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1 Epidemiology, Demography, and Biometry Program, National Institute on Aging, National Institutes of Health, Bethesda, Maryland 20892; and 2 Honolulu Heart Program, Honolulu-Asia Aging Study, Kuakini Medical Center, Honolulu, Hawaii 96813
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ABSTRACT |
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The aim of this
study was to describe changes in grip strength over a follow-up period
of ~27 yr and to study the associations of rate of strength decline
with weight change and chronic conditions. The data are from the
Honolulu Heart Program, a prospective population-based study
established in 1965. Participants at exam
1 were 8,006 men (ages 45-68 yr) who were of
Japanese ancestry and living in Hawaii. At follow-up, 3,741 men (age
range, 71-96 yr) participated. Those who died before the follow-up
showed significantly lower grip-strength values at baseline than did
the survivors. The average annualized strength change among the
survivors was
1.0%. Steeper decline (>1.5%/yr) was
associated with older age at baseline, greater weight decrease, and
chronic conditions such as stroke, diabetes, arthritis, coronary heart
disease, and chronic obstructive pulmonary disease. The risk factors
for having very low hand-grip strength at follow-up, here termed
grip-strength disability (
21 kg, the lowest 10th percentile), were
largely same as those for steep strength decline. However, the
age-adjusted correlation between baseline and follow-up strength was
strong (r = 0.557, P < 0.001); i.e., those who showed
greater grip strength at baseline were also likely to do so 27 yr
later. Consequently, those in the lowest grip-strength tertile at
baseline had about eight times greater risk of grip-strength disability
than those in the highest tertile because of their lower reserve of
strength. In old age, maintenance of optimal body mass may help prevent
steep strength decrease and poor absolute strength.
aging; muscle strength; prospective study; body composition; chronic diseases
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INTRODUCTION |
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WITH INCREASING AGE, muscle strength decreases and may eventually reach a level at which weakness starts to restrict the ability to perform usual activities (25, 36). In the very old, loss of muscle mass and strength are suggested to be important factors in the process of increased frailty (17). Most of the information about age-related strength changes is based on cross-sectional data (21). In previously published longitudinal studies, the participants have been a selected group of people, or the numbers have been small (1, 2, 12, 13), or the follow-up period has been fairly short (4).
Measurements made in large epidemiologic studies involving older participants have to be cost-effective for the researchers and not too burdensome to participants. Grip-strength tests are convenient, safe, and reliable, and they do not require large or expensive equipment (3, 28). Consequently, grip strength has been used as an indicator of overall muscle strength (4, 16). Use of grip strength as a feasible model to describe overall strength changes is supported by its significant (P < 0.001) correlations with other strength measures in older men [r = 0.638 for elbow flexion, r = 0.524 for knee extension, r = 0.515 for trunk extension, and r = 0.437 for trunk flexion (29)].
The Baltimore Longitudinal Study on Aging combined cross-sectional and longitudinal data. Hand-grip strength was found to increase up until the thirties and to start to decrease with accelerated speed after the forties (16, 23). Cross-sectionally, lower muscle strength was associated with lower muscle mass as measured by creatinine excretion (16). With aging, muscle mass is lost due to motoneuron death (23) and muscle cell shrinking due to inactivity (14). Also, hormonal changes, particularly decreases in testosterone and growth hormone levels, may be associated with muscle mass decrease (17). Diseases may cause decrease in strength through inactivity, or they may have a direct effect on muscle (4, 32). For example, in stroke, the injury in the central nervous system will affect the descending neural pathways and result in poor motor unit activation (22). However, great interindividual differences are evident in strength decline with increasing age. For example, Kallman et al. (16) found that over an average 9-yr follow-up period, 15% of the subjects ages 60 and over did not show any strength decline.
The aims of this study were 1) to describe the extent of change in grip strength over a follow-up period of ~27 yr in a large group of initially 45- to 68-year-old Japanese-American men (n = 8,006) living in Hawaii and 2) to study age, body weight changes, and morbidity as predictors of grip-strength change.
