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Vol. 83, Issue 6, 2098-2104, December 1997
1 Department of Anthropology, University of Colorado at Denver, Denver 80217-3364; 2 Tibet Institute of Medical Sciences, Lhasa, Tibet Autonomous Region, China 850000; and 3 Cardiovascular Pulmonary Research Laboratory, University of Colorado Health Sciences Center, Denver, Colorado 80262
Curran, Linda S., Jianguo Zhuang, Shin Fu Sun, and Lorna G. Moore. Ventilation and hypoxic ventilatory responsiveness in
Chinese-Tibetan residents at 3,658 m. J. Appl.
Physiol. 83(6): 2098-2104, 1997.
When breathing
ambient air at rest at 3,658 m altitude, Tibetan lifelong residents of
3,658 m ventilate as much as newcomers acclimatized to high altitude;
they also ventilate more and have greater hypoxic ventilatory responses
(HVRs) than do Han ("Chinese") long-term residents at 3,658 m.
This suggests that Tibetan ancestry is advantageous in protecting
resting ventilation levels during years of hypoxic exposure and is of
interest in light of the permissive role of hypoventilation in the
development of chronic mountain sickness, which is nearly absent among
Tibetans. The existence of individuals with mixed Tibetan-Chinese
ancestry (Han-Tibetans) residing at 3,658 m affords an opportunity to
test this hypothesis. Eighteen men born in Lhasa, Tibet, China (3,658 m) to Tibetan mothers and Han fathers were compared with 27 Tibetan men
and 30 Han men residing at 3,658 m who were previously studied. We used
the same study procedures (minute ventilation was measured with a
dry-gas flowmeter during room air breathing and hyperoxia and with a
13-liter spirometer-rebreathing system during the hypoxic and
hypercapnic tests). During room air breathing at 3,658 m (inspired O2 pressure = 93 Torr),
Han-Tibetans resembled Tibetans in ventilation (12.1 ± 0.6 vs.
11.5± 0.5 l/min BTPS,
respectively) but had HVR that were blunted (63 ± 16 vs. 121 ± 13, respectively, for HVR shape parameter
A) and declined with increasing
duration of high-altitude residence. During administered hyperoxia
(inspired O2 pressure = 310 Torr)
at 3,658 m, the paradoxical hyperventilation previously seen in Tibetan
but not Han residents at 3,658 m (11.8 ± 0.5 vs. 10.1 ± 0.5 l/min BTPS) was absent in these
Han-Tibetans (9.8 ± 0.6 l/min
BTPS). Thus, although longer
duration of high-altitude residence appears to progressively blunt HVR
among Han-Tibetans born and residing at 3,658 m, their Tibetan ancestry
appears protective in their maintenance of high resting ventilation
levels despite diminished chemosensitivity.
control of breathing; hypoxic ventilatory depression; high altitude
LIFELONG TIBETAN RESIDENTS at 3,658-m altitude,
breathing ambient air at rest, ventilate as much as newcomers
acclimatized to 3,658 m, unlike immigrant Han (Chinese) long-term
residents at 3,658 m (9, 34). Tibetans residing at 3,658 m also have greater hypoxic ventilatory responses (HVRs) than do acclimatized Han
who came to 3,658 m as children (34). However, it has also been found
that Tibetan lifelong residents at 4,400 m who were measured within 3 days after descent to 3,658 m ventilate as much as do Tibetans who were
lifelong residents at 3,658 m, despite having blunted ventilatory
responses similar to Han residents at 3,658 m (4). These previous
studies suggest the existence of population variation in the effects of
lifelong hypoxia on ventilation
( Subjects for this study were 18 Han-Tibetan male residents from Lhasa,
Tibet Autonomous Region, China (altitude 3,658 m). Subjects granted
informed consent for study procedures that had been approved by the
Human Research Committees of the University of Colorado Health Sciences
Center and by the Tibet Institute of Medical Sciences. All were 20- to
31-yr-old and were judged healthy by history, physical examination,
resting electrocardiogram, and the ratio of 1-s forced expiratory
volume (FEV1) to forced vital
capacity (FVC). All of the subjects had been born and
raised at 3,658-m altitude, where they worked as hospital or clerical workers. None of the group engaged in exercise more strenuous than
routinely riding bicycles for transportation. Of the Han-Tibetans, ~60% (11/18) had smoked for an average of 4.0 ± 0.7 pack · yr (packs/day × years smoked). The Han-Tibetan
subjects were older and taller than the subjects in the two comparison
groups, and Han-Tibetans tended to be heavier than the Han subjects
(Tables 1 and
2). Blood pressure (diastolic/systolic
pressure) was similar among the three groups (Tibetans, 113 ± 2/71 ± 3 mmHg; Han-Tibetans, 100 ± 3/73 ± 2 mmHg;
and Han group, 104 ± 2/69 ± 1 mmHg), as were resting heart
rates (Tibetans, 73 ± 3 beats/min; Han-Tibetans, 72 ± 3 beats/min; and Han group, 78 ± 3 beats/min).
