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1 Department of Physiology, Royal College of Surgeons in Ireland, and 2 Department of Human Anatomy and Physiology, University College Dublin, Dublin 2, Ireland
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ABSTRACT |
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We compared the effects of CO2 applied continuously and during expiration on laryngeal-receptor activity in paralyzed, artificially ventilated and nonparalyzed, spontaneously breathing cats by using an isolated larynx, artificially ventilated to approximate a normal respiratory cycle. The majority of quiescent negative-pressure and all cold receptors were excited by 5 and 9% CO2 applied both continuously and during expiration. In general, quiescent positive-pressure, tonic negative-pressure, and tonic positive-pressure receptors were inhibited by 5 and 9% CO2 applied continuously and during expiration. There were no significant differences between responses to 5 and 9% CO2 or to continuous and expired CO2 or between paralyzed and nonparalyzed preparations. In conclusion, laryngeal receptors respond to changes in CO2 concentration occurring during a normal respiratory cycle. Because laryngeal-receptor stimulation exerts reflex effects on ventilation and upper airway muscle activity, these results suggest that airway CO2 plays a role in reflex regulation of breathing and upper airway patency.
larynx; superior laryngeal nerve; carbon dioxide
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INTRODUCTION |
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RECORDINGS from the superior laryngeal nerve (SLN) have demonstrated that laryngeal receptors are responsive to a wide range of physical and chemical stimuli (2, 14, 15, 22-25, 28). Boushey et al. (6) showed that laryngeal mechanoreceptors are sensitive to gas mixtures containing 5 and 10% CO2 blown over the exposed laryngeal mucosa of anesthetized cats. This finding has been confirmed by the addition of CO2 to a constant rostral flow through the isolated larynx in anesthetized dogs (1) and anesthetized or decerebrate cats (3). We have previously shown that the application of 5 and 9% CO2 in 21% O2 and balance N2 during artificial ventilation of the isolated larynx of anesthetized cats can significantly alter the discharge of SLN afferents (10, 11). In the cat, it has also been shown that application of CO2 continuously to the upper airway (UA) reflexly inhibits breathing (4, 5, 18) and excites UA muscle (18) and motor nerve (4) activity through a SLN-dependent reflex.
In all of the above studies, the laryngeal mucosa was exposed to a continuous level of CO2. However, during normal breathing, the laryngeal lumen is exposed to CO2 phasically rather than continuously because CO2 passes over the larynx mainly during expiration. Bartlett and Knuth (3) showed that alternating through the larynx unidirectional flow between room air and mixtures containing CO2 can alter the activity of laryngeal afferents. However, although the briefest duration of CO2 application used in their study was comparable with the duration of expiration in eupnea, the receptors involved were not adequately identified and responses were studied in the absence of the cyclical changes in pressure, flow, temperature, and humidity to which the receptors are normally subject.
The purpose of the present investigation was to study the responses of laryngeal receptors to CO2 applied during simulated expirations and to compare them with responses to continuously applied CO2, i.e., applied during inspiration and expiration. To do this, we used an artificially ventilated laryngeal preparation in anesthetized, paralyzed cats in which the receptors were exposed to cyclical variations in pressure, flow, temperature, and humidity resembling those in the larynx during a normal respiratory cycle. Additionally, we used a servo respirator to artificially ventilate the larynx in spontaneously breathing cats to study the effects of CO2 in the absence of muscle paralysis. This was done because it has been shown that paralysis can greatly affect laryngeal mechanoreceptor discharge (24). The servo respirator was used because it was necessary to match the artificial ventilation of the larynx with that of spontaneous breathing. Some of these results have been reported in preliminary form (9, 12).
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METHODS |
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Experiments were carried out in 13 adult cats of either sex. Two preparations were used. In the first preparation, eight animals were anesthetized with pentobarbital sodium (Sagatal, May & Baker, Dagenham, Essex, UK; 40-48 mg/kg ip initially, maintenance 6-12 mg iv as required), paralyzed with pancuronium bromide (Sigma Chemical; 0.8 mg iv as required), and artificially ventilated through a low-cervical tracheostomy. In the second preparation, five animals were anesthetized with 1.5 ml/kg Saffan im (alphaxalone 0.9% wt/vol and alphadalone acetate 0.3% wt/vol) and maintained with pentobarbital sodium (20 mg/kg iv initially and 6-12 mg iv as required) and allowed to breath room air spontaneously through a low-cervical tracheostomy. Saffan was given to reduce the amount of pentobarbital sodium used because the latter has been shown to greatly affect laryngeal muscle activity (26). In the paralyzed animals, the depth of anesthesia was assessed by continuously monitoring blood pressure and heart rate.
