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Department of Physiology, Dartmouth Medical School, Lebanon, New Hampshire 03756-0001
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ABSTRACT |
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Central chemoreceptors are widespread within the brain stem. We suggest that their function at some sites may vary with the state of arousal. In this study, we tested the hypothesis that the function of chemoreceptors in the retrotrapezoid nucleus (RTN) varies with sleep and wakefulness. In unanesthetized rats, we produced focal acidification of the RTN by means of a microdialysis probe (tip containing the semipermeable membrane = 1-mm length, 240-µm diameter, and 45-nl volume). With the use of a dialysate equilibrated with 25% CO2, the tissue pH change (measured in anesthetized animals) was 1) limited to within 550 µm of the probe and, 2) at the probe tip, was equivalent to that observed with end-tidal PCO2 of 63 Torr. This focal acidification of the RTN increased ventilation significantly by 24% above baseline, on average, in 13 trials in seven rats only during wakefulness. The effect was entirely due to an increase in tidal volume. During sleep defined by behavioral criteria, ventilation was unaffected, on average, in 10 trials in seven rats. During sleep, the chemoreceptors in the RTN appear to be inactive, or, if active, the respiratory control system either is not responding or is responding with very low gain. Because ventilation is increased during sleep with all central chemoreceptor sites stimulated via systemic CO2 application, other central chemoreceptor locations must have enhanced effectiveness.
central chemoreception; arousal; carbon dioxide response; medulla; control of breathing
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INTRODUCTION |
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CENTRAL CHEMORECEPTORS MEDIATE changes in breathing and blood pressure in response to changes in CO2 and H+ within the brain (14, 16-18, 23). Whereas early work located central chemoreceptors at sites just beneath the ventral medullary surface (14, 16), recent experiments in vitro and in vivo have indicated that they have a widespread distribution within the brain stem (4, 5, 13, 17-19). These locations include the regions superficially just beneath the surface of the ventral lateral medulla, the nucleus tractus solitarius, the locus ceruleus, the midline raphe, and the ventral respiratory group. Why are central chemoreceptors located at so many sites? We hypothesize that some chemoreceptor sites vary in their effectiveness, depending on the state of arousal.
In this study, we focused on one part of the chemosensitive region
lying just beneath the rostral ventral medullary surface, the
retrotrapezoid nucleus (RTN). We asked whether the response to focal
acidification of the RTN differs during wakefulness vs. sleep. The RTN
is one of several brain stem sites that communicate with the
respiratory control network (1, 6, 7, 17, 18, 30). Destruction of the
RTN in anesthetized and decerebrate animals reduces resting ventilatory
output, often to apnea, and substantially reduces the ventilatory
response to systemic CO2 stimulation (17, 20). Focal CO2
stimulation of the RTN in anesthetized animals increases ventilatory
output by 25-40% of the change observed with stimulation of all
central chemoreceptor sites by systemic
CO2 stimulation (13). The RTN
appears to provide two sources of input to the respiratory control
network: tonic and chemosensory. However, lesions of the RTN in
unanesthetized rats (1) and cooling of the rostral ventrolateral
medulla (RVLM), including the RTN in unanesthetized goats (9, 21),
result in much less dramatic effects. Ventilation
(
E) at rest during wakefulness
is unchanged (1) or decreased slightly (9, 21), and the response to
CO2 is decreased much less in
comparison to responses to RTN disruption in anesthetized animals (1,
9, 21). These data suggest that the role of the RTN may vary
considerably in different arousal states.
In this study, we used a microdialysis probe (3) (CMA/Microdialysis, Acton, MA) to produce a focal acidosis in the RTN of unanesthetized, unrestrained rats. The probe tip with semipermeable membrane is 1 mm in length and 240 µm in diameter, with a volume of 45 nl. The guide tube and dialysis probe are made of a rigid, sturdy material, allowing their use in a chronic animal. In a separate group of anesthetized rats, we measured the distribution of tissue pH changes during dialysis with this probe. Although we have produced a very focal tissue acidosis with rapid and reversible pH changes in the chemoreceptor regions of anesthetized animals by a CO2 diffusion pipette (13), this glass pipette has limitations in unanesthetized and unrestrained animals.