E) and
ventilatory control. These findings are of interest because
hypoventilation has been implicated in the development of chronic
mountain sickness among native high-altitude residents (5, 9, 12, 14,
17, 28). Coincidentally, Tibetans have very low prevalence of chronic
mountain sickness when compared with high-altitude residents in China
(22, 33) and the Americas (24, 32). Whether Tibetans' ability to
maintain higher
E is inherited
is unknown, but previous studies have demonstrated that relevant
components of O2 transport may be
inherited, e.g., studies of pulmonary function in Andeans (20) and
Chinese (10), studies of HVR in Tibetans (1), and familial studies of
HVR (1, 3, 11, 18). Although
E involves
many pathways and components and is likely to be subject to complex
determination, the frequent observation that decreased HVR accompanies
lower resting
E in at least
some long-term high-altitude residents (14, 15, 25, 30) has previously
led some researchers to implicate diminished chemosensitivity to
hypoxia as the likely cause. The existence of individuals with mixed
Tibetan-Chinese ancestry (Han-Tibetans) who were born and have resided
at 3,658 m all their lives affords an opportunity to test the
hypothesis that Tibetan ancestry confers an advantage in the
maintenance of high resting
E during
lifelong hypoxic exposure. We anticipated values intermediate between
the two parental populations for the primary variables
[
E, HVR
shape parameter A (HVR
A), hypercapnic ventilatory response
S (HCVR
S), hyperoxic
E] in
these Han-Tibetans, and we hypothesized that there might be a lesser
decline in their HVR A as a function
of residence duration than was previously found in Han
(34). To determine whether Han-Tibetans resemble Tibetans
or Han, or are intermediate between parental populations in ventilatory
characteristics, such as HVR and HCVR, we measured 18 lifelong
Han-Tibetan residents at 3,658 m for comparison with 27 Tibetan and 30 Han residents at 3,658 m who were studied previously at the same
altitude (3,658 m) by the same research team and with the use of the
same study procedures. Because the Han-Tibetans were born and raised at
high altitude, their exposure to hypoxia is similar to that of the
Tibetans and longer than that of the Han group, affording the
opportunity to investigate the relative roles of Han and Tibetan
ancestry in their levels of resting
E without the
complication of differing duration of hypoxic exposure.
Table 1.
