Vol. 85, Issue 3, 867-873, September 1998
Zero-stress states of human pulmonary arteries and veins
W.
Huang and
R. T.
Yen
Department of Biomedical Engineering, The University of Memphis,
Memphis, Tennessee 38152
 |
ABSTRACT |
The zero-stress
states of the pulmonary arteries and veins from
order
3 to
order
9 were determined in six normal human
lungs within 15 h postmortem. The zero-stress state of each vessel was obtained by cutting the vessel transversely into a series of short rings, then cutting each ring radially, which caused the ring to spring
open into a sector. Each sector was characterized by its opening angle.
The mean opening angle varied between 92 and 163° in the arterial
tree and between 89 and 128° in the venous tree. There was a
tendency for opening angles to increase as the sizes of the arteries
and veins increased. We computed the residual strains based on the
experimental measurements and estimated the residual stresses according
to Hooke's law. We found that the inner wall of a vessel at the state
in which the internal pressure, external pressure, and longitudinal
stress are all zero was under compression and the outer wall was in
tension, and that the magnitude of compressive stress was greater than
the magnitude of tensile stress.
opening angle; residual stress; residual strain
 |
INTRODUCTION |
THE ZERO-STRESS STATE of a blood vessel is the state at
which the vessel is stress-free everywhere. Before 1983 it had been assumed that blood vessels were in their zero-stress state when free of
external loads, such as at zero blood pressure and zero axial tethering
forces. Calculations based on this assumption showed that, under
physiological conditions, the blood creates a tensile circumferential
stress, which varies from a maximum at the inside of the vessel wall to
a minimum at its outer margin. Stress values have been calculated as
being up to seven times greater at the inner wall compared with average
values (1, 20). Since Vaishnav and Vossoughi (20) and Fung (3) found that arterial segments sprang open into sectors when cut radially, the
existence of residual stress and strain in the blood vessel wall has
been recognized. Fung and Liu (5, 16) have shown that the sectors are
in a state of zero stress to the first order of infinitesimals. To
verify that the stress throughout the opened sector was zero, Han and
Fung (10) made further arbitrary cuts and showed that no subsequent
changes in strain resulted. The difference between stress at the state
in which the internal pressure, external pressure, and longitudinal
stress are all zero and that at the zero-stress state is the residual
stress. Calculations that take the observed residual stress into
account show that its presence makes the transmural stress distribution
more uniform at the in vivo state and that the stress gradient that
exists from the inside to the outside of the vessel at the in vivo
state is attenuated by the residual stress (1, 20).
It is clinically important to better understand how the structure and
mechanical properties of pulmonary blood vessels change under physical
stress such as hypertension and how these changes affect the pressure
and flow in the lung. The zero-stress state is the best state in which
to study tissue remodeling, because at that state any change in
structure is exhibited without deformation (5). Changes in the
zero-stress state of the tissue can be observed in association with
material and structural remodeling. Therefore, observation of changes
in zero-stress state provides the simplest method to demonstrate the
remodeling of the vessel wall.
The zero-stress state of a vessel can be characterized by its opening
angle (Fig. 1). Current literature contains data on the
opening angles of pulmonary arteries in normal, hypertensive, and
diabetic rats (6, 17) and of pulmonary arteries in canines (2). To our
knowledge, however, no investigation of opening angles within the human
pulmonary vasculature has been reported. The objective of this study is
to investigate the opening angles of human pulmonary arteries and
veins.

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Fig. 1.
Definition of opening angle ( ). Sector represents circumferential
cross section of a blood vessel at zero-stress state. Opening angle is
an angle subtended between 2 lines originating from midpoint to tips of
inner wall.
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MATERIALS AND METHODS |
Human lungs from five men and one woman were collected from subjects
within 15 h postmortem (Table 1). The
subjects' age ranged between 25 and 37 yr. Six lungs were obtained
from individuals who died from accidental causes. In these individuals,
neither lung injury nor gross evidence of lung pathology was observed at the time of autopsy, nor was there any reason to suspect lung pathology as a cause of death. The blood vessels along the pulmonary arterial tree and venous tree were dissected while the lung floated in
cold normal saline solution, then were transferred into dishes containing normal saline solution at room temperature (20°C). No
significant difference was found between the opening angles of
pulmonary arterial segments in aerated Krebs and normal saline solutions (6). The small vessels were dissected down to ~50-µm lumen diameter with the aid of a stereomicroscope. The blood vessels were cut transversely into short ring-shaped segments. The segments were then cut radially, causing them to spring open into sectors. All
radial cuts were made on the anterior line. Segments containing branches were excluded.
