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Department of Medicine, Vanderbilt University Medical Center, Nashville, Tennessee 37232
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ABSTRACT |
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Analytic expressions for plasma total titratable
base, base excess (
CB), strong-ion difference, change
in strong-ion difference (
SID), change in Van Slyke standard
bicarbonate (
VSSB), anion gap, and change in anion gap are derived
as a function of pH, total buffer ion concentration, and conditional
molar equilibrium constants. The behavior of these various parameters
under respiratory and metabolic acid-base disturbances for constant and
variable buffer ion concentrations is considered. For constant
noncarbonate buffer concentrations,
SID =
CB =
VSSB, whereas these equalities no longer hold under changes in
noncarbonate buffer concentration. The equivalence is restored if the
reference state is changed to include the new buffer concentrations.
acidosis; alkalosis; base excess; strong-ion difference; anion gap; delta anion gap
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INTRODUCTION |
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CHARACTERIZATION OF ACID-BASE BALANCE in the body is of central importance in medicine, since it may provide valuable information about the status of a patient or provide clues about the underlying pathophysiology of a patient's disease process (16). Mathematical models of physiological acid-base balance help the clinician conceptualize the processes involved, in order to better diagnose and treat the patient.
Several models, algorithms, and methods have been proposed to evaluate
clinical acid-base status. These have classically been divided into
those that are based primarily on measured bicarbonate concentration
([HCO
3]) (16, 17) vs. those that use base excess (BE) (24) to evaluate nonrespiratory acid-base disorders. In the former approach, the anion gap (AG) and the change in
anion gap (
AG) are also calculated to gain further insight into the
origins of a metabolic acid-base disturbance (5, 31).
More recently, Stewart and others (6-8, 13, 29) have popularized the use of the strong-ion difference (SID) method to describe acid-base. This is the same idea originally set forth by Singer and Hastings under the name "buffer base" (27). The SID is the sum of positive-ion concentrations minus the sum of negative-ion concentrations for those ions that do not participate in proton transfer reactions. The Stewart approach (29) is a very general physicochemical method that uses charge and mass balance to deduce an expression for proton concentration. Similarly, the BE method is another very general physicochemical approach, but one that uses proton balance to calculate changes in proton concentration by using the Van Slyke equation (25).
In the following sections, a general formalism for calculating total titratable acid and base is given, and it is shown that a linear approximation to the expression for total titratable base (CB) yields the Van Slyke equation. Next, a similar equation is developed for SID, and it is shown that a linear approximation to the complete equation for SID has the same form as the Van Slyke equation. Mathematical relationships between the various parameters commonly used to assess acid-base status are then derived, yielding insight into the interrelationships between the different methods for assessing physiological acid-base balance.
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GENERAL THEORY |
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Glossary
Anion gapAG'
Anion gap corrected for respiratory effects
AG
Change in anion gap (delta gap)
j(i)
Fraction of species i with j protons bound
BE
Base excess
Buffer value
bi
Constant that together with Ci determines C
C
Constant in linear approximation to complete equations
C
Concentration of proton acceptor sites of the carbonate buffers
CB
Total titratable base
CB
Change in CB, including noncarbonate buffer base
C'B
Change in CB referenced to new buffer ion concentration C'i
CH
Total titratable acid
Ci
Analytical concentration of buffer ion species i
C'i
New (abnormal) analytical concentration of buffer ion
D
[H+]
[OH
]
i
Average number of proton acceptor sites per molecule of species i
Kl(i)
Conditional molar equilibrium constant for the lth dissociation step of species i
i
Average number of protons per molecule of species i
max(i)
Maximum number of protons per molecule for species i
S
Equilibrium constant between dissolved CO2 and CO2 in the gas phase
SID
Strong-ion difference
SIDm
Strong-ion difference for measured ions
SIDu
Strong-ion difference for unmeasured ions
VSSB
Van Slyke standard bicarbonate
VSSB'
Van Slyke standard bicarbonate referenced to C'i
i
Average charge per molecule of species i
max(i)
Maximum charge on species i
Minimum charge on species i
zp
Charge on unmeasured positive ion p
zq
Charge on unmeasured negative ion q
Acid-base equilibrium in aqueous solution has been exhaustively treated in the classic works of Ricci (18), Butler (2), and Kolthoff and Elving (14). Most recently, Guenther (10) has extended and simplified their work to give a master equation for solving complex acid-base problems
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(1) |
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(2) |
i is the average
number of protons per molecule of species i.
