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Departments of 1 Chemical and Biochemical Engineering and Materials Science and of 2 Mechanical and Aerospace Engineering, University of California, Irvine, California 92697-2575
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ABSTRACT |
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The steady-state exchange of inert gases across
an in situ canine trachea has recently been shown to be limited equally
by diffusion and perfusion over a wide range (0.01-350) of blood solubilities (
blood;
ml · ml
1 · atm
1).
Hence, we hypothesize that the exchange of ethanol
(
blood = 1,756 at 37°C) in
the airways depends on the blood flow rate from the bronchial
circulation. To test this hypothesis, the dynamics of the bronchial
circulation were incorporated into an existing model that describes the
simultaneous exchange of heat, water, and a soluble gas in the airways.
A detailed sensitivity analysis of key model parameters was performed
by using the method of Latin hypercube sampling. The model accurately
predicted a previously reported experimental exhalation profile of
ethanol (R2 = 0.991) as well as the end-exhalation airstream temperature (34.6°C). The model predicts that 27, 29, and 44% of exhaled
ethanol in a single exhalation are derived from the tissues of the
mucosa and submucosa, the bronchial circulation, and the tissue
exterior to the submucosa (which would include the pulmonary
circulation), respectively. Although the concentration of ethanol in
the bronchial capillary decreased during inspiration, the three
key model outputs (end-exhaled ethanol concentration, the slope
of phase III, and end-exhaled temperature) were all statistically
insensitive (P > 0.05) to the
parameters describing the bronchial circulation. In contrast, the model
outputs were all sensitive (P < 0.05) to the thickness of tissue separating the core body conditions
from the bronchial smooth muscle. We conclude that both the bronchial circulation and the pulmonary circulation impact soluble gas exchange when the entire conducting airway tree is considered.
mathematical model; Latin hypercube sampling; ethanol; pulmonary circulation; airways
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INTRODUCTION |
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GAS EXCHANGE EFFICIENCY is extremely dependent on the
blood solubility (
blood; ml
gas · ml
blood
1 · atm
1)
of the gas. The major effort in respiratory physiology over the past
four decades has been to characterize the exchange of gases with low
(
blood <0.1) -to-intermediate
(0.1 <
blood < 100) blood
solubility. This effort stemmed from the intermediate solubilities of
the respiratory gases (
blood
for O2 = 0.7 and
blood for
CO2 = 3). However,
the lungs exchange a wide variety of gases that range from low
solubility, such as sulfurhexafluoride or helium
(
blood = 0.01), to high
solubility, such as water vapor (
blood = 20,000).
The exchange of low- and intermediate-solubility gases occurs
predominantly in the alveolar regions, with the airways providing a
conduit for movement of gas between the alveoli and the ambient air. In
contrast, the exchange of highly soluble gases (
blood >100) occurs primarily
within the conducting airways (1, 6, 30, 31).
The absorption-desorption dynamics of a soluble gas are difficult to
evaluate because of the relative inaccessibility of the airways to
direct experimental measurement. A two-dimensional model of the airways
previously developed in this laboratory and by others (12, 37)
describes the simultaneous exchange of heat, water, and a highly
soluble gas with the pulmonary airways and represents an avenue to
understanding the exchange process. The soluble gas used in the model
simulations is ethyl alcohol because of its high water and blood
solubility (
blood = 1,756) and
because of its important applications in the medicolegal arena. The
performance of the model has been compared with axial profiles of air
temperature available in the literature (37) as well as exhalation
ethanol profiles from human subjects (12). In these simulations, the
bronchial capillary bed was assumed to be an infinite source/sink for
ethanol and heat (i.e., no perfusion dependence). Most recently,
experimental and theoretical data suggest that the exchange of gases
spanning a wide range of solubilities (0.01 <
blood < 350) demonstrates a
similar perfusion dependence to exchange in the trachea (14, 35). These
results indicate that our previous assumptions related to the bronchial
circulation (infinite sink/source) may not be valid.
In addition, the present model structure lumps the lamina propria and bronchial epithelium into a single nonperfused layer and does not include the bronchial smooth muscle as a distinct anatomic layer. Both the epithelium and the smooth muscle are important anatomic features of the airways that play critical roles in basic physiology (i.e., mucus secretion, immune response, airway caliber) and in airway pathology (i.e., bronchial asthma). Although the epithelium and the smooth muscle may not be critical to understanding the exchange of inert gases such as ethanol, they will be important in future airway gas-exchange simulations involving endogenous gases such as nitric oxide or pollutant gases such as ozone. Thus the objective of this study is threefold: 1) to design a more realistic description of the bronchial circulation for incorporation into the existing mathematical model; 2) to expand the radial description of the airway wall to include an epithelial layer, a smooth muscle layer, and a sink/source that represents the core body; and 3) to perform a detailed sensitivity analysis of the model parameters to determine their relative importance in understanding soluble gas exchange in the airway.
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EXPERIMENTAL METHODS |
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The experimental methods and data have been previously described and reported (12). As the focus and goals of this manuscript are modeling airway gas exchange, only a summary will be presented here. Six male volunteers without previous history of cardiac or pulmonary disease and with normal physical examination findings served as subjects. Each subject ingested enough alcohol in the form of liquor to achieve a blood alcohol concentration of ~0.09 g/100 ml. After ingestion of alcohol, the subjects waited ~1 h for absorption to take place, which was monitored by sequential breath tests.
Ethanol concentration in the exhaled breath was measured with a commercially available infrared absorption breath-testing instrument (Intoxilyzer 5000). After passing through the Intoxilyzer 5000, the exhaled breath entered a wedge spirometer where exhaled volume and flow rate were measured. Each subject performed a series of single-exhalation or vital capacity maneuvers where exhalation flow rate was controlled. In a single-inhalation maneuver, the subject inhales to total lung capacity then exhales the vital capacity at a slow constant flow rate to residual volume. The breathing maneuver was repeated five times, each spaced by ~3 min of quiet nasal tidal breathing. Blood samples were taken from the antecubital vein at three points in time after the estimated start of the postabsorptive phase. Blood alcohol concentration was subsequently measured with a gas chromatograph (Perkin Elmer model 3920) by using headspace analysis (21).
For the purposes of this paper, a single representative exhalation
profile from a human subject was of interest to test the overall
performance of the model before the sensitivity analysis. Thus the
exhalation profiles from the six subjects (30 profiles together) were
condensed into a single profile as follows. First, a simple smoothing
routine (average of 10 nearest neighbors) was performed on each exhaled
profile. Next, the expired partial pressure of ethanol
(PE) was normalized by the
concentration of ethanol in the alveolar gas
(PA)
(PA = Cblood/
blood,
where Cblood is the measured
venous blood concentration of ethanol). Thus the normalized
concentration of ethanol in the air
(
E)
is plotted as function of exhaled volume (V). The five exhaled profiles
for each subject were then truncated to the smallest exhaled volume of
the group and consolidated into a single profile by taking the mean
E at
one-tenth exhaled volume intervals. Finally, the consolidated profiles
from each subject were combined by averaging the
E
across all subjects. As each subject had a different exhaled volume,
the final representative profile (see Fig. 3) has error bars associated
with each axis.