Changes of the opening angle with time were observed within 100 min of
the radial cut of the ring-shaped segment. Photographs of
cross-sectional views of the segments were taken from 1 to 120 min
after the segments were cut radially. The opening angles were measured
from the photographs. The photographs were displayed on the video
monitor through a TV camera (Cohu solid-state camera). The image was
analyzed with the Optimas software package (BioScan). A digital image
of each ring segment at no-load state was captured. The cross-sectional
area of the ring along the inner wall was measured and used to
calculate the lumen diameter. The cross-sectional area
(A) of wall and middle arc length
(lm) were
determined. The radius of the intact ring was taken as
lm/2
, and the
mean wall thickness was calculated as
A/lm.
The opening angle was defined as the angle subtended by two radii drawn
from the midpoint of the inner wall to the tips of the inner wall of
the open sector, as shown in Fig. 1. The mean and SD of the opening
angles of the pulmonary arterial and venous segments from each order
were computed and used to describe the zero-stress state in the
corresponding order. The circumferential lengths along the inner and
outer walls at the state in which the internal pressure, external
pressure, and longitudinal stress are all zero and at the zero-stress
state were measured for the computation of residual
strain.
In this paper, each pulmonary vessel was assigned an order number in
accordance with its diameter under the rules of the diameter-defined Strahler method. A brief review of the present understanding of the
morphometry of pulmonary vasculature is given in Huang et al. (12).
Weibel (22) initiated precise morphometry and used a bifurcation model.
Horsfield and Gorden (11) used Strahler's method. Kassab et al. (15)
introduced the diameter-defined Strahler's method. The differences
between results in Refs. 11 and 15 have been discussed by Jiang et al.
(14) and Huang et al. (12). The rule of assigning the order number in
Refs. 12, 14, and 15 differs from that of Ref. 11 by an additional
criterion that when two vessels of
order
n meet, the confluent vessel's order
number is increased by one if the diameter of the confluent is larger
than those of order
n by a certain amount. That amount is
based on the rule that the interval between the diameters of vessels of
order
n and
n + 1 is split between
n and
n + 1 in proportion to the relative
sizes of the SDs of the order
n and
n + 1 vessels. Thus, if the mean and
SD of the diameters of the pulmonary blood vessels of
order
n are denoted by
Dn and
SDn, respectively, the diameter
range of the pulmonary arteries of
order
n is between
|
(1a)
|
and
|
(1b)
|
For
the human lung, the data on the diameter range of successive order have
been reviewed by Huang et al. (12), and the result is given in Table
2. For example, the diameter range of the
pulmonary arteries of order
12 is between
D12,left = [(D11 + SD11) + (D12
SD12)]/2 = 2.151 mm, and
D12,right = [(D12 + SD12) + (D12+1
SD12+1)]/2 = 3.310 mm.
Similarly, a vein of order
n is bounded
by
|
(2a)
|
and
|
(2b)
|
Therefore,
the diameter range of the pulmonary veins of
order
12 is between
D
12,left = [(D
11 + SD
11) + (D
12
SD
12)]/2 = 3.381 mm, and
D
12,right = [(D
12 + SD
12) + (D
13
SD
13)]/2 = 4.905 mm.
 |
RESULTS |
Table 2 shows the diameter ranges for each order of human pulmonary
arteries and veins. The diameter ranges were calculated based on the
mean and SD of the diameters from Ref. 12. In our previous study (12),
the morphometric data on the branching pattern and vascular geometry of
the pulmonary arterial and venous trees were collected from two
silicone elastomer casts of human lungs (a left lung from a 44-yr-old
man and a right lung from a 24-yr-old man). A total of 15 orders of
arteries were found between the main pulmonary artery and the
capillaries, and a total of 15 orders of veins were found between the
capillaries and the left atrium in the human lungs. The pulmonary
vessels were assigned order numbers according to the diameter-defined
Strahler's method. Taking into account the number of vessels measured,
we computed the SE of the mean diameter for each order as shown in
Table 2.
