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Pulmonary Function Laboratory, Division of Pulmonary and Critical Care Medicine, Mayo Clinic and Foundation, Rochester, Minnesota 55905
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ABSTRACT |
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To evaluate methods used to document changes in
airway function during and after exercise, we studied nine subjects
with exercise-induced asthma and five subjects without asthma. Airway
function was assessed from measurements of pulmonary resistance
(RL) and forced expiratory vital capacity maneuvers. In the asthmatic subjects, forced expiratory volume in 1 s (FEV1) fell 24 ± 14% and RL increased 176 ± 153% after exercise, whereas normal subjects experienced no
change in airway function (RL
3 ± 8% and FEV1
4 ± 5%). During exercise, there was a tendency for
FEV1 to increase in the asthmatic
subjects but not in the normal subjects.
RL, however, showed a slight
increase during exercise in both groups. Changes in lung volumes
encountered during exercise were small and had no consistent effect on
RL. The small increases in
RL during exercise could be
explained by the nonlinearity of the pressure-flow relationship and the
increased tidal breathing flows associated with exercise. In the
asthmatic subjects, a deep inspiration (DI) caused a small,
significant, transient decrease in
RL 15 min after exercise. There
was no change in RL in response
to DI during exercise in either asthmatic or nonasthmatic subjects.
When percent changes in RL and
FEV1 during and after exercise
were compared, there was close agreement between the two measurements
of change in airway function. In the groups of normal and mildly
asthmatic subjects, we conclude that changes in lung volume and DIs had
no influence on RL during
exercise. Increases in tidal breathing flows had only minor influence
on measurements of RL during
exercise. Furthermore, changes in
RL and in
FEV1 produce equivalent indexes of
the variations in airway function during and after exercise.
esophageal manometry; forced vital capacity; pulmonary function
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INTRODUCTION |
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THE FUNCTION OF THE AIRWAYS during exercise can be determined in a number of ways. The most common noninvasive method is the maximal forced vital capacity (FVC) maneuver to obtain the forced expiratory volume in 1 s (FEV1) and maximal flows at various lung volumes [e.g., the peak expiratory flow and maximal expiratory flow at 50% of the expired volume (PEF and FEF50, respectively)]. The FVC maneuver has certain drawbacks. It requires good cooperation and a near-maximal effort on the part of the subject, and the effort must be reproducible if comparisons are to be made among various conditions (19). Additionally, the deep inspiration (DI) required for the FVC maneuver may affect airway function, particularly in individuals with asthma (7, 12, 20, 22).
Airway function can also be assessed by using measurements of airway resistance or pulmonary resistance (RL). Airway resistance requires body plethysmography that is difficult to apply to exercising subjects. RL on the other hand can be measured with an esophageal balloon and requires only continuous registration of flow and pressure signals. Both airway resistance and RL are affected by changes in lung volume (5, 6, 16, 25, 32) and by changes in flow (25) at which the measurements are made, the latter due to nonlinearity of the transpulmonary pressure vs. flow relationship. Thus interpretation of RL measurements during exercise should take into account the possible effects of increases in airflow, which could cause overestimation of RL, and increases in lung volume, which could cause underestimation of RL. An additional drawback to RL measurements is the discomfort associated with esophageal balloon placement.
Both RL and the FEV1 have been used to assess responses during exercise in normal subjects and individuals with asthma (3, 21, 28, 31). To our knowledge, only one study has compared the two types of measurements in the same subjects (31). However, this study did not take into consideration possible effects of changes in lung volume or flow.
The major purpose of the present investigation was to compare maximal flows from FVC maneuvers to RL measurements during exercise in normal individuals and subjects with mild exercise-induced asthma. These two estimates of airway function are not necessarily equivalent. During the FVC maneuver, airways are dynamically compressed and static lung recoil is the driving pressure for expiratory flow (24). Airways are rarely compressed during RL measurements, and the pertinent driving pressure is alveolar. We measured RL by two methods, one that should be insensitive to changes in flow and the other that allowed evaluation of the effects of changing flows. We evaluated the possible confounding effects of changes in lung volume on RL measurements, and we evaluated the acute effects of a DI on RL.
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METHODS |
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Subject Recruitment
Nine subjects with a history of exercise-induced asthma and five subjects without asthma were recruited from the local population by general advertisement. All subjects signed a written informed-consent form approved by the Mayo Institutional Review Board. Subjects with asthma were not taking inhaled or oral corticosteroid medications and were asked to withhold inhaled
-agonists for 12 h before each study.
