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J Appl Physiol 86: 1357-1366, 1999;
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Vol. 86, Issue 4, 1357-1366, April 1999

Role of expiratory flow limitation in determining lung volumes and ventilation during exercise

Steven R. McClaran, Thomas J. Wetter, David F. Pegelow, and Jerome A. Dempsey

John Rankin Laboratory of Pulmonary Medicine, Department of Preventive Medicine, University of Wisconsin-Madison, Madison, Wisconsin 53706


    ABSTRACT
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

We determined the role of expiratory flow limitation (EFL) on the ventilatory response to heavy exercise in six trained male cyclists [maximal O2 uptake = 65 ± 8 (range 55-74) ml · kg-1 · min-1] with normal lung function. Each subject completed four progressive cycle ergometer tests to exhaustion in random order: two trials while breathing N2O2 (26% O2-balance N2), one with and one without added dead space, and two trials while breathing HeO2 (26% O2-balance He), one with and one without added dead space. EFL was defined by the proximity of the tidal to the maximal flow-volume loop. With N2O2 during heavy and maximal exercise, 1) EFL was present in all six subjects during heavy [19 ± 2% of tidal volume (VT) intersected the maximal flow-volume loop] and maximal exercise (43 ± 8% of VT), 2) the slopes of the ventilation (Delta VE) and peak esophageal pressure responses to added dead space (e.g., Delta VE/Delta PETCO2, where PETCO2 is end-tidal PCO2) were reduced relative to submaximal exercise, 3) end-expiratory lung volume (EELV) increased and end-inspiratory lung volume reached a plateau at 88-91% of total lung capacity, and 4) VT reached a plateau and then fell as work rate increased. With HeO2 (compared with N2O2) breathing during heavy and maximal exercise, 1) HeO2 increased maximal flow rates (from 20 to 38%) throughout the range of vital capacity, which reduced EFL in all subjects during tidal breathing, 2) the gains of the ventilatory and inspiratory esophageal pressure responses to added dead space increased over those during room air breathing and were similar at all exercise intensities, 3) EELV was lower and end-inspiratory lung volume remained near 90% of total lung capacity, and 4) VT was increased relative to room air breathing. We conclude that EFL or even impending EFL during heavy and maximal exercise and with added dead space in fit subjects causes EELV to increase, reduces the VT, and constrains the increase in respiratory motor output and ventilation.

dead space; helium-oxygen; feedback inhibition; respiratory muscle loading/unloading


    INTRODUCTION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

THE HYPERVENTILATORY response to high-intensity exercise has been attributed to one or more neurohumoral stimuli (4, 6, 16). There is also some indirect evidence that these ventilatory responses may be influenced by the mechanical constraints presented by the airways and/or inspiratory muscles, at least in many highly fit subjects capable of achieving higher than normal maximal metabolic rates and minute ventilations (VE) (17, 28). Significant amounts of expiratory flow limitation during moderate through maximal exercise have been observed in highly fit healthy subjects, including young and elderly adult men and women (13, 17, 28, 32). Tidal volume (VT) has also been shown to reach a plateau and to fall as work intensity and ventilation increase during heavy exercise (6, 8). Furthermore, ventilatory responses to added inspired CO2 or hypoxia are reduced in slope during heavy exercise compared with light- to moderate-intensity exercise (4, 17). These reductions in the ventilatory response to superimposed chemical stimuli occurred during very high work rates, where the expiratory portion of the tidal flow-volume loop intersected the maximal flow-volume envelope, the end-expiratory lung volume (EELV) was increasing, and pressure generated by the inspiratory muscles often exceeded 80% of the maximal dynamic capacity of the inspiratory muscles for pressure generation (17).

We asked whether the expiratory flow limitation incurred at high levels of VE may have been responsible for the reduced ventilatory response to chemical stimuli. We studied highly trained subjects who experienced significant expiratory flow limitation during heavy exercise and used dead space breathing as a means of increasing the chemoreceptor drive to breathe (29, 36). We also used a low-density HeO2 inspirate to reduce airway flow resistance to increase the maximal available flow-volume envelope and thereby eliminate expiratory flow limitation during tidal breathing. This approach allowed us to determine whether expiratory flow limitation and its associated effects on EELV and end-inspiratory lung volume (EILV) were responsible for any observed changes in the ventilation and breathing pattern in response to increasing exercise intensity and superimposed chemical stimuli.