The material of the arterial and venous wall is viscoelastic, as all
biological materials are, to some extent (3, 4). Hence, on a sudden
removal of the residual stress in the vessel wall to zero by cutting,
the following deformation takes place (5, 6, 23): a quick elastic
springing apart, followed by a creep deformation, which is revealed as
a continuous change of the opening angle. Figure
2 shows the change of opening angle of
human pulmonary arteries and veins (35-yr-old man, left lung; 26-yr-old
man, right lung) at 1, 5, 10, 20, 60, and 120 min. Figure 3 shows the change of opening angle of
human pulmonary arteries and veins (37-yr-old man, right lung;
25-yr-old man, right lung) at 1, 5, 10, and 20 min. Records of other
specimens are similar. The curves in Figs. 2 and 3 are fitted with the
formula
|
(3)
|
in
which
o is the opening angle at
steady state, t is time after cutting
(in min),
(t) is the opening
angle at time t, c is a constant, and
k is the rate (in
min
1). For each
experimental curve, the constants
o,
c, and
k can be determined by minimizing the
least squares errors. The good fitting between Eq. 3 and the experimental data is illustrated in Figs. 2
and 3. The values of the material constants
o,
c, and
k, determined by the least squares
method from curves shown in Figs. 2 and 3 and from other specimens, are
listed in Table 3. One can see that all the
curves are well fitted by Eq.
3. The goodness of fit is
characterized by the correlation coefficient (r), and the SE of estimate of the
opening angle at various instants of time
(s). The values of
r and
s are listed in Table 3.

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Fig. 2.
Course of change of opening angle of human pulmonary arteries and veins
(35-yr-old man, left lung; 26-yr-old man, right lung) at 1, 5, 10, 20, 60, and 120 min. Curves are fitted with Eq. 3. Mathematical values are listed in Table 3.
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Fig. 3.
Course of change of opening angle of human pulmonary arteries and veins
(37-yr-old man, right lung; 25-yr-old man, right lung) at 1, 5, 10, and
20 min. Curves are fitted with Eq. 3.
Mathematical values are listed in Table 3.
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Table 3.
Coefficients of mathematical representation of experimental data on
opening angles of human pulmonary arteries and veins vs. time (minutes)
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In all cases, the deformation is essentially completed at 20 min after
cutting. The corresponding equilibrium (steady state) opening angles
are 92.7 ± 3.2 (SD)°, 119.0 ± 33.2°, 134.6 ± 32.3°, 129.3 ± 21.3°, 109.9 ± 16.2°, 149.8 ± 23.9°, and 163.3 ± 16.2° for
orders
3, 4, 5, 6, 7, 8, and 9 of the
pulmonary arteries, respectively; for
orders 3, 4, 5, 6, 7, 8, and 9 of the
pulmonary veins, the opening angle values are 93.8 ± 33.2°,
89.9 ± 43.6°, 101.7 ± 37.3°, 93.6 ± 27.8°,
121.8 ± 30.4°, 123.0 ± 13.1°, and 127.8 ± 7.7°,
respectively. The opening angle varies with the location on the
pulmonary vascular tree. There is a tendency for opening angles to
increase as the sizes of the arteries and veins increase. A statistical
method, one-way analysis of variance, used for multiple comparisons,
was employed to determine the significance of differences in the
opening angles for different orders (25). A difference was considered
statistically significant at P < 0.05. For the pulmonary arteries
(orders
3-9),
the differences in the opening angles for different orders were
statistically significant (P < 0.05); but the differences in the opening angles of veins (orders
3-9)
for different orders were not significant
(P > 0.05). The main pulmonary
artery at the arch region has the largest opening angle in the
pulmonary arterial tree (6). We were unable to collect the human main
pulmonary arteries and other large pulmonary arteries and veins in this
study, and hence the data for the zero-stress states for both arteries
and veins are presented from order
9 to
order
3.