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METHODS |
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General Preparation
Anesthetized group.
Seventeen male Sprague-Dawley rats (300-450 g) were anesthetized
with
-chloralose (60 mg/kg) and urethan (550 mg/kg). The trachea,
femoral artery, and vein were cannulated. We paralyzed the rats with
Gallamine triethiode (3 mg/kg) and artificially ventilated them with
100% O2. The arterial blood
pressure and end-tidal PCO2 were
monitored, and rectal temperature was maintained at 37.6°C.
Bilateral thoracotomies were performed, and a positive end-expiratory
pressure of 3-5 cmH2O was
maintained during the experiment. Both vagi were cut, and the ventral
medullary surface was surgically exposed. The phrenic nerve was
isolated, cut, and placed on a bipolar electrode for recording. Phrenic nerve activity was amplified (BMA831 amplifiers, Charles Ward), rectified, and integrated. Integrated phrenic nerve amplitude (PNA),
arterial blood pressure, and end-tidal
PCO2 were recorded on a strip-chart
recorder (MFE 1400, MFE).
CO2 microdialysis and pH electrodes. A microdialysis probe (CMA/11, CMA/Microdialysis) with 1-mm length of cuprophane membrane and 0.24-mm outside diameter was placed directly into the RTN region from the ventral surface and was connected to a syringe pump for dialysis. A pH electrode coupled to a potentiometer (model EA920, Orion Research) was placed at various distances from the dialysis probe to monitor the tissue pH change. Each rat received one dialysis probe and one pH electrode. The details of the construction of the pH electrode were described previously (5, 13). To allow comparison of tissue pH among animals, the changes in each animal were normalized to the response of the electrode in vivo to the change in end-tidal CO2 from 4 to 9%. All pH electrodes were calibrated in vitro by using standard buffer solutions at pH values of 4, 6, 7, and 10 before and after the experiment.
Conscious group. Fifteen male Sprague-Dawley rats (300-450 g) were anesthetized with ketamine (100 mg/kg im) and xylazine (20 mg/kg ip). The crown of the skull was shaved, and the skin sterilized with betadine and alcohol. The head was placed into a Kopf stereotaxic holder, and a dialysis guide cannula (0.38 mm outer diameter) with a dummy was implanted into the medulla. Each rat received one guide tube. The coordinates for probe placement were 2.2 mm caudal and 1.8 mm lateral from lambda and 10.6-10.8 mm below the dorsal surface. The guide cannula was secured with cranioplastic cement, and the wound sutured. The abdominal surface was shaved, the skin was sterilized, an incision was made through the linea alba, and a sterile telemetry temperature probe (TA-F20, Data Sciences, St. Paul, MN) was placed in the abdominal cavity. The incision was closed, and the animal was allowed to recover for 3-4 days. Of the 15 rats, 9 resulted in successful experiments, 7 with guide tubes in the RTN and 2 with guide tubes placed outside of the RTN region.
CO2 dialysis solution. The artificial cerebrospinal fluid (aCSF) was equilibrated with 1) 5%, 2) 25%, 3) 50%, or 4) 100% CO2. The composition of the aCSF was (in mM) 152 sodium, 3.0 potassium, 2.1 magnesium, 2.2 calcium, 131 chloride, and 26 bicarbonate. The calcium was added after the aCSF was warmed to 37°C and equilibrated with CO2. The pH of each solution was monitored to ensure that the equilibration was reliable.
E measurement.
The plethysmograph chamber used in these experiments is similar to the
setup described by Jacky (12) and Pappenheimer (22). The analog output
of the pressure transducer was recorded on a strip-chart recorder
(model 1200, Honeywell) and on tape by using a Vetter Digital system
(model 3000A). The animal chamber operates at atmospheric pressure,
with the inflow and outflow of inspired gases balanced to prevent
hyper- or hypobaric conditions in the box. The inflow gas was
humidified, and the flow rate was controlled by a flowmeter (model
7491T, Matheson). The outflow port was connected to the in-house vacuum
system via a flowmeter. A high-resistance "bleed" of the outflow
line provided ~100 ml/min of outflow gas to the
O2 analyzer (model SA-3, Applied
Electrochemistry). The flow rate through the plethysmograph was
maintained at or above 1.4 l/min to prevent
CO2 rebreathing. The
plethysmograph was calibrated with 0.3-ml injections.
