Unité 14 de Physiopathologie Respiratoire, Institut National
de la Santé et de la Recherche Médicale, Université
H. Poincaré Nancy I, 54500 Vandoeuvre-les-Nancy, France
respiratory mechanics; methods; forced oscillations; alveolar
pressure; airway impedance; tissue impedance
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INTRODUCTION |
THE MEASUREMENT of respiratory input impedance
(Zrs,in) by forced oscillations and the indirect measurement
of alveolar pressure (PA) by
body plethysmography were described by DuBois and co-workers (3, 5)
more than 40 years ago. To our knowledge, these two investigations have
never been combined to investigate respiratory mechanics. In a few
studies, plethysmographic measurements of chest flow have been
associated with forced oscillations to compute respiratory transfer
impedance (Zrs,tr) or the transfer function between flows at the airway
opening (
ao) and at the chest (
bs) (16, 19, 24, 29). Also, Finucane and Mead (6) measured
bs and
ao during forced
oscillations at the airway opening with a piston pump and computed
PA from their difference. Never, however, has the plethysmograph been used in the so-called differential mode, i.e., with the subject breathing inside the box, which may be
expected to provide a much easier and accurate measurement of the very
small difference between
ao and
bs
related to PA variations. The
rationale of measuring Zrs,in and
PA simultaneously is that it
provides a way to obtain airway impedance (Zaw) and tissue impedance
(Zti) separately without specific modeling of these impedances. This is
of interest in many clinical and experimental situations to partition
the effects of disease or drugs on the airways and tissues. It is
particularly interesting in view of the recent experimental studies
which have shown that bronchomotor drugs may have a large effect on
lung tissue properties (1, 9, 25). The method consists in applying
pressure oscillations at the airway opening of a subject placed into,
and breathing inside, a body plethysmograph. The oscillator is also
placed inside the box, so that box, subject, and oscillator form a
closed system, and box pressure only reflects changes in gas condition
within that system. The analysis is based on the usual monoalveolar
T-network model (5), which features Zaw and Zti separated by a shunt impedance (Zg) corresponding to alveolar gas compressibility (Cg)
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(1)
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(2)
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where
j is the unit imaginary number,
is
the circular frequency
(2 ·
· f),
TGV is thoracic gas volume, PB
is barometric pressure, and
PH2O
is alveolar water vapor pressure. Equation 2 assumes that alveolar gas compression is isothermal.
When a pressure input is applied at the airway opening (Pao), Zg and Zti are arranged in parallel, and both are in series with Zaw. Then
Zrs,in, the relationship between Pao and
ao, is given
by
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(3)
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The
two terms on the right in Eq. 3
correspond to airway impedance
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(4)
|
and
"alveolar" impedance, the impedance of the tissues and alveolar
gas in parallel
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(5)
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Provided
the volume variations detected by the plethysmograph (Vpl) are freed
from any thermal or gas exchange component (rebreathing of
BTPS gas) (3, 6)
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(6)
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Equation 6 also assumes that gas compression in the abdomen and
dead space (including instrumental dead space) is negligible. In what
follows, we denote Hpl as the relationship between Vpl and
ao
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(7)
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From
Eqs. 6 and 5
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(8)
|
where
ZA is alveolar impedance. So the
relationship between the plethysmographic signal and airway flow is
just the product of ZA and Cg.
From Eqs. 3, 5, and
8
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(9)
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(10)
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The aim of this study was to assess whether reliable estimates of Zaw
and Zti could be obtained by this approach. For this we measured Zrs,in
and Hpl from 4 to 29 Hz in healthy subjects rebreathing
BTPS gas.
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METHODS |
Fifteen healthy subjects (10 men, 5 women), aged 25-66 yr, were
recruited from the laboratory staff.
Equipment.
The subjects were seated in a 370-liter constant-volume body
plethysmograph made in the laboratory from metal and Plexiglas (Fig.
