On the basis of the assumption that oxygen delivery across the
endothelium is proportional to capillary plasma
PO2, a model is presented that links
cerebral metabolic rate of oxygen utilization
(CMRO2) to cerebral blood flow
(CBF) through an effective diffusivity for oxygen (D) of the capillary
bed. On the basis of in vivo evidence that the oxygen diffusivity
properties of the capillary bed may be altered by changes in capillary
PO2, hematocrit, and/or blood
volume, the model allows changes in D with changes in CBF. Choice in
the model of the appropriate ratio of
(
D/D)/(
CBF/CBF)
determines the dependence of tissue oxygen delivery on perfusion.
Buxton and Frank (J. Cereb. Blood Flow. Metab. 17: 64-72, 1997) recently presented a
limiting case of the present model in which
= 0. In contrast to the
trends predicted by the model of Buxton and Frank, in the current model
when
> 0, the proportionality between changes in CBF and
CMRO2 becomes more linear, and similar
degrees of proportionality can exist at different basal values of
oxygen extraction fraction. The model is able to fit the observed
proportionalities between CBF and CMRO2 for a large range of
physiological data. Although the model does not validate any particular
observed proportionality between CBF and
CMRO2, generally values of
(
CMRO2/CMRO2)/(
CBF/CBF) close to unity have been observed across ranges of graded anesthesia in
rats and humans and for particular functional activations in humans.
The model's capacity to fit the wide range of data indicates that the
oxygen diffusivity properties of the capillary bed, which can be
modified in relation to perfusion, play an important role in regulating
cerebral oxygen delivery in vivo.
brain mapping; positron emission tomography; blood oxygenation
level dependent; functional magnetic resonance imaging; blood; glucose; lactate; metabolism; perfusion; permeability; diffusivity; conductivity
 |
INTRODUCTION |
UNDER BASAL CONDITIONS, most of the energy
required for cerebral ATP generation is supplied by oxidation of
glucose through the tricarboxylic acid cycle (60). Roy and Sherrington
(58) suggested that the cerebral metabolic rates of oxygen and glucose use (i.e., CMRO2 and
CMRGlc, respectively) are locally
adjusted to meet the metabolic needs through local regulation of
cerebral blood flow (CBF) and volume (CBV). The mechanisms for these
couplings have remained elusive, and even the measured stoichiometries
have been somewhat variable, reflecting a variety of experimental
methods and conditions. Generally, tight proportionality between
fractional changes in CMRO2 and CBF
measured regionally has been observed at rest with a ratio of ~1:1
(29, 54). However, recent results from positron emission tomography
(PET) have demonstrated that, during brain activation, CBF increases by
a greater fraction than does
CMRO2 (11,
12). The greater fractional increase in CBF than in
CMRO2 has been interpreted as an
uncoupling between perfusion and oxidative metabolism within the normal
physiological range of activity. An important point is that although
there is no requirement for a constant stoichiometry between fractional
changes in CBF and CMRO2, there is a
prescribed stoichiometric ratio between fractional changes in
CMRO2 and
CMRGlc, if oxidative glycolysis is
to be maintained from rest to higher and/or lower levels of activity (60).
Recently, Buxton and Frank (6) presented a model in which the higher
increase in CBF than in CMRO2 during
cerebral activation (11, 12) is not uncoupling but rather represents a
mechanistic limitation on the ability to increase cerebral oxygen
delivery through CBF. There are two main assumptions in their model:
1) they assumed that cerebral tissue
oxygen tension is low, for which there is considerable evidence
(37-39, 41), such that the capillary-tissue PO2 gradient is determined primarily
by the capillary PO2 (26, 33, 34);
and 2) they assumed that oxygen delivery is only increased through perfusion. There is no change in the
effective diffusivity of oxygen from blood to tissue; thus it was
proposed that the capillary bed has no flexibility with respect to
changes in CBF. Their model shows that as the capillary PO2 approaches the arterial input
value, the relationship between changes in CBF and
CMRO2 becomes highly nonlinear, because a large increase in CBF is required to achieve a small increase in the
capillary PO2. Their model is able to
fit the PET data of Fox and co-workers (11, 12), who reported a ratio of ~0.2:1 for relative changes in
CMRO2 and CBF. With the assumptions made, their model predicts that the ability of the brain to increase oxygen consumption is severely limited, and low ratios for relative changes in CMRO2 and CBF
should be the norm for all brain activations at the oxygen extraction
fraction (OEF) values reported in the literature.