O2 consumption
(
O2) and temperature
measurement.
O2 was measured by
calculating the difference in O2
content between inspired and expired gas.
O2 = (
in × FIO2)
(
out × FIO2), normalized to
ml · g body
wt
1 · h
1,
where
in is
inflow, FIO2 is fractional
inspired O2, and
out is
outflow. The inflow O2 content was
calibrated at the beginning of each experiment, and the flow rate of
gas was set at 1.4-1.5 l/min. The outflow content of
O2 was read constantly from the
O2 sensor during the experiment.
The chamber temperature was measured by a thermometer inside the
chamber. Rat body temperature was measured by using the analog output
via telemetry from the temperature probe in the peritoneal cavity.
Anatomic analysis. At the end of the experiment, the rats were killed, and the medulla was quickly removed and fixed in 4% paraformaldehyde. Brain stems were frozen and then sectioned at 50-µm thickness with a Reichert-Jung cryostat. The sections were counterstained with cresyl violet. We identified anatomic landmarks and the site of dialysis probe placement by using a rat brain atlas (24) for reference. The guide tubes were removed postmortem but before brain stem removal and sectioning. To remove the guide tubes required manipulation and produced tissue disruption. This facilitated the anatomic verification of guide-tube and probe-tip location but also increased the volume of tissue disruption compared with that produced by simple insertion.
Data analysis.
Respiratory data were transferred from the Vetter Digital system to the
DataPac III software system. With the use of the DataPac III system, a
breath-by-breath analysis was performed with the pressure deflections
and the respiratory cycle time for each breath being determined over a
20- to 30-s time period. The data were exported to Sigmaplot 4.0 (Jandel Scientific software), and tidal volume per 100 g body wt,
frequency, and
E per 100 g body wt were
calculated for each breath.
E, tidal volume,
frequency,
O2, and body
temperature in the three groups were compared within any group by a
one-way ANOVA. Comparisons of responses to 25%
CO2 dialysis between sleep and
wakefulness were made by means of a two-way ANOVA (Sigmastat, Jandel
Scientific software) with post hoc analysis by Tukey or Bonferroni test
when indicated.
Experimental Protocol
Experiments with anesthetized rats. After finishing the surgeries, we placed a CO2 dialysis probe directly into the RTN region of each rat and a pH electrode at a single distance from the probe. The precise locations of the dialysis probe and pH electrode were ascertained during postmortem anatomic examination. All animals were first tested for their responsiveness to inspired CO2 after at least 30 min of recovery from probe and pH electrode placement. The baseline end-tidal CO2 was set just above the apneic threshold, usually at 28 Torr. A CO2 response was determined by increasing the inspired CO2 and monitoring PNA, frequency, and tissue pH at end-tidal CO2 values of 28, 42, 56, and 63 Torr. We allowed at least 30 min for the rat to recover from the CO2 stimulation. Dialysis was then performed over a 15- to 30-min period at a speed of 45 l/min by using aCSF equilibrated with 25, 50, or 100% CO2. The effect on PNA, phrenic discharge frequency, tissue pH, and blood pressure was observed and recorded. When dialysis was completed, another systemic CO2 response test was performed. The pH and phrenic amplitude value at 63 Torr end-tidal PCO2 was used as the maximum value for normalizing the pH and phrenic amplitude CO2 dialysis response data. The phrenic response to CO2 dialysis was normalized to percent baseline.
Chronic experiments.
25% CO2 dialysis group.
