Journal of Applied Physiology
HOME HELP FEEDBACK SUBSCRIPTIONS ARCHIVE SEARCH TABLE OF CONTENTS
 QUICK SEARCH:   [advanced]


     


J Appl Physiol 87: 910-919, 1999;
8750-7587/99 $5.00
This Article
Right arrow Abstract Freely available
Right arrow Full Text (PDF) Free
Right arrow Submit a response
Right arrow Alert me when this article is cited
Right arrow Alert me when eLetters are posted
Right arrow Alert me if a correction is posted
Right arrow Citation Map
Services
Right arrow Email this article to a friend
Right arrow Similar articles in this journal
Right arrow Similar articles in PubMed
Right arrow Alert me to new issues of the journal
Right arrow Download to citation manager
Citing Articles
Right arrow Citing Articles via HighWire
Right arrow Citing Articles via Google Scholar
Google Scholar
Right arrow Articles by Li, A.
Right arrow Articles by Nattie, E. E.
Right arrow Search for Related Content
PubMed
Right arrow PubMed Citation
Right arrow Articles by Li, A.
Right arrow Articles by Nattie, E. E.
Vol. 87, Issue 3, 910-919, September 1999

CO2 microdialysis in retrotrapezoid nucleus of the rat increases breathing in wakefulness but not in sleep

Aihua Li, Margaret Randall, and Eugene E. Nattie

Department of Physiology, Dartmouth Medical School, Lebanon, New Hampshire 03756-0001


    ABSTRACT
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Central chemoreceptors are widespread within the brain stem. We suggest that their function at some sites may vary with the state of arousal. In this study, we tested the hypothesis that the function of chemoreceptors in the retrotrapezoid nucleus (RTN) varies with sleep and wakefulness. In unanesthetized rats, we produced focal acidification of the RTN by means of a microdialysis probe (tip containing the semipermeable membrane = 1-mm length, 240-µm diameter, and 45-nl volume). With the use of a dialysate equilibrated with 25% CO2, the tissue pH change (measured in anesthetized animals) was 1) limited to within 550 µm of the probe and, 2) at the probe tip, was equivalent to that observed with end-tidal PCO2 of 63 Torr. This focal acidification of the RTN increased ventilation significantly by 24% above baseline, on average, in 13 trials in seven rats only during wakefulness. The effect was entirely due to an increase in tidal volume. During sleep defined by behavioral criteria, ventilation was unaffected, on average, in 10 trials in seven rats. During sleep, the chemoreceptors in the RTN appear to be inactive, or, if active, the respiratory control system either is not responding or is responding with very low gain. Because ventilation is increased during sleep with all central chemoreceptor sites stimulated via systemic CO2 application, other central chemoreceptor locations must have enhanced effectiveness.

central chemoreception; arousal; carbon dioxide response; medulla; control of breathing


    INTRODUCTION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

CENTRAL CHEMORECEPTORS MEDIATE changes in breathing and blood pressure in response to changes in CO2 and H+ within the brain (14, 16-18, 23). Whereas early work located central chemoreceptors at sites just beneath the ventral medullary surface (14, 16), recent experiments in vitro and in vivo have indicated that they have a widespread distribution within the brain stem (4, 5, 13, 17-19). These locations include the regions superficially just beneath the surface of the ventral lateral medulla, the nucleus tractus solitarius, the locus ceruleus, the midline raphe, and the ventral respiratory group. Why are central chemoreceptors located at so many sites? We hypothesize that some chemoreceptor sites vary in their effectiveness, depending on the state of arousal.

In this study, we focused on one part of the chemosensitive region lying just beneath the rostral ventral medullary surface, the retrotrapezoid nucleus (RTN). We asked whether the response to focal acidification of the RTN differs during wakefulness vs. sleep. The RTN is one of several brain stem sites that communicate with the respiratory control network (1, 6, 7, 17, 18, 30). Destruction of the RTN in anesthetized and decerebrate animals reduces resting ventilatory output, often to apnea, and substantially reduces the ventilatory response to systemic CO2 stimulation (17, 20). Focal CO2 stimulation of the RTN in anesthetized animals increases ventilatory output by 25-40% of the change observed with stimulation of all central chemoreceptor sites by systemic CO2 stimulation (13). The RTN appears to provide two sources of input to the respiratory control network: tonic and chemosensory. However, lesions of the RTN in unanesthetized rats (1) and cooling of the rostral ventrolateral medulla (RVLM), including the RTN in unanesthetized goats (9, 21), result in much less dramatic effects. Ventilation (VE) at rest during wakefulness is unchanged (1) or decreased slightly (9, 21), and the response to CO2 is decreased much less in comparison to responses to RTN disruption in anesthetized animals (1, 9, 21). These data suggest that the role of the RTN may vary considerably in different arousal states.

In this study, we used a microdialysis probe (3) (CMA/Microdialysis, Acton, MA) to produce a focal acidosis in the RTN of unanesthetized, unrestrained rats. The probe tip with semipermeable membrane is 1 mm in length and 240 µm in diameter, with a volume of 45 nl. The guide tube and dialysis probe are made of a rigid, sturdy material, allowing their use in a chronic animal. In a separate group of anesthetized rats, we measured the distribution of tissue pH changes during dialysis with this probe. Although we have produced a very focal tissue acidosis with rapid and reversible pH changes in the chemoreceptor regions of anesthetized animals by a CO2 diffusion pipette (13), this glass pipette has limitations in unanesthetized and unrestrained animals.


    METHODS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

General Preparation

Anesthetized group. Seventeen male Sprague-Dawley rats (300-450 g) were anesthetized with alpha -chloralose (60 mg/kg) and urethan (550 mg/kg). The trachea, femoral artery, and vein were cannulated. We paralyzed the rats with Gallamine triethiode (3 mg/kg) and artificially ventilated them with 100% O2. The arterial blood pressure and end-tidal PCO2 were monitored, and rectal temperature was maintained at 37.6°C. Bilateral thoracotomies were performed, and a positive end-expiratory pressure of 3-5 cmH2O was maintained during the experiment. Both vagi were cut, and the ventral medullary surface was surgically exposed. The phrenic nerve was isolated, cut, and placed on a bipolar electrode for recording. Phrenic nerve activity was amplified (BMA831 amplifiers, Charles Ward), rectified, and integrated. Integrated phrenic nerve amplitude (PNA), arterial blood pressure, and end-tidal PCO2 were recorded on a strip-chart recorder (MFE 1400, MFE).