    METHODS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Six competitive male cyclists [maximal O2 uptake (VO2 max) = 65 ± 8 ml · kg-1 · min-1] were recruited to participate in the study. Pulmonary function tests of all subjects were within the normal predicted range (Table 1), and no subject had any history of cardiovascular or lung disease. All procedures were approved by the Human Subjects Committee Institutional Board of the University of Wisconsin-Madison, and informed consent was obtained. The physical characteristics of the subjects (means ± SD) were as follows: age = 34 ± 16 yr, height = 1.73 ± 0.10 m, weight = 74.5 ± 3.9 kg.

                              
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Table 1.   Resting lung volumes and flow rates

Resting pulmonary function tests. Vital capacity (VC), inspiratory capacity (IC), and forced expiratory volume in 1 s were determined using a water-sealed spirometer (model 13.5L, Warren E. Collins, Braintree, MA). Resting thoracic gas volume for the determination of functional residual capacity (FRC) was determined using Boyle's law in a Collins body plethysmograph (20). Total lung capacity (TLC) was calculated as the sum of the FRC measurement from the body box and the IC from spirometry. Residual volume was determined using an inert gas with a 10-s breath-hold dilution test (5).

Flow, volume, pressure, and gas measurements. All measurements have been described previously (27). Inspired and expired flow rates were measured separately by dual pneumotachographs (model 3800, Hans Rudolph). Volumes were determined by computer integration of the flow signals. Volume calibration was performed for each inspiratory gas with various steady-state flows and verified by brief collections in a calibrated Tissot instrument.

Esophageal pressure (Pes) was measured with a 10-cm latex balloon positioned in the lower one-third of the esophagus. Mouth pressure and Pes were connected to a Validyne transducer (model MP45-871, ±300 cmH2O). Pressure and flow signals were determined to be in phase up to 12 Hz. Inspired and expired gases were sampled at the mouth and in a mixing chamber via an O2 analyzer (model S-3A, Applied Electrochemistry) and a CO2 analyzer (model LB-2, Beckman). All signals were sent through an analog-to-digital board (Techmar Labmaster PGH, Scientific Solutions, Solon, OH) and sampled on a computer (PC Tailor 486 Dx2/50) at 75 Hz.

Protocol. Each subject completed an initial progressive incremental exercise test on an electromagnetically braked cycle ergometer (Elma). After a warm-up period (2-4 min), the first workload was set at 150-250 W (~40-50% of VO2 max) with an increase of 50 W every 2.5 min until exhaustion. After a 20-min rest, the subjects repeated their highest workload for as long as possible to ensure a plateau in O2 uptake. With use of the criteria initially suggested by Taylor et al. (37), all six subjects were observed to reach a plateau in VO2 max (<150-ml increase in O2) during the last two workloads. After the initial test, four progressive exercise tests were conducted on separate days, with a minimum of 48 h between tests. Each progressive test utilized the last six workloads of the initial test. The following test conditions were applied in random order: 1) N2O2 (26% O2-balance N2) with no added dead space, 2) N2O2 with 1 liter of dead space, 3) HeO2 (26% O2-balance He) with no added dead space, and 4) HeO2 with 1 liter of dead space. We used 26% O2 in the inspirate for all conditions to prevent hypoxemia during rebreathing of added dead space. As measured by ear oximeter (model 47201A, Hewlett-Packard), the range in Hb saturation was 96.7 ± 0.3 to 98.2 ± 0.4% during all four trials.

Added dead space and apparatus resistance. During the added dead space trials, subjects breathed through a piece of tubing placed between the mouthpiece and the Hans Rudolph valve. Measured by water displacement, the total dead space of the added section of tubing was 870 ml and the valve dead space was 115 ml.

The HeO2 and N2O2 mixtures were warmed and humidified. Mesh screens were added to the inspiratory and expiratory tubing during the HeO2 trial to attain external apparatus resistance identical to that during the N2O2 trial. Apparatus resistance was 0.80, 0.99, and 1.49 cmH2O · l-1 · s during the N2O2 trials and 0.90, 1.00, and 1.50 cmH2O · l-1 · s with HeO2 at flow rates of 3.1, 5.8, and 8.5 l/s, respectively. Thus, with the added external resistances, the He effect was limited only to reducing the subject's internal airway resistance. A piece of tubing identical in length and resistance was added to the inspiratory and expiratory lines during the trials in which no dead space was added to maintain comparable circuit resistance relative to the trials in which dead space was added.

