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Locomotion Laboratory, Department of Integrative Biology, University of California, Berkeley, California 94720-3140
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ABSTRACT |
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Previous studies have suggested that generating
vertical force on the ground to support body weight (BWt) is the major
determinant of the metabolic cost of running. Because
horizontal forces exerted on the ground are often an order of magnitude
smaller than vertical forces, some have reasoned that they have
negligible cost. Using applied horizontal forces (AHF; negative is
impeding, positive is aiding) equal to
6,
3, 0, +3, +6,
+9, +12, and +15% of BWt, we estimated the cost of generating
horizontal forces while subjects were running at 3.3 m/s. We measured
rates of oxygen consumption (
O2) for eight subjects. We
then used a force-measuring treadmill to measure ground reaction forces
from another eight subjects. With an AHF of
6% BWt,
O2 increased 30% compared
with normal running, presumably because of the extra work involved.
With an AHF of +15% BWt, the subjects exerted ~70% less propulsive
impulse and exhibited a 33% reduction in
O2. Our data suggest that
generating horizontal propulsive forces constitutes more than one-third
of the total metabolic cost of normal running.
biomechanics; locomotion; ground reaction forces; energetic cost
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INTRODUCTION |
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IN HUMANS AND OTHER LEGGED animals, the need to
generate muscular force to support body weight (BWt) is a major
determinant of the metabolic cost of steady-speed running. Taylor and
colleagues (22) found a linear and proportional relationship between
vertical loading with added mass and the rate of oxygen consumption
(
O2) in humans and several
other species. Additionally, Farley and McMahon (7)
observed a proportional relationship between metabolic cost and the
average vertical ground reaction force (GRF) using simulated reduced
gravity to "unweight" human subjects. Kram and Taylor (12) showed
that, in a variety of species across a wide range of speeds, the
metabolic cost of running was proportional to the weight supported.
These studies concluded that the vertical GRF (as opposed to the
horizontal GRF) is a major determinant of the metabolic cost for
steady-speed, level running. This seems reasonable because the peak
vertical GRFs for running are an order of magnitude greater than peak
horizontal GRFs (17), yet anyone who has run on a windy day intuitively
knows that external horizontal forces can substantially affect the
metabolic cost of running.
There have been only a few studies on the metabolic significance of horizontal force production during steady-speed running. Using a wind tunnel to apply horizontal impeding forces, Pugh (19) showed that the metabolic cost of treadmill running increased with the square of head-wind velocity, i.e., approximately proportional to the applied force. Others have found that metabolic cost increases proportionally with an increase in external work performed while the subject is running against an impeding force applied via a harness (4, 13, 23). We are aware of only one study that has investigated the metabolic effects of horizontal aiding forces. Davies (5) compared the metabolic cost of running with wind resistance vs. wind assistance for three subjects. He did not, however, directly measure forces applied to the runner, nor did he measure the forces exerted by the runner. Thus there is little biomechanical information available to explain the metabolic changes involved with horizontal loading.
Our aim was to alter the horizontal forces generated by the runner on
the ground and to measure the corresponding changes in metabolic cost.
We altered the horizontal forces generated by the runner by using an
applied horizontal force (AHF). We compared the rates of
O2 and the integrated
horizontal GRFs (impulses) for subjects running as we applied external
horizontal aiding forces (+AHF) or external horizontal impeding forces
(
AHF) at the waist. In doing so, we measured the changes in the
propulsive and braking forces that subjects generated to compensate for
the AHF. We then partitioned the relative importance of the horizontal propulsive forces vs. the horizontal braking forces generated during
running. By measuring horizontal GRFs, we extended our understanding of
running beyond previous studies of vertical and horizontal loading that
did not measure the horizontal GRFs.
Our rationale for this study was that, when we provided an external
horizontal aiding force, the reduction in
O2 would reflect the
metabolic cost of generating the horizontal propulsive GRF during
normal running. We anticipated that applying an impeding force would
increase the
O2 and that an
aiding force would decrease the
O2. Nevertheless, there is a
strong correlation between vertical GRF and metabolic cost (7, 22), and
our experiment did not alter these vertical forces. Thus our null
hypothesis was that the absolute cost of generating horizontal forces
on the ground would be relatively small and a minor determinant of the
metabolic cost of running.