CO2 microdialysis and pH electrodes. A microdialysis probe (CMA/11, CMA/Microdialysis) with 1-mm length of cuprophane membrane and 0.24-mm outside diameter was placed directly into the RTN region from the ventral surface and was connected to a syringe pump for dialysis. A pH electrode coupled to a potentiometer (model EA920, Orion Research) was placed at various distances from the dialysis probe to monitor the tissue pH change. Each rat received one dialysis probe and one pH electrode. The details of the construction of the pH electrode were described previously (5, 13). To allow comparison of tissue pH among animals, the changes in each animal were normalized to the response of the electrode in vivo to the change in end-tidal CO2 from 4 to 9%. All pH electrodes were calibrated in vitro by using standard buffer solutions at pH values of 4, 6, 7, and 10 before and after the experiment.

Conscious group. Fifteen male Sprague-Dawley rats (300-450 g) were anesthetized with ketamine (100 mg/kg im) and xylazine (20 mg/kg ip). The crown of the skull was shaved, and the skin sterilized with betadine and alcohol. The head was placed into a Kopf stereotaxic holder, and a dialysis guide cannula (0.38 mm outer diameter) with a dummy was implanted into the medulla. Each rat received one guide tube. The coordinates for probe placement were 2.2 mm caudal and 1.8 mm lateral from lambda and 10.6-10.8 mm below the dorsal surface. The guide cannula was secured with cranioplastic cement, and the wound sutured. The abdominal surface was shaved, the skin was sterilized, an incision was made through the linea alba, and a sterile telemetry temperature probe (TA-F20, Data Sciences, St. Paul, MN) was placed in the abdominal cavity. The incision was closed, and the animal was allowed to recover for 3-4 days. Of the 15 rats, 9 resulted in successful experiments, 7 with guide tubes in the RTN and 2 with guide tubes placed outside of the RTN region.

CO2 dialysis solution. The artificial cerebrospinal fluid (aCSF) was equilibrated with 1) 5%, 2) 25%, 3) 50%, or 4) 100% CO2. The composition of the aCSF was (in mM) 152 sodium, 3.0 potassium, 2.1 magnesium, 2.2 calcium, 131 chloride, and 26 bicarbonate. The calcium was added after the aCSF was warmed to 37°C and equilibrated with CO2. The pH of each solution was monitored to ensure that the equilibration was reliable.

VE measurement. The plethysmograph chamber used in these experiments is similar to the setup described by Jacky (12) and Pappenheimer (22). The analog output of the pressure transducer was recorded on a strip-chart recorder (model 1200, Honeywell) and on tape by using a Vetter Digital system (model 3000A). The animal chamber operates at atmospheric pressure, with the inflow and outflow of inspired gases balanced to prevent hyper- or hypobaric conditions in the box. The inflow gas was humidified, and the flow rate was controlled by a flowmeter (model 7491T, Matheson). The outflow port was connected to the in-house vacuum system via a flowmeter. A high-resistance "bleed" of the outflow line provided ~100 ml/min of outflow gas to the O2 analyzer (model SA-3, Applied Electrochemistry). The flow rate through the plethysmograph was maintained at or above 1.4 l/min to prevent CO2 rebreathing. The plethysmograph was calibrated with 0.3-ml injections.

O2 consumption (VO2) and temperature measurement. VO2 was measured by calculating the difference in O2 content between inspired and expired gas. VO2 = (Vin × FIO2) - (Vout × FIO2), normalized to ml · g body wt-1 · h-1, where Vin is inflow, FIO2 is fractional inspired O2, and Vout is outflow. The inflow O2 content was calibrated at the beginning of each experiment, and the flow rate of gas was set at 1.4-1.5 l/min. The outflow content of O2 was read constantly from the O2 sensor during the experiment. The chamber temperature was measured by a thermometer inside the chamber. Rat body temperature was measured by using the analog output via telemetry from the temperature probe in the peritoneal cavity.

Anatomic analysis. At the end of the experiment, the rats were killed, and the medulla was quickly removed and fixed in 4% paraformaldehyde. Brain stems were frozen and then sectioned at 50-µm thickness with a Reichert-Jung cryostat. The sections were counterstained with cresyl violet. We identified anatomic landmarks and the site of dialysis probe placement by using a rat brain atlas (24) for reference. The guide tubes were removed postmortem but before brain stem removal and sectioning. To remove the guide tubes required manipulation and produced tissue disruption. This facilitated the anatomic verification of guide-tube and probe-tip location but also increased the volume of tissue disruption compared with that produced by simple insertion.

Data analysis. Respiratory data were transferred from the Vetter Digital system to the DataPac III software system. With the use of the DataPac III system, a breath-by-breath analysis was performed with the pressure deflections and the respiratory cycle time for each breath being determined over a 20- to 30-s time period. The data were exported to Sigmaplot 4.0 (Jandel Scientific software), and tidal volume per 100 g body wt, frequency, and VE per 100 g body wt were calculated for each breath.

The results for VE, tidal volume, frequency, VO2, and body temperature in the three groups were compared within any group by a one-way ANOVA. Comparisons of responses to 25% CO2 dialysis between sleep and wakefulness were made by means of a two-way ANOVA (Sigmastat, Jandel Scientific software) with post hoc analysis by Tukey or Bonferroni test when indicated.

Experimental Protocol

Experiments with anesthetized rats. After finishing the surgeries, we placed a CO2 dialysis probe directly into the RTN region of each rat and a pH electrode at a single distance from the probe. The precise locations of the dialysis probe and pH electrode were ascertained during postmortem anatomic examination. All animals were first tested for their responsiveness to inspired CO2 after at least 30 min of recovery from probe and pH electrode placement. The baseline end-tidal CO2 was set just above the apneic threshold, usually at 28 Torr. A CO2 response was determined by increasing the inspired CO2 and monitoring PNA, frequency, and tissue pH at end-tidal CO2 values of 28, 42, 56, and 63 Torr. We allowed at least 30 min for the rat to recover from the CO2 stimulation. Dialysis was then performed over a 15- to 30-min period at a speed of 45 l/min by using aCSF equilibrated with 25, 50, or 100% CO2. The effect on PNA, phrenic discharge frequency, tissue pH, and blood pressure was observed and recorded. When dialysis was completed, another systemic CO2 response test was performed. The pH and phrenic amplitude value at 63 Torr end-tidal PCO2 was used as the maximum value for normalizing the pH and phrenic amplitude CO2 dialysis response data. The phrenic response to CO2 dialysis was normalized to percent baseline.