Group characteristics
Characteristic
Tibetans* (n = 27)
P
Han-Tibetans (n = 18)
P
Han*
(n = 30)
P*
Height, cm
166 ± 1
0.05
170 ± 1
<0.01
165 ± 1
NS
Weight, kg
55 ± 1
NS
59 ± 1
<0.01
53 ± 1
NS
Duration of residence at 3,658 m, yr
23 ± 1
NS
25 ± 1
<0.01
14 ± 1
<0.01
Smoking history; pack · yr
1.2 ± 0.6
<0.01
4.0 ± 0.7
<0.01
1.5 ± 0.5
NS
O2, ml/min
STPD 278 ± 10
<0.01
224 ± 12
NS
250 ± 10
<0.05
O2,
ml · min
1 · kg
1
STPD 5.0 ± 0.2
<0.01
3.8 ± 0.2
<0.01
4.8 ± 0.2
NS
CO2, ml/min
STPD 238 ± 10
<0.05
206 ± 12
NS
202 ± 9
<0.05
CO2,
ml · min
1 · kg
1
STPD 4.3 ± 0.2
<0.01
3.5 ± 0.2
NS
3.8 ± 0.2
<0.05
Respiratory quotient
0.85 ± 0.03
NS
0.93 ± 0.03
<0.01
0.81 ± 0.03
NS
E, l/min
BTPS 11.5 ± 0.5
NS
12.1 ± 0.6
<0.01
10.1 ± 0.5
<0.05
f, breaths/min
19.1 ± 1.8
<0.05
25.1 ± 2.2
<0.01
16.5 ± 1.7
<0.05
PETO2, Torr
66 ± 1
<0.01
71 ± 1
<0.01
67 ± 1
NS
E/
O2,
l
BTPS · min
1 · liters
1 STPD 42.8 ± 2.4
<0.01
57.9 ± 2.8
<0.01
41.0 ± 2.3
NS
HVR
0.47 ± 0.05 NS
0.35 ± 0.06 NS
0.40 ± 0.05 NS
Hyperoxic
E, l/min BTPS
11.8 ± 0.5
<0.01
9.8 ± 0.6
NS
10.1 ± 0.5
<0.01
HCVR B, Torr
22.5 ± 5.8
<0.01
24.9 ± 7.1 <0.01
18.3 ± 5.5
NS
Values are means ± SE; n, no. of subjects.
O2, O2
consumption;
CO2,
CO2 production;
E, minute
ventilation; f, respiratory frequency;
PETO2, end-tidal
PO2; HVR, hypoxic ventilatory response; HCVR
B, hypercapnic ventilatory response x-intercept;
pack · yr, packs/day × years of smoking; NS, not
significant.
*
Data from Ref. 34. P, Han vs. Tibetans.
0.05 < P < 0.10.
Table 2.
Individual characteristics for Han-Tibetans
Subject No.
Age, yr
Hb, g/dl
PETCO2, Torr
SaO2, %
HVR A
HPETCO2, Torr
HCVR S
2
23
17.1
34.2
89.7
112
33.6
0.41
3
30
18.1
30.1
92.0
102
29.5
0.41
14
25
18.5
30.7
88.8
100
18.4
0.39
26
24
18.3
31.2
89.7
46
28.8
1.06
27
23
15.6
29.0
86.3
55
27.2
0.84
28
29
16.4
29.6
91.6
46
29.3
0.69
29
31
19.3
33.5
90.9
69
31.5
0.25
30
26
17.6
32.4
91.3
116
31.3
0.23
31
28
17.4
30.5
89.9
132
31.8
0.57
42
25
18.1
23.5
91.0
57
30.6
0.86
54
30
16.7
33.3
90.0
27
35.7
1.30
57
30
18.9
32.4
91.8
84
31.3
0.89
58
31
21.5
29.8
91.0
81
28.0
0.98
62
30
23.9
27.3
92.8
29
31.1
0.60
63
29
19.9
20.5
92.5
20
13.3
1.61
64
29
19.8
32.4
93.3
21
31.8
1.44
65
30
18.9
31.6
92.0
5
31.5
0.93
67
23
17.2
27.5
89.8
33
27.3
0.79
Han-Tibetans
27 ± 1
18.5 ± 0.3
30.0 ± 0.7
91.1 ± 0.7
63 ± 16
29.0 ± 1.0
0.74 ± 0.13
Tibetans
23 ± 1*
17.8 ± 0.3
32.2 ± 0.6*
89.3 ± 0.6
121 ± 13*
29.9 ± 0.8
1.44 ± 0.11*
Han
23 ± 1*
18.1 ± 0.2
31.6 ± 0.5
90.2 ± 0.5
81 ± 12
30.8 ± 0.7
1.10 ± 0.10*
Hans vs. Tibetans
NS
NS
NS
NS
<0.05
<0.05
<0.05
Values in 3 rows at bottom are means ± SE. Hb,
hemoglobin;
PETCO2,
end-tidal PCO2; HVR A, hypoxic
ventilatory response shape parameter;
HPETCO2, hyperoxic
PETCO2;
SaO2, arterial
O2 saturation; HCVR S, hypercapnic ventilatory
response slope.
