Vol. 86, Issue 3, 874-880, March 1999
Breathing responses to small inspiratory threshold loads in
humans
Sheng
Yan and
Jason H. T.
Bates
Meakins-Christie Laboratories and Department of Biomedical
Engineering, McGill University, and Montreal Chest Institute, Royal
Victoria Hospital, Montreal, Quebec, Canada H2X 2P4
 |
ABSTRACT |
To investiage the effect of inspiratory threshold load (ITL) on
breathing, all previous work studied loads that were much greater than
would be encountered under pathophysiological conditions. We
hypothesized that mild ITL from 2.5 to 20 cmH2O is sufficient to modify
control and sensation of breathing. The study was performed in healthy
subjects. The results demonstrated that with mild ITL 1) inspiratory difficulty sensation
could be perceived at an ITL of 2.5 cmH2O;
2) tidal volume increased without
change in breathing frequency, resulting in hyperpnea; and
3) although additional time was
required for inspiratory pressure to attain the threshold before
inspiratory flow was initiated, the total inspiratory muscle contraction time remained constant. This resulted in shortening of the
available time for inspiratory flow, so that the tidal volume was
maintained or increased by significant increase in mean inspiratory
flow. On the basis of computer simulation, we conclude that the mild
ITL is sufficient to increase breathing sensation and alter breathing
control, presumably aiming at maintaining a certain level of
ventilation but minimizing the energy consumption of the inspiratory muscles.
control of breathing; breathing pattern; inspiratory muscles; breathing effort
 |
INTRODUCTION |
THE EFFECTS OF INSPIRATORY resistive and elastic
loading on breathing have been studied extensively (6) because of their obvious relevance to obstructive and restrictive lung diseases. Somewhat less is known about the breathing response to inspiratory threshold loading. Campbell et al. (3) noted that the immediate response to an inspiratory threshold load was a depression in tidal
volume (VT), which returned to
previous levels in about six breaths. Freedman and Campbell (9)
reported that the steady-state response to inspiratory threshold
loading was an augmentation of
VT. Later, research on
inspiratory threshold loading concentrated on its application as a
means for testing respiratory muscle endurance (13). Recently, Yanos et
al. (23) and Eastwood et al. (7) systematically studied the ventilatory
responses to inspiratory threshold loads, but both studies applied
large loads. This led to exhaustion, resulting in large variations in
breathing pattern and ventilatory muscle performance.
The purpose of the present study was to investigate the ventilatory
effects of mild inspiratory threshold loads (2.5-20
cmH2O), because breathing response
to these mild loads has not been described in detail previously and the
clinically encountered "internal" inspiratory threshold load, the
intrinsic positive end-expiratory pressure (PEEPi) (17, 18) in patients
with chronic obstructive pulmonary disease (COPD), generally falls into
this range (1, 10, 19, 21). The characteristic of inspiratory threshold load that makes it differ from other types of breathing loads is its
requirement that inspiratory muscles overcome the load before
initiating the flow. This feature is known as neuromechanical uncoupling of the ventilatory pump and is believed to mediate the
feelings of unrewarded inspiratory effort or inspiratory difficulty (11). We therefore hypothesized that a mild inspiratory threshold load
is sufficient to alter breathing control and increase breathing effort
sensation in healthy subjects.
 |
METHODS |
Subjects.
Ten healthy subjects (9 men, 1 woman) participated in the study. All of
them were staff members at our institution, and eight of them did not
know the purpose of the study. The protocol of the study was approved
by the Ethics Committee of the Montreal Chest Institute Research Center.
Inspiratory threshold loading.