Chronic experiments. 25% CO2 dialysis group. We dialyzed each rat during both wakefulness and sleep. The dialysis tube and cannula dead space are taken into account along with the dialysis fluid flow rate so that t = 0 is the estimated time at which the CO2-equilibrated solution reaches the exchange membrane. The rat was judged to be asleep by behavioral criteria: it was curled up, motionless, with eyes closed. We monitored the rat's behavior carefully during the period of dialysis. Most of the sleep experiments were conducted between 9:00 AM and 3:00 PM, and most of the awake experiments after 3:00 PM when rats were more alert. The rats were initially weighed and then gently held while the dummy cannula was removed and the dialysis probe inserted into the guide cannula. The animals were placed into a plethysmograph chamber (12, 22) and allowed 30-40 min to acclimate. Measurements were taken in room air and with 7% CO2 inhalation during periods of wakefulness and sleep. After the systemic CO2 response, the animals were exposed to room air and allowed to recover for at least 30 min. All dialysis experiments were performed in the room-air-breathing condition. Baseline VE, VO2, and body temperature measurements were taken. The dialysis pump was run for 20 min at a speed of 45 l/min. The measurements were taken over a 20- to 30-s period at 0, 5, 10, 15, and 20 min during dialysis and at 5- to 20-min intervals after dialysis until VE returned to, or near to, the control level. The seven rats with correct guide-tube placement received 13 dialysis trials during wakefulness and 10 during sleep.

50 AND 100% CO2 GROUP. We performed 3 trials of 20-min dialysis of aCSF equilibrated with 50% CO2 in two animals during wakefulness and 10 trials of 20-min dialysis of aCSF equilibrated with 100% CO2 in three animals during both wakefulness and sleep.


    RESULTS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Measurement of Tissue Spread of pH During Dialysis in the RTN

In Fig. 1, the change in tissue pH during dialysis is expressed as a percentage of the maximum, which is defined in each animal as the change in tissue pH observed with an increase in the end-tidal CO2 from 28 to 63 Torr. We emphasize the change in tissue pH, as it is difficult to make an absolute pH calibration in vivo. When the tissue pH change is measured in vivo during dialysis, a value of 100% represents the same change as observed with an increase in end-tidal PCO2 from 28 to 63 Torr. A value of 200% represents a change twice as large, or from 28 to 98 Torr. A value of 50% represents a change one-half as large, or from 28 to 46 Torr.


View larger version (16K):
[in this window]
[in a new window]
 
Fig. 1.   Change (Delta ) in brain stem tissue pH (expressed as %maximum) is shown as function of distance of recording pH electrode from dialysis probe (in µm). There are 3 sets of data: artificial cerebrospinal fluid (aCSF) dialysates equilibrated with high (100%; ), medium (50%; open circle ), and low CO2 (25%; black-triangle). Each symbol represents 1 experiment in 1 anesthetized rat. Lines are drawn by hand through data points. Change in tissue pH produced by dialysis is normalized in each animal to change in tissue pH observed in that animal when end-tidal CO2 is increased from 4 to 9%. The 100% value then represents tissue pH change like that observed when end-tidal PCO2 is increased from 28 to 63 Torr.

Tissue pH was measured by pH electrodes at varying distances from the dialysis probe, which were measured anatomically postmortem. Results are shown for three different dialysis conditions, high (100% CO2 equilibrated with the dialysis solution), medium (50%), and low (25%). With high-CO2 dialysis, the tissue pH change at the probe was approximately that which would occur with an end-tidal PCO2 of 110 Torr, and it decreased with distance such that at ~750 µm from the probe no change was detected. With 50% CO2 in the dialysate, the pH change at the probe was approximately that which would occur with an end-tidal PCO2 of 81 Torr. At 600 µm from the probe, no pH change was detected. With 25% CO2 in the dialysate, the pH change at the probe was approximately that which would occur with an end-tidal PCO2 of 63 Torr, and there was no detectable pH change at ~550 µm from the probe.

In these anesthetized rats, we also measured the amplitude of the integrated phrenic nerve signal and the frequency of phrenic bursts during the systemic CO2 responses and during dialysis in the RTN region. Focal acidification had no effect on frequency and increased phrenic amplitude by ~20% of baseline with 25, 50, or 100% CO2 in the dialysate. This increase was ~25% of the response, with all chemoreceptors stimulated by the change in end-tidal PCO2 from 28 to 63 Torr (data not shown).

Responses to Dialysis With 100 and 50% CO2 in Unanesthetized Rats

In a series of preliminary experiments, we dialyzed the RTN region of unanesthetized rats with 100 or 50% CO2 in the dialysate. We used these high concentrations initially to see if there would be a detectable ventilatory response to focal acidification of the RTN in an unanesthetized rat. With 100% CO2 in the dialysate, we performed 10 trials in three rats with the duration of the dialysis varying from 2 to 15 min. In each case, VE increased during dialysis and returned to the normal baseline value after dialysis. However, we noted an unexpected finding in these initial experiments. The response seemed to differ if the rat was awake or asleep. In five cases when the rat was resting quietly but not asleep, VE increased by 10-30% above baseline during dialysis (data not shown). In five other cases, the rat was asleep when dialysis was begun and then awoke during the dialysis. In three of these cases, VE did not increase during dialysis when the rat was sleeping but then increased dramatically when the rat awoke (see Fig. 2A for 1 example). The peak increase in VE in these three rats when they awoke during dialysis was 20, 50, and 75% of baseline, respectively. In the remaining two cases with dialysis starting during sleep, VE did increase during sleep but then increased to a greater degree when the rat awoke (see Fig. 2B for 1 example). In these two rats, the peak increase in VE during sleep was 25 and 40% of baseline, increasing during wakefulness to 95 and 65% of baseline, respectively.


