since the airway opening was occluded by the experimenter before relaxation, thereby preventing the system from assuming its condition-specific Vrel. Transrespiratory (P'trs) and transpulmonary pressures (Ptp) were measured at each relaxation pause, whereas the lung volume above RV was determined from the integration of inspiratory flow between successive pauses and summed across each trial. Transthoracic pressure (P'tth) was derived by subtraction (P'tth = P'trs
Ptp). Details of these methods have been reported elsewhere
(13). The use of a prime in P'trs and P'tth indicates that
these variables were not yet adjusted for the hydrostatic effects
associated with submersion and a negative air-supply pressure (see below).
Respiratory airflows were measured by using a heated pneumotachograph
(Fleisch) coupled to a differential pressure transducer (Validyne DP103
±0.25 kPa). Uncorrected P'trs was obtained by using a
differential pressure transducer (S.E. Laboratories SE 1150 ±6.2),
as the difference between static alveolar pressure (PA, at the mouth) and body
surface pressure at the sternal notch (Pst, water column; Fig.
1). Pleural pressure was approximated from esophageal pressure, by using an esophageal balloon (10 cm long,
wall thickness 8.45 × 10
3 mm) and catheter (ID
1.35 mm) connected to one side of a second differential pressure
transducer (Validyne MP45 ±3.92 kPa). The other side monitored
PA, so that Ptp was obtained
from this transducer as the absolute difference between
PA and esophageal pressure. Outputs from both transducers were amplified (S.E. Laboratories SE423/1E amplifier demodulator), whereas flow signals were amplified (Daytronic LVDT, model 9130) and low-pass filtered at 5 Hz (Rockland model 432). All data were sampled at 50 Hz by using an
analog-to-digital converter (Tecmar Labpac) and stored by using an IBM
personal computer. Lung volumes were derived by digital integration of flow across time and converted to BTPS
conditions.
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PL,c; Ptth = Ptrs
Ptp).
With this correction, both the Ptrs-volume and Ptth-volume curves move
leftward by a pressure equal to the PL,c of each subject. The Ptp
and corrected Ptrs and Ptth coordinates were used for all subsequent calculations.
With the use of pressure-volume relationships referenced to
PL,c it was possible to study
the effects of changes in the gas-delivery pressure on static
respiratory work components. This was justified, since it has been
demonstrated that immersion produces a parallel displacement of the
total system respiratory compliance curve (1, 8, 18), with minimal
effects on the plethysmographically determined RV (15). In the control
and immersed trials, the ERV was determined spirometrically. Because
both Vrel and Vrel,i were measured above RV in the present
investigation and in our previous experiments (13, 18, 20, 21), direct
volume comparisons between ERV, Vrel, and Vrel,i were possible, and
this approach has been adopted below, unless otherwise stated. In the
immersed state, subjects breathed under steady-state conditions at each of four air-supply pressures (see Ref. 20): Pm (an
uncompensated pressure simulating use of a mouth-held demand regulator,
where air-supply pressure equals the hydrostatic pressure at the
mouth); PL,c air supply (using a
mean PL,c of +1.33 kPa relative
to Pst; see Ref. 18); and at 0.98 kPa above and below
PL,c. This was accomplished by
altering the vertical position of the demand regulator, relative to the
seated subject. Subsequently, by using the ERV and Vrel,i as starting
points, the impact of these four breathing loads on static respiratory
muscle work was investigated.
Control and immersion pressure-volume (compliance) curves for the total
respiratory system, lung tissue, and chest wall were constructed from
an average of 40 (control, SD 7.7) and 36 (immersed, SD
9.0) data points. Curves were analyzed by using least
squares, best fit polynomials, with the equation providing the best fit being used for each compliance curve of any given subject (all correlations were >0.9). The coefficients of each equation were used
to compute respiratory, lung-tissue, and chest-wall compliances and the
components of static respiratory work. Respiratory work was computed
over a standard 1-liter tidal volume by using two methods. The methods
differed only on the basis of the lung volume from which the static
work computations commenced. Traditionally, such computations are
performed from the Vrel and the Vrel,i (14). However, in states other
than seated at rest breathing air, subjects have been shown to defend
lung volumes both above and below the Vrel,i (20). Thus a comparison
between the static work calculations from both methods permitted an
assessment of the additional static respiratory work involved in
defending a lung volume other than the Vrel,i.