*
P < 0.05,
0.05 < P < 0.10, compared with Han-Tibetans.
Data from Ref. 34.
E,
O2 consumption
(
O2),
CO2 production (
CO2), isocapnic
HVR (measured twice), hyperoxic
E, and HCVR (measured once). The completion of all tests required ~2 h.
FVC was measured in standing subjects by using a recording spirometer
(8 or 13 liters; Warren Collins, Braintree, MA). Measurements were made
in triplicate, with the highest value accepted.
All other measurements were made when subjects were seated and had been
resting quietly for 20 min before study. Subjects breathed through a
bidirectional respiratory valve (model 1400; Rudolph, Kansas City, MO)
from PO2 and
PCO2 were sampled continuously by
fuel cell O2 analyzer (model 101; Applied Technical Products, Denver, CO) and infrared
CO2 analyzer (model LB-2;
Sensormedics, Anaheim, CA). Volume was measured by dry-gas flowmeter
(model RAM 9200; Rayfield, Waitsfield, VT) or spirometer. The gas
analyzers were calibrated by using gases in which
O2 and
CO2 concentrations had been
analyzed on site by using the Scholander technique. Arterial
O2 saturation
(SaO2) was monitored by
Hewlett-Packard ear oximeter (model 47201A; Waltham, MA). A four-channel Prime Line recorder (model R304; San Francisco, CA) was
used to record electrical signals from the gas analyzers, ear oximeter,
and dry-gas meter. Heart rate was measured by electrocardiogram (model
500; Sanborn, Waltham, MA). Hemoglobin was measured in duplicate in
resting subjects from blood samples obtained by finger stick without
squeezing. A HemoCue photometer (Atkiebolaget Leo; Helsingburg, Sweden)
was used that had been calibrated previously on site with samples
analyzed spectrophotometrically with the use of the cyanomethemoglobin
technique.
While subjects were breathing room air [inspired
O2 pressure
(PIO2) = 93 Torr], end-tidal gases and
SaO2 were monitored for 5 min or until
stable values were obtained, and
E was
measured by using a dry-gas flowmeter.
O2 and
CO2 were determined by collecting expired gases in a meteorological balloon for 3 min, measuring the mixed expired O2 and
CO2 fractions by using the electronic gas analyzers, and determining the gas volume by using the
dry-gas meter after correction for volume lost by gas sampling. Additional measurements of
E and
end-tidal PCO2
(PETCO2) were made after
5-7 min of breathing a hyperoxic gas mixture (70% O2 in
N2;
PIO2 = 310 Torr).
The isocapnic ventilatory response was measured in duplicate by using a
previously described rebreathing system (34). Progressive hypoxia was
induced over 10 min by having the subject rebreathe in a closed circuit
from a spirometer that initially contained room air. Isocapnia was
maintained at the PETCO2
measured during room air breathing. The subject's
O2 in the
spirometer resulted in a reduction of end-tidal
PO2
(PETO2) to ~40
Torr and SaO2 to 70% over 5-10
min.
E was
averaged over 30-s intervals and coordinated with 30-s
average
PETO2, SaO2, and
PETCO2 values.
E was related to
PETO2 by
using the hyperbolic equation:
E =
O + A/(PETO2
32), where
E is in
liters BTPS per minute,
PETO2 is in
Torr,
O is
the ventilation asymptote, 32 is the
PETO2 asymptote, and
A is the shape parameter as has been
previously described (31). The choice of a constant rather than
"floating" PETO2
asymptote facilitated comparison with the previously studied
Tibetan and Han samples. The choice of a constant value for
the PETO2
asymptote means that the curve fitted to a given HVR
may not be a true best fit for that individual, nor may the asymptote
of 32 be the best mean value to use for a given sample. Still, to
compare ventilatory responsiveness by using the
A value among individuals or groups
requires that the equation have this degree of freedom held constant.
