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Vol. 84, Issue 3, 1040-1047, March 1998
Servei de Pneumologia i Unitat de Recerca Experimental, Ciutat Sanitaria i Universitaria de Bellvitge, 08907 L'Hospitalet de Llobregat, Barcelona, Spain
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ABSTRACT |
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To
investigate whether changes of tissue resistance (Rti) during
methacholine (MCh)-induced constriction correspond to an intrinsic
mechanism or are an artifact of increased airways inhomogeneity, rabbits were studied after exposure to air
(n = 7) or 1.5 parts/million O3
(n = 6). Animals were anesthetized and
mechanically ventilated. Tracheal flow and pressure (Ptr) and four
alveolar capsule pressures (Pcap) were measured during 3 min after
administration of an intrajugular bolus of 0.8 mg/ml MCh. By adjustment
of the equation of motion [P(t) = E · V(t) + R · dV(t)/dt + P0] [where
P(t), V(t), and dV(t)/dt are pressure, volume, and flow as a function of time, respectively, E
is elastance, R is resistance, and P0 is end-expiratory
pressure] to Ptr, lung resistance
(RL) and dynamic elastance
(EL) were determined breath by
breath. Rti and airways resistance (Raw) were determined from Pcap in phase with rate of change of pulmonary expansion. Hysteresivity (
) was calculated. Parallel inhomogeneity was
estimated from the coefficients of variation (CV) of every Pcap at end
inspiration and end expiration. Increase in CV significantly lagged
Rti, RL, and
. A linear
relationship between EL and Raw
was observed. Our results suggest that changes in tissue mechanics
during the transition to the constricted state are not artifactual.
tissue resistance; tissue constriction; alveolar capsules; ozone
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INTRODUCTION |
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RECENT STUDIES have shown that bronchoconstrictor agents induce a substantial increase in tissue resistance (Rti) in several species (15, 29, 23). Three main mechanisms have been invoked to induce changes in Rti after constrictor challenge (11, 21). The first is a pure airway effect in which heterogeneity of airways resistance (Raw) among parallel pathways produces ventilation inhomogeneity and therefore artifactual increases in Rti; the second is a direct constriction of contractile cells and smooth muscle in the parenchyma and in blood vessels; and the third is a secondary response driven by airways smooth muscle contraction in the lung periphery.
According to Fredberg et al. (6), in the absence of disease and
gradients in pleural pressure, functional inhomogeneity of the lung
arises from intrinsic nonuniformity of lung tissue properties,
structural asymmetry of the airway tree, and the mechanical interactions of these features. The combination of inhomogeneities and
substantial constriction could produce a nonuniform parallel distribution of ventilation time constants, which would further contribute to the frequency-dependent features of tissue mechanical properties (20). If the influence of these phenomena is ignored, the
consequence is an artifactual overestimation of the degree of increase
in Rti and hence hysteresivity (
) (21). Furthermore, several authors
recently concluded that there is little change in tissue mechanical
properties during bronchoconstriction and that most of the change could
be attributed to an artifact of increased airways inhomogeneity (2).
To investigate whether in vivo changes in Rti correspond to an intrinsic mechanism, we have studied the transition from basal conditions to the constricted state in normal and highly heterogeneous rabbit lungs, in which four alveolar capsules in four different lobes were used to detect parallel inhomogeneities during intravenous methacholine (MCh) challenge. Our hypothesis is that, if the changes in Rti are an artifact of parallel inhomogeneities, the time course of the increase in Rti and the development of alveolar heterogeneity should be similar.
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METHODS |
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Animal preparation. Thirteen New Zealand White male rabbits were included in this study. Six of them (weight 2.79 ± 0.53 kg, mean ± SD) were previously exposed to 1-1.5 parts/million ozone (O3 group) for 2 h in a controlled-ambiance chamber, with a laminar flow of 6 l/min, and were studied 18 h after the beginning of exposure. The other seven rabbits (weight 2.96 ± 0.38 kg) were exposed to air (air group) in the same conditions and were also studied 18 h later.