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ANALYTICAL METHODS |
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Glossary
| Ac | Surface area for exchange between the connective tissue or the smooth muscle and the capillaries (cm2) |
| Ad | Surface area of cylinder of diameter d
and length z
(cm2)
|
| Ac,s | Surface area between capillaries and smooth muscle tissue in length
z
(cm2)
|
| Ac,t | Surface area between capillaries and connective tissue in length
z
(cm2)
|
blood |
Solubility of gas in blood (ml gas · ml
blood 1 · atm 1)
|
b |
Solubility of gas in body-tissue layer (ml gas · ml
blood 1 · atm 1)
|
e |
Solubility of gas in epithelium (ml gas · ml
blood 1 · atm 1)
|
g |
Solubility of gas in air (1 ml gas · ml
blood 1 · atm 1
at 1 atm pressure)
|
ij |
Partial rank correlation coefficient |
m |
Solubility of gas in mucous layer (ml gas · ml
blood 1 · atm 1)
|
s |
Solubility of gas in smooth muscle layer (ml gas · ml
blood 1 · atm 1)
|
t |
Solubility of gas in connective tissue layer (ml
gas · ml
blood 1 · atm 1)
|
| C | Molar concentration of tissue (assumed to have the properties of water) (mol/cm3) |
| Cblood | Concentration of ethanol in circulating blood (ml ethanol/ml blood) |
| Ce | Molar density of ethanol (mass density divided by molecular weight) (mol/cm3) |
![]() |
Molar heat capacity of dry air
(J · mol 1 · K 1)
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Molar heat capacity of ethanol vapor
(J · mol 1 · K 1)
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Molar heat capacity of liquid ethanol
(J · mol 1 · K 1)
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Molar heat capacity of liquid water
(J · mol 1 · K 1)
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Molar heat capacity of water vapor
(J · mol 1 · K 1)
|
![]() |
gp,w gp,da
(J · mol 1 · K 1)
|
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gp,e gp,da
(J · mol 1 · K 1)
|
| d | Diameter of the airway (cm) |
![]() |
Scaling factor in the range 1.1-2.5, which increases the surface area of the airway lumen due to invaginations |
| De,a | Diffusivity of ethanol in air (cm2/s) |
| De,w | Diffusivity of ethanol in water (cm2/s) |
| De,t | Diffusivity of ethanol in lung tissue (cm2/s) |
c,t |
Ratio of the surface area of the capillaries to that of a cylinder with the same radius in the connective tissue |
c,s |
Ratio of the surface area of the capillaries to that of a cylinder with the same radius in the smooth muscle |
c,t |
Ratio between the volume of the capillaries and the total volume of tissue |
c,s |
Ratio between the volume of the capillaries and the total volume of smooth muscle |
| F | Weighting factor for bronchial blood flow in connective tissue |
| F | Scaling factor to maintain a constant ratio of conducting airway space to vital capacity |
| g | Airway generation number |
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Scaling factor that allows the thickness of the body layer for energy
transfer
( *lb) to
be larger than that of mass transfer (lb)
|
Hv,e |
Latent heat of evaporation for ethanol (J/mol) |
Hv,w |
Latent heat of evaporation for water (J/mol) |
| hm,a | Local heat transfer coefficient between the lumen wall and the air
(J · s 1 · K 1 · m 2)
|
| hb,b | Overall heat transfer coefficient between the body layer and the body
(J · s 1 · K 1 · m 2)
|
| hb,s | Overall heat transfer coefficient between the body layer and the smooth
muscle
(J · s 1 · K 1 · m 2)
|
| he,m | Overall heat transfer coefficient between the epithelium and mucus
(J · s 1 · K 1 · m 2)
|
| hs,t | Overall heat transfer coefficient between the perfusive tissue and
smooth muscle
(J · s 1 · K 1 · m 2)
|
| ht,e | Overall heat transfer coefficient between the perfusive tissue and
epithelium layer
(J · s 1 · K 1 · m 2)
|
| je | Molar flux of ethanol from the mucous surface in control volume
(mol · s 1 · cm 2)
|
| jfluid | Total molar flux of fluid into the control volume
(mol · s 1 · cm 2)
|
| Jbody | Total molar flux of ethanol from the body core during both inspiration and expiration (mol/breath) |
| Jbr | Total molar flux of ethanol from the bronchial circulation during both inspiration and expiration (mol/breath) |
| Je,exp | Total molar flux of ethanol from the mucous surface in an airway generation during expiration (mol/breath) |
| Je,insp | Total molar flux of ethanol from the mucous surface in an airway generation during expiration (mol/breath) |
| Jh,exp | Total molar flux of heat from the mucous surface in an airway generation during expiration (J/breath) |
| Jh,insp | Total molar flux of heat from the mucous surface in an airway generation during inspiration (J/breath) |
| Jtiss | Total molar flux of ethanol from the bronchial mucosa and submucosal tissue layers during both inspiration and expiration of single exhalation (mol/breath) |
| Jw,exp | Total molar flux of water from the mucous surface in an airway generation during expiration (mol/breath) |
| Jw,insp | Total molar flux of water from the mucous surface in an airway generation during inspiration (mol/breath) |
| kem,a | Local mass transfer coefficient of ethanol from the lung walls to the
airway
(mol · s 1 · m 2 · mole-fraction 1)
|
| kwm,a | Local mass transfer coefficient of water from the lung wall to the
airway
(mol · s 1 · m 2 · mole-fraction 1)
|
| kb,b | Overall mass transfer coefficient between the body and the body layer (cm/s) |
| kb,s | Overall mass transfer coefficient between the smooth muscle and the body layer (cm/s) |
| ke,m | Overall mass transfer coefficient between the epithelium layer and the mucous layer (cm/s) |
| ks,t | Overall mass transfer coefficient between the smooth muscle and the tissue layer (cm/s) |
| kt,e | Overall mass transfer coefficient between the epithelium layer and the tissue layer (cm/s) |
w |
Thermal conductivity of water
(J · m 1 · K 1 · s 1)
|
| lb | Thickness of body layer (cm) |
| lm | Thickness of the mucous layer (cm) |
| le | Thickness of epithelium (cm) |
| lt | Thickness of connective tissue layer (cm) |
| ls | Thickness of smooth muscle (cm) |
c,t |
Capillary-tissue partition coefficient |
s,t |
Smooth muscle-tissue partition coefficient |
e,m |
Partition coefficient of ethanol between the epithelium layer and the mucous layer |
m,a |
Partition coefficient of ethanol between mucus and air |
| Mw | Molecular weight of water (g/mol) |
| n | Compartment number |
| nc | Number of capillaries |
| N | Molar density of air (mol/l) |
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Molar flow rate of air (mol/s) |
| Pamb | Ambient pressure (atm) |
| Pa | Arterial partial pressure of ethanol (atm) |
| PE | Expired partial pressure of ethanol (atm) |
| PE,max | Maximum expired partial pressure of ethanol (atm) |
E,max |
Normalized (by arterial partial pressure) maximum expired partial pressure of ethanol |
| Pl | Airway luminal partial pressure of ethanol (atm) |
| Pe | Partial pressure of ethanol in the epithelium (atm) |
| Pm | Partial pressure of ethanol in the mucus (atm) |
| Ps | Partial pressure of ethanol in the smooth muscle (atm) |
| Pt | Partial pressure of ethanol in the connective tissue (atm) |
| Pc,s | Partial pressure of ethanol in the capillary (venous) of the smooth muscle (atm) |
| Pc,t | Partial pressure of ethanol in the capillary (venous) of the connective tissue (atm) |
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Normalized blood flow (ml · ml
tissue 1 · s 1)
|
br,s |
Bronchial blood flow to a control element of the smooth muscle (ml/s) |
br,t |
Bronchial blood flow to a control element of connective tissue (ml/s) |
br |
Total bronchial blood flow (1 ml/s) |
br,s |
Total bronchial blood flow to the smooth muscle (0.5 ml/s) |
br,t |
Total bronchial blood flow to the connective tissue (0.5 ml/s) |
| r | Radius of the airway (cm) |
| rc | Average radius of a capillary (cm) |
| R | Ideal gas constant (8.314 J · K 1 · mol 1)
|
w |
Density of water (g/ml) |
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Secretion rate of fluid from the epithelium to mucus
(mol · s 1 · cm 2)
|
| Tl | Temperature of air in the control volume of the lumen (K) |
| Tb | Average temperature of the body layer (K) |
| Tbody | Temperature of the core body and arterial blood (K) |
| Tc | Temperature of blood in the capillary (K) |
| Te | Average temperature of the epithelium in the control volume (K) |
| TE | Expired temperature (K) |
| TE,max | Maximum (or end-expired) temperature (K) |
E,max |
Normalized (by body temperature) maximum (or end-expired) temperature |
| Tm | Average temperature of mucus in the control volume (K) |
| Ts | Average temperature of the smooth muscle layer (K) |