A femoral artery was cannulated to allow measurement of arterial blood pressure (Statham P23, Hato Rey, PR) and periodic sampling of arterial blood for analysis of blood PO2, PCO2, and pH (Ciba Corning Diagnostics, Halstead, Essex, UK). A femoral vein was cannulated for the administration of supplementary anesthesia and other drugs. Atropine sulfate (0.3 mg/kg; Antigen, Roscrea, Tipperary, Ireland) was administered intravenously to reduce airway secretions. Body temperature was maintained at 37-38°C by using a rectal probe and a thermostatically controlled heating blanket (Harvard Apparatus, Edenbridge, Kent, UK). Tracheal airflow was recorded by using a pneumotachograph (Fleisch 00) and differential pressure transducer (model PT 5, Grass Instruments, Quincy, MA) attached to the tracheostomy cannula. End-tidal CO2 was continuously monitored by using an infrared CO2 analyzer (Engstrom Eliza Duo, Gambro, Sweden).
UA preparation. The larynx and trachea were exposed by means of a ventral midline incision. A cannula was inserted into the trachea and directed rostrally to the level of the cricoid cartilage (cricoid cannula). A second cannula was inserted through the mouth to the tip of the epiglottis, and the mouth and nose were sealed with dental cement. A cannula attached to a pressure transducer (model PT 5, Grass Instruments), and a thermistor probe (model 402, Yellow Springs Instruments, Yellow Springs, OH) were inserted through the oral cannula to the tip of the epiglottis to measure UA pressure and temperature, respectively. The UA CO2 concentration was measured from a sidearm of the cricoid cannula by using an infrared CO2 analyzer (Engstrom Eliza).
The isolated UA of the paralyzed animals was ventilated by using a small-animal ventilator (Harvard Apparatus) and vacuum source as described in detail previously (8, 11). For ventilation of the UA in spontaneously breathing animals, a servo ventilator was used as previously described (19). This was done to study CO2 responses in the presence of the influence of the intrinsic laryngeal muscle contractions and tracheal motions of spontaneous breathing. The servo ventilator consisted of pressure and vacuum sources each connected through a resistance (to provide a constant inflow and outflow of 125 ml/s) to a valve connected to the cricoid cannula. This specially constructed valve directed flow between the UA and a vent to the atmosphere. The pair of valves were mounted on a common shaft, the rotation of which was controlled by a proportional servomotor. An electronic circuit that compared the flow through the isolated UA with spontaneous tracheal airflow provided the controlling signal for the servomotor. The rotation of the shaft altered the balance of inflow and outflow to the UA. The servomotor rotated the valves until spontaneous tracheal airflow and UA airflow were equal. Therefore, ventilation of the UA was closely matched in timing, airflow, and waveform to spontaneous pulmonary airflow. Both UA ventilation systems were such that, during simulated expiration, the cranially directed gas mixtures from the positive-pressure source were warmed to between 35 and 37°C and saturated, whereas caudally flowing gas during simulated inspiration was at room temperature and humidity. The UA was ventilated with room air or mixtures containing 5 or 9% CO2 with 21% O2 in balance N2.Nerve recording. The SLN were cut close to the nodose ganglion and dissected back toward the larynx. The peripheral ends were desheathed, and single- and few-fiber preparations were recorded by using bipolar tungsten electrodes. Activity was amplified (type P16, Grass Instruments) and monitored by using an audio monitor (type AM7, Grass Instruments) and oscilloscope (type 5013, Tektronix Guernsey, Guernsey, Channel Islands). Nerve discharge; blood pressure; UA temperature, pressure, airflow, and CO2 concentration; pulmonary airflow; and end-tidal CO2 concentration were recorded on a Gould electrostatic recorder (type ES100, Gould Electronics, Cleveland, OH) and/or an ink-writing oscillograph (type 7WC 12PA, Grass Instruments).