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METHODS |
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The participants are from the Honolulu Heart Program and the Honolulu-Asia Aging Study which began in 1965. This program has been described earlier (35). Briefly, the World War II Selective Service Registration file was used to identify 12,417 possibly eligible men of Japanese ancestry (having a Japanese last name and/or listed as of Japanese origin) born from 1900 to 1919 and living in Oahu. These men were sent a questionnaire. In all, 1,269 men were not located, and 1,270 refused to answer the questionnaire. A further 1,692 men who answered the questionnaire refused to participate in the physical examinations, and 180 men who responded to the questionnaire died before they were scheduled to have the physical examination. In 1965-1968, 8,006 men participated in exam 1. Exam 2 took place ~3 yr later, in 1968-1970, with 7,498 men participating. Hand-grip strength was measured in exams 1, 2, 4, and 5 (Fig. 1). If the person participated in both exams 1 and 2, the baseline strength level was determined as the average of the best result of these two. This averaged value represents the midlife strength. If the person participated in only one of these exams, the best result from that examination was chosen for the analyses. The follow-up measurements took place in 1991-1993 (exam 4, n = 3,741) and 1994-1996 (exam 5, n = 2,705). The old age (range, 71-96 yr) strength was determined correspondingly as an average of the maximum in these two later exams, unless the person had participated in only one. In that case, that one result was chosen for the analyses.
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Hand-grip strength was measured by using the Smedley Hand Dynamometer (Stoelting, Wood Dale, IL). While each participant was sitting, he extended his arm in front of him on the table and gripped the dynamometer. If necessary, the tester held the dynamometer steady. The width of the handle was adjusted, so that, when the subject held the dynamometer, the second phalanx was against the inner stirrup. Three trials, with brief pauses, were allowed for each hand alternately. Subjects were encouraged to exert their maximal grip. The best result was chosen for analyses.
Body weight and height were measured during exam 1 and exam 4, and values were expressed as kilograms and centimeters, respectively. To calculate body mass index (BMI), height was converted into meters (BMI = weight/height2).
In exam 1, the upper arm circumference and triceps skinfold were measured with the subject standing, arm muscles relaxed, and arms hanging vertically at the side. Recordings were done to the nearest full millimeter. Upper arm circumference was measured by using a standard tape measure midway between the axilla and elbow, without applying excessive pressure. The skinfold thickness over the triceps muscle midway between the axilla and elbow was measured by using a Lange Skinfold Caliper (Cambridge Scientific Industries, Cambridge, MD). Longitudinal fold of skin and subcutaneous tissue was taken between the thumb and the forefinger without applying excess pressure or traction. Caliper tips were applied 1 cm below the fingertips.
Upper arm lean area was estimated from upper arm circumference and triceps skinfold thickness as follows
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The prevalence of angina pectoris, hypertension, coronary heart
disease, cerebrovascular disease, chronic obstructive pulmonary disease
(COPD), diabetes mellitus, and arthritis was ascertained in
exam 4. Presence of angina or
arthritis was based on self-report ("Has a doctor ever told you that
you have...?"). Hypertension was verified if blood pressure was
160/95 mmHg or the participant was taking blood pressure medication.
Three blood pressure measurements were done 5 min apart on the left arm
of the seated subject with the use of a standard sphygmomanometer. The
results were averaged. Diabetes was ascertained by asking subjects if
they had a diagnosis of diabetes or if they used insulin or pills for
diabetes, as well as with a help of a glucose tolerance test using the
World Health Organization classification (31). Coronary heart disease was verified on the basis of hospital record surveillance,
electrocardiographic findings, and questionnaire data (18). Stroke
prevalence was based on hospital record surveillance. COPD was judged
on the basis of questionnaire data (cough and phlegm lasting >3 mo
consecutively or a physician's diagnosis of emphysema).
Statistical Methods
Means according to age group strata (5-yr groupings) at baseline were compared by using a one-way analysis of variance. The differences in strength at baseline between survivors and nonsurvivors were studied by t-tests. Pearson's correlations were used to study the association among age, strength, and anthropometric variables. Age-adjusted associations between grip strength and anthropometric variables were analyzed by using partial correlations. Strength changes over the follow-up in age strata were studied by using t-tests for paired samples. Cross-tabulation with
2 test was used to study the
proportion of those with steep, average, and moderate strength decline
in groups based on baseline age. Linear regression analysis was used to
study age and weight change as predictors of rate of strength decline.
Odds ratios (OR) for steep strength decline and grip-strength
disability were computed by logistic regression analyses.
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RESULTS |
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At exam 1, one-way analysis of variance showed that the older participants had significantly lower grip strength, body height, weight, BMI, and smaller Al than the younger participants (Table 1). The age-adjusted correlations between baseline grip strength and anthropometric variables were as follows. Exam 1: body height, r = 0.441, P < 0.001; body weight, r = 0.401, P < 0.001; BMI, r = 0.229, P < 0.001; and Al, r = 0.347, P < 0.001. The age-adjusted correlation between Al and body weight was r = 0.520, P < 0.001.