Experimental procedure. At the time of the study, animals were preanesthetized with diazepam (2 mg/kg) and anesthetized with pentobarbital sodium by slow infusion of 50-60 mg/kg in the marginal vein of the ear. Anesthesia was maintained by an additional hourly dose of 10% of the initial dose. After anesthesia was induced, the upper trachea was dissected and cut. A 3-cm-long Portex no. 4 cannula was inserted into the trachea and tightly bound. Through the anterior part of the tracheal cannula a narrow (90 P) polyethylene catheter was introduced for tracheal pressure (Ptr) measurement. Total length of this catheter was 10 cm, and it protruded 2 mm from the internal opening of the cannula to record Ptr. A jugular venous line was placed for fluid and drug administration. Rabbits were paralyzed with pancuronium (2 mg) and ventilated with a Siemens 900C constant-flow servo ventilator. A warming pad prevented cooling of the animal. Through an upper midline abdominal incision, the diaphragm was cut at the level of the xiphoid, and bilateral pneumothoraxes were introduced. The thorax was widely opened by a midline sternotomy and dissection of costal diaphragm insertions. Basal mechanical ventilation was set at a frequency of 60 breaths/min, a tidal volume (VT) of 5 ml/kg, positive end-expiratory pressure (PEEP) of 5 cmH2O, and a duty cycle ratio of 0.33.
Four alveolar capsules were glued to the pleural surface with cyanoacrylate (6). The capsules were placed in the anterior (ventral) part of the upper and lower lobes in both lungs. Through the central port of the capsule, two small shallow holes were made in the pleura, puncturing it gently to a depth of <0.8 mm with a sharp thin needle (21 gauge) to allow the capsule chamber to communicate with the underlying alveoli. A piezoresistive microtransducer was connected to the free port of the capsule by a short flexible thick-walled 5-cm tubing. Great care was taken to avoid any distortion or twisting of the pleura. Tracheal flow (
) was measured by means of a
pneumotachograph (Fleisch no. 00) connected to the tracheal tube. The
total added dead space equaled 2.8 ml from the tracheal end to the
ventilator Y connection. The pressure drop inside the pneumotachograph
was measured by a differential pressure transducer (MicroSwitch
163PC01D36, Honeywell, Scarborough, ON, Canada) connected to the
pressure ports by means of identical 5-cm-long tubes. The transducer
response was previously tested to be symmetrical and linear.
The linear differential pressure transducer, which measured Ptr, and
the linear piezoresistive microtransducers (Sensym 906 SX01DN,
Sensymtronics, France), which measured capsule pressures (Pcap), were
calibrated simultaneously, matching the signals to obtain the same
amplitude. All signals (Ptr, Pcap, and
) were amplified, filtered at a cut-off frequency of 100 Hz (Urelab DS-II, Biostec, Begues, Spain), recorded by a 12-bit analog-to-digital converter (DT2810-A, Data Translation, Marlborough, MA), sampled at a
rate of 200 Hz, and stored on an IBM-compatible computer.
Protocol. End-inspiratory breath-holding maneuvers were performed to test for leaks. The preparation was allowed to stabilize (~20 min), and afterward total lung inflation maneuvers (peak inspiratory pressure of 20-40 cmH2O) were performed twice so as to standardize lung volume history. Five minutes later, three baseline recordings (10-s duration each at PEEP of 5 cmH2O) were sampled 5 min apart to test the stability of the preparation. A continuous recording of 220 s was then performed. At the 30th s, 1 ml of physiological saline, warmed to 37°C, was injected in the jugular vein. Twenty minutes later, a second continuous recording of 220 s was performed. At the 30th s, a bolus of 0.8 mg/kg MCh in 1 ml of physiological saline, warmed to 37°C, was injected in the jugular vein. Five minutes before every recording, two total lung capacity maneuvers were performed to warrant identical volume histories. During the experiment, Ptr was continuously monitored.
Data analysis and calculations.
Volume (V) was calculated by digital integration of the flow signal.