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METHODS |
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Subjects.
Experiments took place in two independent stages: metabolic
measurements and biomechanical measurements. Subjects gave informed consent before participating in the experiment, and the protocol was
approved by the University of California Committee for the Protection
of Human Subjects. For the metabolic experiments, we collected data on
five men and three women ranging in age from 21 to 40 yr [27 ± 7 (SD) yr]. Body mass ranged from 51.5 to 97.0 kg
(68.6 ± 15.5 kg). For the biomechanics experiments, we
collected data on four men and four women ranging in age from 20 to 36 yr (25 ± 5 yr). Body mass of these subjects ranged from 55.8 to
81.5 kg (65.8 ± 9.3 kg). All subjects were well-trained
recreational runners. One year after collecting the
O2 data, we completed development of a force-treadmill capable of measuring vertical and
horizontal GRFs (11). Because the subjects from the metabolic stage of
the study were no longer available to participate in the biomechanical
data collection, we recruited a new pool of subjects. The ideal
experimental design would have been to collect both sets of data
simultaneously from a single pool of subjects. Nevertheless, our
specially designed force-measuring treadmill (11) had not been invented
or built by the time the metabolic data were collected. It would have
been possible to collect new metabolic data; however, we felt it was
unnecessary, because all of the subjects showed the same pattern of
response to the AHFs. Therefore, it is unlikely that either our results
or our general conclusions would have changed substantially had we
again collected the metabolic data.
Protocol.
For the metabolic measurements, we habituated subjects to treadmill
running within 7 days of actual data collection in accordance with
procedures for kinematic accommodation to treadmill running (21).
During the experimental sessions, subjects ran at a speed of 3.3 m/s on
a motorized treadmill (Quinton 18-60) while we applied horizontal
forces equal to
6,
3, +3, +6, +9, +12, and +15% of the
subject's BWt. A negative value indicates an impeding AHF and a
positive value indicates an aiding AHF. The order of applying aiding
and impeding AHFs was randomized for each subject. Each data-acquisition trial lasted 8 min, and
O2 measurements were averaged for the last 4 min. Subjects rested 6 min between trials except when waiting for the treadmill belt direction to be reversed (which typically lasted 10-15 min). Subjects ran with zero AHF at
both the start and end of the experiment. Although we did not measure
maximal
O2 of the subjects,
we determined that the subjects were exercising at a moderate-intensity
level (18) because steady state was achieved within 3 min.
Additionally,
O2 values for the zero AHF trials at the beginning and end of the experiment differed
by <1%. For the biomechanical measurements, the protocol was similar
to the metabolic experiment with the exception that trials lasted only
a few minutes, and this second group of subjects ran on a specially
designed force-measuring treadmill (11). Data were collected after
allowing the subjects to run for 1 min at each condition. Morgan and
colleagues (16) have previously shown that human running kinematic data
are highly reliable and exhibit little variability over time.
Horizontal pulling apparatus.
We applied aiding and impeding forces to the subjects via a waist belt
worn near the center of mass (Fig. 1). The
waist belt was connected in series with spring elements composed of
rubber tubing that were stretched over a series of low-friction
pulleys. The rubber tubing was stretched to two to three times its
resting length so that small changes in length would not substantially change the applied force. Thus nearly constant horizontal forces were
applied to the subjects. The magnitude of these AHFs was adjusted by
altering the number of spring elements in parallel and by adjusting the
length of the spring element with a hand winch on the other end of the
line.
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Metabolic measurements.
An open-flow system was used to measure the rate of
O2. Air was drawn from a
loose-fitting mask to a variable-flow vacuum adjusted to draw air at a
constant rate of 19.3 l/s. We determined that this was an adequate flow
rate because an increase in the main flow of the system did not change
the measured
O2. The expired air was sampled continuously and analyzed for oxygen content by
using an electronic oxygen analyzer (Ametek S3A-II). The system was
calibrated before each experiment by bleeding nitrogen into the mask at
a known rate (0.2 l/s), and the rate of
O2 was calculated according
to the nitrogen dilution technique (8).