View larger version (18K):
[in this window]
[in a new window]
 
Fig. 2.   Two representative responses are shown in unanesthetized rats with dialysis into retrotrapezoid nucleus (RTN) region of an aCSF solution equilibrated with 100% CO2. Ventilation (VE) measured by whole body plethysmography is expressed as %baseline value. A: rat was initially asleep when dialysis was begun and VE decreased. After 2 min of dialysis, rat awoke and VE increased by 70% of baseline. When dialysis was turned off, VE decreased to values of 15% of baseline. B: slightly different response pattern. While asleep, rat did increase VE by 20% of baseline during first 5 min of dialysis. Rat then awoke, and VE increased abruptly to 95% of baseline during next 3 min of dialysis. With cessation of dialysis, VE decreased, reaching value of 5% of baseline 7 min later. Insets: computer-modified images of partial cross section of medulla at level corresponding to location of dialysis probe. Rectangle in each image shows region of tissue disruption produced by probe tip. VII, facial nucleus; 7N, facial nerve.

These preliminary data suggested that the ventilatory response to focal acidification of the RTN depended on the state of arousal, but the stimulus intensity and spread was large and seemed to arouse the rats on some occasions. Our next step was to lower the amount of CO2 in the dialysate to see if a ventilatory response could still be detected. We used 50% CO2 in the dialysate in three trials of 20-min dialysis in two rats and found that VE increased in all three by an average of 20% (data not shown). These studies were performed only during wakefulness. The anatomic locations of the dialysis probes for the three rats that received 100% CO2 dialysis and the two rats that received 50% CO2 dialysis were in the RTN (Fig. 3). The spread of tissue pH changes measured in the anesthetized rats indicates that regions adjacent or contiguous to the RTN might have been acidified during dialysis with 50 or 100% CO2.


View larger version (27K):
[in this window]
[in a new window]
 
Fig. 3.   Schematized (24) anatomic cross sections show location of dialysis probe tips (solid rectangles) for the 3 animals receiving 100% CO2 equilibrated dialysate (A) and the 2 animals receiving 50% CO2 equilibrated dialysate (B). Nos. below cross section refer to millimeters caudal to bregma. LC, locus ceruleus; NTS, nucleus tractus solitarius; 7, facial nerve. Bar = 1 mm.

In the major series of experiments of this report, we decreased the stimulus intensity to 25% CO2 in the dialysate, thus producing a stimulus at the center that was similar in intensity to that observed with 9% endtidal CO2 but focal in nature with the stimulus intensity rapidly decreasing with radial distance from the dialysis probe. We conducted a series of experiments measuring body temperature by telemetry, VO2, and VE using the whole body plethysmograph during exposure to 7% inspired CO2, as well as during focal dialysis of the RTN with 25% CO2 equilibration of the dialysate.

Responses to Dialysis of the RTN Region With 25% CO2 in Unanesthetized Rats

In all, nine rats were tested successfully, and in seven of these the tip of the dialysis probe was subsequently shown to be in the region of the RTN. The data obtained from these seven animals are given below. The anatomic locations of the seven probes within the RTN region and the two probes that were outside of the RTN region are shown in Fig. 4. The two animals with probes located outside of the RTN region had no ventilatory response to focal acidification (data not shown). The probes located are drawn schematically on the figure to show the size of the region of tissue disruption observed in the sections.


View larger version (27K):
[in this window]
[in a new window]
 
Fig. 4.   Schematized (24) anatomic cross sections show location of dialysis probe tips (solid rectangles) for animals receiving 25% CO2 equilibrated dialysate. Solid rectangles show, in 7 animals, locations that were judged to be within RTN region. Open rectangles show, in 2 animals, locations that were judged to be outside RTN region. These 2 animals had no response to dialysis. Nos. below cross section refer to millimeters caudal to bregma. Bar = 1 mm.

Five rats with probes located in the RTN were tested for their response to inhalation of 7% CO2 both during sleep and during wakefulness (two rats did not undergo the systemic 7% CO2 stimulation). Body temperature data, obtained via telemetry from the rat during the time it was in the plethysmograph, are shown in Fig. 5A. Body temperature was significantly lower during sleep (P < 0.05, two-way ANOVA), and, with 7% CO2 inhalation, body temperature decreased significantly (P < 0.05, one-way ANOVA) in both the sleep and the awake tests. There was no significant effect of sleep vs. wakefulness on VO2 (Fig. 5B), although VO2 did tend to decrease during the exposure to 7% CO2 (P < 0.05, one-way ANOVA). VE expressed in absolute values (Fig. 6A) was slightly but not significantly lower in room-air breathing during sleep, but with 7% CO2 inhalation it increased less during sleep than during wakefulness (Fig. 6A), a difference that was significant. However, when VE was expressed as a percentage of baseline (Fig. 6B), there was no difference between the response to increased CO2 during sleep vs. wakefulness. When the VE was normalized for VO2 during CO2 inhalation, again there was no significant difference between the responses during sleep and wakefulness, although the values during sleep were lower than during wakefulness (data not shown). The increase in VE with 7% CO2 inhalation was made up of a roughly 50% increase in tidal volume and an 80% increase in frequency. During sleep, tidal volume increased slightly more in absolute terms, but the value before CO2 stimulation was lower, as was VE. Frequency showed similar changes in absolute and relative-to-baseline terms.


View larger version (18K):
[in this window]
[in a new window]
 
Fig. 5.   Body temperature (A) and whole body O2 consumption (VO2; B) in unanesthetized rats (n = 5) exposed to 7% CO2 during wakefulness () and behaviorally defined sleep (open circle ). Mean ± SE values are shown. Four control room air values were obtained before and after 25-min period of exposure to 7% CO2. Body temperature was significantly lower during sleep than during wakefulness, and both body temperature and VO2 decreased during CO2 exposure.



View larger version (17K):
[in this window]
[in a new window]
 
Fig. 6.   VE in absolute terms (A) and as %baseline (B) in unanesthetized rats (n =5) exposed to 7% CO2 during wakefulness () and behaviorally defined sleep (open circle ). Mean ± SE values are shown. Four control room air values were obtained before and after 25-min period of exposure to 7% CO2. Absolute VE was significantly lower during sleep than during wakefulness, but, when expressed as %baseline, there was no difference.