Determination of expiratory flow limitation. Each subject performed a minimum of three to five voluntary maximal flow-volume loop (MFVL) maneuvers during the N2O2 and HeO2 trials before and immediately after exercise, with the largest loop accepted. A maximal IC measurement was obtained during the last 20 s of each 2.5-min workload. Acceptable IC trials during exercise required that peak inspiratory Pes match that obtained at rest. A mean of 10-20 tidal breaths taken at the end of each workload were averaged (using a computer averaging program) to provide a representative tidal flow-volume and pressure-volume loop for that workload. The EELV was determined by subtracting the maximal IC for each workload from the TLC as measured at rest (20). EILV was calculated as the sum of EELV and VT. Flow limitation for each workload was computed as the percentage of the expiratory tidal flow-volume loop for each workload that intersected the expiratory boundary of the maximal flow-volume loop. We used the peak Pes obtained during the maximal IC maneuver to estimate the capacity of the inspiratory muscles to generate pressure (Pcap,i) for each workload.

Prediction equations. We selected prediction equations for resting lung function from cross-sectional studies that reflected the background of our subject population, namely, those that included subjects who were of the same age, did not smoke, were Caucasian, and resided primarily in the United States (1).

Statistical analysis. All comparisons between group mean values and response slopes were evaluated using a Friedman repeated-measures ANOVA on ranks. Student-Newman-Keuls post hoc test was used to determine where differences occurred. Significance for all tests was set at P <=  0.05.


    RESULTS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Resting pulmonary function tests. The group mean values of the resting lung volumes and maximal flow rates are shown in Table 1. All values for lung volumes and flow rates were not different (P > 0.05) from predicted values for age- and height-matched men.

Ventilatory response to exercise and added dead space. Figure 1 shows the ventilatory response to progressive exercise. With N2O2 breathing, there was a linear increase in VE with increasing work rate during submaximal exercise and hyperventilation during heavy and maximal exercise. Table 2 shows the response slopes of VE and the nadir of inspiratory pressure to added dead space all expressed per Torr change in end-tidal PCO2 (PETCO2). The slope of the ventilatory response to added dead space (Delta VE/Delta PETCO2) was similar during the first four workloads of N2O2 but was significantly reduced during heavy and maximal exercise (Table 2, Fig. 1).


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Fig. 1.   Relationship between minute ventilation (VE) and end-tidal PCO2 (PETCO2) during 6 incremental exercise workloads [52, 65, 74, 88, 95, and 100% of maximal O2 consumption (VO2 max), n = 6] when subjects were breathing N2O2 (26% O2-balance N2) with no added dead space (ds), N2O2 with 1 liter of dead space, HeO2 (26% O2-balance He) with no added dead space, and HeO2 with 1 liter of dead space. Solid lines, ventilatory response to added dead space during N2O2 breathing; dashed lines, ventilatory response to added dead space during HeO2 breathing. * Significantly different ventilatory response slope to added dead space from all 4 submaximal workloads with N2O2 and all 6 workloads with HeO2 (see Table 2), P <=  0.05. + Significantly higher than N2O2 breathing at same workload, P <=  0.05.

                              
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Table 2.   Slope of ventilatory and Pes responses to added dead space

Breathing pattern and lung volume response to exercise and added dead space. The breathing pattern during progressive exercise is shown in Fig. 2 and the lung volumes in Fig. 3. During N2O2 breathing without and with added dead space, there was a progressive parallel increase in breathing frequency and VT during submaximal exercise (Fig. 2). During heavy exercise, VT reached a peak and then fell at maximal exercise during N2O2 breathing (Fig. 2B), with breathing frequency accounting for all the increases in VE. EELV was reduced at the onset of exercise, was maintained at these reduced levels during moderate-intensity submaximal exercise, and then rose during heavy and maximal exercise to approximate resting FRC (Fig. 3A). EILV showed a progressive increase during submaximal exercise, eventually reaching a plateau at 89- 91% of TLC during heavy and maximal exercise (Fig. 3B).


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Fig. 2.   Relationship between breathing frequency (A) and tidal volume (VT, B) and VE during incremental exercise (n = 6) when subjects were breathing N2O2 (26% O2-balance N2) with no added dead space, N2O2 with 1 liter of dead space, HeO2 (26% O2-balance He) with no added dead space, and HeO2 with 1 liter of dead space. * Significantly different from N2O2 with no added dead space, P <=  0.05. + Significantly different from N2O2 with 1 liter of dead space, P <=  0.05.


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Fig. 3.   Relationship between end-expiratory lung volume (EELV) as percentage of total lung capacity (TLC, A) and end-inspiratory lung volume (EILV) as percentage of TLC (B) to VE at rest (triangle ) and during 6 incremental exercise workloads (52, 65, 74, 88, 95, and 100% of VO2 max, n = 6) when subjects were breathing N2O2 (26% O2-balance N2) with no added dead space, N2O2 with 1 liter of dead space, HeO2 (26% O2-balance He) with no added dead space, and HeO2 with 1 liter of dead space. * Significantly different from all 4 submaximal workloads with N2O2 and no added dead space, P <=  0.05. + Significantly different from all 4 submaximal workloads with N2O2 and 1 liter of dead space, P <=  0.05.