From
, V, and Ptr signals, lung elastance
(EL) and total lung resistance
(RL) were calculated cycle by
cycle by adjusting the equation of motion (26)
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Pcap, according
to the following set of equations
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rates measured at the
trachea. According to this basic principle, the following criteria were
adopted to accept the value of a Pcap as representative of Palv:
1) the difference between ai and
EL must be <10% of
EL, and
0.1 · EL < a'i < 0.1 · EL;
2) the value of
c must be equal to
K, with a tolerance of ±5%;
3) the value of
c' must not be significantly
different from zero; and 4) curves
should fit the model represented by the equation of motion, and
therefore the coefficients of determination should be >0.9 and the
coefficients of the equations must have a positive sign. Only those
capsules meeting all these criteria throughout the experiment were
accepted for tissue mechanics measurements. Pcap readings that did not
meet the above criteria throughout the experiment were excluded from
mechanical measurements but were used in the analysis of parallel
inhomogeneity. Figure 1 shows the
electrical analog corresponding to the monocompartmental model assumed
by this analysis. From accepted capsules, Rti (total pressure
difference between peripheral air space and pleural space in phase with
flow and out of phase with volume) and Raw (total pressure difference
between airway opening and distal air space in phase with flow) were
calculated as the average of b and
b', respectively. Figure
2 shows the typical morphology of the
curves of
, V, Ptr, and Palv, at baseline and after
MCh administration. The fit of the linear equation of motion to both
pressures is superimposed.
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Stress decomposition analysis.
Fredberg and Stamenovic (7) and more recently Ludwig et al. (16) argued
that dissipative and elastic processes are coupled at a fundamental
level. This is the structural damping hypothesis. The presumption of
such coupling leads to the consideration of a new attribute of
organ-level dissipative behavior, called tissue
, and also referred
to as structural damping coefficient (7). According to this theory, the
fractional change in Rti in response to neurohumoral or biophysical
stimulation can be decomposed into the product of two distinct
contributions, the change in
and the change in
EL
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was calculated according to the equation
=
· Rti/EL,
where
is the angular frequency (7).
Statistics.
To account for individual differences at the beginning of the pulmonary
reaction, individual trends have been aligned taking RL as reference. Accordingly,
MCh challenge trends were aligned to coincide at the point at which
total RL increased. The value of
RL was considered to increase
significantly (z = 0.05) at a time
(T0) at which
it exceeded
RLbasal + 1.64
basal, where
RLbasal is
the average of the values previous to MCh administration, and
basal is the SD for the same
values. For graphical representations and group averaging, signals have
been cut from 20 s before
T0 to 180 s after
T0. Saline trends
have been aligned only according to the recorded time of the beginning
of intravenous injection.
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= 0.05 and
= n
1 (
is degrees of freedom
and n is no. of subjects in group). To
compare trends belonging to different populations, Student's
t-test for between means difference was applied. In these cases,
= 0.05, and
= N1 + N2
2 (N is no. of cases, and subscripts 1 and 2 refer to 1st and 2nd group). For graphical purposes, the trend
difference between two groups has been expressed as the significant
mean difference at
= 0.05, according to the law of
Student-Fisher
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is the
between-groups difference at a time T,
s21,T and
s22,T are
group 1 and
2 variances, respectively, at time
T, and
is a measure of
the difference between means beyond the null hypothesis, once the
minimal significant difference at
= 0.05 has been subtracted from
the total between means difference.
is expressed as a
percentage of the control (air group) value (
%). Statistical analysis was performed by means of the SPSS statistical package.
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RESULTS |
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In 11 of 13 cases, the four Pcap values met the criteria of validity at the basal periods previous to saline and to MCh injections. In the other two cases (both in O3 group), only three valid Pcap could be obtained. We rejected the two "bad" Pcap, since we could not identify the cause of the failure. In all cases, at least one capsule permanently met the criteria of validity; so we were able to determine Rti for every animal and every trend.
Table 1 shows the average values of pulmonary mechanics and heterogeneity parameters in both groups at basal state. As expected, alveolar heterogeneity was significantly greater in the O3 group, and differences were statistically significant for all mechanical parameters except Raw, probably in relation to the high variability of this parameter in O3-exposed animals.