The stated goal of the model of Buxton and Frank (6) was to relate
changes in CBF and CMRO2 during
functional activation in awake humans and to compare results with PET
activation data. A more comprehensive survey of the literature
reporting changes in CBF and CMRO2,
including measurements from additional PET activation studies and
resting graded anesthesia studies, shows proportionalities not allowed
by their model. For example, with sensory stimulation in awake humans,
ratios of ~0.5:1 have been observed for relative changes in
CMRO2 and CBF (59), and during cognitive
stimulation, ratios of ~1:1 have been reported (56). In addition, PET
studies have shown that, at rest, human cortical gray matter values of CBF, CMRO2, and
CMRGlc are regionally coupled (17,
54, 56). Similar high ratios have been reported for local correlations in animals, showing close agreement with CBF,
CMRO2, and
CMRGlc (5, 35, 64). A further
limitation of their model is that it predicts a highly nonlinear
relationship between CBF and
CMRO2, which does not
agree with the close-to-linear relationships between CBF and
CMRO2 measured across ranges of graded
anesthesia in rats (20, 24, 45, 46, 64) and humans (29, 51, 61).
We present an extended model where certain characteristics are derived
from a number of recent models (3, 6, 8, 15, 16, 52, 55, 60, 68). Our
model relaxes one of the constraints in the model of Buxton and Frank
(6) by allowing for changes in effective diffusivity (D) of the
capillary bed with changes in CBF. The change in effective diffusivity
of the capillary bed may result from altering capillary
PO2, hematocrit, and/or blood
volume, as has been reported on the basis of microscopic measurements
(9, 10, 21, 31, 32, 36, 42, 43). Consequently, oxygen delivery is
allowed to be responsive to perfusion by an increase in the effective
diffusivity of the capillary bed. The model of Buxton and Frank (6) is
the limiting case of the present model, in which the ratio
(
D/D)/(
CBF/CBF) is equal to zero. The present model is able to
fit the large body of data in which the observed ratios
(
CMRO2/CMRO2)/(
CBF/CBF),
although generally close to unity, are sometimes significantly
smaller. The ability of the current model to fit the wide range of data indicates that the diffusivity properties of the capillary bed, which
may be altered by changes in capillary
PO2, hematocrit, and/or blood
volume, play an important role in regulating cerebral oxygen delivery
in vivo. However, the model does not validate any particular value of
(
CMRO2/CMRO2)/(
CBF/CBF);
only more reliable in vivo experiments can do that. Implications of
this analysis for the interpretation of functional magnetic resonance imaging (fMRI) are also discussed.
Glossary
| BOLD |
Blood oxygenation level dependent
|
| CBF and CBV |
Cerebral blood flow and volume
|
| CMRO2 and
CMRGlc |
Cerebral metabolic rates of oxygen and glucose consumption
|
| OEF |
Tissue oxygen extraction fraction
|
| Y |
Venous blood oxygenation
|
| D |
Effective diffusivity for oxygen in the capillary bed
|
| Ca and
Cv |
Arterial and venous oxygen concentrations
|
| T |
Transit time of capillary bed
|
and  |
Coupling parameter for changes in D and
CMRO2 with changes in CBF
|
| [Hb(O2)n] |
Oxyhemoglobin concentration
|
| [Hb] |
Deoxyhemoglobin concentration
|
| [Hb(total)] |
Total hemoglobin concentration
|
| S |
BOLD fMRI signal
|
| A |
Magnetic field-dependent physiological constant
|
max |
Magnetic field-dependent deoxyhemoglobin susceptibility frequency shift
|
| b |
Blood volume fraction
|
| TE |
Gradient-echo time
|
| C |
BOLD proportionality constant
|
  |
Magnetic susceptibility constant for deoxyhemoglobin
|
| B0 |
Static magnetic field
|
 |
Apparent transverse relaxation rate of tissue water
|
 |
THEORY AND METHODS |
Model.