| Tt | Average temperature of the connective tissue layer (K) |
| Tc,s | Temperature of the smooth muscle capillary blood (K) |
| Tc,t | Temperature of the connective tissue capillary blood (K) |
s |
Residence time of blood in the smooth muscle capillary (s) |
t |
Residence time of blood in the connective tissue capillary (s) |
| V | Expired volume (ml) |
| Vee | Lung volume at end-expiration (ml) |
| Vei | Lung volume at end-inspiration (ml) |
|
Volumetric flow rate of the airstream (ml/s) |
| Vc,t | Volume that capillaries occupy in the control element of the connective tissue (ml) |
| Vc,s | Volume that capillaries occupy in the control element of the smooth muscle (ml) |
| Vm | Volume of control element of mucus (liters) |
| VT,t | Total volume of the control element of connective tissue control element (ml) |
| Vt | Volume that tissue mass occupies in the control element (ml) |
| Xa | Average mole fraction of ethanol in arterial blood (equal to Xbody) |
| Xb | Average mole fraction of ethanol in the body-tissue layer |
| Xbody | Average mole fraction of ethanol in the core body (equal to Xa) |
| Xc,t | Average mole fraction of ethanol in the connective tissue capillary |
| Xc,s | Average mole fraction of ethanol in the smooth muscle capillary |
| Xm | Average mole fraction of ethanol in mucus |
| Xe | Average mole fraction of ethanol in epithelium |
| Xs | Average mole fraction of ethanol in the smooth muscle layer |
| Xt | Average mole fraction of ethanol in the connective tissue layer |
| Ye | Mole fraction of ethanol in air |
| Ye,wall | Mole fraction of ethanol at the mucus-air interface |
| Yw | Mole fraction of water in the air |
| Yw,wall | Mole fraction of water at the mucus-air interface |
z |
Length of control element (cm) |
Lung Model
The mathematical model is described in detail elsewhere (13, 37). The important new features, including a detailed description of the new bronchial circulation and additional radial layers, are described in detail here; the final governing equations are derived, in brief, and summarized in the APPENDIX. The model describes the simultaneous exchange of heat, water, and an inert gas with the airways. The initial detailed description and sensitivity analysis were described by Tsu et al. (37). Since then, the model has had several modifications, each one adding a new level of sophistication as our understanding of airway gas exchange has improved.Axial structure. The axial structure of the model is unchanged and consists of a symmetrical bifurcating structure through eighteen Weibel generations. The respiratory bronchioles and alveoli are currently lumped together into a single respiratory unit that is justified for heat and highly soluble gas exchange. The dimensions (lengths and diameters) of the airways for the upper respiratory tract (nasal and oral) are taken from Hanna (15) and those for the lower respiratory tract are from Weibel (39). Because the volume of the conducting airways increases with increasing lung volume, the dimensions of the lower airways are scaled by using the parameter F such that the ratio of the volume of the conducting airways to the vital capacity is maintained constant. The vital capacity of the lungs used by Weibel was ~5,075 ml; hence, F is defined as
|
(1) |
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Radial structure. GENERAL. The previous radial structure of the airway control volume is depicted in Fig. 1A and consisted of four compartments: 1) the airway lumen; 2) a thin layer of mucus; 3) a nonperfused tissue layer that represents the respiratory epithelium, basement membrane, and any connective tissue before reaching 4) the capillary bed of the bronchial circulation. The capillary bed was considered an infinite source or sink for heat and the soluble gas; that is, the temperature and concentration of the soluble gas in the bronchial circulation were fixed.
In the new model (Fig. 1B), the airways are now divided into seven radial compartments: 1) the airway lumen, 2) a thin mucous layer, 3) the epithelium, 4) a connective tissue layer (i.e., the lamina propria) perfused by the bronchial circulation, 5) the bronchial smooth muscle layer perfused by the bronchial circulation, 6) a body-tissue layer that acts as a buffer to heat and mass transport between the core body conditions and the smooth muscle layer, and 7) the core-body layer.
Over the majority of the airway tree, the radius of the airway lumen is
much larger than the thickness of the radial layers; thus the surface
area for exchange between the radial compartments within each control
volume is practically constant and approximately equal to
2
r
z,
where r is the radius of the airway
lumen and
z is the axial length of
the control volume (with the notable exception of the mucus-air
interface, see below). All radial tissue or liquid-phase layers are
considered a dilute binary mixture of water and a soluble gas
(ethanol). Axial diffusion is neglected, except in the gas phase.
Radial transport between the layers occurs by molecular diffusion
(Fick's first law) and secretion and/or filtration (see
below and APPENDIX for specific
details in each layer). The inert-gas concentration and temperature
gradients within each radial layer are considered linear between the
midpoint and the interface of the adjacent compartment(s) (see
APPENDIX).
|
(2) |
|
(3) |
is a scaling parameter that accounts
for enhanced surface area due to mucosal folds such that
= 1 when
there are no mucosal folds. To attain a rough estimate of
, we
empirically examined cross-sectional histological images of the airways
(9) by measuring the perimeter of the airways with and without
consideration of the mucosal folds. It was observed that the degree to
which the wall is corrugated increases as the generation number
increases until approximately the 12th generation. The value of
was
found to be ~2.5 in the small airways;
was found to be 1.1 at the trachea and was scaled linearly to the 12th generation to a value of
2.5. The
value was then held constant at 2.5 for the
remainder of the airway tree. It should also be noted that
incorporating
into the surface-area calculation improved the
model's ability to simulate the phase III slope
(SIII; see
RESULTS, Single
exhalation). Derivation of the energy and mass
balance within the airway lumen as well as the remaining layers can be
found in APPENDIX.
MUCUS.
Because mucus is ~95% water, the physical properties of the mucous
layer (subscript m) are equivalent to these of water. A variable mucous
layer thickness is incorporated into the model to account for local
hydration and dehydration. Fluid is secreted into the mucous layer from
the epithelium if the thickness of the mucus falls below a minimum
value. The minimum value
(lm) is 10 µm
in the trachea (25) and is scaled to smaller values in the lower
generations such that the volume of mucus in each generation is
equivalent to that in the trachea. This assumption is based on the
observations that the mucous layer is thinner in smaller airways (32)
and that the volume of mucus in each generation is constantly swept
caudally toward larger airways, including the trachea.
BRONCHIAL EPITHELIUM.
The physical properties of the epithelium (subscript e) are assumed to
be equal to these of water, with the exception of solubility and
diffusivity. Because blood and tissue have similar water and lipid
contents, the tissue is assumed to have the solubility properties of
blood. The diffusion coefficient of ethanol in the respiratory mucosa
has been experimentally determined to be 5.63 × 10
6
cm2/s, which is approximately
one-third of the diffusion coefficient of ethanol in water (11). The
epithelium secretes fluid to the mucous layer to maintain a minimum
thickness of the mucous. In order for the epithelium to maintain a
constant volume (or thickness), an equimolar volume of fluid enters the
epithelium from the adjacent perfused connective tissue layer. The
thickness of the epithelium (le), is
determined from data of Gastineau et al. (10) (100 µm in the trachea,
20 µm in the bronchioles).
PERFUSED CONNECTIVE TISSUE AND SMOOTH MUSCLE.
All physical properties of the connective tissue (subscript t) and
smooth muscle (subscript s) are assumed to be equal to those of water,
with the exception of solubility and diffusivity, as described above
for the epithelium. Fluid is secreted from the nonperfused tissue layer
to the epithelium, as described above, and replaced by filtration
from the bronchial circulation within the connective tissue layer. No
fluid is secreted from the smooth muscle layer because of its
anatomical distance from the mucous layer relative to the perfused
connective tissue.