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As shown in Fig. 3, saline injection did not induce any significant change in the air group. However, it significantly increased CVi and CVe in the O3 group 42 and 25 s after saline injection, respectively, without noticeable changes in mechanical parameters. Increases of both CVi and CVe were significant with respect to the average basal value. Basal values of both heterogeneity parameters recovered before MCh injection. CVmean was lower than both and showed a similar time course (see Fig. 6).
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As shown in Fig. 4,
RL and Rti increased after MCh
injection in both groups. Changes were greater in
O3-exposed than in air-exposed animals. The
% peaked immediately after MCh injection, reflecting a
faster increase of RL and Rti in
the O3 group. It is interesting to
note that
%(Rti) rose before
%(RL).
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Figure 5 shows the time course of alveolar
heterogeneity parameters in both groups. In the air group, a
significant increase in CVi was
observed 10 s after the increase in
RL, and
CVe increased significantly as
late as 54 s after the increase in
RL. Initial changes were small,
and a "substantial" increase was not observed until 1 min after
the first change in RL. In the
O3 group, alveolar heterogeneity
developed earlier, as shown by the initial peak change in
% of both
variables. Comparison with Figs. 4 and 6 shows that, in the air group,
there was a noticeable delay of Rti with respect to
CVi,
CVe, and
CVmean. In our results, Raw changes also preceded changes in CV.
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Figure 6 shows the time course of the components of stress decomposition in air-exposed rabbits. The dissociation between hysteretic and elastic changes is evident, with hysteretic changes predominating during the early transition to the constricted state. For ease of reference, average trend values of CVi, CVe, and CVmean are represented, and a clear out-of-phase behavior between lung tissue hysteresis and both heterogeneity parameters can be observed.
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DISCUSSION |
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The main finding of this study has been the delayed time course of parallel inhomogeneity changes in relation to changes in total or tissue resistances and hysteresivity. Alveolar capsules have served both for alveolar heterogeneity evaluation and the measurement of tissue mechanical properties. Alveolar heterogeneity has been estimated from all capsules, accepting that they reflect underlying subpleural pressure. By contrast, measurement of tissue mechanics has been performed only with those capsules that actually reflect alveolar pressure in phase with pulmonary expansion as measured at the trachea.
An intrinsic drawback of the alveolar-capsule method is that it samples
only those units close to the pleura. The atypical distribution of path
lengths from alveolus to airway opening of such units makes them
especially susceptible to parallel inhomogeneities (9). Previous
authors (1, 6, 32) have taken advantage of this anatomical arrangement
to quantify alveolar heterogeneity from capsule pressures. Another
problem is that the capsules are placed at the top of the lung, so that
they do not see what happens in the dependent regions underneath. In a
complementary set of experiments performed in six rabbits, capsules
were placed in the top of 11 lower lobes and in the lower third of
their corresponding diaphragmatic side. Tissue resistance showed no
significant difference (paired t-test)
when measured from top and bottom capsule pressure (mean difference ± SD: 0.339 ± 1.407 cmH2O · l
1 · s).
Furthermore, in a single experiment after intravenous MCh administration, no lag between mechanical parameters, calculated from
either top or bottom capsules, was observed; thus it seems that there
was no preferential delivery of drug to the basal parts of the lung. An
increase in alveolar closure in the dependent parts of the lung after
MCh cannot be excluded, because no capsule was placed in the bottom
part of the lung. Such dependent alveolar closure would be expected to
influence lung tissue mechanical parameters either by increasing
dynamic intrinsic PEEP or by increasing tidal ventilation to the
nondependent parts of lung. Dynamic intrinsic PEEP (minimal Ptr
0-flow Ptr) increased by only 0.98 ± 0.12 cmH2O (mean ± SD) in the
air-exposed rabbits. Its time course lagged the increase in
RL, Rti, and
, showing a
behavior similar to that of the heterogeneity parameters. Increase of
VT does increase tissue
resistance but has no effect on hysteresivity, in agreement with
previous studies (7, 24). Therefore, although alveolar closure can
influence the changes observed in constricted state, it is unlikely
that they can explain the transitional changes in our experimental
conditions.