Subjects in the asthma group were screened for exercise-induced asthma
by using an incremental exercise protocol on a stationary cycle
ergometer while breathing dry room air as described previously (3). All
subjects completed the two additional exercise studies on separate days
within a 2-wk period. The subjects with asthma were asymptomatic at the
time of study.
Spirometry
Spirometry was performed with the subject wearing a noseclip and connected directly by a mouthpiece to a screen-type pneumotachograph with a ±2 cmH2O differential pressure transducer. The transducer signal was digitized at a rate of 100 s
1, and the flow data
were digitally linearized (34) and then integrated to produce the
volume signal. The pneumotachograph was calibrated before each study by
using a 3-liter air-filled syringe. Integrated volumes were required to
be within ±3% of the syringe volume across a range of flows from
~0.5 to >6.0 l/s. To correct flow and volume measurements to
BTPS conditions, expired temperature
was assumed to be 28-32°C, saturated (18), the actual value
being adjusted to minimize drift in the volume signal (see RL
Measurements).
To perform spirometry, subjects inspired fully, then exhaled forcefully into the mouthpiece for at least 6 s when at rest and for 3 s during exercise. Because of the timing difference imposed on the measurements, vital capacity changes were not reported in this study. FEV1, PEF, and FEF50 were calculated from the best FVC maneuver. For the purposes of the FEF50 calculations, it was assumed that total lung capacity (TLC) was unchanged by exercise (30); thus comparison was made at the same lung volume below full inflation. Baseline measurements satisfied the acceptability and reproducibility criteria suggested by the American Thoracic Society (27). The maneuver with the largest sum of FVC, FEV1, and PEF/3 was selected to represent preexercise values. PEF/3 was added to the standard selection criteria to ensure maximal efforts, thus controlling for the inverse effort dependence of FEV1 (19). To minimize subject fatigue, only one maneuver was required at each time point during and after exercise.
RL Measurements
RL was calculated by two methods from raw data streams stored in computer files. We used a digital equivalent of the "electrical subtraction" technique of Mead and Whittenberger (25) (RL,MW) and an isovolume technique (RL,iso) similar to that of Frank and colleagues (9). The esophageal balloon placement through the nares into the subject's esophagus has been described previously (2). Transpulmonary pressure (Ptp) was taken as the difference between esophageal pressure and lateral air pressure measured at the mouth. Transducers were calibrated before each study. Before data analysis, the BTPS correction factors of the flow and volume signals were adjusted to minimize drift in the volume channel so that the volumes recorded at full inspirations at the beginning and end of each recording were equal. This technique did not take into account possible real drift in the volume signal because of CO2 production (
CO2)<>O2
consumption (
O2). We felt
this effect was probably minimal because the subjects were exercised near their anaerobic threshold, where
CO2
O2.
RL,MW. From the continuous raw data record of spontaneous breathing, individual breaths were analyzed to determine dynamic lung compliance (CL,dyn) and RL,MW by using
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VL and
Ptp indicate the
change in lung volume and Ptp during the breath, respectively, and
indicates mouth flow. CL,dyn was obtained by taking
the ratio of the tidal volume to
Ptp between points of zero flow at
end inspiration and end expiration. RL,MW was obtained by linear
regression of
vs.
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RL,iso. The same breaths were used to determine RL,iso, which was calculated by using
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Ptp,I and
E
I refer to
the differences in Ptp and
between expiration and
inspiration at a given volume below TLC. Because these points were
picked according to the volume, the flow was unconstrained and likely
increased with exercise. To assess the effects of increasing tidal
breathing flows on RL,iso, we
used isovolume pressure-flow (IVPF) curves to model changes in
RL,iso that would be expected
because of the increase in airflows during exercise, as described in
the APPENDIX.