The relationship of
E and
SaO2 is linear and was
described by the slope

E/
. The HVR A value and

E/
were averaged from duplicate measurements for each subject.
Reproducibility, i.e., the mean ± SD of the differences between
tests 1 and
2, was 1 ± 23 for HVR
A value and 0.03 ± 0.15 for the

E/
.
The HCVR was measured by using a modified rebreathing technique (23).
O2 was added to the spirometer to
obtain a gas mixture of 75-80%
O2 in
N2 and a
PETO2 >250 Torr. As
the subject rebreathed, a progressive rise in
CO2PETCO2
10 Torr occurred within 7-10 min. The linear portion of the
curve relating
E to
PETCO2 was calculated by
using the equation
E = S
(PETCO2
B), where
S is the slope

E/
, and B is the
x-intercept.
Statistics.
Values are reported as means ± SE in the text, tables, and figures.
Relationships among variables were identified by using a general linear
model least-squares procedure (SAS, Cary, NC). The Tibetan,
Han-Tibetan, and Han samples were compared by using multiway,
unbalanced analysis of variance with pairwise comparisons of means
based on the Tukey-Kramer Studentized range test. Comparisons are
considered significant when P < 0.05. The Han and Tibetan subjects were compared in a previous study
(34). All significant differences that were found between Han and
Tibetans in that study remained significant in the present expanded
study.
The two comparison groups of 30 Han and 27 Tibetans were well matched for age and body size in the previous study design (34), but the Han-Tibetans in this study were taller than either of the other two groups and were heavier than the Han subjects (Table 1). Han-Tibetans were on average 4 yr older than the Tibetans or Han subjects (Table 2), but they were similar to Tibetans in duration of residence at high altitude (Table 1). Han-Tibetans resemble Han subjects living at 3,658 m in FVC, whether expressed in absolute terms or corrected for height (Tibetans, 4,956 ± 106 ml BTPS; Han-Tibetans, 4,392 ± 130 ml BTPS; and Han, 4,389 ± 102 ml BTPS). Hemoglobin values were similar in Han-Tibetans and Han (Table 2), but Han-Tibetans tended to differ from Tibetans (P = 0.097).
Han-Tibetans resemble Tibetans living at 3,658 m in
E while breathing room air
(PIO2 = 93 Torr) at rest (Table 1, Fig. 1),
whether or not it is corrected for Han-Tibetans' greater height.
Han-Tibetans resemble Han in HVR A
values (Table 2, Fig. 2). However,

E/
was similar for all three groups (Table 1). Values for
SaO2 were similar between and within each of the three samples, whether or not the encumbrance of a mouthpiece was present (see Table 2 for on-mouthpiece values). SaO2 off-mouthpiece values
were 90.0 ± 0.4 for Tibetans, 91.7 ± 0.3 for Han-Tibetans, and
90.8 ± 0.3% for Han (data not shown). In
both Han-Tibetans and Han men, increasing duration of high-altitude residence is associated with declining HVR, with similar slopes (Fig.
3). Han-Tibetans also resemble the Han
group in their lack of hyperventilatory response to
hyperoxia (Table 1). The
PETCO2 during hyperoxia
was similar in all three groups (Table 2). Han-Tibetans' respiratory frequency was greater than that in the Han or Tibetan groups (Table 1). Han-Tibetans also had greater
E per unit
O2 and higher
PETO2 than
either the Han or Tibetan groups (Table 1).
PETCO2 was lower in
Han-Tibetans than in Tibetans and tended to be lower than in the Han
group (P = 0.077; Table 2, Fig.
4).
and bars, means ± SE. P < 0.05, Han group
compared with Han-Tibetans. P = not
significant (NS), Han-Tibetans compared with Tibetans.
and bars, means ± SE.