Ci is the analytical concentration of species i, the sum of all concentrations of subspecies, regardless of protonation state
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(3) |
max(i) is the
maximum value of
for species
i and j(i) is the proton ligand number for species i.
Thus Eq. 1 states that if one knows the total concentrations of all of the various species and their ligand numbers, the CH can be calculated. The right side of Eq. 1 represents the bound titratable acid, whereas D is the net free titratable acid.
The
i can be
calculated from the fraction of species
j(i) as
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(4) |
j(i) are calculated via
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(5) |
The
j(i) can in turn be recast as
functions of [H+] and equilibrium constants K
(see for example Ref. 10)
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(6) |
is a standard mathematical
notation denoting that a product of
Kl(i) is taken over the
prescribed limits. K0 is defined to be unity. Also
note that
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(7) |
From Eq. 1, therefore, changes in CH can be separated conceptually into changes in the Ci or changes in pH. A related concept is the total titratable base CB, which, by analogy with Eq. 1, is
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(8) |
i is the average
number of proton acceptor sites per molecule of species i and
is calculated by
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(9) |
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(10) |
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(11) |
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PHYSIOLOGICAL ACID-BASE THEORY |
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To agree with the standard definitions employed in the usual treatment of physiological acid-base, Eq. 8 is used to calculate acid-base balance. Because of the crucial role of CO2 equilibrium in physiology, it is useful to separate the carbonate and noncarbonate contributions to CB
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(12) |
i now refer to
the noncarbonate buffers. This definition is retained throughout the
rest of the calculations. C represents the carbonate contribution
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(13) |
is the carbamate derivative
formed from interaction of CO2 with protein (24). Under
physiological conditions, the [CO2
3] and
[PrNHCOO
] terms are small and can be neglected.
Similarly, the D term of Eq. 12 is small and can be
neglected. Under these approximations, Eq. 12 becomes
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(14) |
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(15) |
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(16) |

i/
pH
is approximately linear over the physiological pH range, so that
Eq. 16, using Eq. 15, can be recast in integrated form
as
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(17) |
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(18) |
Physiological pH is determined under the simultaneous solution of the Van Slyke equation and the Henderson-Hasselbalch equation (1a)
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(19) |
3 is in millimoles per
liter, and PCO2 is in Torr.
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SID THEORY |
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In 1983, Stewart published an article (29) in which he developed a quantitative model of acid-base, employing a parameter first used by Singer and Hastings (27). Stewart called this parameter the "strong-ion difference," whereas Singer and Hastings referred to this same parameter as "buffer base." The advantage of the buffer base parameter is that it is independent of changes in PCO2.
Strong ions are defined as those that do not participate in acid-base reactions; that is, they are spectator ions. Ions that do involve net proton exchange are called buffer ions. The SID is, therefore, given by
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(20) |
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(21) |
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(22) |
i is the
average charge per molecule for species i and is given by
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(23) |
min(i)
is the minimum possible charge for species i. Equation 22 is a more general form of the equations of Stewart (29) and
Figge et al. (7). After neglecting the terms with small values under
physiological conditions as before, Eq. 22 gives, in analogy
with Eq. 14
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(24) |
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(25) |
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(26) |
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(27) |
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(28) |
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(29) |
max(i) is the
maximum possible charge for species i.