A comparison of the equilibrium opening angles (i.e., 20 min after
radially cutting) between humans (our data) and rats (6) is presented
in Fig. 4. Fung and Liu (6) divided the
main pulmonary arterial tree, from the pulmonary valves to vessels with
lumen diameter ~60 µm, into eight "regions." Each region was
defined as a segment of the artery between two consecutive lateral side branches. Fung and Liu (6) presented the opening angles of pulmonary
arteries at 20 min in the eight regions. The correlated order number of
each region can be found in Ref. 14. Comparing Refs. 6 and 14, we found
that regions 3, 4, 5, 6, 7, and 8 are
orders 10, 9, 8, 7, 6, and 5,
respectively. In Fig. 4, each point is presented by the mean value of
opening angles. A flag at each point signifies the SD, drawn upward for
the arteries (* next to the error bar for the rats) and downward for
the veins. The differences between the opening angles of small arteries
measured in the humans and the rats are small; however, big differences are found in the large arteries. We do not know the causes of these
differences. The differences in vessel geometry and morphology may
contribute to the differences of opening angles among different species.

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Fig. 4.
Comparison of opening angles at 20 min after being cut on human
pulmonary arteries and veins (our study) and rat pulmonary arteries
(6). Each point is presented by mean value of opening angles. A flag at
each point signifies SD, drawn upward for the arteries (*
next to error bar for rats) and downward for the veins.
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DISCUSSION |
Our study shows that the change in opening angle with time after the
cut is a viscoelastic property, which has been suggested by many
authors (5, 6, 13, 21). The time constants
(1/k) data in our study as shown in
Table 3 are consistent with previous reports of vascular creep
responses (5, 6, 13, 21). The opening angles of human pulmonary
arteries and veins vary with the location, the vessel size, and
curvature of the vessel centerline. The large SDs of the opening angles
at given localities and the large regional variations are linked to the
nonuniformity of structure (6) and nonuniform remodeling under stress.
However, the variation with circumferential location of cutting was
statistically insignificant for the pulmonary artery of the rat (6).
Postmortem changes in elasticity (8) are thought to be due to a gradual
loss of vasomotor tone. Vaishnav and Vossoughi (21) have found a small
but insignificant decrease in the residual strain of bovine and porcine
aortas after cold storage for between 1 and 12 days. Sugihara and
co-workers (19) found no difference between human autopsy material up
to 36 h postmortem and surgical specimens in tension-length studies of
parenchymal strips of human lungs. Saini et al. (18) used the aortas of
rats and humans to study the effect of time after death on opening
angle. They found there was a significant fall during the first 24 h
(~10%) and no significant change within the next 48 h. Also, they
saw a small but insignificant decrease in the opening angle of human aorta between 24 and 144 h. However, the mechanical and biological properties of the aorta and pulmonary vessels may be different; we
cannot make a similar assumption on pulmonary vessels based on the data
from the aorta. In our study, all human lungs were collected around 15 h postmortem. We were unable to collect the fresh lung specimens in a
short time after death. Therefore, we cannot examine the effect of time
after death on opening angle of pulmonary blood vessels.
The strains at the state in which the internal pressure, external
pressure, and longitudinal stress are free are called residual strains.
From the difference of the vessel geometry between the zero-stress
state and the no-loaded state, we can compute the residual strains (the
simplest cases being illustrated in Ref. 3). There are many strain
measures. For constitutive equations of soft tissue involving finite
strain (see chapter 10 in Ref. 4), Green's strain is used (1, 2, 4, 7,
23). In circumferential direction, Green's strain is related to the circumferential stretch ratio by the equation: strain = (stretch ratio2
1)/2. The
circumferential stretch ratio for the inner wall is the ratio of
circumferential length of inner wall at no-load state and
circumferential length of inner wall at zero-stress state; similarly,
the circumferential stretch ratio for the outer wall is the ratio of
circumferential length of the outer wall at no-load state and
circumferential length of the outer wall at zero-stress state. Hence,
the deformation of pulmonary arteries and veins can be analyzed either
in terms of strains or in terms of stretch ratios. We have listed both
stretch ratio and strain in Table 4.