The blood flow to the connective tissue and smooth muscle layers is
modeled as an evenly dispersed network of capillaries that supplies
blood at the condition of the body and exits at a new condition, which
is determined by the dynamics of heat and mass transfer. The bronchial
blood flow to the smooth muscle layer (
br,s)
is assumed to be equal to that of the connective tissue (
br,t) on a
unit volume of tissue basis, such that the the sum of the two
circulations for the entire airway tree
(
br) is equal to 1 ml/s [~1% of the cardiac output (23)]. It has been
previously demonstrated that ~90% of the blood flow to the smooth
muscle originates from the bronchial circulation (38). The average radius of the capillary
(rc) is set
equal to 10 µm (22), and the mean residence time (
) of the blood
in the control volume is set to 1 s (40). The number of capillaries
(nc) necessary to achieve the above stipulations is then calculated as simply the
ratio of the total volume of the capillary bed and the volume of one
capillary
|
(4) |
br is the bronchial
blood flow to each control volume. Once the number of capillaries is
known, the surface area for exchange between the connective tissue or
the smooth muscle and the capillaries
(Ac) is simply
nc(2
rc
z).
If Eq. 2 is substituted into the
definition of Ac,
then the bronchial circulation in each layer (smooth muscle or
connective tissue) can be described by four parameters
(Ac,
,
rc, and
br) by the
following relationship
|
(5) |
|
1 · s
1).
The axial distribution of the remaining bronchial circulation to the
connective tissue layer is described by an exponential dependence on
axial position recently described by Bernard et al. (2). The blood flow
rate to control volume x is defined by
the following relationship
|
(6) |
br,t is the mean
control volume blood flow on a unit volume of tissue basis (0.0407 ml
blood · ml
tissue
1 · s
1).
These parameters are defined by the following relationships
|
(7) |
|
(8) |
|
(9) |
br,t) occurs at approximately
generation 7 (F 1). Details
of the energy and mass balances within the connective tissue and smooth
muscle leading to the governing equations can be found in
APPENDIX.
|
), such that the thickness of the body
layer for heat transfer is
lb
.
CORE BODY.
The core body layer represents an infinite sink or source of heat and
mass in the model. The partial pressure of ethanol and the temperature
are considered constant at Pa and
37°C, respectively.
Boundary conditions. To calculate
concentrations of the species at the airway wall, local vapor-liquid
equilibrium is assumed at the air-mucus interface. Raoult's law is
applied to water, and
w is used
for the soluble gas. The ratio of solubilities between blood and
connective tissue
(
blood/
t)
and between blood and smooth muscle
(
blood/
s)
is set equal to unity, and between the epithelium and mucus
(
e/
m)
is set equal to the
blood/
w ratio. At the interface between each of the compartments, it is assumed
that there is no net accumulation of energy or mass such that flux of
energy and mass between adjacent compartments is continuous. During
inspiration, the concentration of the soluble gas in the ambient air is
considered to be zero. The temperature and water content of the
inspired air are user-controlled variables but are held constant during
a simulation. During expiration, the air that leaves the alveoli has
the following properties: 1) it is
fully saturated with water, 2) its
temperature is equal to body temperature, and
3) the partial pressure of the
soluble gas is in equilibrium with the blood as described by
blood.
Computer Simulation
The mass and energy balances produce 16 dependent variables and 2 independent variables (time and position). The APPENDIX summarizes the sixteen coupled partial differential equations. The system of partial differential equations is solved numerically by using a UNIX-based computer. The spatial derivatives are handled with upstream finite differencing, whereas the time derivatives are solved using LSODE, a time-integration software package developed by Hindmarsh (17).Before simulating a single exhalation maneuver, the model must simulate 30 tidal breaths to reach steady-state conditions for temperature and concentration profiles in the airway lumen, mucus, and tissue regions (36). A respiratory rate of 12 breaths/min, a sinusoidal flow waveform, and a tidal volume approximated as 10% of the subject's vital capacity (16) were used. For all simulations, inspired air temperature was 23°C and relative humidity 50%. Inspired volume, expired volume, inhalation time, and exhalation time must be specified to simulate a single exhalation maneuver. Inspired volume was determined based on the assumption that each subject inhaled to total lung capacity; inspired volume can then be approximated as 65% (16) of the subject's mean vital capacity (0.65 × 5,400 ml = 3,510 ml). Expired volume was equal to the mean minimum value for all six subjects (4,160 ml), as described in the EXPERIMENTAL METHODS and RESULTS. Inhalation time was equal to that during tidal breathing (2.5 s), and inhalation flow rate was assumed constant at a value equal to inspired volume divided by inspiration time. The exhalation time (20.8 s) for each condensed single-exhalation maneuver can be determined by dividing the expired volume by the mean flow rate (200 ml/s) of the experimental exhalation maneuvers.
Sensitivity Analysis
The method of Latin hypercube sampling (LHS) (27), was chosen to perform the sensitivity and uncertainty analysis. The advantage of using LHS rather than Monte Carlo for sensitivity analysis is that it substantially reduces the number of simulations needed for an adequate analysis of numerical or computer models (27). LHS has been used successfully in the field of atmospheric chemistry to analyze the sensitivity and uncertainty in complex atmospheric models (7).Table 1 summarizes the characteristics (central values and uncertainty
ranges) of 20 parameters in the model judged to have the greatest
uncertainty or impact on the model output. Broadly, the 20 parameters
include those that describe the bronchial circulation and physical
features of the airways, such as solubility, diffusivity, surface area,
and diffusing distance. The choice of uncertainty ranges is subjective
and based on the method used to obtain the central value. For example,
since there is no information on the parameters
lb and
, they
were assigned a high level of uncertainty (±80%), whereas the
diffusivity of ethanol in air,
De,a, and ethanol in tissue, De,t,
which were based on careful experimental measurements, were assigned an
uncertainty range of only ±10%.
To perform the LHS analysis, the model simulates the exhalation profile two times the number of free or uncertain parameters. Thus, for 20 parameters, the model simulates the exhalation profile under 40 different conditions or sets of parameter values. The values for each parameter during each of the 40 simulations are chosen by using the following algorithm. Each variable is assigned a series of random numbers between 1 and 40 without replacement (each number is used only once). The random number is then converted into a multiplying factor (a factor that multiplies the central value), which is based on the uncertainty range defined for the variable (see Table 1). For example, if a random number of 1 appears under a variable that has an uncertainty of 20% for a specific run, then the multiplying factor for the variable used in that run would be 0.80. During each run, the choice for the specific multiplier of the central value is chosen completely randomly but without replacement.
The last step in the sensitivity analysis is to determine a
quantitative sensitivity index for each of the 20 parameters and establish a threshold to identify those parameters to which the model
output is sensitive and those to which the model output is insensitive.
In LHS, the sensitivity index for each parameter is the respective
partial-rank correlation coefficient,
i, j, as defined by the
following relationship
|
(10) |
is a constant, X is the
value for the model input variables, the superscript k refers to the simulation number
(i.e., 1-40), and the subscript i
refers to the specific model output. Linear least squares regression is
implemented to determine the values for
i,j, then a simple statistical
test (t-statistic) is employed to
determine whether each
i,j is
statistically different (P < 0.05) from zero. If
i,j is different
from zero, then we can conclude that it has a significant impact on
model output i. Three model outputs
were chosen that best reflect heat and mass transfer dynamics and that
can also be easily measured experimentally: 1) normalized (by body temperature)
end-exhaled airstream temperature (
E,max);
2) normalized (by alveolar partial
pressure) end-exhaled airstream partial pressure of ethanol
(
Emax);
and 3) the normalized (by the
maximum value of
SIII for the 40 simulations) SIII
of the exhalation ethanol profile
(
III). All
three model outputs were normalized such that the maximum value is one.
SIII (liters
1) is calculated
from a linear least squares fit of the model output over the last
one-half of the exhaled volume.
Several of the parameters in the model are calculated based on other parameters. For example, the thickness of the connective tissue layer is calculated as a fraction of the thickness of the epithelium layer. To obtain a sensitivity coefficient that is representative of only that parameter, each parameter is changed independently of the others. For example, the tissue thickness is calculated from the base value of the epithelium thickness and is not dependent on how the epithelium thickness is varied for the 40 simulations.