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Figure 2 shows grip strength according to
age strata at baseline among those who survived to follow-up
measurements, among the nonsurvivors, and among the survivors at
follow-up. At baseline, in all age groups, those who died before the
follow-up examinations exhibited lower grip strength than did the
survivors (P < 0.012). However, in
the nonsurvivors, the body weight was also on average 0.49 kg lower
than in the survivors (P = 0.025). The
intra-individual strength changes over time were significant in all age
groups (P < 0.001). The age-adjusted correlation
between baseline and follow-up strength was strong
(r = 0.557, P < 0.001), indicating that those
who showed greater grip strength at baseline were also likely to do so
27 yr later. Among the survivors, the absolute grip-strength change was
calculated as the difference between the follow-up and the baseline
strength. Figure 3 shows the distribution of the absolute strength change over time and demonstrates substantial decline in all age groups. Median change ranged from
9.0 kg in those 45- to 49-yr-old at baseline to
13.5 kg in those 65- to 68-yr-old at baseline.
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The grip-strength change was annualized and expressed as percentage of baseline strength. Table 2 shows that average annualized relative decline, as well as the proportion of those with steep decline (>1.5%/year) in strength, was greater in the older men.
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Weight change (exam 4 weight
exam 1 weight) was associated with
age, with the older participants losing more weight
(r =
0.211,
P < 0.001). In linear regression
analysis with adjustment for weight at exam
1, weight change (partial R2 = 0.073) and age (partial R2 = 0.068)
were about equally strong independent predictors of annualized
grip-strength change. This indicates that those who lost more weight
also showed steeper strength decline regardless of their age. To
elaborate this observation further, we divided participants into three
groups on the basis of their weight change: large weight decrease (5 kg
or more), moderate weight decrease (4.99-0.01 kg), or no decrease
(including increase). For steep strength decline, those who lost
5 kg
had OR of 3.24 and 95% confidence intervals (95% CI) of
2.44-4.33, whereas those who lost 4.99-0.01 kg of weight had
OR of 1.51 and 95% CI of 1.09-2.09, respectively, compared with
those who did not lose any weight.
Chronic diseases of participants were ascertained at exam 4 (Table 3). The bivariate OR for losing >1.5% of grip strength/yr (adjusted for age and baseline grip strength) were as follows: stroke (OR = 3.44; 95% CI, 2.37-5.01), arthritis (OR = 1.49; 95% CI, 1.14-1.95), diabetes (OR = 1.88; 95% CI, 1.48-2.38), coronary heart disease (OR = 1.49; 95% CI, 1.20-1.82), and COPD (OR = 1.83; 95% CI, 1.09-3.07). Angina and cancer were not significantly more common among those with steep strength decline. Hypertension, however, was protective of steep decline (OR = 0.71; 95% CI, 0.57-0.88).
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Finally, we wanted to study the predictors of having very low muscle
strength in old age, termed here grip-strength disability. Grip-strength disability was defined as the lowest 10th percentile of
old-age grip strength, with the cut-off point being 21 kg. The
age-adjusted bivariate OR values are shown in Table
4. The risk of becoming grip-strength
disabled was about eight times greater among those who at baseline had
grip strength in the lowest tertile and about two times greater for
those in the middle tertile compared with those in the highest tertile
at baseline. Participants in the lowest tertile in body height, body
weight, and upper arm muscle area had approximately twice the risk
compared with those in the highest tertile. The prevalence of
arthritis, coronary heart disease, stroke, and diabetes was greater
among those with grip-strength disability than among the rest of the
participants. Hypertension, however, was protective of grip-strength
disability. Weight change between exams
1 and 4 as the
predictor of grip-strength disability is illustrated in Fig.
4. The participants were stratified into
tertiles according to their weight in exam
1 to study whether weight loss would predict
grip-strength disability differently in these tertiles. The reference
group was those with exam 1 weight in
the middle tertile and no weight decrease. Regardless of initial weight, those who lost
5 kg had about five to six times the risk of
grip-strength disability, even after adjusting for age, height, and
baseline grip strength.