For dialysis of 25% CO2 into the RTN region, there were, in the seven rats, 13 trials during wakefulness and 10 trials during sleep. As a control, there were 7 trials in five rats with RTN dialysis with the use of a 5% CO2 equilibration. With 5% CO2 dialysis, there was no significant change in body temperature, VO2, or VE. These data are not shown.

The effects of focal acidification of the RTN on body temperature are shown in Fig. 7A. During sleep, body temperature was significantly decreased, but there was no effect of RTN dialysis with 25% CO2 on body temperature. VO2 (Fig. 7B) was unaffected by sleep or dialysis.


View larger version (14K):
[in this window]
[in a new window]
 
Fig. 7.   Body temperature (A) and whole body VO2 (B) in unanesthetized rats (n = 7) dialyzed with 25% CO2 in RTN during wakefulness () and behaviorally defined sleep (open circle ). Mean ± SE values are shown. Four control room air values were obtained before and after 20-min period of exposure to 25% CO2. Body temperature was significantly lower during sleep than during wakefulness, and neither body temperature nor VO2 decreased during CO2 exposure localized to RTN.

The major findings of the study are shown in Fig. 8. During dialysis, VE expressed in absolute terms (Fig. 8A) or in relative terms (Fig. 8B) increased, on average, only during wakefulness. One-way ANOVA showed a significant increase (P < 0.001; 17, 19, and 24% increase at 5, 10, and 15 min) in VE in absolute or relative terms only during wakefulness. Two-way ANOVA showed a significant response of VE, expressed in absolute terms or as percent baseline (P < 0.001), to CO2 during wakefulness compared with sleep. This average ventilatory response to focal RTN acidification during wakefulness was entirely due to an increase in tidal volume (P < 0.01; Fig. 9). Frequency did not change. Normalizing the VE data for VO2 did not change the nature of these results. Of the 13 dialysis trials during wakefulness, 9 could be classified as a "response" by using an arbitrary definition of an increase in VE of >10%. With this definition, there was a response in only 1 of 10 trials during behavioral sleep and in 1 of 7 trials with the 5% CO2 dialysis control.


View larger version (15K):
[in this window]
[in a new window]
 
Fig. 8.   VE in absolute terms (A) and expressed as %baseline (B) in unanesthetized rats (n = 7) dialyzed with 25% CO2 in RTN region during wakefulness (; n = 13 trials) and behaviorally defined sleep (open circle ; n = 10 trials). Mean ± SE values are shown. Control room air values were obtained before and after 20-min period of dialysis. The 4 preexposure control values were combined into single value; 25-min postexposure value was deleted, as many rats showed an artifactual increase in VE because of manipulation of dialysis apparatus when it was shut off. VE during focal RTN acidification was significantly greater during wakefulness when expressed in absolute terms or as %baseline. Note that VE increased to 24% of baseline. There was no response during sleep.



View larger version (14K):
[in this window]
[in a new window]
 
Fig. 9.   Tidal volume (VT; A) and respiratory frequency (B) in unanesthetized rats (n = 7) dialyzed with 25% CO2 in RTN region during wakefulness (; n = 13 trials) and behaviorally defined sleep (open circle ; n = 10 trials). Mean ± SE values are shown. Control room air values were obtained before and after 20-min period of dialysis. The 4 preexposure control values were combined into single value; 25-min postexposure value was deleted, as many rats showed an artifactual increase in VE because of manipulation of dialysis apparatus when it was shut off. VT during focal RTN acidification was significantly greater during wakefulness when expressed in absolute terms or as %baseline. There was no response during sleep.


    DISCUSSION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Technical Issues

In this study, we emphasize a chronic, unanesthetized rat model with a preimplanted guide tube used for insertion of a dialysis cannula for subsequent dialysis in the RTN region using aCSF equilibrated with 25% CO2. Body temperature was measured constantly by telemetry, and VO2 and VE were measured via the whole body plethysmograph. We used the modified version of the plethysmograph (12, 22) with continuous flow of fresh inspired gas through the chamber to allow continuous measurement in different states of arousal without interference by the investigator. The use of this model for the application of thyrotropin-releasing hormone to the RTN region has been recently described (7).

There are two concerns with this model: 1) the definition of sleep vs. wakefulness (15), and 2) the intensity and degree of spread of the tissue acidosis produced by the dialyzed CO2. For these initial studies, we defined sleep by the use of straightforward behavioral criteria. Rats were judged to be asleep when curled up motionless with their eyes closed. All other states were included during wakefulness. We are aware that active sleep (AS) and quiet sleep (QS) are very different states (15) and plan to add electroencephalogram and electromyogram measures to this model to describe more accurately wakefulness and sleep and AS vs. QS. Our behavioral definition is a reasonable beginning for these studies. Rats generally have frequent AS episodes of brief duration such that one would expect that our behaviorally defined sleep periods would consist predominantly of QS (15).

With respect to the tissue acidosis, we measured the brain stem tissue pH at varying distances from the dialysis probe using pH electrodes in anesthetized rats (Fig. 1) (5, 13, 19). Ideally we would do this in the unanesthetized model during sleep and wakefulness, but this is a technically difficult problem. For now, we rely on these data obtained under anesthesia. With dialysis by using aCSF equilibrated with 100% CO2, the observed pH change is constrained to within 750 µm and, at the probe, is approximately equivalent to that observed with an end-tidal PCO2 of 110 Torr. The affected tissue volume is 1.4 µl (assuming a spherical volume of pH distribution with a radius of 750); the volume of the RTN region in the rat is ~1.12 µl (assuming a width of 1.4 mm from the pyramidal tract to the lateral aspect of the facial nucleus, a depth of 0.5 mm from the ventral medullary surface to the ventral aspect of the facial nucleus, and a length of 1.6 mm from the rostral to the caudal poles of the facial nucleus) (24, 30). The tissue volume with an acid pH would include structures in the RVLM contiguous to the RTN, e.g., the facial nucleus, parapyramidal and juxtafacial nucleus, paragigantocellularis lateralis, and perhaps dendrites from subretrofacial and retrofacial neurons (1, 17). Even with this large stimulus, both in terms of intensity and spread, the ventilatory response to this focal acidosis is present only during wakefulness or is substantially greater during wakefulness than during sleep.