1). Pressure variations at the airway
opening were applied by a loudspeaker (model TS-W201, Pioneer
Electronic) connected to the airways through a Fleisch no. 2 pneumotachograph, a shutter valve, and a mouthpiece. During the
measurements the subject rebreathed through a side tube connected to a
reservoir covered with a thin bag, where the gas was conditioned to
BTPS by a thermostated water bath
(Polystat 5, Bioblock, Ilkirch, France). All the tubing from the
reservoir to the mouth was heated to avoid cooling and condensation. Box pressure (Pbox), Pao, and the pressure drop across the
pneumotachograph were measured with transducers (type MP15 ±50 hPa
for Pao and type MP45 ±2 hPa for Pbox and
ao,
Validyne, Northridge, CA) matched within 1% of amplitude and 2° of
phase up to 30 Hz. In addition, a fourth pressure transducer was used
to assess whether gas compression occurred within the air conditioner
reservoir; it was always found to contribute negligibly to Vpl
oscillations and was not corrected for. The common mode rejection ratio
of the flow transducer was >60 dB. Pao was calibrated using a slanted fluid manometer and
ao by the integral method using
a 1-liter syringe. The plethysmograph had a comparatively short time
constant (3 s) to minimize thermal pressure drift during the
measurements; Pbox was calibrated in terms of Vpl with a small
reciprocating pump at a frequency of ~2 Hz.

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Fig. 1.
Experimental setup. Pao and ao, airway opening
pressure and flow; Vpl, volume change detected by plethysmograph; P
Amplifier, power amplifier; LS, loudspeaker; Ac, gas conditioner.
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The input signal sent to the loudspeaker through a power amplifier was
generated at a rate of 320 Hz by a 486-type computer equipped with a
12-bit AD-DA conversion board (PC-Lab, Digimétrie, Perpignan,
France). It included 10 noninteger multiple-frequency components (2)
ranging from 4 to 29 Hz. A larger amplitude was given to the
lower-frequency components to compensate for their larger loss through
the side tube. The physiological signals were sampled at the same rate
after analog low-pass filtering at 40 Hz (type 3342, Krohn-Hite, Avon,
MA).
Protocol.
The subject, wearing a noseclip, was asked to take the mouthpiece and
firmly support his/her cheeks with the palms. After Pbox had steadied,
the forced oscillation data were collected for 33 s (the longest time
allowed by our program). Then the oscillations were stopped, the
shutter was closed, and the subject was asked to pant for 5 s against
the occlusion for measurement of TGV. Finally, the shutter was
reopened, and the subject was asked to continue panting for another 5 s
for measurement of airway resistance (Raw,pl) by the usual approach
(3). Five to six such measurements were made at 2- to 3-min intervals,
with the air conditioner being thoroughly washed with fresh air between
successive measurements. In a few subjects additional measurements were
performed in various experimental conditions, as described in
RESULTS.
Data analysis.
Vpl was corrected for the mechanical time constant
(T) of the plethysmograph, which is
the product of the resistance of the leak (Rpl) and the compliance of
the gas inside the box (Cpl). These two elements being in parallel
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(11)
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where
leak is the flow of gas through the leak and
Vpl° is the uncorrected plethysmographic signal. The volume lost
through the leak is, therefore, the integral of the measured volume
divided by the time constant. The correction was implemented digitally using
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(12)
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where
subscripts i and
j designate the
ith and
jth samples and
dt is the reciprocal of the sampling
frequency. T was obtained from
recordings of the exponential decrease of Pbox after a step volume
input.
TGV was computed by linear regression from the relationship between Vpl
and Pao during the occlusion, corrected to obtain the mean lung volume
during the preceding oscillation period, and used to compute Cg
(Eq. 2). Raw,pl was similarly
derived from the Vpl-
ao relationship during panting
and from TGV and corrected for the resistance of the equipment obtained
from the simultaneous Pao-
ao relationship.
The forced oscillation signals were high-pass filtered at 2 Hz to
eliminate the breathing components, then the following analysis was
made on 30 consecutive data blocks of 1 s. The Fourier coefficients of
the signals were computed at the 10 frequencies of interest and
combined to obtain the real and imaginary parts of Zrs,in and Hpl. Both
were corrected for the 2.1-ms time constant of the pneumotachograph
(23). Hpl was also corrected for the gas compression in the loudspeaker
enclosure. Indeed, raw Vpl included a small component (Vpl,ls)
corresponding to the product of the pressure developed by the
loudspeaker (Pls) and the compliance (Cls) of the gas within it
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(13)
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Dividing
both sides of Eq. 13 by
ao provides the corresponding error on Hpl
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(14)
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where
Pls/
ao is the impedance loading the loudspeaker,
which is the sum of Zrs,in and the impedance of the equipment (Zeq) from the mouth to the loudspeaker (resistance = 0.65 hPa · s · l
1,
inertance = 0.01 hPa · s2 · l
1).