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DISCUSSION |
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The aim was to study changes in muscle strength from middle to old age by using grip strength as the model. Altogether, 8,006 men (age 45-68 yr) participated in exam 1. At the end of the follow-up period (on average, 27 yr), 3,680 men (with ages that ranged from 71 to 96 yr) participated in grip-strength tests. No previous studies have presented strength data of a large group of people over such a long follow-up period.
The average annualized grip-strength decline was 1.0%/yr (SE 0.008). Earlier longitudinal studies have reported declines in average grip strength, ranging from 0.7 to 3%/yr (2, 4, 5, 28). The age groups, however, are not always comparable. In the present study, great interindividual variation in strength changes were found. Older people were more likely to show steeper decline than younger people. This result is consistent with previous studies (2, 4, 5). It has been suggested that strength peaks during the 30s and then starts to decrease gradually. The decrease becomes more pronounced after the 50s and 60s (16).
In previous studies of people, ages 65 yr and older, with follow-up
periods varying between 5 and 9 yr, ~15-20% of participants have shown stable or increased strength (16, 28). Using data from
exams 4 and
5, with approximate length of
follow-up being 3 yr, we found that in men ages 71 and over, 22%
increased or maintained their previous strength level
(exam 5 strength
exam 4 strength
0). The strength
difference between exams 4 and
5 correlated negatively with
exam 4 strength
(r =
0.300,
P < 0.001); this suggests that those
who showed poor results at exam 4 were more likely to improve their strength over the follow-up period. However, over the entire 27-yr follow-up period, only 40 men (1.1% of
the survivors) showed no strength decrease. At baseline, these people
were younger (85% were 54 yr old or younger) and had lower body weight
(47.5% in the lowest tertile) and lower grip strength (55% in the
lowest tertile) than the other participants. Over the follow-up period,
70% of them maintained or gained weight. This information suggests
that the health of these people may have been compromised at the time
of the baseline measurements and that they thus exhibited exceptionally
poor strength results. Our findings illustrate that short-term
variations in strength go in both directions, even in old age, but the
overall long-term trend with age is decline. However, it is worth
noting that grip strength is a relatively stable characteristic, as
correlation for repeated measures over 27 yr was
r = 0.557 (P < 0.001); this indicates that
>30% of the variation in grip strength measured in old age is
explained by midlife strength.
Weight loss was a significant determinant of the rate of grip-strength
loss and grip-strength disability (follow-up grip strength
21 kg)
even after adjusting for baseline weight and age. Regardless of the
baseline weight, the OR for becoming grip-strength disabled was five to
six times greater among those who lost 5 kg of weight compared with
those who maintained or increased their weight and were in the middle
weight tertile at exam 1. It is worth
noting that our study population differs from the rest of the US
population in that it was more lean, with average BMI at
exam 1 being 23.8 kg · m
2.
The average BMI in middle-aged black men [25.6 ± 4.9 (SD)] and white men (25.7 ± 4.0) has been found to be
considerably greater (7). On the other hand, the fact that weight loss
had a similar effect on strength decrease, regardless of initial
weight, suggests that this finding may be generalized into more
heterogenous populations. In persons of older ages, the majority of
lost weight is lean tissue, which mostly consists of muscle (11). For
example, in 64 Finnish men followed from the ages of 75-80 yr, the
average body mass decreased from 74.0 to 73.0 kg, lean body mass
decreased from 57.7 to 56.3 kg, and fat percent increased from 21.7 to
22.2% (34). As part of lost lean tissue is replaced by fat, body
weight decrease is probably a valid but conservative estimate of muscle mass decrease. The use of body weight decrease as an indication for
muscle mass decrease is further supported by the strong correlation between the upper arm muscle area and body weight observed at exam 1 (age adjusted,
r = 0.520, P < 0.001). Decline in muscle mass
has been suggested as the direct cause of age-related strength decline
(9). Our findings suggest that weight loss in old age may lead to loss
in muscle strength, because it is likely that a substantial proportion
of lost weight was muscle. This observation is clinically important,
because poor muscle strength has been found to be associated with poor
stair-climbing ability (26), slow walking speed (10), and self-reported
mobility difficulties (27). However, it is unclear whether maintenance
of body and muscle mass with age would ensure maintenance of muscle
strength, because muscle strength per unit of lean body mass has been
found to decrease with age (16, 30).