Airway Ethanol Flux
As a subject inhales, the airstream has the potential to absorb ethanol from the airways, more specifically, from the mucous layer that lines the airways. Over the course of an entire inspiration, each airway generation will contribute to the overall flux of ethanol from the mucus to the air. Over the course of an expiration, a portion of the ethanol absorbed on inspiration is desorbed back to the airways. The total flux of ethanol (mol/breath) from airway compartment n during either inspiration, Je,insp(n), or expiration, Je,exp(n), is simply the number of airway branches in the generation multiplied by the sum of the flux from each individual control volume
|
(11) |
|
(12) |
is the volumetric flow rate
of air (cm3/s) during inspiration
and expiration, respectively; Vee
is the lung volume at end expiration,
Vei is the lung volume at end
inspiration, and g is the generation
number. The differential time element dt has been transformed to a
differential volume by dV =
dt. Similar
expressions can be easily derived to define the total molar flux of
water (Jw,insp
and Jw,exp) and
heat (Jh,insp and Jh,exp) from
each airway generation during a breath, as well the flux of ethanol
between other compartments, most notably, the flux of ethanol from the
bronchial capillaries
(Jbr) and the
flux of ethanol from the body core
(Jbody).
| |
RESULTS |
|---|
|
|
|---|
Experimental Single-Exhalation Maneuver
Detailed results of the experimental protocol have been previously published (12); hence, only the salient results will be presented here. The mean age, weight, vital capacity, and minimum exhaled volume for the single-exhalation maneuver for the six subjects were 30 ± 10 (SD) yr, 78 ± 14 kg, 5,400 ± 740 ml, and 4,160 ± 810 ml, respectively. The range for the mean exhaled flow rates for the six subjects was 140-320 ml/s, and the mean exhaled flow rate for all six subjects was 200 ± 70 ml/s. The average exhalation profile (as described in EXPERIMENTAL METHODS) is depicted in Fig. 3. Note that the concentration of ethanol in the exhaled breath increases immediately after the start of exhalation, demonstrating exchange in the airway space, and that phase III has a positive slope similar to that of other gases such as CO2 and N2. The mechanism underlying the positive SIII of ethanol differs from relatively insoluble gases such as CO2 and N2 and is related to a temporal heterogeneity in the partial pressure of ethanol in the airway tissue during exhalation. This mechanism is described in much greater detail in a previous paper (12).
|
Model Simulation
Single exhalation. Estimates for the central values of all model parameters were available (see Table 1) from data in the literature, except for the parameters associated with the thickness of the body layer (lb and
).
Hence, lb and
were utilized to perform an initial optimization of the fit of the
model prediction to the experimental exhaled ethanol profile and the
end-exhaled temperature, respectively, by minimizing the sum of squares
of the error. Initially, the model prediction of the exhalation profile overestimated the initial concentration of ethanol in phase III and,
hence, produced a smaller
SIII. This
systematic error in the model could be overcome by enhancing the
desorption of ethanol to airway wall in the smaller airways by
incorporating the parameter
in the calculation of the airway wall
surface area Ad,
as described above. The optimal fit of the model is presented in Fig.
3. The model predicts well the shape of the single exhalation with a coefficient of determination
(R2) of 0.991. The optimal value for
lb was 14 times
the thickness of the epithelium
le. Then, in the
trachea, where le = 100 µm, lb = 1.4 mm, and in the bronchioles (generations
11-18), where le = 20 µm,
lb = 0.28 mm. To
simultaneously match the reported value of 34.6°C for the mean
end-exhaled temperature of the breath (20), the optimal value for
was 9; in other words, the thickness of the body layer for heat
transfer (product
lb
) is
126 times the value of the epithelium. In the trachea and bronchioles,
this would correspond to ~1.26 and 0.25 cm, respectively.
Axial flux distribution. Model predictions for the axial flux distribution from the mucus to the airstream for the single-exhalation maneuver (vital capacity of 5,400 ml, exhaled volume of 4,160 ml, and a flow rate of 200 ml/s) for ethanol, water, and heat are presented in Fig. 4, A-C, respectively. A positive flux denotes transfer of ethanol, water, or heat from the mucus to the airstream (absorption), a negative flux denotes flux from the airstream to the mucus (desorption).
|
The inspiratory and expiratory flux profiles for ethanol demonstrate a bimodal distribution with peaks in the trachea and 12th generation. Je,insp becomes progressively smaller after the 9th generation and is nearly zero in 17th generation. Thus the model predicts that the incoming airstream reaches a local equilibrium with the capillary blood before reaching the alveoli; thus the exchange of ethanol in the lungs occurs entirely within the conducting airway space. During expiration, a portion (33%) of the ethanol absorbed by the airstream during inspiration is desorbed. The rate of desorption during exhalation decreases, thus accounting for the positive SIII. The total amount of ethanol eliminated from the lungs during the single-exhalation maneuver is 36.1 µmol/breath. This pattern of absorption-desorption is similar to prior predictions made by the model (12).
The inspiratory and expiratory flux profiles for water and heat are similar to these of ethanol, with the notable exception that they predict a local equilibrium with the core body conditions proximal to those of ethanol. For water and heat, the peak flux occurs in the trachea and generation 6, and the flux is nearly zero by generation 13. Hence, the model predicts that inspired air is fully warmed and humidified by approximately the 13th generation.
Figure 5 plots the net (inspiration plus expiration) axial flux distribution of ethanol into the airstream subdivided into three potential sources: 1) contribution from the bronchial circulation (Jbr), 2) contribution from the body core to the body tissue (Jbody), and 3) contribution from the mucosal and submucosal tissues (Jtiss; i.e., mucus, epithelium, connective tissue, smooth muscle, and body tissue). Jbr is bimodal, with peaks in the trachea and 10th generation. Jbody does not have a significant contribution in the extrathoracic airways but, rather, a rapid rise beginning in the 5th generation to a peak in the 11th generation. The sum of the flux of ethanol from the bronchial circulation and from the body core for the entire airway tree is 10.3 and 16.0 µmol/breath, respectively (29 and 44% of total ethanol eliminated). The remaining ethanol eliminated in the exhaled airstream (9.8 µmol/breath or 27%) of the transient single exhalation arises from the tissues of the mucosa and submucosa. Jtiss is positive in the mouth, oropharynx, and generations 9-16 but is negative in the trachea and generations 1-8. Although not shown, the flux is positive during both inspiration and expiration for both Jbr and Jbody.
|
Figure 6 plots the axial distribution of the partial pressure of ethanol in the blood exiting the capillary bed (venous blood, Pc,t and Pc,s) normalized by the incoming Pa at end inspiration and at end expiration for the single-exhalation maneuver. Both Pc,t and Pc,s fall below Pa during inspiration. This result indicates that the exchange process of ethanol is limited, at least in part, by the rate of blood flow from the bronchial circulation and is consistent with our hypothesis and with the results of recent investigations (14, 35). During expiration, the partial pressure of ethanol in the capillaries increases as ethanol is desorbed from airstream back to the airway wall (Fig. 4A) but does not entirely recover to Pa at end expiration.
|
Sensitivity analysis. The exhalation profiles (both ethanol concentration and temperature) for the 40 simulations in the LHS analysis are presented in Fig. 6. Figure 7A represents the range of exhalation ethanol profiles, and Fig. 7B represents the range for the exhalation temperature profile. The partial rank correlation coefficients (and their corresponding P values) from the LHS analysis are summarized in Table 2. Coefficients that have a P value <0.05 are boldfaced, whereas those with a P value >0.95 are italicized.
|
|
There is only one parameter, lb, to which all three of the model outputs are statistically sensitive. From this we conclude that the thickness of the effective buffer layer between the smooth muscle and the core body is one of the most significant parameters in predicting heat and mass exchange. We can use this result to either direct future experiments aimed at measuring this parameter more accurately, or, more likely, use this parameter to optimize the fit of the model and determine what a reasonable value may be. This is, in fact, what was done before the sensitivity analysis in an effort to gain an estimate of its central value.