Exercise Evaluations
Exercise studies were performed on an electrically braked stationary cycle ergometer. The inspiratory port of the breathing valve was connected to a large gas bag (weather balloon) that was kept inflated by dry gas from a compressed-air cylinder. Dry air at room temperature has been shown to be nearly as effective as cold, dry air in inducing bronchospasm after exercise (1, 8, 14, 29). All subjects completed an initial screening evaluation as described previously (3), followed on different days by a submaximal exercise study (see below).Submaximal Exercise
Six-minute periods of constant-load exercise of moderate intensity (60-65% of the subject's maximal capacity, from the initial evaluation) were utilized. After preexercise spirometry, IVPF curve generation, and baseline RL measurements, the external power output was set to a low value for a 3-min warm-up period, followed by 6 min at the target exercise intensity and finally 3 more min at low intensity for a cool-down period. Two 3-min continuous recordings of mouth flow, integrated volume, and pressures were obtained, starting 1.5 min before power output was increased to the target level and starting 1.5 min before cool-down. A full inflation to TLC followed by an FVC maneuver was performed at the beginning and end of these recordings to obtain the reference volumes at full inflation used for drift correction and for spirometry data. Thus each 3-min recording interval spanned a change in exercise intensity and allowed determination of spirometry and RL late in warm-up, early and late in exercise, and early in the postexercise period. Spirometry and 2-min recordings were also obtained at 5, 10, and 15 min after exercise.DI
The effects of DI associated with spirometry on RL,iso and RL,MW were evaluated at rest, at the beginning of the two 3-min recording intervals, and postexercise. The effects of DI were determined by using paired t-tests on the differences in 4- to 6-breath averages of RL taken before and within 60 s after the DI.Statistical Analysis
Comparisons between phases of exercise within individuals were made by using paired t-tests. Unpaired t-testing was used to test for differences in preexercise spirometry between the asthmatic and nonasthmatic groups. Both P < 0.05 and P < 0.01 are listed in RESULTS.| |
RESULTS |
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Physiological Characteristics of Subjects (Table 1)
Compared with the nonasthmatic subjects, the asymptomatic asthmatic subjects had lower expiratory flows (P < 0.01), particularly FEF50, and there was a nonsignificant tendency for the asthmatic subjects to have higher RL,MW and RL,iso (P > 0.1). The asthmatic subjects experienced a drop in FEV1 averaging
24 ± 14% (P < 0.01) and an increase in RL,MW
of 176 ± 153% after exercise at 60%-65% of their maximal work
rate. Normal subjects showed no significant change in either
FEV1 (
4 ± 5%) or
RL,MW 1(
3 ± 8%).
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Effects of Lung Volume on RL
The effects of lung volume on RL were evaluated by plotting the inverse slope of the preexercise IVPF curves (1/K1, Eq. A1 in the APPENDIX, which has units of resistance) against lung volume below TLC (Fig. 1). In only one subject was the slope of the IVPF curve strongly dependent on lung volume. The lung volumes at which RL,iso data were obtained at rest and exercise are indicated on the volume axes (R and Ex, respectively). In two subjects in each group this volume increased by ~0.4 liter during exercise, which had little effect on resistance. Expected changes in RL over a comparable volume range (indicated by dotted lines) assume that airways expand homogeneously with lung parenchyma and changes in tissue resistance are minimal (15).
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Effects of Changing Airflows on RL
Figure 2 compares mean values for RL,iso (
),
RL,MW (
), and the modeled
change in RL,iso (dotted lines;
based on IVPF curves, APPENDIX)
during exercise and in the postexercise period. In both asthmatic and
nonasthmatic subjects, RL,iso
increased slightly during exercise compared with preexercise, but the
increase in RL,iso did not
attain significance in either group (P > 0.10). RL,MW stayed constant
in the asthmatic subjects but fell slightly (P < 0.05) in the normal subjects.
RL,iso was expected to increase slightly with increasing tidal breathing flows, on the basis of the
shape of the IVPF curve (dashed curve). Note that
RL,MW is determined in a
constant range of flow (±1 l/s) and is therefore not expected to be
affected as much by changes in tidal breathing flows. After exercise,
the marked increase in RL,iso
and RL,MW in the asthma group
demonstrates induced bronchoconstriction. In the normal subjects,
RL,iso followed the pattern
predicted by the IVPF curve model after exercise, indicating no overall change in airway function, and
RL,MW returned to preexercise
values.
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Effects of DI on RL
The average RL,MW and RL,iso before and 30-60 s after DI at rest and during and after exercise are shown for each group in Fig. 3. In eight of the nine asthmatic subjects, DI caused a slight increase in RL,MW and RL,iso before exercise, although both changes just failed to reach significance by paired t-test (P > 0.05). DI caused a transient but statistically significant decrease in RL,iso and RL,MW when measured 15 min after exercise in the asthmatic subjects.
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Changes in Forced Expiratory Flows and RL During and After Exercise
Mean data for spirometric variables are shown in Fig. 4. In the asthma group, there was a nonsignificant trend for forced expiratory flows to increase during exercise but a significant decrease in flows (FEV1,
24 ± 14%) occurred after exercise. A possible
mechanism for an increase in forced expiratory flows would be a
slightly reduced effort by the subjects, leading to paradoxical
increase in flows (19). The average Ptp generated by the asthmatic
subjects at PEF were the same during exercise (
114 ± 50 cmH2O) compared with
preexercise (
115 ± 48 cmH2O), indicating a similar
degree of effort in the early part of the forced expiratory maneuver in
both conditions. The normal subjects showed a transient decline in
FEV1 at one point during exercise (P < 0.05) not reflected in the PEF
or FEF50, but no significant changes were seen after exercise.