Adding dead space increased VT at all exercise intensities, accounting for most of the ventilatory response (Fig. 2B). Breathing frequency also increased with added dead space during mild and moderate exercise but then was unchanged or decreased slightly at heavy and maximal work intensities, respectively, accounting for the reduced ventilatory response to added dead space. The EILV increased slightly with added dead space at all work rates, accounting for most of the increase in VT. Small reductions in EELV also occurred with added dead space but only at light-intensity exercise (Fig. 3).

Expiratory flow limitation during exercise. Ensemble-averaged tidal flow-volume loops for rest and submaximal (74% of VO2 max), heavy (95% of VO2 max), and maximal exercise, along with the postexercise maximal voluntary flow-volume loop during N2O2 breathing with and without added dead space are shown in Fig. 4A. Expiratory flow limitation was nonexistent in all subjects without and with added dead space through the first three workloads. Without added dead space, all six subjects showed significant expiratory flow limitation during heavy (19 ± 2% of VT) and maximal exercise (43 ± 8% of VT), when VE exceeded 120 l/min. With the increased ventilatory response to added dead space, four subjects showed significant expiratory flow limitation during the fourth workload (12 ± 4% of VT) and all six subjects showed significant expiratory flow limitation during heavy (36 ± 9% of VT) and maximal exercise (45 ± 7% of VT).


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Fig. 4.   Response to progressive exercise (n = 6). A: group mean tidal flow-volume loops at rest and moderate (74% of VO2 max), near-maximal (95% of VO2 max), and maximal exercise plotted relative to group mean maximal voluntary flow-volume loop during N2O2 breathing (26% O2-balance N2). Solid lines, N2O2 with no added dead space; dashed lines, N2O2 with 1 liter of dead space. up-arrow  and down-arrow , Flow rate response to added dead space. B: group mean tidal pressure-volume loops during moderate, near-maximal, and maximal exercise during N2O2 breathing. Solid lines, N2O2 with no added dead space; dashed lines, N2O2 with 1 liter of dead space. up-arrow  and down-arrow , Pressure response to added dead space.

Ensemble-averaged tidal pressure-volume loops for submaximal, heavy, and maximal exercise during N2O2 breathing with and without added dead space are shown in Fig. 4B. As exercise intensity increased, there was a progressive decrease in nadir tidal inspiratory pressures and increase in peak tidal expiratory pressures. There was a significant response of inspiratory (nadir) and expiratory (peak) pressures to added dead space (Delta Pes/Delta PETCO2) during submaximal exercise, and these response slopes were reduced during heavy and maximal exercise (Table 2, see Fig. 6).

Effect of the available maximal flow-volume envelope on expiratory flow limitation during exercise. We used HeO2 to increase the size of the MFVL and, in turn, reduce the amount of expiratory flow limitation during exercise. The averaged MFVL with the ensemble rest and submaximal (74% of VO2 max), heavy (95% of VO2 max), and maximal exercise loops placed within the MFVL for the HeO2 trials are shown in Fig. 5A. HeO2 significantly increased maximal volitional expiratory flow rates at 75, 50, and 25% of VC by 2.7, 2.7, and 0.9 l/s, respectively, compared with N2O2. Throughout exercise, expiratory flow limitation was nonexistent in all subjects with no added dead space. With added dead space, there was some measurable, but minimal, expiratory flow limitation during HeO2 breathing in three subjects (10 ± 14% of VT) only at maximal exercise. Thus HeO2 eliminated or significantly reduced expiratory flow limitation during heavy and maximal exercise relative to N2O2 (Fig. 4A).


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Fig. 5.   Response to progressive exercise (n = 6). A: group mean tidal flow-volume loops at rest and moderate (74% of VO2 max), near-maximal (95% of VO2 max), and maximal exercise plotted relative to group mean maximal voluntary flow-volume loop during HeO2 breathing (26% O2-balance He). Solid lines, HeO2 with no added dead space; dashed lines, HeO2 with 1 liter of dead space. up-arrow  and down-arrow , Flow rate response to added dead space. B: group mean tidal pressure-volume loops during moderate, near-maximal, and maximal exercise during HeO2 breathing. Solid lines, HeO2 with no added dead space; dashed lines, HeO2 with 1 liter of dead space. up-arrow  and down-arrow , Pressure response to added dead space.