With dialysis by using aCSF equilibrated with 25% CO2, the pH change at the probe is approximately equivalent to that observed with an end-tidal CO2 of 63 Torr, and it decreases with distance such that, at 550 µm from the probe, there is no detectable change. The volume of affected tissue here is 700 nl. Most, if not all, of the focal acidosis with 25% CO2 in the dialysate is limited to the RTN region and the facial nucleus.

These estimates of the stimulus intensity and spread made in the anesthetized animal are probably greater than that which occurred in the unanesthetized preparation. In the absence of anesthesia, it is likely that the response of cerebral blood flow to the focal acidosis is greater (31), which would decrease the intensity and spread of the acidosis.

Location of Dialysis Probes

The location and approximate size of the dialysis probe tips used for 100 and 50% CO2 dialysis (Fig. 3) and for 25% CO2 dialysis (Fig. 4) are within the RTN region. Figure 4 also shows the location of the probe tip in two animals that showed no responses to focal tissue acidosis produced by the dialysis during wakefulness. These probe tips (open rectangles) are clearly not within the RTN or even within the estimated region of acidosis produced by the dialysis. The absence of any ventilatory response to dialysis at these sites indicates that brain stem chemoreception is localized: it is not present everywhere.

Body Temperature and Metabolic Rate Responses to Sleep, 7% CO2 Inhalation, and Focal RTN Acidification

We and others (2) found that rat body temperature decreases during sleep, but metabolic rate is unchanged. With the whole animal exposed to 7% CO2, both body temperature and metabolic rate decrease in both sleep and wakefulness. Others have reported this decrease in body temperature (10, 25, 28), but metabolic rate is usually unaffected by hypercapnia at this ambient temperature and CO2 level (10, 28), although one other study reported a decrease in metabolic rate (25). Focal acidification of only the RTN region by microdialysis has no effect on metabolic rate or body temperature. The CO2 effects on metabolism and body temperature must reflect mechanisms involving other central chemoreceptor locations or other nonchemoreceptor mechanisms.

Blood Flow During Sleep and With CO2

If cerebral blood flow to the RVLM in hypercapnia increased more during sleep than during wakefulness, then part of the absent ventilatory response during sleep could be attributed to washout of the stimulus. Total cerebral blood flow remains at or below normal waking values in QS (31). However, during AS, cerebral blood flow can increase above values observed during wakefulness (31), and, in the anesthetized rat, the baseline and CO2-stimulated cerebral blood flow are greater in the RVLM than in the cortex (11, 29). We do not know what happens to cerebral blood flow to the RVLM during sleep, but existing data indicate that AS periods are brief in duration in the rat and account for only 10-20% of total sleep (15). Also, we observed smaller or absent ventilatory responses during sleep vs. wakefulness when we dialyzed the RTN with aCSF equilibrated with 100% CO2. It seems unlikely to us that the absence of any ventilatory response to focal acidosis of the RTN region in the unanesthetized rat during behaviorally defined sleep compared with wakefulness can be explained by a differential effect of the stimulus on local cerebral blood flow in these two states.

The rostral pressor region (8), located near the RTN, when stimulated can increase blood pressure via sympathetic efferent stimulation. We did not measure blood pressure in these unanesthetized rat experiments, and it is possible that in some cases it may have been stimulated by the focal acidosis. Blood pressure did increase in some animals with focal RTN CO2 application in anesthesia (13).

Chemoreception in the RTN During Wakefulness, Sleep, and Anesthesia

Focal acidosis of the RTN region in anesthetized rats produced by acetazolamide injection (4, 5, 19) or CO2 diffusion pipette (13) increases phrenic activity by a large fraction (27-40%) of the response produced by 9% end-tidal CO2, a stimulus that affects all central chemoreceptor sites. In the anesthetized animals used in this report for evaluation of tissue pH spread, integrated phrenic nerve activity also increased by a similar fraction of the response observed with increased end-tidal CO2. These results are in contrast to those obtained in the unanesthetized animal. Inhalation of 7% CO2 increases VE by 170% of baseline. Focal acidosis of the RTN by the microdialysis probes increases VE by 24% of baseline, and this occurs only during wakefulness. Thus the fraction of the total response observed with focal RTN acidification is 14%, and, in behaviorally defined sleep, there is no response to the focal acidosis.

These findings at first glance seem to be a paradox. During sleep, focal acidification of the RTN has no effect, in anesthesia the effect is a large fraction of that observed with all chemoreceptors exposed to CO2, and during wakefulness the effect is significant but is a relatively small percentage of the effect observed with all central chemoreceptors stimulated. Anesthesia (with chloralose-urethan) and sleep clearly differ in their effects on chemoreception. Our interpretation is that anesthesia affects other central chemoreceptor locations more than it does the RTN region; the RTN becomes an important source of input to the respiratory control system related to CO2, perhaps the most important. This would explain why, in anesthetized animals, lesions of the RTN region virtually abolish central chemosensitivity and can result in apnea.

In the unanesthetized and awake state, the ventilatory response to focal acidification of the RTN region is but a small fraction of the response to acidification of all central chemoreceptors. All chemoreceptor sites are operational in this state, and the overall response is likely tempered by hypocapnia at other sites. This interpretation is consistent with recent results showing that lesions or cooling of the RTN region in the unanesthetized, awake rat or goat does not have the same dramatic effects on baseline VE or chemosensitivity as it does when performed with the animal under anesthesia. In the unanesthetized animal with RTN disruption, baseline VE is unaffected, or is minimally affected, and the CO2 response is reduced but not abolished (1, 2, 9, 20, 21). In the unanesthetized, awake state, the RTN chemoreceptor site seems to act as one of many sites, each providing a reasonable but not exceptionally large fraction of the total central chemoreceptor input.