We dialyzed each rat during both wakefulness and sleep. The dialysis
tube and cannula dead space are taken into account along with the
dialysis fluid flow rate so that t = 0 is the estimated time at which the
CO2-equilibrated solution reaches
the exchange membrane. The rat was judged to be asleep by behavioral
criteria: it was curled up, motionless, with eyes closed. We monitored
the rat's behavior carefully during the period of dialysis. Most of the sleep experiments were conducted between 9:00 AM and 3:00 PM, and
most of the awake experiments after 3:00 PM when rats were more alert.
The rats were initially weighed and then gently held while the dummy
cannula was removed and the dialysis probe inserted into the guide
cannula. The animals were placed into a plethysmograph chamber (12, 22)
and allowed 30-40 min to acclimate. Measurements were taken in
room air and with 7% CO2 inhalation during periods of wakefulness and sleep. After the systemic
CO2 response, the animals were
exposed to room air and allowed to recover for at least 30 min. All
dialysis experiments were performed in the room-air-breathing
condition. Baseline
E,
O2, and body temperature
measurements were taken. The dialysis pump was run for 20 min at a
speed of 45 l/min. The measurements were taken over a 20- to 30-s
period at 0, 5, 10, 15, and 20 min during dialysis and at 5- to 20-min
intervals after dialysis until
E
returned to, or near to, the control level. The seven rats with correct
guide-tube placement received 13 dialysis trials during wakefulness and
10 during sleep.
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RESULTS |
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Measurement of Tissue Spread of pH During Dialysis in the RTN
In Fig. 1, the change in tissue pH during dialysis is expressed as a percentage of the maximum, which is defined in each animal as the change in tissue pH observed with an increase in the end-tidal CO2 from 28 to 63 Torr. We emphasize the change in tissue pH, as it is difficult to make an absolute pH calibration in vivo. When the tissue pH change is measured in vivo during dialysis, a value of 100% represents the same change as observed with an increase in end-tidal PCO2 from 28 to 63 Torr. A value of 200% represents a change twice as large, or from 28 to 98 Torr. A value of 50% represents a change one-half as large, or from 28 to 46 Torr.
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Tissue pH was measured by pH electrodes at varying distances from the dialysis probe, which were measured anatomically postmortem. Results are shown for three different dialysis conditions, high (100% CO2 equilibrated with the dialysis solution), medium (50%), and low (25%). With high-CO2 dialysis, the tissue pH change at the probe was approximately that which would occur with an end-tidal PCO2 of 110 Torr, and it decreased with distance such that at ~750 µm from the probe no change was detected. With 50% CO2 in the dialysate, the pH change at the probe was approximately that which would occur with an end-tidal PCO2 of 81 Torr. At 600 µm from the probe, no pH change was detected. With 25% CO2 in the dialysate, the pH change at the probe was approximately that which would occur with an end-tidal PCO2 of 63 Torr, and there was no detectable pH change at ~550 µm from the probe.
In these anesthetized rats, we also measured the amplitude of the integrated phrenic nerve signal and the frequency of phrenic bursts during the systemic CO2 responses and during dialysis in the RTN region. Focal acidification had no effect on frequency and increased phrenic amplitude by ~20% of baseline with 25, 50, or 100% CO2 in the dialysate. This increase was ~25% of the response, with all chemoreceptors stimulated by the change in end-tidal PCO2 from 28 to 63 Torr (data not shown).
Responses to Dialysis With 100 and 50% CO2 in Unanesthetized Rats
In a series of preliminary experiments, we dialyzed the RTN region of unanesthetized rats with 100 or 50% CO2 in the dialysate. We used these high concentrations initially to see if there would be a detectable ventilatory response to focal acidification of the RTN in an unanesthetized rat. With 100% CO2 in the dialysate, we performed 10 trials in three rats with the duration of the dialysis varying from 2 to 15 min. In each case,
E increased during dialysis and
returned to the normal baseline value after dialysis. However, we noted
an unexpected finding in these initial experiments. The response seemed
to differ if the rat was awake or asleep. In five cases when the rat
was resting quietly but not asleep,
E
increased by 10-30% above baseline during dialysis (data not
shown). In five other cases, the rat was asleep when dialysis was begun
and then awoke during the dialysis. In three of these cases,
E did not increase during dialysis when
the rat was sleeping but then increased dramatically when the rat awoke
(see Fig.