Effect of reducing expiratory flow limitation via HeO2 on ventilation, breathing pattern, and lung volume response to exercise and added dead space. The ventilatory response was unaltered with HeO2 relative to N2O2 breathing during the same submaximal exercise workloads up to 85% of VO2 max. At heavy workloads with HeO2 breathing, further hyperventilation occurred (i.e., increased VE/CO2 output ratio and decreased PETCO2) because of a higher VT and breathing frequency (Figs. 1 and 2). With HeO2 breathing, the ventilatory response slope to added dead space (Delta VE/Delta PETCO2; Fig. 1, Table 2) was unchanged and similar to that with N2O2 breathing over the first four workloads. At heavy and maximal exercise intensities, the mean ventilatory response to added dead space with HeO2 breathing was reduced slightly but not significantly (P > 0.05) compared with lower workloads and was greater than the response slope during heavy and maximal exercise with N2O2 breathing (Table 2, Fig. 1). The increased Delta VE/Delta PETCO2 response with added dead space during heavy and maximal exercise with HeO2 vs. N2O2 breathing was entirely due to an increased gain in breathing frequency (data not shown).

With HeO2 breathing, VT rose linearly with increasing exercise intensity up to heavy exercise and then reached a plateau but did not fall during heavy and maximal exercise as VE exceeded 130-140 l/min. These higher VT values during HeO2 breathing (with no added dead space and with added dead space) in heavy and maximal exercise occurred because EELV remained reduced and below FRC rather than increased (as occurred during N2O2 breathing), whereas EILV remained at ~90% of TLC and unchanged from that during N2O2 breathing.

Ensemble-averaged tidal pressure-volume loops for submaximal, heavy, and maximal exercise and the slope of the Delta Pes/Delta PETCO2 during HeO2 with and without added dead space are shown in Fig. 5B. With increases in exercise intensity, added dead space caused a substantial decrease in peak inspiratory pressures. The slope of maximal inspiratory pressure to added dead space (Delta Pes/Delta PETCO2) was not significantly different during submaximal, heavy, and maximal exercise with HeO2 (Table 2, Fig. 6). Thus, similar to the gain of the ventilatory response with HeO2 breathing, the slope of maximal inspiratory pressure to added dead space remained unchanged with increasing exercise intensity and during heavy and maximal exercise was significantly higher than with heavy and maximal exercise during N2O2 breathing (Table 2). Peak tidal expiratory Pes increased proportionately with increasing exercise intensity, although added dead space had little effect on expiratory Pes during HeO2 breathing at any workload (Fig. 5).


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Fig. 6.   Relationship between esophageal pressure (Pes) as percentage of capacity of inspiratory muscles to generate pressure (Pcap,i) and PETCO2 during 6 incremental exercise workloads (52, 65, 74, 88, 95, and 100% of VO2 max, n = 6) when subjects were breathing N2O2 (26% O2-balance N2) with no added dead space, N2O2 with 1 liter of dead space, HeO2 (26% O2-balance He) with no added dead space, and HeO2 with 1 liter of dead space. Solid lines, Pes/Pcap,i response to added dead space during N2O2 breathing. Dashed lines, Pes/Pcap,i response to added dead space during HeO2 breathing. + Significantly different from all 4 submaximal workloads with N2O2 and all 6 workloads with HeO2 (see Table 2), P <=  0.05.

Ratings of dyspnea. During the N2O2 and HeO2 breathing with or without added dead space, dyspnea ratings increased slightly and progressively over the initial three workloads and then more steeply approached a maximal rating of 9-10 during heavy and maximal exercise intensities (Fig. 7). Added dead space caused increased dyspnea ratings at most workloads coincident with an increasing PETCO2, VE, and expiratory flow limitation, and this occurred with N2O2 and HeO2 breathing. Dyspnea ratings at a specific workload and with or without added dead space were not significantly influenced by HeO2 breathing, even though VE was higher and flow limitation was reduced during the HeO2 trials.


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Fig. 7.   Perception of dyspnea during increasing exercise with and without added dead space and during N2O2 (air) and HeO2 (Heliox) breathing.