In the first method (method A),
static work computations commenced from each subject's ERV (point
V1 in Fig.
2A).
That is, the ERV was not assumed to equal Vrel,i and could fall at any point (T) along the transrespiratory pressure-volume curve. Figure 2A corresponds with the defense of an
ERV greater than the predicted Vrel,i (20). To permit comparisons
across breathing pressures, work components were calculated from a
common reference pressure, taken to be the
PL,c (zero-pressure ordinate in
Fig. 2), rather than the pressure at the Vrel,i (denoted by line WZ).
The point X designates the intercept of the Ptrs-volume curve and the
Vrel,i. For simplicity, Fig. 2A only
illustrates a negative air-supply pressure situation (Pm), relative to
PL,c. Figure
2B represents the same calculations,
but at a higher lung volume, where subjects tend to defend an ERV less
than the predicted Vrel,i (20). This is an example of positive-pressure
air supply (PL,c +0.98 kPa) relative to PL,c. Whereas these
schematics cannot represent all possible combinations of the ERV and
Vrel,i data, they do illustrate situations of ERV defense applicable to
seven of the eight subjects (data from all eight subjects were analyzed
and reported).
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RESULTS |
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Under dry (control) conditions, the mean compliance of the lung, chest
wall, and total respiratory system were 3.15 ± 0.63, 3.66 ± 0.57, and 1.60 ± 0.16 l/kPa, respectively. Isovolume
compliances, computed over a 1-liter volume from the control Vrel, did
not change significantly during immersion, with respective means of 3.65 ± 0.25, 5.35 ± 0.19, and 2.05 ± 0.19 l/kPa;
P > 0.05. Representative pressure-volume data
for control (Fig. 3,
A and
C) and immersed trials (Fig. 3,
B and
D) for two subjects are given in
Fig. 3. The transrespiratory and transthoracic curves during immersion moved leftward by 2.02 kPa (Fig. 3B)
and 1.25 kPa (Fig. 3D), when pressures were adjusted to PL,c
(see METHODS).
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During control trials, lung-tissue elastic work was 0.66 ± 0.12 J · l
1.
Typically, chest-wall elastic work is negative, since people breathe
below the Vrel of the thorax. Accordingly, chest-wall elastic work
averaged
0.39 ± 0.06 J · l
1.
Total system elastic work contained primarily positive, but also some
negative, elastic components: 0.27 ± 0.07 and
0.01 ± 0.01 J · l
1,
respectively. Energy to perform this positive work was provided by the
inspiratory muscles, since the mean control Vrel was equivalent to the
control ERV (2.19 ± 0.11 and 2.13 ± 0.11 liters
BTPS, respectively; P > 0.05).
Elastic work partitions of the lung and chest wall
(method A: areas
V1LUV2
and
V1RCV2),
for the control and immersed pressure breathing conditions, are
summarized in Fig. 4. All components were
computed from ERV and represent the change in tissue energy storage
over a 1-liter tidal volume. Lung-tissue work was always positive,
whereas chest-wall work was negative. Under the immersed state, moving
from the most negative (Pm) to positive-pressure breathing
(PL,c +0.98 kPa), the lung
tissue gained elastic energy with each breathing pressure increment,
whereas the chest wall, as part of this reciprocating system, lost
stored elastic energy.
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The total-respiratory elastic work (method
A: area
V1TSV2),
the work performed by the demand regulator on the subject (area V1WZV2),
and the resultant static respiratory muscle work computed from ERV
(areas WTX and XSZ) are summarized in Fig.
5. Table 1 contains the ERV for each
air-supply pressure. When air was supplied at Pm during immersion, the
elastic work performed on the lung tissue, chest wall, and total
respiratory system was significantly different from that obtained under
control conditions (P < 0.05).