In the present study, stroke, diabetes, arthritis, and coronary heart disease at exam 4 were associated with steep strength decrease (>1.5%/yr) and grip-strength disability. COPD was associated with steep strength decline, but association with grip-strength disability did not yield statistical significance. Angina and cancer were not associated with steep strength decline and grip-strength disability, and hypertension was found to be protective of these outcomes. The benefit of this design, although retrospective, is that the outcome (steep strength decline) was longitudinal. In a cross-sectional study, it remains unclear whether people with diseases were weak to start with or whether they became weak because of the disease. For example, those who reported arthritis at exam 4 had significantly lower (P < 0.001) grip strength at follow-up [28.2 ± 0.29 (SE) kg, n = 507] than did those who did not have arthritis (29.4 ± 0.12 kg, n = 3,173). Baseline grip strength or age did not differ between these groups; this suggests that low muscle strength did not predispose these people to arthritis. However, temporal relationships of joint pain, disuse, and poor muscle strength that are typical in persons with arthritis require further studies (24). Poor muscle strength as an etiologic factor in knee osteoarthritis is supported by a study in which people with radiographically diagnosed but pain-free knee osteoarthritis had poorer quadriceps muscle strength than did those without the diagnoses, although strength in other muscle groups did not differ (33).
Skeletal muscle is one of the major sites for glucose disposal during carbohydrate loading. Findings of a previous study (19) suggest that poor skeletal muscle strength, which is usually associated with lower levels of physical activity and less muscle mass, may precede and predict the development of insulin resistance. Insulin resistance is associated with the development of non-insulin-dependent diabetes mellitus. However, in the present study, the baseline grip strength or age did not differ between those who had or did not have diabetes at exam 4, but the follow-up grip strength was significantly (P = 0.001) lower among those with diabetes [28.5 ± 0.26 (SE) kg, n = 658] than those without diabetes (29.4 ± 0.12 kg, n = 3,184). A probable explanation for steep strength decline among those with diabetes is neuropathy, which is a common complication of both insulin-dependent and non-insulin-dependent diabetes. Muscle weakness and atrophy are among the defects experienced by those with neuropathy (8).
Stroke was associated with steep strength decline and grip-strength disability, although the strength of the better, most probably the unaffected, hand was used in the analyses. Muscle weakness is one of the manifestations of impaired neurological function after stroke. Stroke patients have been found to have lower muscle strength also on the unaffected side (22) and to be physically more inactive than healthy controls (6).
Hypertension, however, was associated with lower risk of steep strength
decline (OR 0.71; 95% CI, 0.57-0.88). A probable explanation for
this is that body weight and grip strength are correlated, whereas
higher body weight is a risk factor for hypertension. In the present
study, those who had hypertension at exam
4 had greater body weight
(P < 0.001) at exam
1 (64.2 ± 0.19 kg,
n = 2,030) than those who were
normotensive at exam 4 (63.3 ± 0.20 kg, n = 1,767). In
addition, those with hypertension at exam
4 lost significantly
(P < 0.001) less weight over the
follow-up period (
2.01 ± 0.16 kg,
n = 1,936) than those who did not have hypertension (3.02 ± 0.18 kg, n = 1,658). However, a further adjustment for body weight did not change
the OR meaningfully. Exercise is commonly recommended to those with
high blood pressure. Diagnosis of hypertension may make people more
aware of their living habits and serve as an incentive for healthier lifestyle.
Diseases and weight loss are treated in these analyses as independent predictors of strength loss. Weight loss and morbidity are, however, related. In the Cardiovascular Health Study (15), those who lost >10% of their weight were more likely to report fair or poor health and mobility disability and to have more medications than those who maintained their weight.
The data in this study suggest that strength decreases at an increasing rate toward the higher age groups and that weight loss and chronic conditions, such as stroke, diabetes, arthritis, coronary heart disease, and COPD are associated with a steeper decline. Although these analyses were restricted to one ethnic and gender group, men with Japanese ancestry, the findings can probably be generalized to other populations. These physiological processes are unlikely to differ materially, for example, according to race. Weight loss in old age may predispose people into accelerated strength loss. Consequently, good disease management and maintenance of optimal weight may help prevent steep strength decline in older people.
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FOOTNOTES |
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The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Address for reprint requests: T. Rantanen, Epidemiology, Demography and Biometry Program, National Institute on Aging, 7201 Wisconsin Ave., Gateway Bldg., Suite 3C-309, Bethesda, MD 20892 (E-mail: Rantanet{at}gw.nia.nih.gov).
Received 10 April 1998; accepted in final form 23 July 1998.
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