    DISCUSSION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

The purpose of this study was to determine whether mechanical constraints affected the ventilatory response and breathing pattern of heavy exercise. In the presence of significant expiratory flow limitation during heavy and maximal exercise, we observed an attenuated ventilation and reduction in the nadir of inspiratory Pes in response to added dead space relative to that obtained during submaximal exercise. With the removal of expiratory flow limitation via HeO2 breathing, the gain of the ventilatory response to added dead space was maintained throughout all exercise intensities. Further comparisons of N2O2 to HeO2 trials revealed that 1) when expiratory flow limitation was reduced with HeO2 (heavy and maximal exercise), VE was increased, but VE was not affected by HeO2 at submaximal workloads where no expiratory flow limitation was observed during the N2O2 trial; 2) HeO2 reduced expiratory flow limitation during heavy and maximal exercise and reduced EELV with no effect on EILV; thus the reduced EELV with HeO2 prevented the fall in VT during heavy and maximal exercise; and 3) HeO2 increased the gain of the reduction in peak inspiratory Pes with added dead space during heavy and maximal exercise. We believe that these correlative findings, together with the observed effects of the HeO2 breathing, demonstrate that the occurrence of expiratory flow limitation, even when less than one-half of the VT is flow limited, is an important determinant of EELV, VT, and respiratory motor output and ventilation during heavy exercise.

Measurement of flow limitation. We used the proximity of the tidal breath to the maximal voluntary flow-volume loop (obtained immediately after exercise) to estimate the onset and degree of expiratory flow limitation incurred during exercise. During voluntary forced expiratory maneuvers, pleural pressures (Ppl) are sufficiently high so as to compress intrathoracic gas, and when flow rate and volume are measured at the airway opening (as we did), this "external" measurement of volume displacement will underestimate the true dimensions of the maximal expiratory flow-volume envelope (15). Accordingly, we may have overestimated the onset and/or magnitude of expiratory flow limitation during exercise. On the other hand, previous studies utilizing an independent measurement of the maximal effective transpulmonary pressure (Pmax) during expiration showed close agreement during heavy and maximal exercise between the degree of expiratory flow limitation as estimated from the tidal vs. maximal flow-volume envelope with that determined from the proximity of the tidal expiratory pressure to the Pmax (9, 17, 30). Furthermore, the expiratory Pes values we observed during heavy and maximal exercise were in excess of 20 cmH2O over a significant portion of expiration, and these values were previously shown to approximate Pmax in normal subjects (19, 30). We believe, then, that our measurements of the proximity of the tidal to the maximal voluntary flow-volume envelope are reasonably accurate estimates of significant expiratory flow limitation, especially during heavy and maximal exercise, where the tidal flow-volume envelope showed time and volume courses similar to the voluntary maximal flow-volume loop with which they were compared (9, 17, 34).

Nonetheless, our estimates did not identify true flow limitation in the classic sense, i.e., demonstrate a further change in transpulmonary pressure with no increase in expiratory flow rate (22). Indeed, as explained below (see Flow "limitation" and its compensatory responses are on a continuum), during heavy exercise there appeared to be many more instances where maximal expiratory flow and pressure were achieved over only a portion of the VT range at low lung volumes. We believe that these instances of "impending" complete flow limitation have substantial significance in the regulation of EELV and exercise hyperpnea.

Effects of expiratory flow limitation. Many studies have utilized an added chemical stimulus to examine the control of ventilation during exercise (4, 8, 17, 29, 33, 36). The significant ventilatory response we observed to added dead space during moderate exercise (Fig. 3) is consistent with previous studies that showed a vigorous ventilatory response to added inspired CO2 (8) and an increased VT with added dead space (29, 33, 36) in normal subjects throughout exercise. However, our observations of a significantly attenuated ventilatory response to added dead space during heavy exercise (vs. moderate-intensity exercise) agree only with those studies in which endurance-trained runners were used as subjects (4, 17). Johnson and co-workers (17) investigated the correspondence of significant expiratory flow limitation with the reduced ventilatory response to added chemical stimuli. They showed some increase in VE with added CO2 as long as there was room under the MFVL for increases in flow rate but a greatly attenuated or even no increase in VE in the presence of significant expiratory flow limitation. Although Clark and co-workers (4) did not measure expiratory flow limitation, they found that the attenuated ventilatory response to added inspired CO2 in endurance-trained men only occurred at a high ventilatory demand (>120 l/min), where in our experience some degree of expiratory flow limitation would likely occur in most subjects. We also note that some highly trained subjects have been reported to have exceptionally large MFVL and, therefore, may not experience expiratory flow limitation even at very high ventilatory requirements (2).