Hpl was corrected in the frequency domain according to
Eq. 14, using Zrs,in, Zeq, and a value
of Cls computed from the gas volume in the loudspeaker (0.8 liter)
assuming adiabatic compression. Finally, correction for the loss of
flow through the extrathoracic airway walls (cheeks, mouth floor,
pharynx) was accomplished by dividing Zrs,in and Hpl by 1
Zrs,in/Zuaw, where Zuaw is the impedance of upper airway walls. Zuaw
was measured separately in all subjects during Valsalva maneuvers
according to Michaelson et al. (15) by use of the equipment described
above to record Pao and
ao. The data from the 30 consecutive blocks were averaged. A coherence function
(
2) (15) between the 30 blocks was also computed for Zrs,in and Hpl. Finally, Zaw and Zti were
computed from Zrs,in, Hpl, and Cg by using Eqs. 1,
9, and 10.
The adequacy of the equipment and data analysis was tested by making
measurements on a mechanical analog of the respiratory system made of
an airway including a tube and resistive elements (fine-mesh metal
screens) connected to a rigid box, a wall of which presented a
530-cm2 opening covered by a
slightly stressed rubber membrane mimicking the tissues. Using a value
of Cg computed from the amount of gas in the box and assuming adiabatic
compression, we showed that the resistance and inertance of the airway
(analog of Zaw) could be recovered within 5% over the whole frequency
range.
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RESULTS |
An example of the Zrs,in and Hpl frequency spectra obtained from one
single measurement in a representative subject, along with
between-block standard deviations and
2, is shown in Fig.
2. The variability of both functions was
larger and the
2 was lower at
the lowest frequencies; the variability was also usually slightly less
for Zrs,in than for Hpl. In 12 of 15 subjects,
2 was <0.9 at 4 Hz for Zrs,in
and/or Hpl in three or more of the five to six successive
measurements. This was the case for only two subjects at 5 and 6 Hz and
never occurred at larger frequencies. As commonly done in forced
oscillation studies, we have discarded all the data with
2 <0.9 and do not report the
4-Hz data, because all measurements were rejected in many subjects.

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Fig. 2.
Real (Re, ) and imaginary (Im, ) parts of input impedance
(Zrs,in, top) and of relationship
between plethysmographic signal and flow (Hpl,
middle) as a function of frequency
(f). Values are means ± SD of 30 data blocks from a single measurement in a representative subject
(subj. 1).
Bottom: coherence function of Zrs,in
(×) and Hpl ( ).
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As explained above (Eq. 8), Hpl is
the product of Cg (a constant term) times
ZA, the association of Zti and
Zg in parallel. Zg being much larger than Zti (because gas compliance
is much less than tissue compliance),
ZA is very close to Zti. Thus
the Hpl spectrum mainly reflects the resistive and elastic properties of the respiratory tissues.
Figure 3 shows Zaw and Zti derived from the
five successive measurements in the same representative subject. In
general, the variability of Zaw was similar to that of Zrs,in, and the
variability of Zti was somewhat smaller.

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Fig. 3.
Real ( ) and imaginary ( ) parts of airway impedance (Zaw,
top) and tissue impedance (Zti,
bottom). Values are means ± SD (not shown when smaller than symbol) from 5 consecutive measurements in
a representative subject (subject
1).
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Mean data and standard errors in the group are shown in Fig.
4. For the sake of brevity, the real parts
of impedances are thereafter termed resistances (denoted R) and the
imaginary parts are termed reactances (denoted X) with suffixes rs, aw,
and ti for the total respiratory system, airways, and tissues,
respectively. Rrs exhibited a small negative frequency dependence,
falling by ~12% from 5 to 29 Hz. Raw and Rti had roughly the same
magnitude, but with opposite frequency dependences, Raw increasing by
25% and Rti decreasing by 43% over the observed frequency range. Rrs may be substantially lower than the sum of Raw and Rti because of the
alveolar gas shunt pathway (Eq. 3).