Oxygen in blood exists in two discrete components,
hemoglobin and plasma, with the oxygen affinity and concentration
significantly higher in the former. Oxygen extraction by the tissue
from an infinitesimally thin element of blood occurs during capillary transit and may be described by the temporal profile of the changing total oxygen content of blood
[CT(
)]. At any time
during the transit the rate of loss of oxygen is proportional to the
oxygen concentration in the plasma
[CP(
)]
|
(1)
|
The
constant k is determined by the
spatial gradients of PO2 across the
volume element and is the first-order rate constant of oxygen loss from
the capillary (3, 6, 8, 15, 16, 52, 55). If it is assumed that the
ratio of transient oxygen content values in plasma and blood is
constant, i.e., r = CP/CT,
during an elapsed time of 
, then it can be shown that
|
(2)
|
If

is the nth equivalent fraction
of the capillary transit time
(Tc), then it
can be shown that
|
(3)
|
where
(kr)net
is the net kr product for the whole
transit time Tc
(see APPENDIX A). If
k is a constant all through transit,
then Eq. 3 becomes
|
(4)
|
As
pointed out by Gjedde (15), in this case
rnet may be
estimated from CT(0), OEF, and the
mathematical relationship between hemoglobin fractional oxygenation and
CP. However, in the more general
case, as presented here, the term
(kr)net
in Eq. 3 may not be
separated. Note that r is determined
by the relationship between hemoglobin fractional oxygenation and the
average capillary PO2. Because of the
cooperativity of oxygen binding, r
will not be a constant but will vary with
, in contrast to the model
of Buxton and Frank (6). Although the mathematical description of
Eq. 3 is similar to the Renkin-Crone
relationship (8, 55) and the model of Buxton and Frank (6), there is no
localization of the major point of resistance to the capillary endothelium. This localization may be inferred from the use of the
permeability-surface area product in the Renkin-Crone relationship and
from the assumption of Buxton and Frank that the
PO2 is negligible throughout the
brain extracellular and intracellular space. The OEF around the
capillary (OEFc) may be
calculated (3, 6, 8, 15, 16, 52, 55, 60, 68) from
|
(5)
|
which
is equivalent to
|
(6)
|
Because
at steady state perfusion is constant at all points along the
capillary, so Tc
may be calculated from the relationship
|
(7)
|
which,
by substitution, leads to
|
(8)
|
where
Dc is the effective diffusivity
for oxygen from the capillary to the point of consumption, presumably
the mitochondria, and is equal to
|
(9)
|
Thus
the net oxygen extraction per capillary can be described by the
cumulative effect of an infinitesimally thin element of blood moving
down a capillary during transit as it loses oxygen to the tissue and
which experiences changing spatial
PO2 gradients between the traversing
volume element and the abluminal side of the capillary endothelium. The
changing ratio of total to plasma oxygen contents in the traversing
volume element reflects the cooperative binding of oxygen by hemoglobin
in whole blood within the capillary. Extension to the macroscopic
picture is achieved through averaging across an ensemble of identical
capillaries, which yields macroscopic terms: effective diffusivity of
the capillary bed (D), transit time of the capillary bed
(T), perfusion in the capillary bed (CBF), OEF, and
CMRO2, such that
|
(10)
|
Equation 10 is similar to previous analytic expressions of a
microvascular tissue unit, which consists of a mass of tissue irrigated
by a collection of identical capillaries that are uniformly separated
(3, 6, 8, 15, 16, 52, 55, 60, 68), although the interpretation of the
diffusivity constant, D, is somewhat different here. It has been shown
previously that, for a distribution of transit times, an expression
similar to Eq. 10 is valid, provided
the distribution is reasonably symmetrical and peaked about the average
value (52, 68). An alternate expression for OEF determined from Fick's
equation is given by (60)
|
(11)
|
where
Ca is the average capillary
arterial oxygen concentration in the bed. The unidirectional flow of
oxygen molecules across the endothelium is very efficient (26,
37-39, 41), and this process is driven by the average capillary
PO2. Combination of
Eqs. 10 and 11 shows that
|
(12)
|
Equation 12 shows that oxygen utilization is linked to perfusion
via the effective diffusivity of the capillary bed. By rearrangement of
Eq. 11, the relationship between
fractional changes in CMRO2, CBF, and
OEF may be expressed as
|
(13)
|
In
Eq. 13 and subsequently, the terms
without and with
indicate basal and relative differences,
respectively, due to a physiological perturbation. In the present
analysis, the effective diffusivity for oxygen permeability within the
capillary bed is assumed to be coupled to perfusion according to a
parameter
, which we define as
|
(14)
|
The
term
is a measure of the coupling between the changes in effective
diffusivity of the capillary bed for oxygen delivery. If
is
constant over the range of CBF changes, then Eq. 14 may be substituted into Eq. 13 to yield
|
(15)
|
where
= [1 + (
CBF/CBF)],
= [1 + (
CBF/CBF)
],
and
|
(16)
|
Provided that
CBF/CBF,
, and the basal value of OEF are
known, the values of
CMRO2/CMRO2
and
OEF/OEF may be calculated using the above relationships. The
model of Buxton and Frank (6) may be shown to be equivalent to the
model proposed here at the limiting case of
= 0 (see
APPENDIX B), when
|
(17)
|
It is also useful to define a parameter that measures the
coupling between changes in oxidative metabolism and perfusion, which
we define as
|
(18)
|
Depending
on
and the basal value of OEF, the calculated
may be close to
constant over the physiological range of changes in perfusion or highly
nonlinear, as proposed by Buxton and Frank (6), allowing a wide range
of data to be fitted. As such the model does not validate any
particular reported value of
; only reliable experiments can do
that.