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METHODS |
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Theoretical simulations of acid-base balance in plasma, using the mathematical models above, were performed. In accordance with the results of Figge et al. (7), it was assumed that albumin and phosphate were sufficient to account for all of the noncarbonate buffer activity of plasma.
CB vs. pH, SID vs. pH, and
[HCO
3] vs. pH curves for different
values of PCO2 for both the SID and
CB cases were calculated. Microsoft Excel 97 running on a
Compaq Deskpro computer equipped with a Pentium II processor was used
for the calculations. pH was stepped in 0.01-unit increments to
calculate the dependent variable. An ionic strength of 0.17 for plasma
was assumed (1a), and activity coefficients were calculated from the Davies equation (4) at 37°C. This gave activity coefficients of
f1 = 0.75, f2 = 0.31, and
f3 = 0.072 for ions with charges of ±1, ±2, and
±3, respectively. Concentrations of buffer ions are expressed in
millimoles per liter.
Acid dissociation constants for the ionizable groups on albumin were
those determined by Figge et al. (7, 8), and it was further assumed
that the constants in their study were determined via concentrations
for the protein but activity for H+. Carbonate and
phosphate equilibrium constants were obtained from Refs. 1a and 21, respectively. The relevant equilibrium constants are listed in Table
1. For albumin,
max(i) = 212 and
min(i) =
118; for phosphate,
max(i) = 3 and
min(i) =
3.
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The designation "normal plasma" within Figs. 1-5 and text
denotes plasma with Ci for albumin of 0.66 mM (4.4 g/dl) and Ci for phosphate of 1.16 mM (3.6 mg/dl).
The normal values for pH, PCO2, and
[HCO
3] are assumed to be 7.40, 40.0 Torr, and 24.25 mM, respectively, corresponding to a CB = 101 mM and a SID = 39 mM. The constant C was calculated from
Eq. 18 and the above values to give
110 mM for normal
plasma, with a corresponding bi of 160 for
albumin and 3.3 for phosphate.
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ACID-BASE PARAMETERS AT CONSTANT NONCARBONATE BUFFER CONCENTRATION |
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Equation 12 represents an exact expression for CB, subject to several caveats. First, since protein conformation is pH dependent, the Kl(i) will also be pH dependent, especially outside the physiological pH range. Second, as noted before, the Kl(i) values used here are really pseudoequilibrium constants, since they were not all determined directly; some were determined as parameters fitted to a model and others were assigned "average values" (7, 8). Finally, some authors have previously pointed out that, in general, the notions of both CB and SID are somewhat ill-defined, since it depends on pH whether a given species behaves as a strong ion or a buffer ion (23, 26). In practice, however, there is very little ambiguity over the physiological pH range; therefore, these parameters may actually be regarded as well defined under physiological conditions. For the purposes of calculation, what is required is that all of the species that are involved in net proton transfer over the pH range of interest must be included in the right side of Eq. 8 or 22. With these approximations in mind, the behavior of the functions under various physiological perturbations can be considered.
Over the physiological pH range between pH = 6.8 and 7.8, Eq. 14 is often plotted as [HCO
3] vs. pH
at constant CB. Equation 19 is also plotted on the
same graph for various PCO2 values, as shown in
Fig. 1. Equation 14 is seen to be nearly a straight line over
this same pH range and can therefore be approximated by Eq. 17.
The theoretical error introduced through the use of the linear
approximations rather than the complete equations was found to be
<1.0 mM over the pH range from 6.0 to 8.0.
As mentioned in PHYSIOLOGICAL ACID-BASE THEORY, physiological pH is determined by the simultaneous solution of the Van Slyke equation (Eq. 17) and the Henderson-Hasselbalch equation (Eq. 19); that is, at their crossing points, as shown in the case of human plasma plotted in Fig. 1. This type of plot has been called a Davenport diagram (3).