There are three additional parameters to which both
PE,max and the
SIII are
sensitive: kem,a,
e,m, and
m,a
(P < 0.002 for both
PE,max, and
SIII). These
results are not surprising and serve to validate qualitatively the
performance of the model. PE,max
is also sensitive to
lt
(P = 0.033),
(P = 0.007), and
(P = 0.004), whereas an additional
parameter to which
SIII is sensitive
is F
(P = 0.001).
F is a parameter that scales the
lengths and diameters of the airways to maintain a constant ratio of
the volume of the conducting airways to the vital capacity. Two
additional parameters to which exhaled temperature is sensitive are the
local heat transfer coefficient between the mucous layer and the air
(hm,a)
(P = 0.002) and
(P = 0.001).
Parameters to which the model output is statistically insensitive
(P > 0.95) also provide useful
information. Each model output is insensitive to at least one
parameter. PE,max is insensitive to the heat transfer coefficient (P = 0.97) and the thermal conductivity of the tissue
(P = 0.97). This result is
expected and can be used to qualitatively validate the
performance of the model. TE,max is insensitive to
(P = 0.99),
whereas SIII is
insensitive to the thickness of the mucous layer
(P = 0.99).
It is important to note that, although many of the parameters listed in Table 2 are not statistically significant, this does not mean that they are unimportant and have no impact on the model. What it does mean is that within their uncertainty range there was no particularly strong correlation between the input variable and the selected model output.
| |
DISCUSSION |
|---|
|
|
|---|
Blood Flow Rate and Perfusion Limitation
The decrease in partial pressure of ethanol in the blood during inspiration is due to the flux of ethanol from the blood through the tissue and mucous layers and into the passing airstream, creating the positive flux Je,insp seen in Fig. 4. The fact that Pc,t and Pc,s decrease during inspiration demonstrates a perfusion limitation to the exchange of ethanol in the airways. This contrasts with the earlier assumption made in the model, namely, that due to ethanol's large blood solubility, the delivery rate in the blood could be assumed to be infinite. The result is consistent with the experimental results of Souders et al. (35), who demonstrated a perfusion dependence to the exchange of acetone (
blood 350) in the trachea. As
blood solubility increases, the delivery rate (product
br
blood)
in the blood increases. However, the solubility in the tissue layer
also increases; hence, the rate of diffusion of the gas through
the tissue layer (which is proportional to solubility) increases a
comparable amount. Thus, over a wide range of solubility, the relative
dependence of gas exchange on perfusion and diffusion is independent of
blood solubility (14). Of particular interest is the fact that the
parameters associated with the bronchial circulation (blood flow rate,
residence time, and capillary radius:
br,s,
br,t,
s,
t, and
rc, respectively)
do not meet the statistical requirement of being sensitive. This is due
to the close proximity of the pulmonary circulation, which represents an enormous source and sink for ethanol in our model (represented by
the body layer) and in the experimental profiles. Note that in the
experiments by Souders et al. (35) only exchange in the trachea was
considered, which precludes the pulmonary circulation and accounts for
sensitivity of the exiting tracheal gas concentrations to bronchial
blood flow rate. This does not completely preclude these variables and,
hence, the bronchial circulation, from influencing the exchange of
ethanol, as demonstrated in Fig. 5. Note that their respective
P values for
PE,max (0.09, 0.15, 0.13, 0.34, and 0.054) are all <0.5 and are thus more likely to influence PE,max. This is also consistent
with the calculation demonstrating that 29% of exhaled ethanol in a
single-exhalation maneuver is derived from the bronchial circulation.
Although this is smaller than Jbody (44%), which includes
the pulmonary circulation, it is certainly not negligible.
Blood and/or Water Solubility
It has been previously established that the exchange dynamics of a gas within the lung are strongly dependent on the blood-to-gas (
b,a) or water-to-gas
(
m,a) partition coefficient
of the gas (4, 8, 31). The fact that
m,a and
e,m have a large impact on the
exchange dynamics of ethanol comes as no surprise; in fact, this result
represents a means of validating the performance of the model. Quite
simply, as the solubility of a gas in blood or water is increased, the
interaction with the airways increases because tissue is ~80% water
and mucus is ~95% water (24). Thus the rate of desorption of a gas
during exhalation is enhanced, resulting in a lower
PE,max as well as a smaller
SIII.
Diffusion Coefficient
The diffusion coefficient is an index of the relative ease with which a molecule can diffuse through a medium. The larger the diffusion coefficient, the easier it is for a molecule to diffuse and the lower the resistance. The diffusion of molecules in tissue has been studied extensively, and the consensus is that the diffusion coefficient in tissue of small (mol wt <100) molecules is ~30-40% of their diffusion coefficient in water. Recently, the diffusion coefficient of ethanol in the respiratory mucosa was measured and found to be 5.63 × 10
6
cm2/s or 34% of its value in
water (11). The molecular diffusion of ethanol in tissue has been
used previously in this model as a free parameter to optimize
the model's prediction of ethanol exchange, yet the present
sensitivity analysis demonstrates that the key model outputs related to
the exhalation profile (PE,max and
SIII) are not
statistically sensitive to
De,t. This is
most likely due to the small uncertainty range (±10%) used in the
model simulations due to the recently determined experimental value. Despite the small uncertainty range, the
P values (0.14 and 0.29 for
PE,max and
SIII,
respectively) demonstrate that
De,t has a significant impact on the exchange dynamics of ethanol.
Thickness of Diffusion Barrier
The thickness of the tissue barriers in the model plays an important role, as the tissue barriers serve as diffusion barriers between the airstream and the source of ethanol or heat (i.e., the core body or the bronchial circulations). The thicknesses of the mucous and epithelial layers are not statistically significant, although the P value for le was 0.062 for PE,max. This result is explained, in part, by the fact that le is well characterized (10) (hence the small uncertainty of 10%) and that lm is very small (maximum thickness of 10 µm). The sensitivity of PE,max to the thickness of the connective tissue can be explained by its relative proximity to the airway lumen (compared with the smooth muscle) and the fact that the connective tissue contains a source of ethanol. The fact that TE,max is insensitive to the thickness of all of the tissue layers (except lb) is due to the relatively rapid diffusion of heat (two orders of magnitude larger) compared with the diffusion of mass.The tremendous sensitivity of all model outputs on the thickness of the body-tissue layer indicates that the core body conditions are the greatest contributors to the exchange of ethanol and heat. In particular, the pulmonary circulation is in close proximity to the airways, beginning at approximately the 4th generation, and, due to its large volumetric flow rate (two orders of magnitude larger than the bronchial circulation), represents an enormous source of ethanol and heat. In addition, the pulmonary circulation has been previously shown experimentally to have a large impact on intra-airway heat exchange (33). Hence, the pulmonary circulation dictates the thickness of the body layer in the model and, thus, has a larger impact on ethanol exchange than does the bronchial circulation.
As lb is not a
true anatomic barrier but, rather, a model construct, it is difficult
to comment on the absolute value attained by the model. However, the
value of 1.68 mm for the transfer of ethanol in the trachea
certainly seems reasonable. In addition, the value of 1.34 cm for heat
transfer also seems reasonable based on the data of Solway et al. (34),
who reported cooling of the esophageal lumen during cold air hyperpnea.
One simplification that may be a source of error is the use of a single
value for lb and
in the entire airway tree. The fact that the exchange of
both ethanol and heat is heterogeneous in the axial direction (see Fig. 4) indicates that the distance from the smooth muscle where
the core body conditions exist (i.e.,
b
) is also
heterogeneous. For example, the exchange of heat is essentially
complete by the 12th generation; hence,
lb may be
effectively zero (and not 0.39 cm) in the bronchioles and larger in the
oropharynx and trachea, where the exchange of heat is substantial. The
impact of introducing an axial dependence to
lb will be
addressed in future simulations.