The inspiratory threshold-loading device we used and its
characteristics were recently introduced in detail elsewhere (5). This
system is composed of a negative-pressure chamber attached to the
inspiratory port of a Hans Rudolph two-way nonrebreathing valve (type
2700, Hans Rudolph, Kansas City, MO) (Fig. 1). There are
multiple holes with different sizes in the chamber. The negative pressure in the chamber is produced by a powerful flow generator that
circulates the air between the room and the pressure chamber. The
desired level of constant negative pressure is created in the pressure
chamber by selective occlusion of different combinations of the holes
in the chamber, thereby limiting the flow generated. The negative
pressure in the chamber is directly applied to the inspiratory port of
the Hans Rudolph valve and so closes the inspiratory valve until the
negative pressure is exceeded by the inspiratory pressure. The chamber
pressure thus constitutes the inspiratory threshold load. Our
laboratory has recently shown (5) that the flow resistance
of the threshold-loading system, measured as the difference between the
mouth pressure and the applied threshold pressure divided by flow, is
0.7-1.1
cmH2O · l
1 · s,
which is fully accounted for by the intrinsic resistance of the Hans
Rudolph valve and the pneumotachograph. This resistance is independent
of either the applied threshold pressure or the inspiratory flow and
was the background equipment resistance in the present study during
both unloaded and loaded breathing experiments. Our laboratory
has also shown (5) that the present system permits the
inspiratory valve to open only when the mouth pressure matches the
applied threshold pressure. These features guarantee that this system provides a pure threshold load and is therefore suitable for the present study.

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Fig. 1.
Schematic illustration of negative pressure inspiratory threshold
loading system. See text for further explanation.
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Measurements and procedures.
Respiratory flow was measured by a Fleisch no. 2 pneumotachograph
(Lausanne, Switzerland) attached between the Hans Rudolph valve and the
mouthpiece. Mouth pressure was measured by a differential pressure
transducer (Validyne, Northridge, CA) via a tube connected to the
mouthpiece. End-tidal CO2
concentration was measured by a
CO2 analyzer (Ametek CD-3A,
Sunnyvale, CA), which was connected to the mouthpiece. Changes in
end-expiratory lung volume (
EELV) were determined by repeated
inspiratory capacity maneuvers (16, 22). The degree of sensation of
inspiratory difficulty was quantified by using a modified Borg scale.
The subjects were required, at each level of load, to choose a number
from 0 to 10 on the basis of their sensations of inspiratory
difficulty, with 0 representing no difficulty and 10 the maximal
difficulty. The term "inspiratory difficulty" was chosen as the
descriptor for the sense of breathing effort because it has been
considered the best descriptor for dynamic hyperinflation and PEEPi
(15).
Experimental protocol.
Maintaining body posture constant throughout the experiment, the
subjects, wearing a noseclip, were seated on a high-backed armchair and
breathed through a mouthpiece. After a period of quiet breathing, the
subjects performed an inspiratory capacity maneuver. Then, they
breathed against a fixed inspiratory threshold load for 2 min with
expiration unloaded. The subjects were free to choose their breathing
pattern during loading. At the end of the trial, the subjects repeated
the inspiratory capacity maneuver. The load was removed as soon as the
subjects had begun the second inspiratory capacity inspiration, to
eliminate the possibility that the inspiratory threshold load might
limit the inspiratory capacity. Each subject was loaded with
~2.5, 5, 7.5, 10, 15, and 20 cmH2O of the inspiratory
threshold, presented in random order. The subjects were not told the
level of the load applied during each run. Between trials, the subjects
were allowed to have 2-5 min of rest. Immediately after the
termination of each load, the subjects were asked to report their
sensation of inspiratory difficulty.
Data analysis.
The breathing signals were preamplified, digitized at 200 Hz, and saved
to a desktop computer. The signals were acquired and analyzed by Anadat
and Labdat software (RHT-InfoDat, Montreal, Quebec). The last 10 breaths during quiet breathing and during each loaded run were ensemble
averaged by aligning the breaths by the beginning of inspiratory flow.
All the subsequent data analysis was performed on the averaged signals.
The actual inspiratory threshold load applied in each trial was
measured as the negative deflection from baseline of mouth pressure at
the point where inspiratory flow began.
EELV was calculated from the
changes in the inspiratory capacity. A volume signal was obtained by
numerical integration of flow.
VT was taken as the maximum
excursion of volume during each breath. We also calculated breathing
frequency, minute ventilation, inspiratory time
(TI), expiratory time
(TE), the ratio of
TI to total respiratory cycle
time
(TI/TT),
and mean inspiratory flow
(VT/TI).