To be confident that capsule pressure really does correspond to alveolar pressure, we have stated a number of criteria based on the following assumptions: first, we have assumed a standard linear model for lung mechanics; second, lung elastance is attributed to lung parenchyma; and third, air pressure is considered to equilibrate at end expiration in well-communicated air spaces. We have no doubt that some arguments can be raised against a rigid application of our assumptions. The margins of tolerance serve to smooth these criteria.
We have used two ways to determine the influence of parallel inhomogeneities on lung tissue mechanical properties: first, by analysis of the time changes of parallel inhomogeneities and mechanical parameters in a group of normal rabbits; and second, by comparison of this behavior with that observed in a group of rabbits having inhomogeneous lungs. Exposure to O3 has been used to induce lung inhomogeneities, because it is well tolerated and the preparation is stable. In agreement with previous pathological studies, mechanical changes in O3-exposed animals suggest peripheral damage and a significant degree of alveolar inhomogeneity (3).
A significant change in alveolar heterogeneity was observed from the 1st min after saline administration in O3-exposed but not in air-exposed rabbits. This change was noticed in both CVi and CVe and had no effect on lung tissue mechanics. The origin of the increase in alveolar heterogeneity could be related either to an inflammatory increase in vascular permeability, since peripheral inflammatory changes are usually present 18 h after acute O3 inhalation (24), or to a more rapid dissipation of the effect of volume history (previous inflations to total lung capacity) in the damaged parenchyma. Both CVi and CVe returned to basal values before MCh administration. It is generally accepted that the response of the lungs to the administration of a bronchoconstrictive agent is as follows: the smooth muscle in the airways constricts, reducing the airway diameters and increasing Raw. It has been reported in recent studies (15, 18, 23, 29, 30) that bronchoconstrictor agents induce a substantial increase in tissue resistance in several species. Some investigators (13, 17, 22, 28) believe that this tissue response is a secondary response driven by smooth muscle contraction in the lung periphery and a subsequent response manifesting airway-tissue interdependence. Other authors (10, 18, 29, 31) have postulated that smooth muscle in the parenchyma and in blood vessels may also constrict, additionally increasing Rti and tissue elastance (Eti). Constrictive processes occur in a markedly inhomogeneous manner throughout the lungs, often making it difficult to accurately infer their precise nature from individual capsule signals. This has led some authors to believe that there is no substantive tissue response and what actually occurs is that increased inhomogeneities in peripheral airway resistance produce an artifactual increase in Rti due to the nature of the measurement and subsequent analysis (2, 14, 21).
To a large extent, disagreement arises from the way alveolar capsules are used to identify tissue mechanical changes in the presence of substantial heterogeneities. Indeed, if we accept capsule pressure readings without prior conditions, smooth muscle constriction often leads to negative Rti, which is meaningless according to the laws of physics (4). This observation is induced by the violation of the assumptions behind the application of the equation of motion to lung mechanics.
A linear monocompartmental model has been used to calculate mechanical
parameters by assuming that the global mechanical behavior of lung can
be described by three integrative magnitudes (Fig. 1):
EL, Raw, and Rti. This is a
usual way of analyzing lung mechanical behavior, even in the presence
of limited nonlinearities (4, 14, 17). It could be argued, however,
that changes in the nonlinear behavior of lung tissue after MCh would
increase Rti as an artifact of mathematical analysis. To test this
possibility, we have used an independent approach to calculate Rti
independently from linear behavior. According to previous authors (5,
9, 10), the in presence of nonlinearities, it is possible to define lung tissue resistance based on three unambiguous quantities, VT,
, and hysteresis area
(A): Rti' = (4 · A)/[
·
· (VT)2].
Rti' is therefore defined as a dimensional parameter proportional to the amount of energy dissipation in the tissue. In Fig.
7, tissue resistance values obtained by
both methods are plotted together during MCh challenge. Both
measurements of Rti had a similar behavior regardless of the
measurement method. The ratio Rti/Rti', an index of the amount of
the error related to nonlinearities, did not vary after MCh
administration. It can therefore be concluded that nonlinearities do
not induce any overestimation of the increase in Rti.