Local Mass Transfer Coefficient
The local mass transfer coefficient kem,a describes the transport of ethanol across the mucus-air interface. Values for the model are taken from Ingenito (18), who measured intrathoracic airway temperatures (from nasal cavity to the 6th generation) and then used a model of the airways to determine an average heat transfer coefficient for the entire airway tree from the trachea to the bronchioles. The correlation has the form Nu = 0.227*(Re*Pr)0.668, where Nu is the Nusselt number (proportional to the heat transfer coefficient), Re is the Reynolds number (proportional to airstream velocity), and Pr is the Prandtl number. The corresponding mass transfer coefficient is calculated from the Chilton-Colburn analogy (5). Thus the model must extrapolate by using the Ingenito correlation to determine mass transfer coefficients for generations 7-18, as no experimental data exist for this region.The correlation predicts that the mass transfer coefficient decreases
monotonically as airstream velocity decreases. However, as airstream
velocity decreases and flow transitions from turbulent to laminar
(transition occurs at approximately Re <2,100), the heat and mass
transfer coefficients reach an asymptote and become independent of
further decreases in velocity (3, 14). Thus, in
generations 7-18, where airflow
is very slow (Re <5 during inspiration to total lung capacity in 2.5 s), it is very likely that the correlation predicts a mass transfer
coefficient that is too small. In addition, the impact of the mass
transfer coefficient on the resistance to airway gas exchange is
substantial for a gas that has blood solubility as high as that of
ethanol (14), as solubility in the gas phase is independent of
solubility in water and tissue. These two concepts, combined with the
exceptionally small P values for
k (0.001 and 0.002 for
PE,max, and
SIII,
respectively) demonstrate the extreme importance of
kem,a in accurately describing
airway gas-exchange dynamics. The probable underestimation in
kem,a might also explain the
observed improved ability of the model to simulate the
SIII when the
surface area of the smaller airways is enhanced by
. The flux of
ethanol from the airway wall is proportional to the product
kem,a Ad;
hence, an improved simulation of the
SIII could also
have been attained with a larger value for
kem,a in the smaller airways.
Additional studies to more accurately describe the factors that
influence kem,a are planned
for the future.
Surface Area
The surface area of the airway lumen is considered in the sensitivity analysis by two variables,
and F.
The
is the scaling factor in the airway lumen used to increase the
surface area of the lumen to account for mucosal folds in the luminal
surface, particularly in the smaller airways. Not surprisingly,
PE,max is quite sensitive to this
parameter (P = 0.004). An increase in
the surface area enhances the recovery (or desorption) of ethanol at a
constant rate during exhalation, resulting in a decrease in the
concentration of ethanol in the exhaled breath. The effect of
is
independent of time, as
scales the desorption flux of ethanol by
the same magnitude at each point in time. Hence, the slope of the
exhalation profile is unaffected. Interestingly, TE,max is insensitive to
and
can be explained by the fact that an increase in
enhances the
recovery of both heat and mass (as opposed to the heat transfer
coefficient). The recovery of heat by the airways acts to cool the
airstream; however, this effect is offset by the recovery of mass that
is accompanied by the latent heat of vaporization (in this case
condensation), which tends to warm the mucous layer. Tsu et al. (37)
demonstrated that latent heat transfer comprises ~80-90% of the
total respiratory heat exchange. Our estimate of
as described in
METHODS was crude, and it serves only
as an initial attempt to investigate the possible importance of mucosal
folds. The report of Weibel (39), which was used in determining airway
diameter and, hence, airway surface area, does not explicitly state
whether mucosal folds were present or accounted for in the measurement
of airway diameter. In addition, as mentioned earlier, the same effect
on the model prediction of the exhalation profile could be attained by
enhancing kem,a in the smaller
airways. The results of the sensitivity analysis suggest that more
careful investigation into the magnitude of
is justified.
F is a scaling factor that increases
the size of the airway tree based on the subject's vital capacity,
such that the volume of the airways is always the same percentage of
the vital capacity. Both the lengths and the diameters of the airways
are increased as the vital capacity is increased. Interestingly, an
increase in F (which increases the
total surface area of the airway lumen) does not have a statistical
impact on PE,max but it does have a very significant impact on
SIII. This is the
opposite response to
. The difference can be attributed to the
effect of increasing the volume (as F
does) of the airways and not just the surface area (as
does).
Recall that by increasing F, the
volume of the airways is increased by increasing both the length and
diameter of the airway. A larger d
corresponds to an increase in the Reynolds number (proportional to
d) but a decrease in the linear
velocity of the flow (inversely proportional to
d2). Hence, the
net result is a decrease in the Reynolds number, which results in a
smaller mass transfer coefficient (proportional to the
Re0.688). Hence, the larger
surface area for recovery of ethanol is partially offset by a reduced
efficiency of transfer across the gas-phase film resistance. The rate
of ethanol recovery remains enhanced, such that the increase in
F results in a smaller
SIII.
Conclusions
A model of the bronchial circulation has been incorporated into a larger model that simulates the simultaneous exchange of heat, water, and a soluble gas in the airways. The model was tested by using experimental exhalation ethanol profiles from human subjects. The model predicts that ethanol exchange occurs entirely within the airway tree but that the bronchial circulation is not necessarily the sole source of exhaled ethanol. The exchange dynamics of ethanol are particularly sensitive to three variables, which include the local mass transfer coefficient between the airstream and the airway wall, the solubility in blood and/or water, and the thickness of an effective layer of tissue separating or buffering the smooth muscle from the core body conditions. The thickness of this buffering layer is likely to depend strongly on the pulmonary circulation, which is in close proximity to the airways and serves as an enormous sink of both ethanol and heat. In addition, the flux of ethanol from the body core (which would contain the pulmonary circulation) accounts for 44% of the exhaled ethanol. Hence, we conclude that the exchange of ethanol depends on both the bronchial circulation and the pulmonary circulation.The results of this study suggest a more prominent role of the pulmonary circulation in the exchange of highly soluble gases than previously thought when the arterial blood is the source of the gas. Additional experimental information, in particular on the heat and mass transfer coefficients in the lower airways, is needed for future simulations.
| |
APPENDIX |
|---|
|
|
|---|
Material and energy balances in each of the radial compartments are presented below. Although derivations of the material and energy balances with the airway lumen and mucous layer have been previously described in detail (13, 37), several minor changes have been made; thus, their derivation is presented again, in brief.
The governing equations are derived by performing energy and mass
balances on each compartment. The volume of each radial compartment,
except for the mucous layer, is assumed to be constant. The radial
compartments are also assumed to have the same total molar
concentration (C) as water and can be expressed as C =
w/Mw, where
w is the density of
water, and Mw is
the molecular weight of water. Concentrations in the radial
compartments are written in terms of mole fractions. The mole fraction
of ethanol (X) is related to the partial pressure P by X = P
Ce/C, where
is solubility in the medium
(atm
1), and
Ce is the molar density of ethanol
(mol/cm3).
An overall transfer coefficient for heat or mass can be easily estimated from either Fourier's law of heat conduction or Fick's first law of diffusion, respectively. By assuming a linear concentration or temperature profile, the flux of heat or mass can be written as the thermal or mass diffusivity divided by the length of diffusion and multiplied by the concentration or temperature difference across the length. The diffusivity divided by the length can be thought of as a conductance that is equivalent to the heat or mass transfer coefficient. For each overall coefficient, there are two conductances: one associated with each half of the adjacent layers. Because conductances add as their inverse, it can be easily shown that ke,m, for example, is equal to the following
|
(A1) |
Airway Lumen
Material balance. The molar balance of ethanol in the control volume of the airway can be written as
|
(A2) |
|
is the
molar flow rate of air,
je is the molar
flux of ethanol from the mucous surface,
is the ratio between the
surface area of the control element of airway and a cylinder with the
same volume, r is the radius of the
airway,
z is length of control
element, and De,a
is the diffusivity of ethanol in air
(cm2/s). By dividing
Eq. A2 by
r2
z,
taking the limit as
z
0, and assuming that the molar concentration of gasses in the control
volume with respect to time and position, and the molar flow rate of
air traveling through the airways with respect to position, are
constant, Eq. A1 can be expanded and
rearranged into
|
(A3) |
|
(A4) |
Assuming that the air in the lungs behaves like an ideal gas, the governing equation can be obtained by combining Eqs. A3 and A4, and the ideal gas law
|
(A5) |
is the volumetric flow
rate.