Xrs exhibited the usual pattern and was partitioned into an airway
component, which increased almost linearly with frequency, and a
negative tissue component, which increased hyperbolically toward zero.

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Fig. 4.
Real (R, open symbols) and imaginary (X, filled symbols) parts of
respiratory input (rs), airway (aw), and tissue (ti) impedance. Values
are means ± SE in 15 subjects.
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Whereas the qualitative features observed in the group were seen in all
subjects, substantial quantitative differences were noted among them.
The results of two subjects with very different Rrs are shown in Fig.
5. The analysis revealed that the larger Rrs of subject 5 was due to a larger
Raw and a larger Rti. Subject 5 also
had a larger Xaw and a wavy Xti, features clearly present in three
other subjects.

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Fig. 5.
Real (open symbols) and imaginary (filled symbols) parts of respiratory
(top), airway
(middle), and tissue
(bottom) impedance of 2 subjects
[subjects 2 (triangles) and
5 (circles)] with very different
resistances.
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The mean values of Raw and Rti in all subjects over the 5- to 29-Hz
frequency range are presented in Table 1,
along with the values of airway inertance (Iaw) and tissue elastance
(Eti). Iaw was obtained by linear regression of Xaw vs.
(r > 0.99 in all instances) and Eti
by linear regression of Xti ·
vs.
2: modeling the tissues as an
elastance and an inertance (Iti) arranged in series,
Xti ·
= Iti ·
2
Eti. The latter analysis was not performed in the
four subjects exhibiting a wavy Xti; Iti values are known to be
unreliable in that frequency range (10, 17) and are not presented. On
average, Rti was only slightly lower than Raw with Rti-to-Raw ratios of 0.46-1.46. The interindividual variability of Raw was almost twice as large as that of Rti. Forced-oscillation Raw was also compared with
plethysmographic Raw obtained during panting at the end of each
recording (Raw,pl). On average, Raw was similar to Raw,pl at 5 Hz (1.29 ± 0.51 vs. 1.29 ± 0.53 hPa · s · l
1)
and larger at 29 Hz (1.56 ± 0.61 hPa · s · l
1,
P < 0.001). The two estimates were
significantly correlated at all oscillation frequencies, the highest
correlation being seen at 29 Hz (r = 0.81).
To test the quality of the partitioning of Zrs,in into Zaw and Zti,
measurements were performed in one subject when chest wall elastance
was increased by stretching two elastic bands around his rib cage and
waist, respectively. The load decreased mean TGV from 3.73 to 2.97 liters. Compared with control conditions, the load induced a small
increase in Rrs at low frequency (Fig. 6),
which the analysis attributed to Rti and which could be due to the
viscoelastic properties of the elastic bands; the analysis also showed
a significant increase in Raw (1.07 vs. 0.86 hPa · s · l
1
for the means from 5 to 29 Hz). As for the reactances, the load substantially decreased Xrs at all but the largest frequencies, which
appeared almost entirely due to the tissue component; Eti, computed as
above, increased from 21.4 to 75.2 hPa/l, whereas Iaw did not change
(0.0131 vs. 0.0126 hPa · s2 · l
1).
Measurements were also performed in two subjects breathing at different
lung volumes. In the instance shown in Fig.
7, breathing at a higher lung volume
slightly decreased Rrs and Raw, did not modify Rti and Iaw, and lowered
Xti at all frequencies (Eti = 42.0 hPa/l vs. 30.8 hPa/l at normal TGV).
Breathing at a lower lung volume decreased Xti to a larger extent (72.6 hPa/l), did not modify Iaw, and increased Raw and Rti. The results were
qualitatively similar in the other subject, except Iaw was also
increased during breathing at the lower lung volume.

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Fig. 6.
Real (open symbols) and imaginary (filled symbols) parts of respiratory
(top), airway
(middle), and tissue
(bottom) impedance of a subject in
control condition (circles) and during loading of chest wall with
elastic bands stretched around rib cage and abdomen (triangles).
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Fig. 7.
Real (open symbols) and imaginary (filled symbols) parts of respiratory
(top), airway
(middle), and tissue
(bottom) impedance of a subject at
usual lung volume [circles, mean thoracic gas volume (TGV) = 5.6 liters] and at higher (triangles, TGV = 6.7 liters) and lower
(inverted triangles, TGV = 4.8 liters) lung volumes.