2A for 1 example). The peak increase in
E in these
three rats when they awoke during dialysis was 20, 50, and 75% of
baseline, respectively. In the remaining two cases with dialysis
starting during sleep,
E did increase
during sleep but then increased to a greater degree when the rat awoke
(see Fig. 2B for 1 example). In these
two rats, the peak increase in
E during
sleep was 25 and 40% of baseline, increasing during wakefulness to 95 and 65% of baseline, respectively.
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These preliminary data suggested that the ventilatory response to focal
acidification of the RTN depended on the state of arousal, but the
stimulus intensity and spread was large and seemed to arouse the rats
on some occasions. Our next step was to lower the amount of
CO2 in the dialysate to see if a
ventilatory response could still be detected. We used 50%
CO2 in the dialysate in three trials of 20-min dialysis in two rats and found that
E increased in all three by an average of
20% (data not shown). These studies were performed only during
wakefulness. The anatomic locations of the dialysis probes for the
three rats that received 100% CO2 dialysis and the two rats that received 50%
CO2 dialysis were in the RTN (Fig.
3). The spread of
tissue pH changes measured in the anesthetized rats indicates that
regions adjacent or contiguous to the RTN might have been acidified
during dialysis with 50 or 100%
CO2.
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In the major series of experiments of this report, we decreased the
stimulus intensity to 25% CO2 in
the dialysate, thus producing a stimulus at the center that was similar
in intensity to that observed with 9% endtidal
CO2 but focal in nature with the
stimulus intensity rapidly decreasing with radial distance from the
dialysis probe. We conducted a series of experiments measuring body
temperature by telemetry,
O2,
and
E using the whole body plethysmograph during exposure to 7% inspired
CO2, as well as during focal
dialysis of the RTN with 25% CO2
equilibration of the dialysate.
Responses to Dialysis of the RTN Region With 25% CO2 in Unanesthetized Rats
In all, nine rats were tested successfully, and in seven of these the tip of the dialysis probe was subsequently shown to be in the region of the RTN. The data obtained from these seven animals are given below. The anatomic locations of the seven probes within the RTN region and the two probes that were outside of the RTN region are shown in Fig. 4. The two animals with probes located outside of the RTN region had no ventilatory response to focal acidification (data not shown). The probes located are drawn schematically on the figure to show the size of the region of tissue disruption observed in the sections.
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Five rats with probes located in the RTN were tested for their response
to inhalation of 7% CO2 both
during sleep and during wakefulness (two rats did not undergo the
systemic 7% CO2 stimulation). Body temperature data, obtained via telemetry from the rat during the
time it was in the plethysmograph, are shown in Fig.
5A. Body temperature was significantly lower during sleep
(P < 0.05, two-way ANOVA), and, with
7% CO2 inhalation, body
temperature decreased significantly (P < 0.05, one-way ANOVA) in both the sleep and the awake tests. There
was no significant effect of sleep vs. wakefulness on
O2 (Fig.
5B), although
O2 did tend to decrease during the exposure to 7% CO2
(P < 0.05, one-way ANOVA).
E expressed in absolute values (Fig.
6A) was
slightly but not significantly lower in room-air breathing during
sleep, but with 7% CO2 inhalation it increased less during sleep than during wakefulness (Fig.
6A), a difference that was
significant. However, when
E was
expressed as a percentage of baseline (Fig.
6B), there was no difference between
the response to increased CO2
during sleep vs. wakefulness. When the
E
was normalized for
O2 during
CO2 inhalation, again there was no
significant difference between the responses during sleep and
wakefulness, although the values during sleep were lower than during
wakefulness (data not shown). The increase in
E with 7%
CO2 inhalation was made up of a
roughly 50% increase in tidal volume and an 80% increase in
frequency. During sleep, tidal volume increased slightly more in
absolute terms, but the value before
CO2 stimulation was lower, as was
E. Frequency showed similar changes in
absolute and relative-to-baseline terms.