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The Van Slyke equation shows how [HCO
3]
changes with PCO2 at a constant concentration
of noncarbonate buffer, so that Ci remains constant
while
i increases or decreases. This change in
[HCO
3], for example moving from point
A to B in Fig. 1, is due to the PCO2/[HCO
3]
equilibrium and represents a pure respiratory derangement. Metabolic
disturbance at constant PCO2 is illustrated by
the move from B to C in Fig. 1, in which the entire Van
Slyke curve is shifted with a concomitant change in CB.
These changes are described under constant noncarbonate buffer
(
Ci = 0) using Eq. 17 by
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(30) |
represents the buffer value
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(31) |
can be calculated by a term-by-term differentiation of
Eq. 4 or by fitting the data to a straight line. The data of
Figge et al. (7) used here give a molar buffer value
(

i/
pH)
of 8.3 for albumin. The original data of Tanford et al. (30) give a
molar buffer value 8.0. The molar buffer value of phosphate is
calculated to be 0.29, compared with 0.309 given by Siggaard-Andersen and Fogh-Andersen (26). The corresponding theoretical and experimental (26) values of
for albumin are 5.5 and 5.3 mM, respectively, whereas the theoretical and experimental (26) values of
for phosphate are 0.34 and 0.36 mM, respectively. If the
Kl(i) values are defined
in terms of activity for protons and concentration for the remaining
species, the calculated values are identical to the experimental values.
Pure respiratory disturbances, those with
CB = 0, give a
[HCO
3] of
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(32) |
CB, which is the BE as compared with
the normal value. The second is to focus on the right side of Eq. 30 and to think of
·
pH as a correction term to
the measured
[HCO
3], which corrects
for changes in PCO2 (respiratory effects). The correction term corrects the [HCO
3] to
what it would be at pH = 7.40 (point D of Fig. 1). The
[HCO
3] when corrected to pH = 7.40 is
called the "Van Slyke standard bicarbonate," and the
corresponding change in [HCO
3] is the change in Van Slyke standard bicarbonate (VSSB) or
VSSB (23,
25). The
VSSB is illustrated by the difference between points
A and D in Fig. 1. Since the two lines in Fig. 1 are
parallel
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(33) |
3] vs. pH coordinate system at
constant SID gives a plot identical to Fig. 1, recognizing that the
slopes and y-intercepts will be the same but that SID and
CB differ by a constant (Eq. 29). The straight-line
plots in Fig. 1 also show how [HCO
3] varies with PCO2 at constant SID. The same
arguments apply to SID that apply to the CB case above, so
that
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(34) |
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(35) |
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Siggaard-Andersen and others have previously argued (22, 26) that BE, as a parameter by itself, is the most relevant arbiter of whether there is a net metabolic acid-base disturbance and to what degree; however, examination of the change in the concentrations of other ions can also give additional diagnostic information. The parameter most often used for extracting that information is the anion gap AG (5).
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(36) |
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(37) |
The "delta gap" (
AG) is used to uncover mixed metabolic
disturbances (17, 31). It is given by
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(38) |
AG does not equal
the
[HCO
3] calculated from
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(39) |
3] represents the
measured value and the constant 24 mM represents the normal bicarbonate
value, then a mixed metabolic disorder is present. This mixed
nonrespiratory disorder will be made up of two disorders with different
AGs, for example, a metabolic alkalosis from vomiting and a metabolic acidosis from diabetic ketoacidosis.
Equations 17 and 28 show how to incorporate a similar analysis into the BE and Stewart approach. SID can be divided into measured and unmeasured components, as suggested by Jones (12) and by Figge et al. (7).
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(40) |
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(41) |
3] corrected for
respiratory effects. The AG' is the difference between the measured SID
and the VSSB. Therefore, if
AG' = BE = 0, then there is no net
disturbance. If
AG' = 0 and BE
0, then there is a "measured
ion-compensated" disturbance, for example, a hyperchloremic
metabolic acidosis. If
AG' =
BE, then there is a differential
diagnosis consistent with the presence of "unmeasured ions," for
example, a wide gap metabolic acidosis. Finally, if
AG' is between 0 and
BE, then there is a mixed delta gap problem with both measured
ion-compensated and unmeasured ion disturbances present.