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Finally, measurements during induced bronchoconstriction were performed
in two subjects. Bronchoconstriction was induced by having the subject
inhale an aerosol of methacholine (MCh; De Vilbiss model 5610 D
nebulizer) at a dose that decreased forced expiratory volume in 1 s by
~20%; measurements were also performed after the effect of MCh was
reversed by an aerosol of fenoterol and ipratropium bromide
(Bronchodual, Boehringer; 3 puffs). The effects of bronchoconstriction
were similar in the two subjects and are illustrated in Fig.
8: MCh induced a large increase and a
negative frequency dependence of Rrs, which appeared almost entirely
related to the airway component; MCh also induced a shift to the right
of Xrs that seemed to involve the airway and the tissue components.
Subsequent bronchodilation completely reversed the changes in Xrs and
its components and decreased Rrs and Raw below their control values.

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Fig. 8.
Real (open symbols) and imaginary (filled symbols) parts of respiratory
(top), airway
(middle), and tissue
(bottom) impedance of a subject in
control condition (circles), after an aerosol of methacholine that
decreased forced expired volume in 1 s by 20% (triangles), and after
subsequent bronchodilation (inverted triangles).
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DISCUSSION |
A number of approaches may be used to partition noninvasively lung and
respiratory impedances into their airway and tissue components. Several
of them imply the use of models in which specific assumptions are made
concerning the properties of the two components. Among these are the
analysis of Zrs,tr using the DuBois (5) six-coefficient model (10, 22);
the analysis of low-frequency Zrs,in using a model where airway
resistance is Newtonian, whereas the tissues are viscoelastic (8, 11,
13); and the analysis of combined time-frequency domain data during
bronchoconstriction with a model in which airway properties are
inhomogeneous and tissue properties are nonlinear (28). In contrast,
other approaches do not require any specific assumptions concerning the
properties of the airways and the tissues; they simply use the more
general assumption that airways and tissues are separated by a shunt
pathway corresponding to alveolar gas compliance (monoalveolar
T-network model). These alternative approaches require measuring
simultaneously (16, 19) or separately (26) Zrs,in and Zrs,tr
or the relationship between
ao and
bs (24, 29), which is equivalent.
The method described here belongs to that category, the
use of differential body plethysmography providing the
required relationship between
ao and
bs (dVpl/dt =
ao
bs). Provided
the partitioning is accurate, an obvious advantage of the second type
of approach over the first is that no a priori model is forced on Zaw
and Zti. It is only after the separation is made and after the
respective frequency dependences of the components are known that
models may be proposed to account for them; this may allow more
sophisticated modeling, such as analysis of Zti with a two-compartment
model (19).
Our observations suggest that the combination of Zrs,in measurements
and body plethysmography provides reliable estimates of Zaw and Zti in
normal subjects. Before these results are discussed in more detail,
several methodological and theoretical issues deserve a few comments.
An important condition for accurately estimating
PA by using Eq. 5 is that Vpl be freed from any thermal- or
gas-exchange component (3, 6). When a normal subject inspires ambient air in a body plethysmograph, the part of Vpl corresponding to the
warming and humidification of the gas in the airways is commonly 10 times as large as the part of Vpl related to
PA changes (20). Instantaneous
differences between O2 uptake and
CO2 output in the lung vary along
the respiratory cycle (4) and are also responsible for respiratory
variations of Vpl (3). The first of these factors decreases with
increasing frequency but, on the basis of a thermal-time constant of
100 ms (21), should still be important at the lowest frequencies
explored in this study. In a preliminary series of measurements
performed without gas conditioning, we observed a poor separation of
Zaw and Zti below 10 Hz, resulting in an underestimation of Xaw: in a
group of eight healthy subjects, Xaw was negative at 4 Hz in seven
instances; it was still negative at 5 Hz in two subjects, averaging
0.105 hPa · s · l
1,
whereas it should have been 0.31-0.93
hPa · s · l
1
for the expected Iaw of 0.01-0.03
hPa · s2 · l
1
(10, 22). This underestimation is consistent with the effect of the
thermal factor and disappeared after the inspired gas was conditioned
to BTPS (Xaw = 0.544 ± 0.045 hPa · s · l
1
in our 15 subjects). Another advantage of having the subject rebreathe
from a gas conditioner is that it also decreases the variations of
CO2 output during the respiratory
cycle (7).