Assumptions.
The model for the microvascular unit, which consists of a mass of
tissue irrigated by a collection of identical capillaries that are
uniformly separated, has the following assumptions.
1) Within an elapsed time of 
during capillary transit, the rate of oxygen loss from an
infinitesimally thin element of blood can be described by a first-order
rate constant k, during which time
the ratio
r(=CP/CT )
is constant. The net capillary oxygen extraction can
be described by the cumulative effect of that infinitesimally
small volume of blood traversing down the capillary and can be
represented by an exponential relationship between capillary extraction
and perfusion (Eqs. 6 and 8).
2) Oxygen delivery can be influenced
by perfusion and effective diffusivity of the capillary bed
(Eq. 12). It has been demonstrated that the physiological capacity for oxygen of the capillary bed can be
altered by local capillary PO2,
hematocrit, and/or blood volume (9, 10, 21, 31, 32, 36, 42,
43).
3) Oxygen extraction is directly
proportional to the capillary PO2
(Eq. 5). This assumed
proportionality is supported by the reported low cerebral
PO2 values (37-39, 41) and by a
recent tracer study which showed that the majority of oxygen molecules
that permeate the endothelium are metabolized (26). In this model the
low cerebral PO2 is maintained over
the range of autoregulation via modulation of CBF and
(Eq. 16).
4) A distribution of
values
about a mean may arise from an ensemble of capillary transit times,
lengths, or volumes, which can be a consequence of topological
and/or geometric heterogeneity of the capillary network in the
microvascular tissue unit (52). A range of these parameters about a
mean value produces equivalent observations for the microvascular
tissue unit, provided the distributions are symmetrical about the
respective mean values (3, 6, 15, 16, 52).
5) Other assumptions are similar to
those defined and stated previously (3, 6, 8, 15, 16, 52, 55, 60, 68). In particular, the brain is assumed to be well perfused (3, 6, 8, 15,
16, 52, 55, 60, 68) by plasma and hemoglobin, but the capillary bed has
the capacity to change its local oxygen capacity (9, 10, 21, 31, 32,
36, 42, 43) by altering the number of plasmatic capillaries (1, 13, 18,
31, 50, 63, 65, 67, 69) or intracapillary stacking of erythrocytes (10,
21, 32, 36, 42, 43, 62, 67); oxygen is assumed to be carried in the
blood by plasma and hemoglobin, and the exchange between these pools is
extremely fast, such that the oxygen saturation curve represents the
equilibrium of the exchange process (3, 6, 15, 16); the assumption of
topological and geometric homogeneity of the capillary bed (3, 6, 8, 15, 16, 52, 55, 60, 68) reflects symmetrical topology and geometry of
metabolism in tissue and is supported by mitochondrial aggregation
around capillaries (3, 33, 68); and the assumption of the plasma pool
of oxygen being well mixed (3, 6, 15, 16, 52) suggests an enhancement
of oxygen transfer by an element of moving blood and indicates a
steady-state picture of oxygen extraction as this element transits
(3, 6).
Implications of the model for blood oxygenation level-dependent
functional magnetic resonance image contrast.