Similar mass balance on water in the airway lumen results in the following governing equation for Yw
|
(A6) |
Energy balance. The governing equation
for the airway temperature is essentially the same as the one derived
by Tsu et al. (36), except that the parameter
was
added into the model to describe the heat transfer from the mucous
surface. The governing equation is shown below without
derivation
|
|
(A7) |
where
is the molar
heat capacity of dry air,
is
the molar heat capacity of water vapor,
is the molar heat capacity of
ethanol vapor,
=
,
=
, and
Tm is the average temperature of
mucus in the control volume.
Mucus
Material balance. By assuming that the thickness of the mucous layer is thin relative to the curvature of the airway, the surface area at the epithelium-mucus interface is approximately equal to surface area at the mucus-air interface. This assumption, that the surface area on both sides of the mucous compartment is approximately equal, is also used for all the other compartments. As a result, the material balance for ethanol in the control volume can be written as
|
|
(A8) |
e,m is the partition coefficient of ethanol between the mucous layer and the
epithelium (equivalent to
e/
m),
C is total molar concentration of the mucus (mol/ml), and
is secretion rate of fluid from the epithelium to
mucus
(mol · s
1 · cm
2).
If the molar concentration of the mucous layer is assumed to be constant, and equal to that of water, the previous equation can be expanded and rearranged into
|
|
(A9) |
Because it was assumed that the thickness of the mucous layer is very
thin relative to the curvature of the airway, the control volume of the
mucus can be approximated by Vm = (
2
r
z)lm.
Vm will change depending on the
relative fluxes of fluids into the control volume. Assuming that all
the fluids being transferred in and out of the mucus have the physical
properties of water, the rate of the volume change can be
expressed as
|
(A10) |
1 · cm
2).
If the secretion rate of fluid from the epithelium to the mucus is equal to zero (when lm > lmin), combining Eqs. A9 and A10 yields
|
|
(A11) |
In this case, jfluid is equal to the total molar flux at the air-mucus interface. The net molar flux of fluid at the mucus-epithelium interface is zero, since an equimolar counterdiffusion process occurs between water and ethanol. The total molar flux of fluid into the control element of mucus can then be expressed as
|
(A12) |
|
(A13) |
If the thickness of the mucous layer is equal to the minimum thickness, the mucus thickness is held constant, and fluid is secreted from the epithelium at the same rate at which it is being evaporated from the mucous surface. This process can be expressed as
|
(A14) |
|
(A15) |
|
|
(A16) |
is
equal to zero or by Eq. A16 if
is nonzero.
Energy balance. The energy balance is performed in a manner similar to the mass balance; the resulting governing equation for Tm is shown below without detailed derivation
|
|
(A17) |
where
Hv,w and
Hv,e are the
latent of heats of vaporization of water and ethanol, respectively.
Epithelium
Material balance. By assuming that the molar concentration of fluids and the volume of epithelium tissue are constant in the control element, the governing equation for the epithelium can be written as
|
|
(A18) |
Energy balance. Using the same assumptions for the energy balance, the governing equation can be written as
|
(A19) |
Connective Tissue
Each control volume of tissue is assumed to have a network of capillaries, which supplies blood at the condition of the body and exits at a new condition that is determined by the dynamics of heat and mass transfer. The total volume of the perfused tissue is assumed to be made up of tissue and capillaries: VT,t = Vc,t + Vt, where VT,t is the total volume of the control element of tissue bed, Vc,t is the volume that capillaries occupy in the tissue control element, and Vt is the volume that tissue mass occupies in the control element.The fluid that is secreted to the epithelium is replaced by fluids filtered in by the capillaries. The volume of the tissue mass is assumed to be constant; therefore, the secretion and filtration process must occur at the same rate.
Material balance. The ratio between
the volume of the capillaries and the total volume of the tissue
(
c,t) can be expressed as
|
(A20) |
|
(A21) |
|
|
(A22) |
s,t is the smooth
muscle-tissue partition coefficient,
c,t is the capillary-tissue
partition coefficient,
ks,t is the
overall mass transfer coefficient between the smooth muscle and the
tissue layer (cm/s),
De,w is the
diffusivity of ethanol in water
(cm2/s), and
Xs is the average mole fraction of
ethanol in the smooth muscle layer. The governing equation is obtained
by expanding the derivative and inserting Eq. A21 to get
|
(A23) |
where
c,t = Ac,t/Ad.
c,t can be calculated from the
thickness of the tissue bed, the volume fraction of capillaries, and the average radius of each capillary. The total surface area of the
capillaries is equal to the number of capillaries
(nc) times the
surface area of each capillary,
Ac,t = nc(2
rc
z).
The number of capillaries can be determined by Eq. 4; thus
c,t can
be expressed as
|
(A24) |
|
(A25) |
where hs,t is the
overall heat transfer coefficient between the connective tissue and
smooth muscle, Ts is the average
temperature of the smooth muscle layer, and
w is the thermal conductivity of water.
Capillary Bed of Connective Tissue
Material balance. The tissue layer is assumed to be perfused by a bed of capillaries, which is distributed uniformly within the tissue mass. The blood that enters the control volume is assumed to be in equilibrium with the body [i.e., 37°C and the blood ethanol mole fraction (Xa)]. The temperature and ethanol concentration of the blood exiting the control volume is determined by the heat and mass transfer dynamics. The material balance on the capillaries can be written as
|
|
(A26) |
where Xc,t is the average mole fraction of ethanol in the tissue capillary. The flux of ethanol into the tissue from the capillaries is described by the fourth term on the right-hand side of Eq. A26. This was derived by assuming that the average concentration of ethanol is at the center of the capillary and that there exists a linear concentration gradient from the center of the capillary to the capillary wall. Assuming that the total molar concentration and volume of the capillaries are constant, and substituting the relationships for Vc and Ac,t, Eq. A26 can be written in the final form as
|
(A27) |
t is the mean residence time
(Vc,t/
br,t)
of blood in the tissue capillary.
Energy balance. The governing equation for the temperature of the capillary bed can be derived by a similar fashion and is shown below without derivation
|
(A28) |
Smooth Muscle
The smooth muscle lies between a body layer and a perfused tissue layer. The smooth muscle is also perfused by a network of capillaries. The derivations of the governing equations for the smooth muscle are similar to these of the perfused tissue bed, except there are no secretion or filtration terms in the equations. The governing equations for the mole fraction of ethanol and the temperature of the smooth muscle are presented below without detailed derivation
|
(A29) |
|
c,s is the ratio between the
volume of the capillaries and the volume of smooth muscle
and
|
(A30) |
c,s and
c,s describe the surface area
of the smooth muscle layer in a fashion analogous to
c,t and
c,t.
Capillary Bed of Smooth Muscle
Although the capillaries in the smooth muscle do not secrete fluids into the smooth muscle mass, the governing equations for the capillaries have the same form as the tissue layer and are shown below without detailed derivation
|
(A31) |
|
(A32) |
s is the mean residence time
(Ve,s/
br,s)
of blood in the tissue capillary.
Body-Tissue Layer
Similar to the previous equations, the governing equations for the body layer are obtained by performing a material and energy balance. The governing equations for the body layer are shown below without detailed derivation
|
(A33) |
|
(A34) |
| |
ACKNOWLEDGEMENTS |
|---|
This work was supported by generous start-up funds to S. C. George from the Department of Chemical and Biochemical Engineering and Materials Science at the University of California, Irvine.
| |
FOOTNOTES |
|---|
Address for reprint requests: S. C. George, Dept. of Chemical and Biochemical Engineering and Materials Science, 916 Engineering Tower, Univ. of California, Irvine, CA 92697-2575.
Received 3 April 1997; accepted in final form 9 February 1998.
| |
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