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Some criticisms of the lung tissue constriction theory are based on the failure of input impedance data to show a substantial increase in extrapolated quasistatic Eti in rat lungs after MCh challenge (21). However, dose-dependent increases in lung static elastance during induced constriction have previously been documented in both dogs (19) and rabbits (27). It may therefore well be possible that, in agreement with the same critical authors (20), our ability to discover tissue changes is inversely related to the amount of alveolar heterogeneity.
Absence of changes in tissue mechanics after saline administration in
O3-exposed rabbits is relevant due
to the fact that parallel inhomogeneity is seen to increase
significantly. Because the extent of this increase is relatively small,
one can argue that the effect of ventilatory heterogeneity on lung
tissue parameter estimation is a matter of intensity, as previously
suggested by Lauzon et al. (14). If we assume that small changes in
heterogeneity have no effect on Rti, instead of the immediate increase
observed, we would not expect Rti to increase until ~50-60 s
after MCh injection in air-exposed animals. Furthermore, a clear
increase in alveolar heterogeneity is only observed after Rti has
reached a maximum. According to the general assumption that causes must
precede effects, parallel airways inhomogeneity is unlikely to be the
cause of the increase of Rti, and even less so the increase of
, at
the initial phase of the constriction. Therefore the immediate increase in Rti in air-exposed animals should be due to physiological events other than parallel inhomogeneity.
In O3-exposed rabbits, the increase in total and tissue resistances, as well as ventilatory heterogeneity, was faster than in air-exposed animals. The different time pattern of Rti between O3- and air-exposed animals could be attributed to an earlier increase of parallel inhomogeneity in the most heterogeneous lungs, or possibly the faster increase in CVi and CVe in O3-exposed rabbits actually reflects the early failure of parenchymal mechanisms preventing alveolar inhomogeneity in damaged lungs.
After these considerations, a question still remains: What is the
nature of this early tissue response? In Fig. 6, the
dissociation between hysteretic and elastic changes is evident:
hysteretic changes predominate during the early transition to the
constricted state. A transitional uncoupling between Eti and
was
previously observed by Salerno et al. (30), who concluded that tissue
changes in which contractile elements are involved result in marked
alterations in the coupling of conservative and dissipative processes
in the lung, predominantly increasing
. In contrast, smooth muscle
contractions in lung periphery and the subsequent changes manifesting
airway-tissue interaction would predominantly increase Eti, just as
increasing lung volume causes a decrease in
despite an increase in
Rti (29). In agreement with this statement, Fig.
8 shows the linear relationship between Eti
and Raw changes during the transition to the constrictor state in
air-exposed rabbits, evidence of the mechanical linking between
pulmonary elasticity and bronchoconstriction. Our results agree with a
previous study by Mitzner et al. (22), who found that, by perfusing the
bronchial vessels with MCh, the increase in Raw was associated with a
fall in dynamic compliance.
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Alveolar heterogeneity is unlikely to affect hysteresivity during the
transitional period to the constrictor state. Time course of changes in
and in CVi and
CVe are too different, and
increases too early to invoke a causal effect of parallel
inhomogeneities.
In conclusion, in homogeneous lungs, the lag between the increase in tissue resistance and hysteresivity on the one side and the increase in parallel airways inhomogeneity on the other suggests that there is a real, not artifactual, tissue reaction immediately after MCh intravenous infusion. In heterogeneous lungs, MCh induces a faster increase in parallel inhomogeneities, which are probably responsible for earlier mechanical changes. In homogeneous lungs, hysteresivity reflects intrinsic tissue changes, probably related to the activation of the contractile machinery in lung parenchyma, whereas dynamic elastance is related to airways reaction and reflects airways-tissue interdependence.
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ACKNOWLEDGEMENTS |
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Authors thank Beverly Johnson for the editing work performed on the text.
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FOOTNOTES |
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This work was supported by Fondo de Investigaciones Sanitarias of Spain (FISS 92/0579, 95/0389). J. Lopez-Aguilar was supported by a Fundací August Pi i Sunyer Fellowship.
Address for reprint requests: P. V. Romero, Laboratorio de Función Pulmonar, Hospital Universitario de Bellvitge, c/o Feixa Llarga, 08907 L'Hospitalet de Llobregat, Spain.
Received 17 January 1997; accepted in final form 7 November 1997.
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