The experimental fractional changes in
CMRO2 and CBF observed during functional
activation reflect a decrease in OEF from its basal value (i.e.,
OEF/OEF < 0), which is commensurate with an increased
venous blood oxygenation (Y ) in
cerebral capillaries; i.e., |
OEF/OEF| =
Y/(1
Y ) > 0, where the arterial
oxygenation is assumed to be very close to 1 (see
APPENDIX C). Recent advancements in
fMRI have allowed the detection of changes in cerebral blood
oxygenation during functional challenges with the
-weighted or gradient-echo image
contrast (where
is the apparent
transverse relaxation rate of tissue water). This is the most commonly
used image contrast in fMRI and has been termed blood oxygenation level
dependent (BOLD) (47, 48). The BOLD fMRI image contrast relies on
physiologically induced changes in the magnetic properties of blood:
oxyhemoglobin is diamagnetic, and deoxyhemoglobin is paramagnetic. An
increase in the physiologically induced BOLD fMRI signal (
S/S > 0)
is consistent with a drop in venous deoxyhemoglobin concentration. Near-infrared spectrophotometry (23, 66) and intrinsic optical reflectance studies (14, 44) have shown that deoxyhemoglobin concentration decreases after stimulation onset in awake or
anesthetized mammalian brains, which provides qualitative support for
the BOLD fMRI hypothesis (47, 48). The physiologically induced BOLD fMRI signal change (
S/S) can be approximated in various ways, and a
common approximation is
|
(19)
|
where
A is a magnetic field-dependent
physiological constant and
is a constant that modulates the blood
volume component (4, 6, 22, 25, 28, 30, 47, 48, 70). To relate the
change observed in BOLD fMRI studies to changes in
CMRO2 and CBF, it is necessary to
establish a relationship between these physiological parameters and
Y/(1
Y ) and
CBV /CBV. A restatement of Eq. 13 is
|
(20)
|
and
a common expression for blood volume changes by Grubb et al. (19) is
|
(21)
|
where
= [1 + (
CBF/CBF)
] and
= 0.38 (from Ref. 19). There is a
general agreement in the various expressions for
S/S (4, 6, 22, 25,
28, 30, 47, 48, 70), although there is some discrepancy about the
constants. Equations 19-21 can be
simplified to
|
(22)
|
which shows that the relative difference
between
CBF/CBF and
CMRO2/CMRO2
creates small positive values of
S/S (47, 48). However, it is not
necessary to have
CMRO2/CMRO2
close to zero for the BOLD fMRI image contrast mechanism to be observed
(30, 48).
Simulations.
For simulations, the effects of
on the relationship between CBF and
CMRO2 and the relationship between BOLD
fMRI image contrast and CBF were examined for OEF of 0.2 and 0.4, which
cover the range of basal OEF values reported in the literature for
normal, adult, awake, nonstimulated human cortex (11, 12, 40, 49, 56,
59). The cases examined here are
> 0 and
= 0.
Figure 1 shows the effect of
on
for
different basal OEF values. For the model of Buxton and Frank (6),
where
= 0, the relationship between
CBF/CBF and
CMRO2/CMRO2
is highly nonlinear, particularly at low basal values of OEF (Fig. 1,
dashed curves), where large increases in CBF are needed to increase
oxygen delivery. In comparison, when
> 0 (Fig. 1, solid curves),
the relationship between
CBF/CBF and
CMRO2/CMRO2
becomes progressively more linear because of the changing effective
diffusivity of the capillary bed becoming the major factor in oxygen
delivery. Most significantly, large values of
are obtained at
either value of OEF, whereas at higher basal OEF values, lower values
of
are sufficient to achieve the same
.

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Fig. 1.
Calculated effects of on proportionalities between CBF/CBF and
CMRO2/CMRO2
for basal OEF values of 0.2 and 0.4. Highly nonlinear relationship
between CBF/CBF and
CMRO2/CMRO2
is observed when = 0 (dashed curves), as observed in model of
Buxton and Frank (6). A linear relationship between CBF/CBF and
CMRO2/CMRO2
is observed when > 0 (solid curves). Values of in solid
curves are 0.31, 0.28, and 0.23 ( , , and , respectively) in
A and 0.23, 0.17, and 0.14 ( , ,
and , respectively) in B. See
Glossary for definition of
abbreviations.
|
|
Figure 2 simulates the effects of
on
BOLD fMRI image contrast. Although the simulations show similar
trends when
> 0 and
= 0, lower
S/S values are
obtained for higher values of
because of the tighter
proportionality between
CBF/CBF and
CMRO2/CMRO2. For higher values of
,
S/S decreases above a threshold value of
CBF/CBF because of the blood volume term becoming dominant (see
Eq. 21). Although recent MRI studies
(27) seem to suggest that the CBV contribution to the BOLD signal (see
Eq. 21) may be overestimated,
further testing of the predictions of the model is hampered by the
limited data that exist on these relationships in vivo.

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Fig. 2.
Impact of model on BOLD fMRI image contrast simulated (using
Eqs. 19-22) as follows:
A = C max(1 YOEF)bTE (4,
22, 28, 47, 48, 70), where (1 YOEF) is
arteriovenous blood oxygenation difference (i.e., blood deoxygenation)
at basal OEF and
C max(1 YOEF)b
is equal to basal , which gives
rise to basal BOLD signal. S/S, Bold fMRI signal changes. Curves are
simulated with = 1, max = 267.5B0
(where B0 = 4 T
and  = 0.01 ppm), b = 0.03, TE = 0.03, C = 72.70, and (1 YOEF) at 2 different basal values of OEF (i.e., 0.2 and 0.4, which correspond to
= 7.00 ± 2.33 s 1 and
A = 0.14 ± 0.05 as in Ref.