Protocol. Nerve fibers were classified as quiescent or tonic. When UA ventilation was stopped, quiescent fiber activity was irregular and infrequent (<3 impulses/s) and tonic fiber activity was continuous and steady. We also observed fibers that continued to have a respiratory rhythm when UA ventilation was stopped in spontaneously breathing animals. However, the number of fibers examined was small and the effects of CO2 applied in the expiratory phase were not examined. Therefore, the effects of CO2 on this category of fiber are not reported. Quiescent and tonic fibers were classified as positive- or negative-pressure receptors on the basis of their responses to pulses of positive and negative pressure. Quiescent fibers with no response to pressure stimuli were identified as cold receptors if their activity was increased by drawing cold air continuously through the larynx in a caudal direction (although a cranial direction could also have been used). Finally, there were a group of fibers that were quiescent, had no respiratory-related activity during UA ventilation, and did not respond to pressure or cold stimuli. These were termed fibers of unknown modality.
Receptor responses to CO2 were tested by recording activity before, for 1-3 min during, and after the application of 5 and 9% CO2 during both simulated inspiration and expiration, i.e., continuously or during simulated expiration only. A recovery period of 2-5 min was allowed between each trial.Data analysis. Single-unit activity was quantified as the number of impulses per UA ventilatory cycle or its inspiratory or expiratory components before, during, and after CO2 trials when CO2 concentration and nerve discharge had reached a steady state. Activity during the trial period was also quantified as percentage of activity before the trial. Differences in mean discharge before and during trials were tested for significance by using Student's t-test, with P < 0.05 taken as significant. In a small number of trials, there was a significant difference between activity in the period before the application of CO2 and activity in the period after the CO2 had been removed; i.e., there was no recovery to pretrial values after the CO2 was removed. For each category of fiber, the overall mean discharge ± SE before and during CO2 application and the overall mean percent change from control ± SE were calculated for those fibers for which a significant effect was observed.
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RESULTS |
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In all, 66 receptors were studied, of which 21 were identified as quiescent negative-pressure receptors, 16 as quiescent positive-pressure receptors, 6 as tonic negative-pressure receptors, 9 as tonic positive-pressure receptors, 9 as cold receptors, and 5 as receptors of unknown modality. Responses to CO2 were quantitatively and qualitatively similar for the two preparations so that data from both experiments were pooled. In both preparations, switching from UA ventilation with room air to ventilation with CO2-containing gas mixtures did not alter UA pressure, temperature and airflow (see Figs. 2 and 3), or systemic arterial blood pressure, PO2, PCO2, and pH. Because of difficulties associated with performing single-fiber recordings in spontaneously breathing animals, the protocol for testing responses to both continuous and "expired" 5 and 9% CO2 was not completed for all fibers.
Quiescent negative-pressure receptors. Seventeen of twenty-one fibers in this category were excited by both 5 and 9% CO2 when applied either continuously or during simulated expiration only (Fig. 1A). The remain- ing four fibers were unaffected by CO2. For the analysis of individual fibers, the responses to 9% CO2 were significantly greater than the responses to 5% CO2 for both continuous and expired CO2 in 7 of the 17 fibers. Although the overall values for 9 vs. 5% CO2 were also greater, the differences did not reach statistical significance for either continuous or expired CO2. Similarly, there were no significant differences between the overall values for continuous vs. expired CO2 for either 5 or 9% CO2. An example of the excitatory effect of 5 and 9% CO2 applied during the expiratory phase is shown in Fig. 2.
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Quiescent positive-pressure receptors. Continuous and expired CO2 inhibited 11 of the 16 fibers in this category (Fig. 1E). Of the remaining five, four were unaffected and one was excited. There were no significant differences between 5 vs. 9% CO2 values or between continuous vs. expired CO2 values. An example of the inhibitory effect of 5% CO2 applied during the expiratory phase is shown in Fig. 3.