Another methodological problem, always present during Zrs,in
measurement at comparatively large frequencies, is the fact that part
of the measured
ao is shunted through the compliant
extrathoracic airway walls (cheeks, mouth floor, pharynx); this is
responsible for a frequency-dependent systematic error on Zrs,in and,
in our approach, on Hpl as well. To minimize the error, both spectra were corrected as indicated in
METHODS. To evaluate the influence of
this factor, the data were reanalyzed in subjects
1-5 without correction. Although Rrs was slightly
modified, uncorrected Raw and Rti were progressively overestimated
(+17.7% at 29 Hz) and underestimated (
31.4% at 29 Hz),
respectively, above 13 Hz. Iaw was practically unchanged (0.0124 vs.
0.0118 hPa · s · l
1),
but uncorrected Xti was lowered by 0.20-0.25
hPa · s · l
1
over the entire frequency range. It, therefore, appears that correcting
for the upper airway shunt is important in accurate partitioning of
Zrs,in.
In the T-network hypothesis used to partition Zrs,in into Zaw and Zti,
it is implicitly assumed that 1)
PA is homogeneous and
2) airway walls are rigid, so that
all the gas entering the airways reaches the alveolar space. These two
assumptions are also made in the methods involving a priori modeling of
Zaw and Zti, except for the method recently described by Suki et al.
(28), which allows for mechanical inhomogeneity of the airways. Lutchen et al. (11, 12) recently showed, both theoretically and experimentally, that the analysis of Zrs,in based on a model with a Newtonian Raw and
viscoelastic tissues provided erroneous estimates of Zti in the
presence of severe inhomogeneities and airway wall shunting. We
performed some computer simulation to assess the influence of these two
assumptions on the partitioning of Zrs,in with our approach. Concerning
the assumption of mechanical inhomogeneity, first, it is required by
the theory that PA be
homogeneous but not that the whole respiratory system be homogeneous.
For instance, the equations remain valid if Zti consists of a number of
compartments in parallel with different properties, provided this does
not make PA inhomogeneous. We
generated numerically at the 10 usual frequencies Zrs,in and Hpl data
corresponding to a system made of two T networks in parallel with a
common resistive (Rc = 1.0 hPa · s · l
1)
and inertive (Ic = 0.01 hPa · s2 · l
1)
central airway. Each T network included a resistive
(Rawi) and inertive
(Iawi) airway, a resistive
(Rtii), elastic
(Etii), and inertive
(Itii) tissue compartment, and
an elastic alveolar shunt
(Cgi). Starting from the homogeneous situation (Raw1 = Raw2 = 2 hPa · s · l
1,
Iaw1 = Iaw2 = 0.01 hPa · s2 · l
1,
Cg1 = Cg2 = 0.002 l/hPa,
Rti1 = Rti2 = 2 hPa · s · l
1,
Eti1 = Eti2 = 50 hPa/l,
Iti1 = Iti2 = 0.002 hPa · s2 · l
1),
we examined the effect of different types of mechanical inhomogeneity on the computed Zaw and Zti. Increasing
Raw2 by a factor of 5 increased
Raw, as expected, and made it slightly frequency dependent (
2.4% from 4 to 29 Hz); it also decreased Xaw at low
frequencies below the expected value (0.159 vs. 0.377 hPa · s · l
1
at 4 Hz). However, it did not modify Rti and Xti. Increasing Iaw2 by a factor of 5 influenced
Raw, which exhibited a strong positive frequency dependence but,
similarly, did not modify Zti. Symmetrically, increasing
Rti2 slightly modified Xti, and
increasing Eti2 made Rti frequency
dependent, but these tissue inhomogeneities did not influence Zaw.