O2 values were corrected to
standard temperature and pressure. All data were recorded with a
microcomputer by using virtual instrumentation software (LabView 4.0, National Instruments). Rates of
O2 were sampled
continuously and averaged every 10 s during trials. Each trial lasted 8 min with adequate rest between trials.
O2 data for each trial were
averaged only after steady state had been reached. We used an energetic
equivalent of 20.1 J/ml of oxygen (3).
Force-treadmill measurements. This device consisted of a treadmill that was rigidly attached to a large force platform and enabled us to measure vertical and horizontal GRFs with high resolution. For each trial, we collected vertical and horizontal components of the GRF for 5 s at a rate of 1 kHz/channel. The GRF data were filtered by using a fourth-order recursive, zero phase-shift, Butterworth low-pass filter with a cutoff frequency of 25 Hz. We previously determined that 99% of the integrated power content of the vertical GRF signal for normal running is at frequencies <10 Hz, whereas 98% of the horizontal GRF signal is at frequencies <17 Hz (11). Filtered GRF data were adjusted such that the mean values for each component of GRF during the aerial phases were equal to zero.
Calculation of horizontal impulses. Horizontal braking and propulsive impulses were calculated for each trial (9 trials per subject). The first and last trials (zero AHF) were averaged for each subject. Horizontal propulsive impulse data were obtained by integrating all the positive values of the horizontal GRF over the time of ground contact for 10 complete, successive step cycles. Similarly, horizontal braking impulse data were obtained by integrating all the negative values of the horizontal GRF over the time of ground contact for 10 complete, successive step cycles. A step was defined as ipsolateral heel strike to the next contralateral heel strike (i.e., one-half of a stride). These impulses were then each used to calculate an average horizontal braking and propulsive impulse per step.
In performing a study on the metabolic cost of generating horizontal forces, we recognize that there are many similarities between running on a level surface with an AHF and running on a hill. Despite some qualitative similarities between the two, there are some important quantitative differences between running on a hill and running on a level surface with an impeding or aiding force. An explanation of these quantitative differences is provided in the APPENDIX.Statistical analysis. Metabolic and biomechanical data from this study were analyzed across all conditions of AHF by using a repeated measures design (ANOVA). We performed Tukey's honestly significant difference post hoc test to analyze the differences between each level of AHF. Significance was defined as P < 0.05.
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RESULTS |
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Metabolic cost.
For the zero AHF trials, subjects had an average
O2 of 35.1 ± 1.0 (SE)
ml · kg
1 · min
1.
The level of AHF exerted an overall significant effect on
O2 (P < 0.0001), with
O2 increasing with greater
impeding forces (
AHF; Fig. 2). A
6% BWt AHF resulted in a 30.2% increase in average metabolic
rate compared with the zero AHF condition. In contrast,
O2 decreased with
increased aiding forces (+AHF; Fig. 2). A +6% BWt AHF resulted in a
22.8% decrease in
O2,
whereas a +15% BWt AHF resulted in a 32.5% decrease in average
metabolic cost over the zero AHF trial. A Tukey honestly significant
difference follow-up test revealed that the
O2 values at all but the
3% BWt AHF condition were significantly different from the
control condition and that the +6, +9, +12, and +15% BWt AHF were not significantly different from one another. A summary of these metabolic data appears in Table 1.
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Biomechanics.
Typical GRFs for unloaded running (zero AHF) and the extremes of
impeding (
6% BWt AHF) and aiding (+15% BWt AHF) conditions are
shown in Fig. 3. The average horizontal
impulses exerted per step for each condition are shown in Fig.
4. With an impeding force (
AHF), the
horizontal braking impulse decreased, whereas the horizontal propulsive
impulse increased. Conversely, the horizontal braking impulse
increased, whereas the horizontal propulsive impulse decreased with
aiding force (+AHF). As indicated in Fig. 3, the vertical GRF impact
peak was altered appreciably with the level of AHF, but the active peak
did not change. The impact (or passive) peak of the vertical GRF is
thought to be caused by the collision of the heel (or the "effective
mass" of the shank) with the ground (6). Despite these changes in
the impact peak of the vertical GRF, the average vertical force per
step for every trial was never >1.6% different from the control
condition. A summary of the kinetic data is provided in Table 1.