30) for > 0 (solid curves) and = 0 (dashed curves) at basal
OEF values of 0.2 (A) and 0.4 (B). For > 0, reduced S/S is due to effect of increasing to tighten
proportionality between CBF/CBF and
CMRO2/CMRO2;
for higher values of there is also a tendency for S/S to
decrease above a threshold CBF/CBF. This decrease in S/S is due
to greater blood volume at higher CBF/CBF values because of power
law dependence on perfusion (see Eq. 21). See Fig. 1 legend for values. See
Glossary for definition of abbreviations.
|
|
At any basal OEF, the BOLD fMRI signal is scaled by
A (see Eq. 19), which is a magnetic field-dependent
physiological constant (see Fig. 2 legend for details). Although the
value of A may not necessarily
represent in vivo values because of the complex interaction(s) between
the blood water susceptibility constant (
) and
(4, 22, 28, 47, 48, 70), the
relative effects of
on the relationship between
S/S and
CBF/CBF should be independent of the specific value of
A. Because of the complex origin of
the BOLD fMRI signal, the most we can conclude from such a comparison is that trends in simulations are in general agreement with
observations. Future BOLD fMRI experiments with simultaneous CBF (30),
CBV (27), and CMRO2 (25) are necessary
to provide better in vivo data to determine the relationship
between CMRO2 and CBF with respect to
BOLD fMRI image contrast. All simulations were carried out in MATLAB
(Natick, MA), and values are means ± SD.
 |
RESULTS |
The in vivo rat and human data are fitted to determine values of
.
Basal values of
CBF/CBF and
CMRO2/CMRO2
at different levels of wakefulness are obtained from the literature for
rats (20, 24, 45, 46, 64) and humans (29, 51, 61). In rat and human
data sets the awake CBF and CMRO2 values
were used to obtain curves of
CMRO2/CMRO2
vs.
CBF/CBF, and linear regression analysis was used to obtain in
vivo values of
for the rat and human cortices of 0.88 ± 0.06 and 0.96 ± 0.09, respectively (R2 = 0.97 and
0.93). Respective
values are calculated with these
values, with
use of Eq. 23, at basal OEF of 0.2, 0.3, and 0.4
|
(23)
|
where
= ln [1
OEF(
/
)] and
= ln (1
OEF). The result of the linear fits to the data are shown in Table
1. In Fig. 3
the in vivo data are plotted against the curve predicted with
> 0 (solid curves) and
= 0 (dashed curves) for three basal OEF values.
The fits to the in vivo data are clearly better when
> 0, showing
how the flexibility in the present model allows these well-established
results to be explained. In contrast, the approach of Buxton and Frank
(6) cannot be extended below the awake level.
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|
Table 1.
Linear regression analysis and summary of fits for different levels of
activity due to anesthesia in rat and human cortexes
|
|

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Fig. 3.
Experimental reported values of CBF/CBF and
CMRO2/CMRO2
at different levels of activity due to anesthesia in rat cortex with
= 0.88 ± 0.06 (20, 24, 45, 46, 64) and in human cortex with = 0.96 ± 0.09 (29, 51, 61). For basal OEF = 0.2, 0.3, and 0.4, corresponding values are 0.88, 0.87, and 0.86 in
A, B, and
C, respectively, and 0.95, 0.94, and
0.93 in D, E, and
F, respectively. Fits to in vivo data
are clearly better when > 0 (solid curves) than when = 0 (dashed curves), supporting an important role for coupling between
effective diffusivity for oxygen of capillary bed and perfusion. See
Table 1 for details on in vivo data and results of
CMRO2 (%) predicted when > 0 and = 0.
|
|
Values of
have been obtained from functional activation data sets
of awake humans with different stimulation paradigms (11, 12, 56, 59).