These concepts are illustrated graphically in Fig. 3, showing the AG' in the BE formalism and how SID changes with metabolic disturbances, through a change in SIDm or SIDu, or potentially both.
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ACID-BASE PARAMETERS AT VARIABLE NONCARBONATE BUFFER CONCENTRATION |
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When the concentrations of buffer ions Ci change,
the relationships between the acid-base parameters discussed above also
change. Using Eq. 15, the change in CB due only to
the change in Ci can be calculated by assuming that
[HCO
3], PCO2,
and pH are held constant at their normal values
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(42) |
i is understood
to be evaluated at pH = 7.40. Alternatively, using the linear
approximation of Eq. 17
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(43) |
Ci is illustrated graphically in Fig.
4.
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The total change in CB when the above variables are not held constant is
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(44) |
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(45) |
The relevant analogous equations for SID can be derived in the same way to give
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(46) |
Ci alone and
for the total change
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(47) |
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(48) |
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(49) |
SID due only to a change in
Ci
is also illustrated in Fig. 4.
Under variations in noncarbonate buffer concentration, the
VSSB is
calculated in the linear approximation via
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(50) |
C'B is
interpreted as the BE referenced to the new buffer ion concentration
C'i (dotted line in Fig. 5).
C'B will, of course, be equal to the correspondingly defined
SID'.
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It should be clear from Eqs. 44, 47, and 50 that the
equalities of Eq. 35 no longer hold. In fact, Eq. 29
shows that in general for
Ci
0
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(51) |
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(52) |
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(53) |
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DISCUSSION |
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Disagreement about the best parameter to describe acid-base balance in
the body has dominated this area of physiology for more than three
decades (1, 20, 22, 26). For the most part, the disagreement has been
between advocates of the Boston method employing measured
[HCO
3] and the Copenhagen method
employing BE. This controversy has, in fact, been given a name "The
Great Trans-Atlantic Acid-Base Debate" (1). Recently, on another
front, Stewart and others (11, 28, 29) have argued that SID is the best
parameter for expressing acid-base derangements and have even suggested
that the very concept of pH be abandoned.
The limitations of the Boston method have been eloquently discussed by
Severinghaus (22). The basic problem with this method is that the
effects of buffer ions are not taken into account directly, and thus
changes in [HCO
3] are treated as
independent of PCO2. In reality, though,
[HCO
3] changes acutely as a function of
PCO2, which is purely due to the chemical
equilibrium and independent of any compensation by the kidneys. As a
result, changes in bicarbonate due to nonrespiratory causes may be
underestimated or overestimated. This same approach also examines
changes in ion concentration via AG and
AG to obtain additional
information; however, these variables are also subject to the same
problem, since [HCO
3] is also involved in their calculation.
The BE approach is an attempt to correct for respiratory changes in
[HCO
3]. A point of confusion is that the
definition of BE is nebulous. BE implies, and is stated in the
literature to be, the change in total titratable base,
CB (24, 25). The term BE is also used synonymously with
VSSB. As demonstrated in ACID-BASE PARAMETERS AT VARIABLE
NONCARBONATE BUFFER CONCENTRATION, however, the equivalence is
justified only if Ci is constant or if the standard
reference state is changed to that with the new buffer ion
concentration C'i. That section alluded to
a situation in which pH, [HCO
3], and
PCO2 conceivably could all be normal while the
noncarbonate buffer concentration may not be normal. As demonstrated in
Fig. 4, because of the large number of buffer groups on a protein, small absolute changes in protein concentration will have large accompanying changes in CB or SID. This may be true even
within the normal albumin reference range. Also, as seen in Fig. 4, the change in SID for such a case will be smaller than the change in
CB. Siggaard-Andersen and Fogh-Andersen have suggested (26) that changes in protein concentration should not be considered acid-base disorders, and have considered the Stewart approach problematic in that regard. The calculations in ACID-BASE
PARAMETERS AT VARIABLE NONCARBONATE BUFFER CONCENTRATIONS
demonstrate the same potential problem with BE when defined as
CB.