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For dialysis of 25% CO2 into the
RTN region, there were, in the seven rats, 13 trials during wakefulness
and 10 trials during sleep. As a control, there were 7 trials in five
rats with RTN dialysis with the use of a 5%
CO2 equilibration. With 5%
CO2 dialysis, there was no
significant change in body temperature,
O2, or
E. These data are not shown.
The effects of focal acidification of the RTN on body temperature are
shown in Fig.
7A.
During sleep, body temperature was significantly decreased, but there
was no effect of RTN dialysis with 25%
CO2 on body temperature.
O2 (Fig.
7B) was unaffected by sleep or
dialysis.
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The major findings of the study are shown in Fig.
8. During dialysis,
E expressed in absolute terms (Fig.
8A) or in relative terms (Fig.
8B) increased, on average, only
during wakefulness. One-way ANOVA showed a significant increase
(P < 0.001; 17, 19, and 24%
increase at 5, 10, and 15 min) in
E in
absolute or relative terms only during wakefulness. Two-way ANOVA
showed a significant response of
E,
expressed in absolute terms or as percent baseline (P < 0.001), to
CO2 during wakefulness compared
with sleep. This average ventilatory response to focal RTN
acidification during wakefulness was entirely due to an increase in
tidal volume (P < 0.01; Fig.
9). Frequency did not change. Normalizing
the
E data for
O2 did not change the nature
of these results. Of the 13 dialysis trials during wakefulness, 9 could
be classified as a "response" by using an arbitrary definition of
an increase in
E of >10%. With this
definition, there was a response in only 1 of 10 trials during
behavioral sleep and in 1 of 7 trials with the 5%
CO2 dialysis control.
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DISCUSSION |
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Technical Issues
In this study, we emphasize a chronic, unanesthetized rat model with a preimplanted guide tube used for insertion of a dialysis cannula for subsequent dialysis in the RTN region using aCSF equilibrated with 25% CO2. Body temperature was measured constantly by telemetry, and
O2 and
E were measured via the whole body
plethysmograph. We used the modified version of the plethysmograph
(12, 22) with continuous flow of fresh inspired gas through the chamber to allow continuous measurement in different states of arousal without
interference by the investigator. The use of this model for the
application of thyrotropin-releasing hormone to the RTN region has been
recently described (7).
There are two concerns with this model: 1) the definition of sleep vs. wakefulness (15), and 2) the intensity and degree of spread of the tissue acidosis produced by the dialyzed CO2. For these initial studies, we defined sleep by the use of straightforward behavioral criteria. Rats were judged to be asleep when curled up motionless with their eyes closed. All other states were included during wakefulness. We are aware that active sleep (AS) and quiet sleep (QS) are very different states (15) and plan to add electroencephalogram and electromyogram measures to this model to describe more accurately wakefulness and sleep and AS vs. QS. Our behavioral definition is a reasonable beginning for these studies. Rats generally have frequent AS episodes of brief duration such that one would expect that our behaviorally defined sleep periods would consist predominantly of QS (15).
With respect to the tissue acidosis, we measured the brain stem tissue pH at varying distances from the dialysis probe using pH electrodes in anesthetized rats (Fig. 1) (5, 13, 19). Ideally we would do this in the unanesthetized model during sleep and wakefulness, but this is a technically difficult problem. For now, we rely on these data obtained under anesthesia. With dialysis by using aCSF equilibrated with 100% CO2, the observed pH change is constrained to within 750 µm and, at the probe, is approximately equivalent to that observed with an end-tidal PCO2 of 110 Torr. The affected tissue volume is 1.4 µl (assuming a spherical volume of pH distribution with a radius of 750); the volume of the RTN region in the rat is ~1.12 µl (assuming a width of 1.4 mm from the pyramidal tract to the lateral aspect of the facial nucleus, a depth of 0.5 mm from the ventral medullary surface to the ventral aspect of the facial nucleus, and a length of 1.6 mm from the rostral to the caudal poles of the facial nucleus) (24, 30). The tissue volume with an acid pH would include structures in the RVLM contiguous to the RTN, e.g., the facial nucleus, parapyramidal and juxtafacial nucleus, paragigantocellularis lateralis, and perhaps dendrites from subretrofacial and retrofacial neurons (1, 17). Even with this large stimulus, both in terms of intensity and spread, the ventilatory response to this focal acidosis is present only during wakefulness or is substantially greater during wakefulness than during sleep.