As workload increased, we showed a progressive parallel increase in breathing frequency and VT during submaximal exercise followed at higher workloads by a decreasing contribution of VT as breathing frequency accounted for most of the increases in VE during heavy exercise (Fig. 2). Notably, this decreasing relative contribution of VT to increases in VE began at a workload where no significant expiratory flow limitation was evident, suggesting that flow limitation was not mandatory. However, despite the lack of expiratory flow limitation when the decreasing contribution of VT began, EILV had risen above 85% of TLC (Fig. 3B). It would appear, therefore, that, to prevent lung volumes from encroaching on the stiffer portion of the lung and chest wall pressure-volume curves, increasing breathing frequency may have been the best available option for increasing VE. Furthermore, as our subjects progressed from heavy to maximal exercise, we observed a substantial rise in EELV (Fig. 3A), presumably caused by the onset of significant expiratory flow limitation. With an EILV at 90% of TLC, we also showed that VT actually decreased at maximal exercise relative to heavy exercise (Fig. 4B). Again, this suggests a mechanical constraint on VT, in that further increases in EILV (>90% of TLC) do not appear to be an available option. The effects of increasing flow limitation on ventilation, breathing pattern, and lung volumes were also reflected in a reduced gain of the ventilatory response to added dead space.

The use of HeO2 provided us with an important tool to test experimentally the correlative evidence obtained during exercise with air breathing and with added dead space, as summarized above. We noted that HeO2 breathing was without significant effect on the ventilatory response to added dead space when expiratory flow limitation was not present. However, when flow limitation was eliminated by breathing HeO2 during heavy and maximal exercise intensities, hyperventilation ensued and the slopes of the ventilatory response to added dead space increased and approximated the response gains observed during moderate exercise. Increases in EELV and reductions in VT with heavy-intensity exercise and with added dead space were also prevented when expiratory flow limitation was eliminated via HeO2.

We interpret these correlations between expiratory flow limitation and reduced ventilatory response slopes, along with the observed effects of HeO2 breathing, to mean that when significant expiratory flow limitation is incurred during heavy exercise, EELV will increase, EILV will rise to within 10% of TLC, and increases in VT and VE will be constrained. What began then as a resistive load on expiration resulted in an increasing elastic load on inspiration. Indeed, the combination of increased EELV (which reduces the capacity for pressure generation by the inspiratory muscles) and the high volumes reached at EILV means that pressure generation by the inspiratory muscles often reaches 80-90% of their dynamic capacity during maximal exercise in highly trained individuals. These data suggest then that the regulation of lung volume becomes a critical determinant of the breathing pattern and the ventilatory response to heavy and maximal exercise in the presence of expiratory flow limitation. Although we commonly refer to the maximal VT achieved in exercise as a fraction of VC for use as a reference standard in comparing subjects (6, 8, 28), in view of the importance of a changing EELV, it would be more appropriate to use VT/IC as the regulated variable.

Additional mechanical constraints on the ventilatory response. We have attributed the constraint of the ventilatory response during heavy exercise and to increased dead space to expiratory flow limitation and its sequelae of effects on hyperinflation and increased elastic inspiratory loads (see above). However, there are other potential mechanical constraints that occur during heavy exercise that should be considered. First, as VT and breathing frequency increase and expiratory time shortens with increasing exercise intensity, expiration becomes active and causes reductions in EELV below resting FRC (6, 9, 13, 32). Accordingly, expiratory muscle work increases substantially in heavy exercise, and if fatigue in these expiratory muscles occurs, then this could conceivably explain at least some of the observed increase in EELV. Although this possibility has not been tested directly, it seems unlikely, especially during very-short-term heavy exercise, inasmuch as continued increases in gastric pressure have been observed as EELV increases with increasing exercise intensity (13, 35). Furthermore, the Pes achieved during expiration in heavy exercise at the time EELV has begun to increase are substantially below the peak levels of expiratory pressure that can be voluntarily achieved under these conditions (14, 24).

Second, given the very high inspiratory flow rates and velocity of muscle shortening achieved in heavy exercise (and with added dead space), a significant flow-resistive load on the inspiratory muscles must account for at least a portion of the mechanical constraint on the ventilatory responses. Two types of evidence speak against this mechanism being a major contributor. First, unloading of inspiratory and expiratory muscle work (by as much as 50-60%) with use of a proportional-assist ventilator has shown little systematic effect on the ventilatory response to heavy or maximal exercise, even in highly trained subjects with VE >150 l/min (10, 25). We do need to add the important caveat for these studies that a strong behavioral response to positive-pressure mechanical ventilation during exhaustive exercise may override any potential reflex feedback effects emanating from respiratory muscle unloading. Second, previous HeO2 breathing studies were conducted at high work rates in highly trained women (28). Although all these subjects produced comparably high levels of inspiratory flow rate and VE during exercise, not all experienced significant expiratory flow limitation. Among these women, the HeO2 influence on preventing the increase in EELV and enhancing VT and VE (as presently shown) occurred only in those who experienced measurable expiratory flow limitation during air breathing.

In summary, we believe that these reports, along with present findings, present a strong argument in favor of 1) a significant mechanical constraint to increasing VT and VE during heavy exercise commensurate with the onset of expiratory flow limitation and 2) the postulate that expiratory flow limitation leading to relative hyperinflation is the dominant mechanical constraint to the VT and ventilatory response to heavy exercise.