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DISCUSSION |
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At the greatest level of horizontal aiding force (+15% BWt AHF), the metabolic rate of our subjects decreased by 33% from the metabolic rate of normal running. At this +15% BWt AHF condition, the runners were applying 70% less propulsive impulse per step compared with what they applied without any AHF. This suggests that the metabolic cost of generating horizontal propulsive forces during normal running constitutes more than one-third of the total cost of steady-speed running. For this reason, we reject the hypothesis that the generation of horizontal forces during normal running has negligible cost.
This decrease in metabolic rate with horizontal aiding forces occurred
despite a dramatic increase in braking forces. For the +15% BWt AHF
condition, braking impulse increased by 172.7%, yet we measured a net
decrease in metabolic rate. Furthermore, with a horizontal impeding
force of
6% BWt, the metabolic rate increased by 30.2%,
despite a 51.1% decrease in braking impulse. At this condition,
propulsive impulse increased 47.5%. Therefore, it is plain to see that
the generation of horizontal propulsive forces is metabolically much
more expensive per unit of force than the generation of horizontal
braking forces during steady-speed running.
Generating horizontal forces was more expensive per unit of force than
was generating vertical forces. For a +15% BWt AHF, the average
decrease in propulsive force generated per step was 57.5 N. Expressed
per unit of body mass, the corresponding decrease in
O2 was 11.4 ml · kg
1 · min
1.
This decrease in the
rate of
O2
is equivalent to 262.0 W. Thus this suggests that generating
1 N of horizontal propulsive force on the ground during steady-speed
running at 3.3 m/s normally costs at least 4.6 W. Farley and McMahon
(7) saw that, for a 25% decrease in average vertical force, there was
a concomitant 25% decrease in
O2. Assuming a similar
relationship for our data, we see that generating 1 N of vertical force
on the ground during steady speed at 3.3 m/s would cost 1.2 W. Thus per
unit of force generated, horizontal propulsive forces are almost four times more expensive than vertical forces. These results probably reflect the relative lengths of the moment arms over which these forces
are applied. When moments (or torques) about each leg joint are
considered, a unit of force generated horizontally on the ground would
have a much greater effect than a unit of force generated vertically
(especially at the more proximal joints).
At first glance, our findings seem to disagree with the data of Farley and McMahon (7) and Taylor and colleagues (22), who suggested a one-to-one relationship between metabolic cost and the generation of vertical forces. Their interpretation left little room for horizontal forces to play a role in determining the metabolic cost of running. Perhaps it is a naive notion to simply consider vertical and horizontal forces as separate determinants of the metabolic cost of running. It is the net resultant force generated on the ground that affects the net muscle moment at each joint as well as the force of each muscle crossing the joint. In reconciling this difference, we suggest that it may not be appropriate to consider vertical and horizontal GRFs as independent determinants of metabolic cost as they are conceptual rather than physiological constructs. Future research investigating the influence of external perturbations on the metabolic cost of running should consider the effects of the resultant vector of the vertical and horizontal forces applied to the ground during level running.
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APPENDIX |
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Qualitatively, both running against a horizontal impeding force and running uphill require more external work and, therefore, more power output by the runner. Similarly, a horizontal aiding force and downhill running require less external work and less power output by the runner. Both running with an AHF and running on a hill result in similar qualitative changes in metabolic cost. Nevertheless, there are critical differences between the two running conditions that reveal that they are not quantitatively the same.