Finally, changing the distribution of alveolar gas between the
compartments (Cg1 and
Cg2 = 0.001 and 0.003 l/hPa, respectively) minimally modified Raw, Xaw, and Rti (<3% at all frequencies) but slightly decreased Xti. From these results, we conclude that the type of inhomogeneity represented in this model creates some interference between the resistance and reactance of the
inhomogeneous component but, depending on the situation, influences
very little or not at all the partitioning of Zrs,in into Zaw and Zti
in our frequency range. Extending the simulation to frequencies an
order of magnitude lower (0.4-2.9 Hz), where mechanical
inhomogeneities have a greater influence on Zrs,in (18),
we observed the same lack of effect of airway inhomogeneity of Zti
estimates and of tissue inhomogeneity on Zaw estimates.
Compliant intrathoracic airway walls shunt some of the flow
oscillations directly to the intrathoracic space, so that the flow
entering the alveoli is less than
ao. This type of
shunting, described by Mead (14), is important only when the impedance of the peripheral lung is no longer much lower than that of airway walls. To assess the influence of that situation on our analysis, we
used a model including a central airway, as described above, a
resistive peripheral airway (Rp), an elastic lung tissue (El = 10 hPa/l), the usual Cg (0.004 l/hPa), and a resistive (Rw = 1 hPa · s · l
1),
elastic (Ew = 10 hPa/l), and inertive chest wall (Iw = 0.001 hPa · s2 · l
1).
Airway wall properties were modeled as an elastic bridge (Cb) shunting
the peripheral airway and lung tissue. Zrs,in and Hpl were computed for
different combinations of Rp (0.2-5
hPa · s · l
1)
and Cb (0.001-0.005 l/hPa) and analyzed as usual. The influence on
Zaw and Zti of increasing Rp from 0.2 to 1.0 hPa · s · l
1
with Cb = 0.005 l/hPa is shown in Fig. 9.
Airway wall shunting greatly increased Raw at low frequency and made it
frequency dependent. It also shifted Xaw substantially to the right;
the same effect has been described by Mishima et al. (16) for the
approach combining Zrs,in and Zrs,tr. On the other hand, it affected
Xti negligibly and lowered Rti by just a few percent. With Rp = 5 hPa · s · l
1,
Raw became extremely frequency dependent and Xaw was negative below 20 Hz, but Rti was only moderately underestimated (
19 and
5% at 4 and 29 Hz, respectively) and Xti only slightly
increased. We conclude that airway wall shunting makes the usual
resistance-inertance model of the airways totally inadequate but does
not compromise to a great extent the recovery of Zti.

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Fig. 9.
Computer simulation of effect of airway wall shunting on airway
(top) and tissue
(bottom) impedance. Open symbols,
real parts; filled symbols, imaginary parts. Circles, low airway
peripheral resistance (Rp; 0.2 hPa · s · l 1);
triangles, increased Rp (1.0 hPa · s · l 1).
Xti is almost unaffected by Rp. See
DISCUSSION for description of model
used in simulation.
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|
Our results in unchallenged subjects have much in common with those
obtained in studies using a different experimental approach, the
measurement of Zrs,in and Zrs,tr but the same basic assumption, i.e.,
the monoalveolar T-network model. In particular, the positive frequency
dependence of Raw and the negative frequency dependence of Rti, as well
as the linear increase of Xaw with frequency, characteristic of
inertial reactance, were seen by Peslin et al. (19), Rotger et al.
(27), and Mishima et al. (16). This is also the case for the increase
of Xti with increasing frequency, characteristic of elastic-inertive
systems. In 4 of 15 subjects, Xti (and Xrs) clearly presented a wavy
pattern, as illustrated by subject 5 in Fig. 5; this feature was also previously observed and has been shown
to be consistent with the association in parallel tissue compartments
with different resonant frequencies (19). Although the similarity of
our data to those in studies that used the same basic assumptions does
not really demonstrate the reliability of the method under study, it
proves at least that the measurements of Zrs,in and Hpl (and those of
Zrs,in and Zrs,tr in the other studies) were technically correct. Our
values of Raw and Iaw (Table 1) are also similar to those found by
Kaczka et al. (8), who analyzed lung impedance spectra from 0.18 to 8.1 Hz obtained in nine healthy humans with a model featuring a viscous
tissue compartment (Raw = 1.67 ± 0.61 hPa · s · l
1,
Iaw = 0.016 ± 0.006 hPa · s2 · l
1).