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Tonic negative- and positive-pressure receptors. Three of the six tonic negative-pressure receptors were inhibited by both continuous and expired CO2 (Fig. 1C), and the remainder were unaffected. There were no significant differences between responses to 5 and 9% CO2 values or between continuous vs. expired CO2 values.
Four of the nine tonic positive-pressure receptors were inhibited by both continuous and expired CO2 (Fig. 1D), whereas the remaining five fibers were unaffected by either stimulus. Of the four fibers inhibited, significant effects were observed for 9% CO2 applied continuously and for 5 and 9% CO2 applied during expiration, although 5% CO2 applied continuously had no effect.Cold receptors. All nine receptors studied were excited by continuously applied 5 and 9% CO2 (Fig. 1B). The 9% CO2 response was larger, but the overall difference did not reach statistical significance. Analysis of individual fibers showed significantly larger effects for 9 vs. 5% CO2 in five of the nine fibers, with no significant differences in the remaining four fibers. Responses to expired CO2 were tested in five of the nine fibers, all five being excited by both 5 and 9% CO2. There were no significant differences between responses to 5 and 9% CO2 values or between continuous vs. expired CO2 values.
Receptors of unknown modality. The effects of 5 and 9% CO2 applied continuously and during simulated expiration were inconsistent.
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DISCUSSION |
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It is well established that laryngeal receptors of different modalities are sensitive to changes in UA CO2 concentrations. The new finding in this investigation is that these receptors respond to changes not only in UA CO2 applied continuously during inspiration and expiration but also when CO2 is applied only during the expiratory phase of artificial ventilation of the UA. We used 5% CO2 to approximate normal end-tidal concentrations and 9% CO2 to test hypercapnic responses. Normal end-tidal CO2 levels are generally <5% in anesthetized cats, but we also observed, in a small number of fibers tested in the present experiments (not described), that 3% CO2 applied during the expiratory phase also greatly affected receptor activity. Furthermore, Bartlett and Knuth (3) showed that pulses of 3% CO2 alternating with air affected laryngeal-receptor discharge in cats.
Our results with CO2 applied continuously during inspiration and expiration were broadly consistent with our previous findings (8, 11). Responses to CO2 applied during the expiratory phase of artificial ventilation of the UA were very similar.
The present results confirm that quiescent negative- and positive-pressure receptors are excited and inhibited, respectively, by CO2. In the present study, 81% of quiescent negative-pressure receptors and 69% of quiescent positive-pressure receptors were affected compared with 81 and 50%, respectively, in a previous study (11). Responses to CO2 applied during expiration only were qualitatively similar, and, although there was a tendency toward larger responses for CO2 applied continuously, this did not reach statistical significance. Bartlett and Knuth (3) reported predominantly inhibitory effects of CO2 on SLN afferents in cats by using a preparation that allowed alteration of a continuous flow through the larynx between warmed humidified room air and CO2-containing mixtures. This effect was obtained at durations of CO2 application similar to those in the present work, but, when the CO2 was applied continuously, i.e., for longer than 10 s, the effect was greater. We did not observe larger effects with continuous compared with phasically applied CO2, but direct comparison is not feasible because the identity of the fibers described by Bartlett and Knuth (3) was not adequately established and, unlike the present experiments, the receptors were not simultaneously subjected to the mechanical and thermal stimuli similar to those of a normal respiratory cycle. In the Bartlett and Knuth study, the effects of phasic CO2 on fibers that were excited by continuous CO2 were not examined. The fact that we did not observe greater effects with continuous compared with phasic CO2 may suggest that the CO2 concentration in the local environment of the receptor is similar under both conditions. This might be possible if the rate of CO2 diffusion from the receptor environment to the UA lumen during the inspiratory phase was slow relative to the duration of the inspiratory phase.
As in our previous study (11), tonic receptors that responded to either negative or positive pressure were inhibited by continuous CO2. These receptors were also inhibited to a comparable extent by CO2 applied during the expiratory phase of artificial ventilation of the UA. Bartlett and Knuth (3) have also shown that tonically active fibers are inhibited by phasic CO2.