In each case, a linear regression analysis is carried out for each data
set to obtain an in vivo value of
, and the reported basal OEF value
is used when an in vivo value of
is calculated (using
Eq. 23). For each functional data
set, as shown in Table 2, the negative
value(s) of oxygen utilization reported is not included in the
regression analysis, and the best fits are pivoted at the origin. The
cases for
> 0 and
= 0 are examined. The results of the linear
regression analysis for each data set are shown in Table 2. Fits
similar to those in Fig. 3 are made to data available for
physiologically activated tissue in the awake humans. For each study
the data are fit to determine a value of
, which leads to a value of
calculated using the OEF reported in that study, as shown in Table
2. In Fig. 4, for each study the in vivo
human data are plotted against the curve predicted with
> 0 (solid curves) and
= 0 (dashed curves) at the corresponding basal
OEF value for that study. Although Fig. 4 shows that
varies with
different stimulation paradigms and laboratories, the fits to the in
vivo data are clearly better when
> 0 (solid curves) than when
= 0 (dashed curves). However, in most of these functional studies
the scatter in the data is so large that the ability to distinguish
> 0 from
= 0 is less conclusive than for the data obtained from
variable depths of anesthesia (Fig. 3). Table 2 summarizes the results
of fits when
> 0 and
= 0 given the data for physiologically
activated tissue in awake humans. For each study, the mean value of
CMRO2/CMRO2 predicted with
> 0 is in excellent agreement with raw in vivo observations and significantly larger than the values predicted with
= 0 (Table 2).

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Fig. 4.
Analysis similar to Fig. 3 performed on data available from literature
for physiologically activated tissue in awake humans (Table 2). For
each study, data are fit to determine a value of , which leads to a
value of calculated using OEF reported in that study, as shown in
Table 2. For each study, in vivo human data are plotted against curve
predicted with > 0 (solid curves) and = 0 (dashed curves) at
corresponding basal OEF for that study: visual study
(A), sensory study
(B), sensory study
(C), and cognitive study
(D). Although varies with
different stimulation paradigms and laboratories, fits to in vivo data
are clearly better when > 0 (solid curves) than when = 0 (dashed curves). See Table 2 for details of study, stimulus paradigm,
and results of CMRO2 (%)
predicted when > 0 and = 0.
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DISCUSSION |
Some, but not all (56, 59), human brain functional data of PET studies
have demonstrated that, during brain activation,
CBF/CBF
CMRO2/CMRO2
(11, 12). This has been interpreted as an uncoupling between perfusion
and oxidative metabolism. Buxton and Frank (6) proposed that the
greater fractional increase in CBF than in
CMRO2 during activation is a consequence
of oxygen delivery to tissue being proportional to the capillary-tissue PO2 gradient. At low basal OEF
values, their model predicts a highly nonlinear relationship, with low
coupling ratios between changes in CMRO2
and CBF because of the limited ability of perfusion to increase the
capillary-tissue PO2 gradient. Gjedde (15) presented a model in which oxygen delivery is limited by the
maximum partial pressure difference achievable between the capillary
plasma and the oxygen-consuming mitochondria. Although no specific
barrier to oxygen diffusion is required in this model for a low initial
OEF, the ability of CBF to increase oxygen delivery to the tissue is
similarly limited (15). Here we extend this approach by considering the
effect of a changing effective diffusivity of the capillary bed for
oxygen. For a fixed ratio between changes in effective diffusivity of
the capillary bed and perfusion, signified by a physiological parameter
(Eq. 14), a close-to-constant
proportionality is maintained between changes in CBF and
CMRO2 throughout the physiological activity range (60). This model provides a better fit to
the majority of in vivo human data of changes in CBF and CMRO2 than
does the model of Buxton and Frank, which is the limiting case when
= 0.
The effect of an increased
is to increase the ratio
between
CMRO2/CMRO2
and
CBF/CBF (Fig. 1; see
RESULTS). A major assumption in the
model is that changes in perfusion and effective diffusivity of the
capillary bed are tightly regulated and coupled to maintain a low
cerebral PO2, and as a consequence, oxygen delivery is primarily determined by the capillary
PO2. Reports of very low cerebral
PO2 (37-39, 41) suggest that the
capillary-tissue PO2 gradient is
proportional to the capillary PO2.
Consistent with this view, a multiple-tracer study has shown that most
of the oxygen that enters the tissue is metabolized (26).
Alternatively, similar trends would be observed if the cerebral
PO2 were not negligible, provided that it was maintained at a constant and lower value than the capillary
PO2. With a constant cerebral
PO2, changes in oxygen delivery would
still be determined primarily by changes in the capillary
PO2 and the coupled effective diffusivity for oxygen of the capillary bed (8, 55).