As shown in Fig. 2, when inspiratory
threshold load is present, inspiratory effort starts before inspiratory
flow begins, leading to separation of inspiratory muscle effort from
the start of inspiratory flow (24). Accordingly, the TI
with inspiratory flow (TI,flow)
was calculated conventionally as the time from the beginning to the end
of inspiratory flow. The TI for
inspiratory muscle contraction (TI,mus) was calculated as the
time from the beginning of inspiratory muscle effort to the end of
inspiratory flow. The start of inspiratory muscle effort was determined
by the start of increase in transdiaphragmatic pressure, calculated as
the difference between gastric pressure and esophageal pressure (20).
Gastric pressure and esophageal pressure were measured by conventional
balloon-catheter techniques. The results are presented as means ± SE. Dunnett's test for paired comparisons between several treatments
and a common control was performed to compare the results at each load
with those during quiet breathing.
P < 0.05 was considered as
indicating statistical significance.

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Fig. 2.
Representative experimental recordings of flow, mouth pressure (Pm),
and transdiaphragmatic pressure (Pdi) during an inspiratory threshold
load of 10 cmH2O. Horizontal
dashed line, 0 flow; verticle dashed lines
a, b,
and c: beginning of rise of
inspiratory pressure and beginning and end of inspiratory flow,
respectively. Time between a and
c equals duration of inspiratory
muscle contraction (TI,mus),
whereas time between b and
c equals duration of inspiratory flow
(TI,flow). Traces show that
start of inspiratory pressure development and beginning of inspiratory
flow can be separated clearly. That is, at beginning of inspiratory
muscle contraction, Pm develops quickly to attain level of threshold;
however, no inspiratory flow is generated before Pm reaches this
threshold pressure.
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RESULTS |
Figure 3 shows the responses of
VT, breathing frequency, and
minute ventilation to inspiratory threshold loading. Both
VT and minute ventilation
remained unchanged at 2.5 and 5 cmH2O of inspiratory threshold
load but increased when the inspiratory threshold load reached
7.5-10 cmH2O. There was a
slight increase in breathing frequency during loading, which did not
reach statistical significance.

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Fig. 3.
Tidal volume (VT), breathing
frequency (f ), and minute ventilation
( E) responses to increasing inspiratory
threshold load. Calculation of f was based on "flow profile."
* Significantly different from unloaded breathing
(P < 0.05).
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As shown in Fig. 4, there was an immediate
drop in expiratory time during loading with a constant
TI,mus. However,
TI,flow shortened with
increasing inspiratory threshold load. This led to a decrease in
TI,flow/TT.
VT/TI,flow
increased significantly at an inspiratory threshold load of 10 cmH2O.

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Fig. 4.
Inspiratory time (TI),
expiratory time (TE), duty
cycle
(TI/TT),
and mean inspiratory flow
(VT/TI,mus)
during inspiratory threshold loading. Solid symbols, parameters based
on TI or
TE measured by inspiratory
pressure time profile; open symbols, parameters based on
TI or
TE measured by inspiratory flow
time profile. * Significantly different from unloaded breathing
(P < 0.05).
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Figure 5 shows that the perceived
inspiratory difficulty increased progressively with increasing
inspiratory threshold load (r2 = 0.68). The
inspiratory difficulty was significantly greater than zero even at an
inspiratory threshold load of only 2.5 cmH2O. Multiple step-forward
linear regression showed that adding
VT and
TI,mus/TT
increased r2 to
0.73 and 0.75, respectively. Other parameters including breathing frequency, minute ventilation,
TI,mus,
TI,flow,
TI,flow/TT,
VT/TI,flow, expiratory time, end-tidal CO2,
and total esophageal pressure swing did not contribute significantly to
the observed sensation of inspiratory difficulty.

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Fig. 5.
Perceived inspiratory difficulty during inspiratory threshold load.
Left: averaged results.
Right: individual data points with
linear regression.