By comparison, because the Van Slyke equation is fairly flat over the
physiological pH range,
VSSB is relatively constant with changes in
buffer ion concentration. Figure 5 shows that the error introduced by
using Ci to calculate
VSSB rather than
C'i to calculate
VSSB' will usually be
less than ±1 mM. In addition, although many find the characterization
of metabolic disturbances in terms of AG and
AG behavior useful, advocates of the BE approach tend to denigrate the use of these two
parameters (26), and so extracting information about ion disturbances
other than H+ is not dealt with in the BE approach. As
demonstrated in ACID-BASE PARAMETERS AT CONSTANT NONCARBONATE
BUFFER CONCENTRATIONS, however, the concept of the AG and
AG
can be recast within the framework of the BE and Stewart formalisms to
give the same useful information.
Stewart and his followers (28, 29) advocate the description of acid-base status in terms of SID, Ci, and PCO2, based on the claim that these are the only independent variables of acid-base physiology. It bears pointing out, however, that SID is a surrogate variable for the difference in analytic concentrations between strong base and strong acid, the variables found in the standard treatments of acid-base equilibrium from the 1950s. The very same calculations of acid-base balance can be made, yielding the very same results, without explicit inclusion of spectator ions in the calculation (2, 10, 14, 18).
The Stewart approach has mainly found utility via the work of Figge et
al. (7, 8), who calculated SID from pH, Ci, and
PCO2, basically from Eq. 24. The only
difference is that Figge et al. include the small terms D and
[CO2
3] in their calculations and they
also calculate the carbonate terms from pH and
PCO2 (7). Next, they calculate SIDu
from the difference between SIDm and SID, including
[Na+], [K+], [Mg2+],
[Ca2+], [Cl
], and
[lactate
] in their calculation of SIDm.
The value for SIDu is then interpreted clinically much like
the AG. This model has been tested both in vitro (6-8) and in vivo
(9, 15) and found to give reliable predictions.
The central relationship linking the BE concept with the Stewart
approach is Eq. 27, which states that the rate of change in charge with respect to pH is equal to the rate of change in protonation with respect to pH. From that principle comes the fact that
CB and SID are the same within an added constant and that
BE and
SID are also the same within an added constant.
The foregoing discussion should clarify the debate about whether SID or
BE is a better measure of acid-base disturbance in plasma. They are
really two different kinds of parameter; one represents a change in
concentration and the other does not. SID, as a stand-alone parameter,
does not seem that useful and is certainly no more useful than
CB or CH from a theoretical standpoint.
Similarly, BE is no more or less useful than
SID, but BE and
SID
seem to be more relevant parameters, since they do represent the
deviations from normal, which is what one is usually concerned about practically.
Conclusions
A general formalism for calculating parameters describing physiological acid-base balance in plasma has been presented. Analytic expressions have been derived for the parameters commonly used to address nonrespiratory physiological acid-base disturbances. It was shown that the Van Slyke equation arises naturally from this formalism and that an equation with the same form can be derived for the SID. It was also shown that the anion gap and delta anion gap concepts can be expressed within the framework of the base excess and Stewart approaches. The mathematical relationships between the various parameters under various physiological perturbations were discussed, and theoretical simulations for human plasma were performed. Based on these results, it appears that there is no real theoretical advantage of using SID over CB, or
SID over
CB. Calculation of
SID
and
CB incorporates changes in all buffer bases,
including the potentially large change accompanying changes in protei