Surprisingly, focal acidification of the RTN region during sleep has no effect on VE. Although we raised the possibility above that this lack of response could possibly be due to a sleep-related, enhanced cerebral blood flow response to focal acidosis of the RTN region during sleep, on close examination of existing data this seems to be unlikely. Instead, we are left with the intriguing explanations that during sleep either the RTN chemoreceptors are no longer functioning or the brain stem respiratory control system is not listening to the input from this source, or, if it is, the gain of the response is curtailed. From the data obtained with systemic 7% CO2 stimulation in these same rats during behaviorally defined wakefulness and sleep, we know that there is a ventilatory response when all chemoreceptors are exposed to the stimulus. Thus the absence of any response to focal acidification of the RTN region must represent a specific effect in the RTN. We suggest that different central chemoreceptor sites may play different roles in the control of breathing, depending on the state of arousal of brain stem neurons. Recent in vitro studies show the presence of neurons responsive to acidification in the midline raphe (27) and in the locus ceruleus (26), sites that, when acidified focally in the anesthetized rat, stimulate ventilatory output (4, 5). These regions have not been traditionally identified as important in the control of breathing but are important in arousal-related functions of the brain stem. We hypothesize that their role in the control of breathing may be enhanced during sleep.


    ACKNOWLEDGEMENTS

This research was supported by National Heart, Lung, and Blood Institute Grant HL-28066.


    FOOTNOTES

The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.

Address for reprint requests and other correspondence: E. E. Nattie, Department of Physiology, Dartmouth Medical School, Borwell Bldg., Lebanon, NH 03756-0001 (E-mail: Eugene.Nattie{at}Dartmouth.edu).

Received 8 October 1998; accepted in final form 28 April 1999.


    REFERENCES
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

1.   Akilesh, M. R., M. Kamper, A. Li, and E. E. Nattie. Effects of unilateral lesions of retrotrapezoid nucleus on breathing in awake rats. J. Appl. Physiol. 82: 469-479, 1997[Abstract/Free Full Text].

2.   Alfoldi, P., G. Rubicsek, G. Cserni, and F. Obal, Jr. Brain and core temperatures and peripheral vasomotion during sleep and wakefulness at various ambient temperatures in the rat. Pflügers Arch. 417: 336-341, 1990[Medline].

3.   Benveniste, H., and P. C. Hüttemeier. Microdialysis-theory and application. Prog. Neurobiol. 35: 191-215, 1990.

4.   Bernard, D. G., A. Li, and E. E. Nattie. Evidence for central chemoreception in the medullary raphé. J. Appl. Physiol. 80: 108-115, 1996[Abstract/Free Full Text].

5.   Coates, E. L., A. Li, and E. E. Nattie. Widespread sites of brain stem ventilatory chemoreceptors. J. Appl. Physiol. 75: 5-14, 1993[Abstract/Free Full Text].

6.   Cream, C., A. Li, and E. E. Nattie. RTN TRH causes prolonged respiratory stimulation. J. Appl. Physiol. 83: 792-799, 1997[Abstract/Free Full Text].

7.  Cream, C., E. E. Nattie, and A. Li. TRH microdialysis into the RTN of the conscious rat increases breathing, metabolism, and temperature. J. Appl. Physiol. In press.

8.   Dampney, R. The subretrofacial nucleus: its pivotal role in cardiovascular regulation. News Physiol. Sci. 5: 63-67, 1990.[Abstract/Free Full Text]

9.   Forster, H. V., P. J. Ohtake, L. G. Pan, and T. F. Lowry. Effects on breathing of ventrolateral medulla cooling in awake goats. J. Appl. Physiol. 78: 258-265, 1995[Abstract/Free Full Text].

10.   Gautier, H., M. Bonora, and H. C. Trinh. Ventilatory and metabolic responses to cold and CO2 in intact and carotid body-denervated awake rats. J. Appl. Physiol. 75: 2570-2579, 1993[Abstract/Free Full Text].

11.   Göbel, U., H. Schröck, H. Seller, and W. Kuschinsky. Glucose utilization, blood flow and capillary density in the ventrolateral medulla of the rat. Pflügers Arch. 416: 477-480, 1990[Medline].

12.   Jacky, J. P. A plethysmograph for long-term measurements of ventilation in unrestrained animals. J. Appl. Physiol. 45: 644-647, 1978[Abstract/Free Full Text].

13.   Li, A., and E. E. Nattie. Focal central chemoreceptor sensitivity in the retrotrapezoid nucleus studied with a CO2 diffusion pipette in vivo. J. Appl. Physiol. 83: 420-428, 1997[Abstract/Free Full Text].

14.   Loeschcke, H. H. Central chemosensitivity and the reaction theory. J. Physiol. (Lond.) 332: 1-24, 1982[Free Full Text].

15.   Marcos, F. G., and H. C. Heller. Development of REM and slow wave sleep in the rat. Am. J. Physiol. 272 (Regulatory Integrative Comp. Physiol. 41): R1792-R1799, 1997[Abstract/Free Full Text].

16.   Mitchell, R. A., H. H. Loeschcke, W. H. Massion, and J. W. Severinghaus. Respiratory responses mediated through superficial chemosensitive areas on the medulla. J. Appl. Physiol. 18: 523-533, 1963[Abstract/Free Full Text].

17.   Nattie, E. E. Central chemoreception. In: Regulation of Breathing, edited by J. A. Dempsey, and A. I. Pack. New York: Dekker, 1995, p. 473-510.

18.   Nattie, E. E. Central chemoreceptors, pH, and respiratory control. In: pH and Brain Function, edited by K. Kaila, and B. R. Ransom. New York: Wiley, 1998, p. 535-560.

19.   Nattie, E. E., and A. Li. Central chemoreception in the region of the ventral respiratory group of the rat. J. Appl. Physiol. 81: 1987-1995, 1996[Abstract/Free Full Text].

20.   Nattie, E. E., and A. Li. Retrotrapezoid nucleus lesions decrease phrenic activity and CO2 sensitivity in rats. Respir. Physiol. 97: 63-77, 1994[Medline].

21.   Ohtake, P. J., H. V. Forster, L. G. Pan, T. F. Lowry, M. J. Korducki, E. A. Aaron, and E. M. Weiss. Ventilatory responses to cooling the ventrolateral medullary surface of awake and anesthetized goats. J. Appl. Physiol. 78: 247-257, 1995[Abstract/Free Full Text].