With dialysis by using aCSF equilibrated with 25% CO2, the pH change at the probe is approximately equivalent to that observed with an end-tidal CO2 of 63 Torr, and it decreases with distance such that, at 550 µm from the probe, there is no detectable change. The volume of affected tissue here is 700 nl. Most, if not all, of the focal acidosis with 25% CO2 in the dialysate is limited to the RTN region and the facial nucleus.
These estimates of the stimulus intensity and spread made in the anesthetized animal are probably greater than that which occurred in the unanesthetized preparation. In the absence of anesthesia, it is likely that the response of cerebral blood flow to the focal acidosis is greater (31), which would decrease the intensity and spread of the acidosis.
Location of Dialysis Probes
The location and approximate size of the dialysis probe tips used for 100 and 50% CO2 dialysis (Fig. 3) and for 25% CO2 dialysis (Fig. 4) are within the RTN region. Figure 4 also shows the location of the probe tip in two animals that showed no responses to focal tissue acidosis produced by the dialysis during wakefulness. These probe tips (open rectangles) are clearly not within the RTN or even within the estimated region of acidosis produced by the dialysis. The absence of any ventilatory response to dialysis at these sites indicates that brain stem chemoreception is localized: it is not present everywhere.Body Temperature and Metabolic Rate Responses to Sleep, 7% CO2 Inhalation, and Focal RTN Acidification
We and others (2) found that rat body temperature decreases during sleep, but metabolic rate is unchanged. With the whole animal exposed to 7% CO2, both body temperature and metabolic rate decrease in both sleep and wakefulness. Others have reported this decrease in body temperature (10, 25, 28), but metabolic rate is usually unaffected by hypercapnia at this ambient temperature and CO2 level (10, 28), although one other study reported a decrease in metabolic rate (25). Focal acidification of only the RTN region by microdialysis has no effect on metabolic rate or body temperature. The CO2 effects on metabolism and body temperature must reflect mechanisms involving other central chemoreceptor locations or other nonchemoreceptor mechanisms.Blood Flow During Sleep and With CO2
If cerebral blood flow to the RVLM in hypercapnia increased more during sleep than during wakefulness, then part of the absent ventilatory response during sleep could be attributed to washout of the stimulus. Total cerebral blood flow remains at or below normal waking values in QS (31). However, during AS, cerebral blood flow can increase above values observed during wakefulness (31), and, in the anesthetized rat, the baseline and CO2-stimulated cerebral blood flow are greater in the RVLM than in the cortex (11, 29). We do not know what happens to cerebral blood flow to the RVLM during sleep, but existing data indicate that AS periods are brief in duration in the rat and account for only 10-20% of total sleep (15). Also, we observed smaller or absent ventilatory responses during sleep vs. wakefulness when we dialyzed the RTN with aCSF equilibrated with 100% CO2. It seems unlikely to us that the absence of any ventilatory response to focal acidosis of the RTN region in the unanesthetized rat during behaviorally defined sleep compared with wakefulness can be explained by a differential effect of the stimulus on local cerebral blood flow in these two states.The rostral pressor region (8), located near the RTN, when stimulated can increase blood pressure via sympathetic efferent stimulation. We did not measure blood pressure in these unanesthetized rat experiments, and it is possible that in some cases it may have been stimulated by the focal acidosis. Blood pressure did increase in some animals with focal RTN CO2 application in anesthesia (13).