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The central focus of this project was an evaluation of the effect of breathing-pressure manipulation on static respiratory muscle work. This is seen in Fig. 5C. Positive (inspiratory) and negative (expiratory) components existed in all conditions, with the latter being minimal for all but the PL,c +0.98 kPa breathing pressure. During immersion, when air was provided at Pm, static inspiratory muscle work was elevated more than sixfold relative to control (P < 0.05), thereafter decreasing sequentially with each breathing-pressure increment. Only at the PL,c air supply did the inspiratory muscle work approximate that obtained in the control state (P > 0.05). Static expiratory muscle work was performed to defend ERV against the positive-pressure bias of the demand regulator. This was only observed to a significant extent during PL,c +0.98 kPa pressure breathing. In this state, the ERV was defended at 1.2 liters lower than the corresponding Vrel,i (3.18 ± 0.29 vs. 4.39 ± 0.21 liters BTPS, respectively; P < 0.05), resulting in a significant elevation in expiratory muscle work over the control level (P < 0.05).
Static muscle work was also computed from the control Vrel, and the
Vrel of the immersed lung-chest wall system Vrel,i at each of the four
breathing pressures (method B: Fig.
2C, area TSQ). All muscle work was
positive (inspiratory). This analysis permitted an assessment of the
extent to which the failure to consider the work performed during ERV
defense would result in erroneous computations of muscle work (i.e., a
comparison of methods A and
B). For the control state,
inspiratory muscle work was equivalent between methods (0.26 ± 0.07 vs. 0.33 ± 0.06 J · l
1,
P > 0.05; methods
A and B,
respectively). Similarly, under the PL,c condition, both methods
produced equivalent outcomes (0.23 ± 0.08 vs. 0.27 ± 0.02 J · l
1,
P > 0.05; respectively). These
similarities are due to the closeness of the ERV and Vrel,i in the
control and PL,c conditions.
However, method B resulted in errors
when ERV was defended at some volume other than the system Vrel,i
(Table 1) and significantly underestimated inspiratory muscle work for
situations in which a negative air-supply pressure existed (Pm and
PL,c
0.98 kPa;
P < 0.05), with muscle work being
only 60% (1.08 ± 0.11 J · l
1)
and 62% (0.52 ± 0.01 J · l
1)
of the respective values computed by using method
A (Fig. 5C). During
positive-pressure breathing
(PL,c +0.98 kPa),
method B resulted in inspiratory
muscle work (0.25 ± 0.05 J · l
1),
whereas method A showed this work to
be predominantly expiratory (Fig. 5C,
P < 0.05).
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DISCUSSION |
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The analyses reported herein provide a unique and novel treatment of the effects of pressure breathing on static respiratory work during upright immersion. We have identified three forms of work that must be considered when evaluating the static work of pressure breathing: elastic work performed on or by tissues; hydrostatic work (relative to PL,c); and static respiratory muscle work, which may be separated into inspiratory and expiratory components. Of particular concern to the immersed diver is the muscular effort required during tidal breathing, for it is this additional respiratory work that may predispose the diver to dyspnea (6, 19, 22), elevating the work-related risks associated with hyperbaric immersion. Our observations have demonstrated the capacity of breathing pressure manipulations (i.e., gas-delivery pressure) to modify the static respiratory work of the immersed diver.
Uncompensated immersion (Pm) significantly elevated the static muscle work (Fig. 5C) due to two effects: decreased respiratory compliance at lower lung volumes; and the pressure difference between the air-supply pressure (Pm) and respiratory recoil pressure at end expiration, attributed to active EELV (ERV+RV) defense during immersion. Increments in gas-delivery pressure sequentially reduced static muscle work, with values obtained at PL,c most closely matching those observed under control nonimmersed conditions. It must be noted that PL,c air supply represents a positive pressure at the mouth but a neutral pressure at the midthoracic alveoli. Thus, unless the facial regions are also supplied with an equivalent positive pressure (Fig. 1), subjects will experience oropharyngeal distension, resulting in both altered respiratory sensations and some level of discomfort (23).
When air was supplied at PL,c
+0.98 kPa (positive-pressure breathing), subjects maintained an ERV
less than the Vrel,i. In this condition, expiratory (negative) muscle
work was performed against the positive-pressure bias of the demand
regulator (Fig. 5C) to actively
defend the ERV at a volume below the system Vrel,i. Taylor and Morrison
(20) reported disparities between the ERV and the unoccluded Vrel,i
during immersion, when the air was not provided at the
PL,c. It was postulated that
elevated muscle tone accompanying this active lung volume defense could
invalidate static respiratory work calculations, if computed from the
Vrel,i (Fig. 2C) rather than from
the ERV. When the present data were analyzed from both the ERV
(method A) and Vrel,i
(method B), during both
positive-pressure and negative-pressure breathing (relative to
PL,c), static respiratory muscle
work differed significantly. During negative-pressure breathing (Pm and
PL,c
0.98 kPa), the latter method underestimated respiratory muscle work. The additional work, derived when calculations were performed from the ERV, was attributed to the hydrostatic load, resulting from the pressure difference between the air-supply pressure and the static respiratory recoil pressure at end expiration. This load is shown as area TWZQ of
Fig. 2A, where
V1 is the ERV.