22.   Pappenheimer, J. Sleep and respiration of rats during hypoxia. J. Physiol. (Lond.) 266: 191-207, 1977[Abstract/Free Full Text].

23.   Pappenheimer, J. R., V. Fencl, S. R. Heisey, and D. Held. Role of cerebral fluids in control of respiration as studied in unanesthetized goats. Am. J. Physiol. 208: 436-450, 1965.

24.   Paxinos, G., and C. Watson. The Rat Brain in Stereotaxic Coordinates. New York: Academic, 1982.

25.   Peever, J. H., and R. Stephenson. Day-night differences in the respiratory response to hypercapnia in awake adult rats. Respir. Physiol. 109: 241-248, 1997[Medline].

26.   Pineda, J., and G. K. Aghajanian. Carbon dioxide regulates the tonic activity of locus ceruleus neurons by modulating a proton- and polyamine-sensitive inward rectifier potassium current. Neuroscience 77: 723-743, 1997[Medline].

27.   Richerson, G. B. Response to CO2 of neurons in the rostral ventral medulla in vitro. J. Neurophysiol. 36: 207-216, 1995.

28.   Saiki, C., and J. P. Mortola. Effect of CO2 on the metabolic and ventilatory responses to ambient temperature in conscious adult and newborn rats. J. Physiol. (Lond.) 491: 261-269, 1996.

29.   Sato, A., A. Trzebski, and W. Zhou. Local cerebral blood flow responses in rats to hypercapnia and hypoxia in the rostral ventrolateral medulla and in the cortex. J. Auton. Nerv. Syst. 41: 79-86, 1992[Medline].

30.   Smith, J. C., D. E. Morrison, H. H. Morrison, M. R. Otto, and J. Feldman. Brainstem projections to the major respiratory neuron populations in the medulla of the cat. J. Comp. Neurol. 281: 69-96, 1989[Medline].

31.   Zoccoli, G., V. Bach, T. Cianci, P. Lenzi, and C. Franzini. Brain blood flow and extracerebral circulation during sleep in rat. Brain Res. 641: 46-50, 1994[Medline].


J APPL PHYSIOL 87(3):910-919
8570-7587/99 $5.00 Copyright © 1999 the American Physiological Society



This article has been cited by other articles:


Home page
Br J AnaesthHome page
K. T. S. Pattinson
Opioids and the control of respiration
Br. J. Anaesth., June 1, 2008; 100(6): 747 - 758.
[Abstract] [Full Text] [PDF]


Home page
J. Neurosci.Home page
J. S. Erlichman, A. Hewitt, T. L. Damon, M. Hart, J. Kurascz, A. Li, and J. C. Leiter
Inhibition of Monocarboxylate Transporter 2 in the Retrotrapezoid Nucleus in Rats: A Test of the Astrocyte-Neuron Lactate-Shuttle Hypothesis
J. Neurosci., May 7, 2008; 28(19): 4888 - 4896.
[Abstract] [Full Text] [PDF]


Home page
J. Appl. Physiol.Home page
E. Nattie and A. Li
Neurokinin-1 receptor-expressing neurons in the ventral medulla are essential for normal central and peripheral chemoreception in the conscious rat
J Appl Physiol, December 1, 2006; 101(6): 1596 - 1606.
[Abstract] [Full Text] [PDF]


Home page
J. Physiol.Home page
A. Li, S. Zhou, and E. Nattie
Simultaneous inhibition of caudal medullary raphe and retrotrapezoid nucleus decreases breathing and the CO2 response in conscious rats
J. Physiol., November 15, 2006; 577(1): 307 - 318.
[Abstract] [Full Text] [PDF]


Home page
J. Appl. Physiol.Home page
P. F. Martino, M. R. Hodges, S. Davis, C. Opansky, L. G. Pan, K. Krause, B. Qian, and H. V. Forster
CO2/H+ chemoreceptors in the cerebellar fastigial nucleus do not uniformly affect breathing of awake goats
J Appl Physiol, July 1, 2006; 101(1): 241 - 248.
[Abstract] [Full Text] [PDF]


Home page
J. Physiol.Home page
A. Kawai, H. Onimaru, and I. Homma
Mechanisms of CO2/H+ chemoreception by respiratory rhythm generator neurons in the medulla from newborn rats in vitro
J. Physiol., April 15, 2006; 572(2): 525 - 537.
[Abstract] [Full Text] [PDF]


Home page
Am. J. Physiol. Regul. Integr. Comp. Physiol.Home page
N. A. Ritucci, J. S. Erlichman, J. C. Leiter, and R. W. Putnam
Response of membrane potential and intracellular pH to hypercapnia in neurons and astrocytes from rat retrotrapezoid nucleus
Am J Physiol Regulatory Integrative Comp Physiol, September 1, 2005; 289(3): R851 - R861.
[Abstract] [Full Text] [PDF]


Home page
J. Physiol.Home page
N. C Taylor, A. Li, and E. E Nattie
Medullary serotonergic neurones modulate the ventilatory response to hypercapnia, but not hypoxia in conscious rats
J. Physiol., July 15, 2005; 566(2): 543 - 557.
[Abstract] [Full Text] [PDF]


Home page
Exp PhysiolHome page
P. G. Guyenet, R. L. Stornetta, D. A. Bayliss, and D. K. Mulkey
Retrotrapezoid nucleus: a litmus test for the identification of central chemoreceptors
Exp Physiol, May 1, 2005; 90(3): 247 - 253.
[Abstract] [Full Text] [PDF]


Home page
J. Appl. Physiol.Home page
M. R. Hodges, P. Martino, S. Davis, C. Opansky, L. G. Pan, and H. V. Forster
Effects on breathing of focal acidosis at multiple medullary raphe sites in awake goats
J Appl Physiol, December 1, 2004; 97(6): 2303 - 2309.
[Abstract] [Full Text] [PDF]


Home page
Am. J. Physiol. Cell Physiol.Home page
R. W. Putnam, J. A. Filosa, and N. A. Ritucci
Cellular mechanisms involved in CO2 and acid signaling in chemosensitive neurons
Am J Physiol Cell Physiol, December 1, 2004; 287(6): C1493 - C1526.
[Abstract]