One difference is in the efficiencies for each running condition. When
running up a hill of some angle (
), gravity exerts an impeding force
equal to mg sin(
), where mg = BWt. It is important to note that this
calculation of the impeding force is performed with respect to the
reference frame of the hill such that the angle of the hill defines the
horizontal plane. With this equation, an "equivalent" hill angle
(
) can be found where an impeding force equivalent to the AHF from
our study can be calculated. In this way, we can calculate the work
efficiencies as defined by Gaesser and Brooks (9) and compare them with
similar values found in the literature for running both with impeding
forces and along equivalent hill angles. Work efficiency is calculated as the external work rate divided by the corresponding increase in
metabolic rate above the metabolic rate at zero load (i.e., zero load = normal level running).
Our measurements of work efficiency are substantially higher than what
has been reported for uphill running. At the
3% BWt AHF, our
data indicated a work efficiency of 62.6%. Pugh (19) measured a
similar work efficiency of 69.0% for running into a head wind at a
similar mechanical power output, whereas he measured a work efficiency
of 45.6% for running up an equivalent hill angle (i.e., at the same
mechanical power output). At the
6% BWt AHF, our data showed a
work efficiency of 54.5%. We calculated a substantially lower work
efficiency of 46.6% for running up a hill angle equivalent to our
6% BWt AHF by using the relationships reported by Bassett and
colleagues (1). These data suggest that running on level ground with an
AHF is quantitatively different from running up a hill.
Some studies have suggested that the efficiencies for running with a
horizontal force were the same as the efficiencies for uphill running
(5, 13, 23). These studies were difficult to compare and evaluate,
however, because efficiency values were either averaged for a wide
range of power outputs or else
efficiencies were given for
comparison rather than work efficiencies (
efficiency is defined as
the change in work rate divided by the change in metabolic cost; Ref.
9).
A second difference between running with an AHF and uphill running is that the stride frequency does not change with the amount of AHF, whereas stride frequency increases considerably with increasing hill angles (14, 15). This suggests that the internal work (to swing the legs relative to the center of mass) for running with an AHF does not change with horizontal force, whereas internal work does increase with uphill running (14). This increase in internal work with hill angle may be one reason that work efficiency is lower for uphill running compared with running with an AHF.
A third important difference between running with an AHF and running up a hill is the posture that the runner adopts. In both cases, runners tend to align their trunks relative to the gravitational vector rather than relative to the ground. The runners in our study maintained an upright posture when running with a horizontal force, whereas Iversen and McMahon (10) quantified how runners leaned forward relative to the reference frame of the hill angle.
Differences in posture probably change the orientation of the GRF vector relative to the leg joints. This would alter the effective mechanical advantage and thus the operation of the muscles and tendons during running (2). Indeed, the differences in the efficiencies and stride kinematics for running with an AHF vs. running up a hill indicate that the muscles and tendons function differently in each condition. Normal running is a bouncing gait and involves the storage of both gravitational potential energy and horizontal kinetic energy as elastic energy. Running on the level with an AHF does not affect the change in gravitational potential energy, whereas running up a hill clearly does. The springlike mechanics of normal running are crucial for conserving metabolic energy. Roberts and colleagues (20) showed that turkeys utilize less elastic energy storage when running uphill than when running on level ground. The high efficiencies we observed suggest that our subjects retained this springlike behavior and were storing more elastic energy compared with humans running up a hill. For these reasons, running up a hill is quantitatively different from running with an AHF.
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ACKNOWLEDGEMENTS |
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We thank Sabrina S. Selim for invaluable assistance in collecting the metabolic data. We also thank T. J. Roberts and the members of the University of California at Berkeley Locomotion Laboratory for insightful comments and suggestions.
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FOOTNOTES |
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This work was supported by National Institute of Arthritis and Musculoskeletal and Skin Diseases Grant R29-AR-44688 (to R. Kram).
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Address for reprint requests and other correspondence: Y.-H. Chang, Locomotion Laboratory, Dept. of Integrative Biology, Univ. of California, 3060 Valley Life Sciences Bldg., Berkeley, CA 94720-3140 (E-mail: younghui{at}uclink4.berkeley.edu).
Received 10 July 1998; accepted in final form 29 December 1998.
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Y. Chang, H. Huang, C. Hamerski, and R Kram The independent effects of gravity and inertia on running mechanics J. Exp. Biol., January 1, 2000; 203(2): 229 - 238. [Abstract] [PDF] |
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