However, it was not possible to compute the homeostatic strains, since
we do not have the circumferential lengths at the homeostatic
condition.
The residual stress distribution in the pulmonary arterial and venous
vessels can be estimated on the basis of the constitutive equation of
the wall material. Debes and Fung (2) have found that the stress-strain
relationship of the pulmonary arteries in dog is linear in the
physiological range and beyond. Yen et al. (24) showed that the
pressure-diameter relationship of pulmonary arteries and veins in
humans is linear up to 50 cmH2O. Hence, Hooke's law
= Ee (where
denotes the stress, e the strain, and
E Young's modulus) seems justified.
The residual stress is obtained by the multiplication of the residual
strains by Young's modulus E.
Greenfield and Griggs (9) gave E of
human pulmonary artery as 2.6 × 106
dyn/cm2. For pulmonary veins,
E is not available. If we assume that
the same E applied to both pulmonary
arteries and veins, then the estimated residual stresses for pulmonary
arteries and veins are presented in Table 4. For all orders of
pulmonary arteries and veins, the inner wall of the vessel is under
compression, whereas the outer wall is in tension. In general, the
magnitude of compressive stress was greater than the magnitude of
tensile stress. For the arteries, the compression lies between 0.341 × 106 and 0.876 × 106
dyn/cm2, and the tension lies
between 0.216 × 106 and
0.401 × 106
dyn/cm2. For the veins, the
compression is between 0.402 × 106 and 0.824 × 106
dyn/cm2, and the tension is
between 0.087 × 106 and 0.404 × 106
dyn/cm2. However, these values
were calculated under the assumption that the vessel was
homogeneous. A recent study by Xie et al. (23) found that
Young's modulus of the inner layer (intima and media) in rat's
ascending aorta is four times bigger than that of the outer layer
(adventitia). To determine the stress-strain relationship of the inner
(intima and media) and outer (adventitia) layers of blood vessels in
the neighborhood of the zero-stress state, they performed the bending
experiments on aortic strips of rats. The bending experiment provides a
method to investigate the mechanical properties of different layers of
blood vessels without physically separating the layers. Human pulmonary
artery has not been analyzed as bilayered so far. If a similar ratio of
four were assumed, then Young's moduli of the inner layer and outer
layer in human pulmonary artery might be ~4.16 × 106
dyn/cm2 and 1.04 × 106
dyn/cm2, respectively. Then the
compressive residual stress at the inner wall will be 60% larger than
the values listed in Table 4, whereas the tensile residual stress in
the outer wall will be smaller by a factor of 2.5.
To compute the stress and strain in a tissue in vivo, one must know the
zero-stress state. Data on opening angles at the zero-stress state have
clinical relevance because they change by diseases, e.g., hypoxic
hypertension (6) and diabetes (17). When the physiological set point
changes, the residual stresses will change. Information on these
changes will be helpful in evaluating the relationship between stress
and growth in living organs. Fung (4) has proposed a "stress growth
law," which suggests that nonuniform distribution of stress across a
vessel wall in vivo is responsible for a remodeling process, which
tends to reduce this nonuniformity.
In conclusion, this paper presents the measurements of the opening
angle of the zero-stress state in normal human pulmonary arteries and
veins. The tissues were collected and studied at ~15 h postmortem.
The zero-stress configuration of arteries and veins varied with the
location on the pulmonary vascular tree. For the pulmonary arteries
(orders
9-3) the differences in the opening angles for different orders were statistically significant; but
the differences in the opening angles of veins for different orders
were not significant. Based on the experimental measurements, we
obtained the residual strains for pulmonary arteries and veins and
estimated the residual stresses according to Hooke's law. We found
that the inner wall of vessel at no-load state was under compression
and the outer wall was in tension and that the magnitude of compressive
stress was greater than the magnitude of tensile stress.
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FOOTNOTES |
Current address of W. Huang: Dept. of Bioengineering, Univ. of
California, San Diego, La Jolla, CA 92093-0412.
Address for reprint requests: M. R.-T. Yen, Dept. of Biomedical
Engineering, Univ. of Memphis, Memphis, TN 38152.
Received 24 January 1997; accepted in final form 23 April 1998.
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