Chemoreception in the RTN During Wakefulness, Sleep, and Anesthesia
Focal acidosis of the RTN region in anesthetized rats produced by acetazolamide injection (4, 5, 19) or CO2 diffusion pipette (13) increases phrenic activity by a large fraction (27-40%) of the response produced by 9% end-tidal CO2, a stimulus that affects all central chemoreceptor sites. In the anesthetized animals used in this report for evaluation of tissue pH spread, integrated phrenic nerve activity also increased by a similar fraction of the response observed with increased end-tidal CO2. These results are in contrast to those obtained in the unanesthetized animal. Inhalation of 7% CO2 increases
E by 170% of baseline. Focal
acidosis of the RTN by the microdialysis probes increases
E by 24% of baseline, and this occurs
only during wakefulness. Thus the fraction of the total response
observed with focal RTN acidification is 14%, and, in behaviorally
defined sleep, there is no response to the focal acidosis.
These findings at first glance seem to be a paradox. During sleep, focal acidification of the RTN has no effect, in anesthesia the effect is a large fraction of that observed with all chemoreceptors exposed to CO2, and during wakefulness the effect is significant but is a relatively small percentage of the effect observed with all central chemoreceptors stimulated. Anesthesia (with chloralose-urethan) and sleep clearly differ in their effects on chemoreception. Our interpretation is that anesthesia affects other central chemoreceptor locations more than it does the RTN region; the RTN becomes an important source of input to the respiratory control system related to CO2, perhaps the most important. This would explain why, in anesthetized animals, lesions of the RTN region virtually abolish central chemosensitivity and can result in apnea.
In the unanesthetized and awake state, the ventilatory response to
focal acidification of the RTN region is but a small fraction of the
response to acidification of all central chemoreceptors. All
chemoreceptor sites are operational in this state, and the overall
response is likely tempered by hypocapnia at other sites. This
interpretation is consistent with recent results showing that lesions
or cooling of the RTN region in the unanesthetized, awake rat or goat
does not have the same dramatic effects on baseline
E or chemosensitivity as it does when
performed with the animal under anesthesia. In the unanesthetized
animal with RTN disruption, baseline
E is
unaffected, or is minimally affected, and the CO2 response is reduced but not
abolished (1, 2, 9, 20, 21). In the unanesthetized, awake state, the
RTN chemoreceptor site seems to act as one of many sites, each
providing a reasonable but not exceptionally large fraction of the
total central chemoreceptor input.
Surprisingly, focal acidification of the RTN region during sleep has no
effect on
E. Although we raised the
possibility above that this lack of response could possibly be due to a
sleep-related, enhanced cerebral blood flow response to focal acidosis
of the RTN region during sleep, on close examination of existing data this seems to be unlikely. Instead, we are left with the intriguing explanations that during sleep either the RTN chemoreceptors are no
longer functioning or the brain stem respiratory control system is not
listening to the input from this source, or, if it is, the gain of the
response is curtailed. From the data obtained with systemic 7%
CO2 stimulation in these same rats
during behaviorally defined wakefulness and sleep, we know that there
is a ventilatory response when all chemoreceptors are exposed to the
stimulus. Thus the absence of any response to focal acidification of
the RTN region must represent a specific effect in the RTN. We suggest that different central chemoreceptor sites may play different roles in
the control of breathing, depending on the state of arousal of brain
stem neurons. Recent in vitro studies show the presence of neurons
responsive to acidification in the midline raphe (27) and in the locus
ceruleus (26), sites that, when acidified focally in the anesthetized
rat, stimulate ventilatory output (4, 5). These regions have not been
traditionally identified as important in the control of breathing but
are important in arousal-related functions of the brain stem. We
hypothesize that their role in the control of breathing may be enhanced
during sleep.
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ACKNOWLEDGEMENTS |
|---|
This research was supported by National Heart, Lung, and Blood Institute Grant HL-28066.
| |
FOOTNOTES |
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Address for reprint requests and other correspondence: E. E. Nattie, Department of Physiology, Dartmouth Medical School, Borwell Bldg., Lebanon, NH 03756-0001 (E-mail: Eugene.Nattie{at}Dartmouth.edu).
Received 8 October 1998; accepted in final form 28 April 1999.
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