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At the highest inspiratory threshold load, the group mean EELV was
reduced by 70 ml and end-tidal CO2
concentration decreased by 0.5%. These changes did not reach
statistical significance.
 |
DISCUSSION |
Our results demonstrated a small but significant increase in
VT and minute ventilation with a
relatively constant breathing frequency during inspiratory threshold
loading, suggesting the load-induced hyperpnea. As shown in Fig. 3,
ventilation was constant when the inspiratory threshold load was below
5 cmH2O and began to increase
thereafter, suggesting this response to be load dependent. The
magnitudes of increase we found in
VT and minute ventilation were
lower than those reported for higher inspiratory threshold loads (7,
23).
The present VT, minute
ventilation, and
VT/TI
response supports and extends the previous observations of Yanos et al.
(23) and Eastwood et al. (7) employing large loads. We showed that even
a small inspiratory threshold load increases respiratory motor output
to the level beyond that needed to maintain ventilation constant. Why
respiratory motor outputs increase to induce hyperpnea during
inspiratory threshold loading remains unclear. The steady-state breathing response to inspiratory resistive and elastic loadings is
"slow deep breathing" and "rapid, shallow breathing,"
respectively, without significant alteration of minute ventilation (6).
Under these types of loading, inspiratory flow starts at the same time as does inspiratory muscle contraction so that the processes involved in overcoming the load and inflating the lung occur simultaneously. What makes inspiratory threshold loading different from resistive and
elastic loading is that, in the former case, the inspiratory effort is
separated into two, clear-cut phases (Fig. 2): one before the beginning
of inspiratory flow and the other after it. In the first phase,
inspiratory effort produces no flow, so the magnitude of the
respiratory impedance can be considered infinite. In the second phase,
the resistance and elastance of the respiratory system appear normal.
Furthermore, the transition between these two phases is extremely rapid
so that the feedback information to the respiratory controllers from
muscle spindles and tendon organs, as well as from lung and airway
mechanoreceptors (25), would have little time to adapt from one phase
to the other. It is, therefore, presumably possible that the
respiratory controller could overcompensate in the second phase,
producing an increase in ventilation.
To limit the following discussion on breathing control to be more
practical, the following theoretical analysis is based on what we
actually found to be the major response in the present experiment. That
is, in response to the load, VT
was unchanged or increased, whereas breathing frequency was constant
(Fig. 3). Thus we can now make some inferences about the strategy
adopted by the inspiratory controller in our subjects, given that they responded to an increased inspiratory threshold load by maintaining or
even increasing VT. There are,
broadly speaking, two distinct ways this could have been achieved. One
possibility is that the rate of rise of inspiratory pressure could be
kept constant. This would require that
TI,mus be increased, both to
meet the extra time required to reach the load threshold and to
subsequently keep inspired
VT at a relatively constant flow
rate. The other possibility is that
TI,mus could be kept constant.
This would require that the rate of rise of inspiratory pressure be
increased both to generate sufficient flows against the greater load
and to reduce the time required for inspiratory pressure to reach the
load threshold before starting flow. As clearly shown in Fig. 4, our
subjects adopted the latter strategy. That is, they kept TI,mus essentially unchanged
while shortening TI,flow. This
allowed them to increase
VT/TI,flow
to preserve VT.
This raises the question as to why our subjects should have dealt with
the inspiratory threshold load by reducing
TI,flow. Presumably some
additional factor is involved that caused them to respond to the
inspiratory threshold load in the present way. We felt it natural to
consider that this factor might involve the energy cost of breathing.
The APPENDIX shows a model analysis of
what happens to the inspiratory pressure-time integral (PTI) and the
inspiratory work of breathing (W) when an inspiratory threshold load is
applied to the system. We consider how both PTI and W change as
TI,flow is altered while
VT is kept constant. The results
from computer simulation on the basis of the model described in the
APPENDIX are shown in Fig.