It is unclear why subjects chose a tidal volume excursion commencing at a volume other than the Vrel,i. In this instance, inspiratory muscle work would have been minimized during negative-pressure breathing, while expiratory work would have been minimized in all instances. It is possible that the EELV is defended in response to a volume-dependent reflex or due to changes in respiratory comfort (perhaps via proprioceptive feedback) encountered at high and low lung volumes. At low lung volumes, expiratory airway resistance is substantially elevated (4, 11, 13), and the choice of the EELV may represent a compromise that attempts to minimize total respiratory work, in the face of conflicting static and flow-resistive respiratory work changes (13) encountered during tidal breathing at low lung volumes.
Alternatively, the EELV may be influenced by dynamic airway closure during negative-pressure breathing. Sterk (16), Dahlbäck et al. (3), and Taylor and Morrison (21) have each shown that dynamic lung compliance is reduced at low lung volumes. As this effect is not seen in the static lung compliance, it is unlikely that it represents an actual change in lung-tissue elasticity. It is possible that such changes in dynamic lung compliance represent either a measurement artifact (21) or result from airway closure during expiration, as demonstrated by Dahlbäck and Lundgren (5). Because the ERV differs systematically from the Vrel,i in response to both positive and negative respiratory loading (14, 20), it is unlikely that airway closure is the sole determinant. Instead, it is probable that the EELV is determined by some combination of the above factors.
The air-supply pressures used in this study were physically analogous to positive- and negative-pressure breathing, relative to the neutral supply at PL,c. Previously, Rahn et al. (14) found that, when subjects were breathing at neutral and negative pressures, elastic work was inspiratory, whereas during positive-pressure breathing inspiratory work decreased as expiratory work developed. The present data show a similar pattern (Fig. 5C), with positive-pressure breathing introducing a substantial component of expiratory work, which does not exist in normal (control) respiration. Whereas positive-pressure breathing has clear and well-established clinical applications, and it eliminates static inspiratory muscle work, it is suggested that positive-pressure breathing should be approached with caution during immersion. Not only does it introduce significant expiratory work but it has been shown to produce pharyngeal discomfort (unless appropriately countered; see Ref. 23), to modify cardiac output (24), to increase pulmonary shunting (10), and to precipitate dyspnea (9) and respiratory fatigue (2).
The results of this study not only highlight errors that may be introduced when respiratory static work components are derived without due consideration for the actual end-expiratory lung volume but they further emphasize the importance of providing breathing-pressure compensation for workers during upright immersion. Thus breathing air at a pressure equal to the PL,c most closely reproduced the control static inspiratory work. Air supply at PL,c has previously been shown to best replicate control pulmonary resistance (12), to minimize dyspnea during hyperbaric exercise (19), and to reproduce lung volume dimensions that exist in air (20). Hence, PL,c is recommended as the preferred air-supply pressure during upright immersion, provided that the breathing apparatus design also accommodates transpharyngeal and facial counterpressures.
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ACKNOWLEDGEMENTS |
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The authors thank Drs. D. R. Stirling and D. Hedges; E. A. Taylor, V. Stobbs, and G. Morariu for technical assistance; and the subjects for their patient cooperation.
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FOOTNOTES |
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This study was conducted at the Environmental Physiology Unit, Simon Fraser University, Burnaby, BC, Canada, and was supported by the Natural Sciences and Engineering Research Council of Canada (Strategic Grant number G 0872).
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Address for reprint requests: N. A. S. Taylor, Dept. of Biomedical Science, Univ. of Wollongong, Northfields Ave., Wollongong, NSW 2522, Australia (E-mail: nigel_taylor{at}uow.edu.au).
Received 17 August 1998; accepted in final form 7 June 1999.
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