The microscopic physiological picture of this model is the ability of
the capillary bed to increase effective diffusivity for oxygen, caused
by the increase in capillary PO2, hematocrit, and/or blood volume (9, 10, 21, 31, 32, 36, 42, 43)
during increased brain activity. Increased CBV in the activated cortex
is a well-accepted occurrence (11, 12, 56, 59) and supports the
proposal of Roy and Sherrington (58) that changes in
CMRO2 and
CMRGlc are regulated by
alterations in CBF and CBV. During altered brain function, the swelling
of capillary diameter (2, 7, 14, 44, 57, 66, 67), variation in the
number of plasmatic capillaries (1, 13, 18, 31, 50, 63, 65, 67, 69),
and/or intracapillary stacking of erythrocytes (10, 21, 32, 36,
42, 43, 62, 67) can contribute to the change in capillary
PO2, hematocrit, and/or blood
volume. Much evidence has been presented in support of changes in the
number of plasmatic capillaries (1, 13, 18, 31, 50, 63, 65, 67, 69) or
intracapillary stacking of erythrocytes (10, 21, 32, 36, 42, 43, 62,
67) being critical events that can modulate oxygen delivery and demand.
Because some type of capillary readjustment, with respect to capillary
PO2, hematocrit, and/or blood
volume, would modify the effective diffusivity for oxygen of the
capillary bed, it is not necessary to assume that there is absolutely
no capillary readjustment within a microvascular tissue unit, as did
Buxton and Frank (6). Although the term capillary readjustment generally reflects increases in the blood volume of the capillary bed,
the term presented here suggests a modifying capillary bed with respect
to capillary PO2, hematocrit,
and/or blood volume. The generally better fits obtained by the
current model to in vivo data than in the case of no increase in
effective diffusivity of the capillary bed suggest that one or all
mechanisms may be operational in increasing this parameter in vivo.
An implication of the model of Buxton and Frank (6) is that low values
of
should be the norm, because CMRO2
is limited by the PO2 gradient.
However, examination of a range of PET activation data indicates that,
in contrast to the results of Fox and co-workers (11, 12), the data are
generally fit better with
> 0 (Fig. 4). Furthermore, all the
global measurements (Fig. 3) show very strong proportionalities of
CMRO2 and CBF, which are in agreement
with higher
values, such as those found by Roland and co-workers
(56, 59) (Tables 1 and 2). A possible explanation for the variation in
the activation data in the literature is that stimuli may only be
activating a fraction of the tissue within an image voxel. Depending on
the measurement methodology, the effect of this partial volume on
CMRO2 and CBF may be considerably different. In contrast, in the graded anesthesia studies, such partial-volume effects are reduced, because the perturbations are
global. In addition, the human graded anesthesia studies were performed
by arteriovenous difference methodology, for which measurements of
CMRO2 and CBF are relatively
straightforward compared with imaging methodologies (for review, see
Ref. 53). However, arteriovenous difference methods represent an
average value for the entire brain, so that small regions with values
of
that are substantially different from the mean value may have
been missed. Because methodological and partial volume differences may
not account for all the variation in the human activation data, it is
clearly necessary to design experiments with better sensitivity and
spatial resolution to better determine the coupling between
CMRO2 and CBF under different states of
activation and/or different stimulation paradigms.
Conclusion.
Recent models of cerebral oxygen delivery (6, 15) have suggested that,
at low values of OEF, oxygen delivery is limited by the inefficiency of
perfusion in raising capillary PO2. We have presented a model that weakens this limitation by allowing changes in the capillary effective diffusivity to oxygen with changes
in perfusion. The change in capillary effective diffusivity to oxygen
with respect to perfusion, i.e.,
, allows oxygen delivery to be more
sensitive to changes in perfusion. An appropriate value of
asserts
an ~1:1 ratio between changes in CBF and
CMRO2 throughout a wide range of
activity. The model of Buxton and Frank (6), in which
= 0, is the
limiting case of our model. The present model shows that when
> 0 the limitation imposed by oxygen delivery on increases in
CMRO2 predicted by the model of Buxton
and Frank does not hold within the physiological range. In contrast to
the model of Buxton and Frank, where the data could only fit data where
= 0, our model can fit a wide range of data, so it makes no claims
to establishing the relationship between changes in CBF and
CMRO2;
only good data can do that. The present model is able to fit all
available in vivo data and depicts the transition of hemodynamic and
metabolic events for a large range of physiological cases. This
characteristic of the model signifies that the oxygen diffusivity
properties of the capillary bed, which are adjusted with respect to
perfusion, play a crucial part in regulating cerebral oxygen delivery
in vivo.
Oxygen extraction by the tissue from an infinitesimally thin volume
element of blood (oef) during capillary blood transit (3, 6, 15, 16,
52) over an elapsed time of 
can be described as