6. Assuming that the respiratory system
resistance and elastance of our subjects are 2.5 cmH2O · l
1 · s
and 10 cmH2O/l, respectively, to
keep VT unchanged, decreasing TI,flow from ~1.25 to 1.00 s
decreases PTI by 16.7-21.4%, whereas increasing
TI,flow from 1.25 to 1.50 s
increases PTI by 17.3-21.9%, when inspiratory threshold loading
increases progressively from 2.5 to 20 cmH2O. We used
TI of 1.25 s as the standard for
this calculation because, under unloaded condition, both
TI,mus and TI,flow are equal to ~1.25 s
(Fig. 4). Although the change in W is in the opposite direction to the
change in PTI when TI,flow is
altered, the magnitude of change in W is relatively small
(5.6-1.6%) under all conditions. It thus appears that preserving
VT by increasing mean
inspiratory flow while shortening
TI,flow, as adopted by our
healthy subjects, can appreciably decrease PTI with minimal influence
on W, and this effect becomes progressively more significant as the
load increases. Because previous studies (8, 14) have shown that PTI is
closely correlated with the oxygen consumption of respiratory muscles
but W is not, it is thus likely that the respiratory controller changed
the timing of breathing in response to inspiratory threshold loading to
minimize the energy cost of breathing.

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Fig. 6.
Changes in inspiratory muscle pressure-time integral (PTI) and
inspiratory work of breathing (W) calculated by computer simulation,
assuming a constant VT and
normal respiratory system resistance and elastance.
Left: duration of inspiratory flow
(TI,flow) is reduced from 1.25 to 1.00 s. Right:
TI,flow is increased from 1.25 to 1.50 s. Results are expressed as %fall or rise in PTI and W
compared with those with TI,flow
of 1.25 s.
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It should be mentioned, however, that when facing higher than the
present range of inspiratory threshold loads, healthy subjects responded by reducing TI,mus
despite a relatively constant breathing frequency and increased
VT (7). Presumably, under such a
condition, TI,flow would be
further reduced, as the time delay for the inspiratory flow to start
increased with increasing threshold load (23). In other words, the
general response of the system appears to be relatively consistent
under different inspiratory threshold loads, minimizing PTI by
minimizing the duration of inspiratory muscle contraction without a
cost of decreasing VT.
The inspiratory difficulty scores reported by our subjects seem to be
high relative to the loads applied. Although our subjects did not know
the exact level of the loads, they were told that the loads were mild.
It was possible that the subjects had "amplified" the real
sensation because they knew that the loads were going to be mild. It is
also possible that breathing sensation is not linear with load at the
high end of the load range so that the response to higher loads cannot
be predicted simply by extrapolating our results. No matter what caused
our subjects to "overestimate" the loads, the lowest inspiratory
threshold load of 2.5 cmH2O was
clearly sensed by the subjects and led to a perceived inspiratory difficulty that was significantly greater than zero. This was unlikely
due directly to the subjects' imagination of being loaded because the
loads were randomly applied, and in six subjects an additional
"load" was imposed without actually applying any, and none
reported any degree of inspiratory difficulty. It was previously found
that the 50% perception limit was 0.4-0.8
cmH2O · l
1 · s
for resistive loads and 2.0-3.0
cmH2O/l for elastic loads (2, 4).
At the threshold of 2.5 cmH2O, 7 of our 10 subjects reported an inspiratory difficulty index of 0.5 or
greater. Because those reporting inspiratory difficulty surely
perceived the load, the 50% perception limit for inspiratory threshold
loading must have been <2.5
cmH2O in our subjects. The
perceived inspiratory difficulty largely reflected the effect of the
applied inspiratory threshold load alone
(r2 = 0.68), and
adding other breathing parameters to the step regression contributed
little to the sensation
(r2 = 0.75). As a
result, the dispersion of the data points in Fig. 5 was mainly due to
variation in interpreting the magnitude of the breathing difficulty
among our subjects.
In summary, the major findings of the present study are
1) the ventilatory response to mild
inspiratory threshold loads (2.5 ~ 20 cmH2O) was hyperpnea with an
increase in VT and unchanged breathing frequency; 2) during
inspiratory effort against mild threshold loading, the total
inspiratory muscle contraction time was kept constant, resulting in
shortening of the available time for inspiratory flow to develop, a
strategy presumably able to minimize the energy cost of breathing by
reducing the pressure-time integral of the inspiratory muscles with
little influence on W; and 3)
inspiratory difficulty could be perceived at an inspiratory threshold
load as low as 2.5 cmH2O. Finally,
it is of interest to briefly consider what these results might mean for
COPD patients experiencing the inspiratory threshold load presented by
a significant amount of PEEPi. We must, of course, be cautious in
extrapolating our results to patients, not only because, during dynamic
hyperinflation in patients, operating lung volume increases dynamically
whereas it did not change in our subjects but also because, whereas we studied the effects of an acute load, it is certainly the case that
PEEPi in stable COPD patients constitutes a chronically imposed load.