Besides the good agreement between Raw values observed with our
approach and with the usual panting technique, more direct evidence of
the quality of the partitioning is provided by the results obtained
when the experimental conditions were varied. During elastic loading of
the chest accompanied by a reduction in lung volume (Fig. 6), the
analysis showed the expected effect, namely, a marked decrease in Xti
at all frequencies, corresponding to a large increase of Eti.
Interestingly, Xaw was almost unchanged, although it represented at low
frequencies only a small part of the total reactance; this is in
agreement with observations showing that Iaw varies little with lung
volume (17) and strongly supports a very good separation between the
two components. Elastic loading also significantly increased Raw, which
is consistent with the decreased TGV. The expected effect of lung
volume on Raw was also clearly present in the two subjects who were
studied during voluntary breathing at different TGVs. Decreasing and
increasing TGV were seen to increase Eti; this is consistent with the
sigmoidal shape of the static pressure-volume curve of the respiratory
system and also with the effect of respiratory muscle contraction on respiratory mechanics (24, 29). The latter factor may also explain the associated changes in Rti at low lung volume. Finally, increasing TGV did not modify Xaw, but decreasing TGV had opposite effects in the two subjects. In one of the subjects (Fig. 7), it
slightly decreased Xaw at low frequency, which may reflect some degree
of Raw inhomogeneity or airway wall shunting, as discussed above. In
the other subject (not shown), who breathed very close to residual
volume, it substantially increased Xaw and Iaw (0.0215 vs. 0.0117 hPa · s2 · l
1
at his normal TGV), suggesting a decrease in the caliber of the large
airways. Finally, bronchoconstriction and bronchodilation (Fig. 8)
strongly changed Raw but had almost no effect on Rti. This finding is
consistent with the data of Kaczka et al. (8), who observed larger
changes in Raw than in lung tissue damping during mild
bronchoconstriction in humans. In our study, bronchoconstriction slightly lowered Xti (increased Eti), which may be due to a genuine effect of MCh on lung tissue, as seen by others after the
administration of various bronchomotor drugs (1, 9, 25), or to the
increased activity of respiratory muscles (24, 29). The second
mechanism is supported by the absence of change in lung tissue
elastance during mild bronchoconstriction in the study of Kaczka et al. Unexpectedly, bronchoconstriction also markedly shifted Xaw to the
right (Fig. 8); from our computer simulation (Fig. 9), airway wall
shunting seems a likely explanation for this finding. The data Kaczka
et al. obtained during more severe bronchoconstriction were also
consistent with that mechanism.
In this study the lowest frequency was set at 4 Hz, because with use of
small-amplitude forced oscillations it is difficult to obtain
satisfactory impedance data at lower frequencies in spontaneously
breathing subjects. We even had to discard the 4-Hz data, because
2 was frequently <0.9. At
these comparatively high oscillation frequencies, respiratory impedance
contains virtually no information on the viscoelastic properties of the
lung, which have been shown to represent ~40% of lung resistance at
typical breathing frequencies in humans (8). The applicability of our
approach at lower frequencies, using an adapted pressure input such as
the "optimal ventilator waveform" (8), remains to be
investigated.
In summary, we have tested a method to partition Zrs,in into its Zaw
and Zti components by combining 4- to 29-Hz forced oscillations and
body plethysmography. The method is similar, in principle, to that
proposed by Finucane and Mead (6), but, being based on
differential plethysmography, rather than on separate measurements of
ao and
bs, it is easier and
probably much more accurate. The results obtained in 15 healthy
subjects were in agreement with previous findings. In addition, the
analysis of data in various experimental conditions, some of them
strongly modifying lung mechanics, provided Zaw and Zti spectra that
were mostly in agreement with the expected effects; there was no
evidence of interference between Zaw and Zti changes. Computer
simulation suggests that the partitioning of Zrs,in is unaffected by
substantial degrees of mechanical inhomogeneity and only moderately
affected by airway wall shunting.
The authors are grateful to B. Clement for typing the manuscript
and to M. C. Rohrer for the illustrations.
This work was supported by a grant from the Projet
Fédérateur Régional-Recherche Biomédicale et
Santé.
Address for reprint requests: R. Peslin, Unité 14 INSERM,
Physiopathologie Respiratoire, CO 10, 54511 Vandoeuvre-les-Nancy cedex,
France.
Received 1 July 1997; accepted in final form 2 October 1997.
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