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Mean data for RL are shown in
Figs. 2 and 3. The changes in
RL,iso and
RL,MW in the asthma group were
small and not statistically significant during exercise, similar to the
spirometry data. The asthmatic subjects experienced a considerable
increase in both RL,iso and
RL,MW after exercise
(RL,MW 176 ± 153%), also
consistent with the decline in spirometric flows. There was good
agreement between the two indexes of changes in airway function during
and after exercise
(r2 = 0.58, P < 0.01) (Fig.
5).
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DISCUSSION |
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Our results showed 1) there was no consistent effect of changes in lung volume on measurements of RL during exercise in subjects either with or without mild asthma; 2) with exercise, the slight increase in RL,iso was consistent with the increase in tidal breathing flows and the nonlinearity of the pressure vs. flow relationship, indicating no actual change in airway function; 3) DI caused a small transient decrease in RL after exercise in the asthmatic subjects but had little immediate effect on RL during exercise in either group of subjects; 4) RL,iso and RL,MW gave similar results; and 5) changes in RL and FEV1 indicated similar changes in airway function during and after exercise.
Effects of Lung Volume on RL
Because of the mechanical interdependence of airways and lung parenchyma, increasing lung volume increases the tethering forces on intraparenchymal airways, resulting in an expected decrease in RL as lung volume increases (15). We found little effect of increasing lung volume on RL in the limited volume range encountered during exercise. The resistance vs. volume relationship in our study was derived from IVPF curves constructed from near-vital capacity breaths with varying flows rather than from tidal breathing. To our knowledge, no one has reported effects of lung volume on RL by using this technique. Whether upper airway effects or other technique differences account for the generally smaller effect of lung volume in our study compared with previous studies remains to be determined.Effects of Increasing Flows on RL,iso
Several studies have demonstrated the nonlinear relationship of Ptp to flow at any given lung volume (11, 24, 25). The increasing flows of exercise would be expected to increase RL, although the amount of this increase has not been previously measured. By referring to IVPF curves generated before exercise, we documented the degree to which the increasing flows of exercise should increase RL,iso. The increase in RL,iso found was small in our subjects and of a magnitude predicted by the nonlinearity of the pressure-flow relationship. In subjects with more advanced lung disease, the effect of increasing flow is likely to be larger because of the increased curvature of the IVPF curve in the lower flow range (11, 32).In studies using RL measurements where substantial increases in flow are encountered, either of two approaches can be used. Measurements of RL can be restricted to low inspiratory and expiratory flows, as in the Mead and Whittenberger technique (25). Alternatively, the IVPF curve technique described in this study can be employed to document the effect of increasing flows.
Effects of DI on Lung Function During Exercise
A potential problem in assessing airway function by spirometry is that the DI required for the maneuver may induce either transient bronchodilation or bronchoconstriction (7, 10, 12, 22). We investigated the effect of DI on assessment of airway function by measuring RL before and after each DI associated with the FVC maneuvers. DI decreased RL 15 min after exercise in the asthma group. However, there was no consistent change in RL in the 30- to 60-s period after each DI during any other phase of the study in either group of subjects. We have no information on whether our results apply to subjects with more severe asthma or other forms of obstructive lung disease.In an additional separate study in the same nine asthmatic subjects, we compared the pattern of RL,MW change before, during, and after exercise when no FVC maneuvers were performed. The pattern of changes was not statistically different from that in Figs. 2 and 3 (data not shown).