Flow "limitation" and its compensatory responses are on a continuum. The increase in EELV and the constrained response of VE to added dead space began to occur when there was still substantial room within the maximal flow (and pressure)-volume envelope to increase expiratory and inspiratory flow rate and pressure. In fact, during submaximal heavy exercise intensities when the EELV began to increase and the ventilatory response to added dead space was significantly reduced, <40% of the VT intersected the maximal flow-volume envelope. Furthermore, Ppl observed during tidal expiration approximated normal values for maximal, effective pressure during a brief fraction of expiration (17, 30). Also, on the inspiratory side, we estimated that peak Ppl would be only 60-70% of Pcap,i (Fig. 6). As exercise intensity was increased to maximum, further increases in VE caused more flow limitation, increased EELV, pushed inspiratory pressure closer to Pcap,i, and caused greater reduction in and, in some cases, even flattened the slope of the VE and Pes responses to added dead space. However, even under these circumstances, 20-30% of the maximal flow-volume envelope remained unused.

So, given that complete physical limitation of the airways to increased flow rate or of the inspiratory and expiratory muscles to increased force and pressure development is clearly not required to cause constraint of the ventilatory response during heavy exercise, we propose that some type of reflex inhibition of respiratory motor output must occur in response to even minimal expiratory flow limitation during exercise. Perhaps this proposed feedback effect is first triggered as the subject's airways begin to narrow and "approach" flow limitation during expiration, which would reflexively terminate expiratory effort and initiate inspiration (3, 31). Then, as EELV rises, inspiratory motor output could be inhibited via lung stretch at high EILV. Limited evidence in lung transplant patients is consistent with some role for vagal feedback in regulating breathing pattern during heavy exercise in humans (34). Other indirect evidence in support of a disfacilitation or inhibition of respiratory motor output occurring during heavy exercise includes 1) the observation that tidal expiratory flow rates at the beginning of expiration do not instantaneously reach the boundary of the MFVL (19), 2) the substantial reduction in expiratory pressures produced during tidal breathing in maximal exercise compared with those produced by voluntary efforts in the resting subject for an identical flow-volume loop (14, 24), and 3) the finding that substantial amounts of hypoxia or hypercapnia superimposed on maximal exercise in fit subjects (17) (Fig. 1) caused no further increases in VT or flow rate or expiratory and inspiratory Pes, suggesting that inspiratory and expiratory motor output were unresponsive to potent chemoreceptor stimulation under conditions of complete expiratory flow limitation.

Finally, it is certainly conceivable that high levels of several types of sensory input from chemoreceptors and from lung and chest wall mechanoreceptors may give rise to conscious perception of respiratory muscle force development and/or relative hyperinflation, which would also contribute importantly to modification of respiratory motor output (20, 26). Although we observed increased dyspneic sensations in response to added dead space, these subjective ratings were not further influenced by superimposed HeO2 breathing. We cannot then correlate all observed changes in breathing pattern, EELV, and/or VE in response to alterations in flow limitation with changes in perception of breathing effort. However, given the wide variety of sensory inputs associated with exhaustive exercise and added chemical stimuli, it is perhaps not unexpected that subjects were unable to consciously discriminate all superimposed reductions in flow limitation.

Summary and relevance. The mechanical constraints to flow and volume have a significant influence on the ventilatory response, lung volumes, and breathing pattern during heavy exercise in those endurance-trained subjects who experience expiratory flow limitation. Two types of findings support this conclusion: 1) the reduction in the ventilatory response and increase in EELV with added dead space as tidal expiratory airflow intersected the MFVL in heavy exercise and 2) the prevention of these effects on EELV, VT, and VE when HeO2 breathing was used to eliminate flow limitation. These data point to significant feedback inhibition of respiratory motor output during heavy exercise, which becomes evident under conditions of significant but not complete expiratory flow limitation. These mechanical constraints on VE likely explain, in part, why many highly trained subjects show relatively little hyperventilation during heavy exercise (7, 11, 12, 17). The result is that they fail to compensate for an excessively widened alveolar-arterial PO2 difference; thus arterial hypoxemia occurs and systemic O2 transport and VO2 max are limited.


    FOOTNOTES

The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.

Address for reprint requests and other correspondence: J. A. Dempsey, Dept. of Preventive Medicine, John Rankin Laboratory of Pulmonary Medicine, 504 N. Walnut St., Madison, WI 53706-2368.

Received 21 July 1998; accepted in final form 9 December 1998.


    REFERENCES
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

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