We have previously shown that cold receptors are strongly excited by CO2 (11), although Anderson et al. (1) observed no effect of 10% CO2 applied continuously to the UA in dogs. In the latter study, CO2 was applied when the receptors were already being stimulated by cold air, which may have masked any stimulatory effect by CO2. We initially identified cold receptors by applying cold air, but then we applied CO2 during artificial ventilation of the UA when receptors were no longer exposed to cold air. This is because the room temperature gas mixtures that were drawn over the larynx during simulated inspiration had warmed to 35°C or more at the larynx so that the temperature was probably above the threshold for cold-receptor activation (25). In the present experiments, all of the cold receptors studied were stimulated by continuous CO2 and were equally excited by CO2 applied during the expiratory phase of artificial ventilation of the UA.
The use of the servo respirator allowed examination of the effects of CO2 on receptors while the larynx was subjected to laryngeal motion and laryngeal muscle contraction in synchrony with spontaneous breathing. Synchronization of UA artificial ventilation with spontaneous breathing was necessary so that laryngeal motion and laryngeal muscle contraction occurred at the same time as the mechanical, thermal, and chemical changes produced by the UA artificial ventilation. Laryngeal paralysis has been reported to markedly affect laryngeal-receptor activity in anesthetized dogs (24). However, we were not able to directly assess the effects of laryngeal paralysis on baseline receptor activity because receptor activity was never recorded before and after paralysis in the same experiment. We found that the responses of laryngeal receptors to CO2 were the same in paralyzed and nonparalyzed animals.
A small number of receptors were recorded, the modality of which we were unable to determine. These may be a heterogeneous group, but it is likely that some at least are receptors responsive to mechanical probing of the laryngeal mucosa because it has been shown that "nonmodulated" mechanoreceptors are activated by such stimulation (1). In our previous work (11) and that of Anderson et al. in the dog (1), afferents of this type have been shown to be excited by CO2. In the present study, responses to CO2 were more variable and less pronounced.
It has been shown that intralaryngeal CO2 evokes important reflex effects on breathing and UA muscle activity that are SLN mediated (4, 5, 18). Topical anesthesia of the airway mucosa alters the ventilatory pattern in response to inspired CO2 (29) as does laryngeal denervation (7); UA topical anesthesia also alters ventilatory pattern of air-breathing dogs (13). These results suggest that fluctuations in UA CO2 affect UA-receptor activity. The present results show that the fluctuations in UA CO2 during breathing significantly affect laryngeal-receptor responses to other respiration-related stimuli. Bartlett et al. (4) have shown that phasic intralaryngeal CO2 causes weaker reflex effects on phrenic nerve activity and has minimal effects on hypoglossal nerve activity compared with continuously applied CO2. This was consistent with their finding that phasic CO2 produced quantitatively lesser effects on SLN activity. On the other hand, the addition of CO2 to the airflow only during the expiratory phase increases tidal volume in conscious ponies (21), whereas addition of CO2 during inspiration does not (27).
Our results suggest that alterations in the CO2 concentration of expired gas could produce substantial reflex effects because there was little difference between SLN afferent responses to continuously applied and phasically applied CO2. The reflex effects of CO2 applied continuously to the UA include an inhibition of breathing (4, 5, 18), an excitation of UA dilator muscle and motor nerve activity (4, 18), increased laryngeal resistance (20), and excitation of laryngeal adductor muscle activity (4). UA negative pressure also reflexly excites UA dilator muscle activity (17), and we have previously proposed that the excitatory effect of UA CO2 on laryngeal negative-pressure receptors would act together with negative pressure during UA occlusion to excite UA muscle activity and alleviate the occlusion (18). This proposal has been supported by the finding that UA CO2 enhances laryngeal negative-pressure activity during UA occlusion (16). The fact that the activity of negative-pressure receptors is also dependent on the levels of CO2 that occur in the UA during inspiration and expiration, as shown in the present experiments, is further evidence for a role of UA CO2 in regulating UA patency.
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ACKNOWLEDGEMENTS |
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This work was supported by the Health Research Board (Ireland) and the Wellcome Trust.
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FOOTNOTES |
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The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Address for reprint requests: A. Bradford, Dept. of Physiology, Royal College of Surgeons in Ireland, St. Stephen's Green, Dublin 2, Ireland (E-mail: abradfor{at}rcsi.ie).
Received 28 January 1998; accepted in final form 8 May 1998.
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