Airway Function During Exercise
Results from previous studies by using a variety of methods do not provide a consistent picture concerning changes in airway function during exercise in either normal subjects (13, 16, 30, 33) or subjects with asthma (3, 21, 28, 31). A major purpose of this study was to compare RL and maximal expiratory flows during exercise in normal and mildly asthmatic subjects. Both measurements indicated similar patterns of change in airway function (Figs. 2-4), namely, no consistent change during exercise in either group and bronchoconstriction in the asthmatic subjects after exercise.The inconsistency in results among the various studies of airway
function during exercise may be related, in part, to differences in
technique. Three groups reported a dramatic fall in
RL during exercise in normal
subjects by using techniques that require the subject to increase
respiratory rate (16, 21, 33). Two of these reported that the reduction
in RL was blocked by treatment with anticholinergic drugs but was not affected by treatment with
-blockers. In contrast, studies reporting
RL,MW or
RL,iso measured during
spontaneous breathing all report no change in
RL during exercise in normal
subjects (28, 30, 31), results that are similar to ours using the same
technique. When taken together, the results from these studies suggest
that there may be a vagally induced increase in
RL caused by panting before
exercise (16, 33) but that during exercise vagal tone is abolished and
airways are maximally dilated. These reflex changes in airway function do not occur during unconstrained breathing. Two studies have reported
RL,MW measurements in asthmatic
subjects during exercise with mixed results. Stirling and colleagues
(28) reported a 20% fall in
RL,MW during exercise of up to
12-min duration, and Suman and co-workers (31) documented an early fall
in RL,iso, but by 5 min of
exercise RL,iso had returned to
preexercise levels. The latter result is similar to the changes we
documented after 5 min of exercise. We can only speculate that the
differences among these studies in asthmatic subjects can be caused by
differences in the populations studied, the level of exercise attained,
or exercise modality (Stirling and colleagues and Suman and co-workers used treadmill exercise). In addition, small differences in exercise protocol could account for some of the differences. We included a 3-min
warm-up period before increasing intensity to the target level, which
may not have been included in other protocols.
The use of spirometry to document changes in airway function during exercise has been criticized because of the possible inability of subjects to perform maximal expiratory maneuvers during strenuous exercise (23). We did not find this to be the case. The Ptp values generated by the asthmatic subjects at the time of PEF were not different during exercise compared with preexercise, indicating that subjects are capable of providing adequate effort to perform spirometry during exercise. Furthermore, the FEV1 data were not affected by the effort dependence that has been documented in patients with chronic obstructive lung disease (19). Thus, despite the differences in lung mechanics during resistance and maximal expiratory flow measurements, the results were similar with either technique.
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APPENDIX |
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To quantify the effect of increasing flow during exercise, we
calculated RL,iso by using
preexercise IVPF curves
[RL,iso (model)] as
follows. We obtained a series of IVPF curves at rest for each subject
(Fig. 6). Then we could plot the exercise
flows (
) used in the
RL,iso measurement on a graph of
the preexercise IVPF curve obtained at the same lung volume. If the
measured RL,iso increased during
exercise but the Ptp vs.
data fell on the control
IVPF curve, then the increase in
RL,iso would be due to the
nonlinearity of the pressure-flow relationship and would not represent
bronchoconstriction. Data not falling on the control IVPF curve could
reflect either bronchoconstriction or bronchodilation. Thus the method
documents the increases in RL
secondary to increases in flow. It also controls for increases in lung
volume by referring to isopleths of constant volume below TLC. The
changes in resistance estimated from the IVPF curves are indicated in
Fig. 2 (dotted lines). The slight increase in
RL,iso(model) was close to the
measured increase in RL,iso,
indicating no change in airway function occurred.
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Before exercise, subjects generated IVPF curves as described previously
(4). With the esophageal balloon in place, the subject performed nearly
full vital capacity inspiratory and expiratory maneuvers with
increasing effort. This procedure was repeated as many times as needed
to cover inspiratory and expiratory flows from <0.5 to >4.0 l/s
over most of the volume range from ~80% TLC to near residual volume.
The resulting
and lung volume signals were
adjusted to minimize drift in the volume signal as described above. A
family of IVPF curves was constructed by plotting Ptp and
values at constant volume levels, several of which are shown in Fig. 6. To use these data for calculation of
RL,iso(model), lines were fitted
to the data for each volume level in each subject by an iterative
fitting procedure that minimized the mean square deviation from the
equation
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(A1) |
E and
I),
respectively, that added curvature. By using Eq.
1, a pair of
Ptp,EIVPF
and
Ptp,IIVPF
points could be determined from the measured
E and
I that had
been used to calculate
RL,iso. By using these
estimated pressures,
RL,iso(model) was calculated
from
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(A2) |
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ACKNOWLEDGEMENTS |
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The authors thank Catherine Swee for technical assistance and Patricia Muldrow for manuscript preparation.
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FOOTNOTES |
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This work was supported by grants from the Mayo Foundation and by the Department of Health and Human Services through National Institutes of Health Grants HL-52230 and M01-RR-00585.
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Address for reprint requests and other correspondence: K. C. Beck, Pulmonary Function Laboratory, Division of Pulmonary and Critical Care Medicine, Mayo Clinic and Foundation, Rochester, MN 55905.
Received 8 June 1998; accepted in final form 2 December 1998.
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