Consequently, one might expect some form of adaptation of the breathing
response in patients. Indeed, it would be potentially very harmful for
COPD patients to respond to PEEPi in the way our healthy subjects did.
For example, in most cases PEEPi is due to expiratory airflow
limitation (18), and this would become exacerbated by hyperpnea because
the flow-limited lung would have even less time to expire any increase
in VT. This might explain, for
example, why COPD patients tend to choose a
TI that is reduced compared with
normal (12), instead of keeping it unchanged as our subjects did. Thus
an adaptive breathing strategy that might be advantageous in health
could well be disastrous in disease, which might explain why PEEPi is
such a common and troublesome condition in COPD patients.
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APPENDIX |
Consider the single-compartment linear model of the respiratory system
governed by equation
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(A1)
|
where
E and R are the elastance and resistance, respectively, of the model,
P(t) is the pressure applied to
inflate it, V(t) is the volume in
the lungs (above functional residual capacity), and
(t) is the flow
into the airway. The pressure-time integral PTI achieved during
inflation of the model to a volume
VT is
|
(A2)
|
where we have used the fact that
(t), being
constant, is equal to
VT/TI.
Inspection of the last line of Eq. A2
reveals that PTI increases with
TI, because all the remaining
quantities in the equation are positive.
Calculation of the work W done in the model proceeds in the same way,
thus
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(A3)
|
In contrast to the expression for PTI (Eq. A2), TI
appears in the denominator for the expression for W (final line,
Eq. A3), which means that W
increases as TI decreases.
The above analysis thus shows that, from the perspective of the simple
respiratory model considered, W and PTI have opposite dependencies on
TI for a given
VT. However, this analysis does not take into account the presence of an inspiratory threshold pressure, Pth. We now add this
feature to the model. However, this also requires that we assume some
functional form for P(t) because,
during the initial part of inspiration, when
(t) is zero,
there is still a contribution to PTI because of the presence of
P(t). We therefore assumed that
P(t) was a linearly increasing function of time with a slope of a.
Analytic solution of the model with these added features is
considerably more complicated than that provided above for the simpler
scenario (Eqs. A2 and A3). Therefore, we calculated W and
PTI by integrating the model equation numerically, as follows. First,
we rewrite Eq. A1 in discrete form
explicitly in
(t), noting that
flow only begins when P(t) exceeds
Pth, so that
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(A4)
|
where
|
(A5)
|
The
subscript k indicates the
kth time step,
and
t is the duration of each time
step. Knowing
k and
Vk, we then find
Vk+1 by
using first-order Euler integration, thus
|
(A6)
|
We
begin with the initial condition that
V0 = 0.
We used Eqs. A4-A6, using typical
normal values of R and E, to calculate the time course of
Vk as it progressed from 0 to
VT. We defined the time required
to reach VT to be
TI,mus. Similarly, the time
interval over which
k was nonzero was defined to be TI,flow. Using
Vk and the corresponding Pk, we then calculated PTI and W
by numerically integrating Eqs. A2 and A3 by using the trapezoidal rule. By
varying the value of a, we
investigated how W and PTI change as
TI,flow and
TI,mus vary for fixed
VT.
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ACKNOWLEDGEMENTS |
This study was supported by the Medical Research Council of
Canada, the T. J. Costello Memorial Research Fund, and the Montreal Chest Institute Research Center.
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FOOTNOTES |
The costs of publication of this
article were defrayed in part by the
payment of page charges. The article
must therefore be hereby marked
"advertisement"
in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Address for reprint requests and other correspondence: S. Yan,
Meakins-Christie Laboratories, McGill Univ., Montreal, Quebec, Canada
H2X 2P4.
Received 2 February 1998; accepted in final form 9 November 1998.
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