,
top), HVR
A declines with increasing duration of
high-altitude residence in Han-Tibetan group (
, solid line) and Han
group (
, dotted line) residing at 3,658 m
(bottom).
and bars, means ± SE.
HCVR was lower in Han-Tibetans than in the Tibetan or Han groups (Table 2). The x-intercept B was also reduced in Han-Tibetans relative to both Tibetan and Han groups (Table 1). There was no decline in HCVR with increasing age in Han-Tibetans (data not shown).
The major finding of this study was that Han-Tibetans residing at 3,658 m had levels of resting
E that were
similar to those of Tibetans living at 3,658 m (Table 1, Fig. 1),
despite having lower HVR (Table 2, Fig. 2). Thus, with lifelong
exposure to hypoxia, both Tibetans
(
E = 11.5 ± 0.5 l/min BTPS) and
Han-Tibetans (
E = 12.1 ± 0.6 l/min BTPS) residing
at 3,658 m are able to maintain levels of resting
E similar to acclimatized newcomers to 3,658 m [n = 16, residence
duration = 4 ± 1 yr,
E = 10.6 ± 0.5 l/min BTPS
(34)]. Han-Tibetans accomplish their high resting
E despite a
progressive decline in HVR with lengthening duration of high-altitude
residence (Fig. 3).
We previously reported a decrease in HVR with increasing duration of
high-altitude residence in Han subjects residing at 3,658 m (34) and in
Tibetan subjects residing at 4,400 m who were studied within 3 days of
descent to 3,658 m (4). Duration of residence at high altitude (4,400 m) was greater in Tibetans (25 ± 1 yr) than in the Han group (9 ± 1 yr). However, Tibetans living at 4,400 m were
still able to maintain resting
E levels
similar to those of newcomers acclimatized to high altitude, whereas
the Han group experienced decreased levels of resting
E. The
possibility exists that blunting of hypoxic drive in Tibetans does not
become evident until more advanced age and/or longer residence
duration at 3,658 m or that Tibetans may require residence at altitudes >3,658 m to blunt ventilatory drive. Nevertheless, Tibetan residents at 4,400 m, like Han-Tibetan residents at 3,658 m, appear to maintain resting
E
despite blunted HVR.
Our approach for investigating the relative roles of Tibetan and Han
ancestry in levels of resting
E and hypoxic
drive was to recruit individuals born in Tibet at 3,658 m to a Tibetan
mother and Han father for the purposes of comparison with both Tibetans and Han individuals residing at 3,658 m. While we sought to recruit subjects who were as similar as possible in characteristics known to
influence
E
and ventilatory responsiveness, the hybrid nature of this population
and/or their favored social status resulted in the Han-Tibetans
being taller than individuals in either of the other two samples and
heavier than members of the Han group. Their existence is also a unique
historical phenomenon, the outcome of government-sanctioned
intermarriage during the first decade of Chinese presence in Tibet.
Such unions are now relatively rare in Tibet, with the result that the
Han-Tibetan cohort we studied is somewhat older than our Han or Tibetan
groups. Adjusting the analysis for body mass index, body surface area,
or height did not change either the nature or statistical significance
of our findings (data not shown).
Another difference between Han-Tibetans and the two comparison groups
was in the extent of smoking, with Han-Tibetans' smoking histories
exceeding values for both the Han and Tibetan groups (Table 1).
However, there were no significant differences between smokers and
nonsmokers in hemoglobin, SaO2,
FEV1/FVC ratio, or end-tidal gases in any of the three groups. There was only a trend (0.5 < P < 1.0) toward lower breathing
frequency and FVC in Han-Tibetan smokers. We concluded that smoking is
not likely to have influenced the Han-Tibetans'
E or
ventilatory responsiveness.
We used multiple measures to assess
E and
ventilatory responsiveness. Because
E,
SaO2,
PETO2, and
E per unit
O2 were equal or greater in
the Han-Tibetans compared with the Tibetan group, we concluded that
Han-Tibetans ventilated at least as much as did Tibetans.
Furthermore, Han-Tibetan
E was greater than Han values, despite a duration of high-altitude residence nearly
three times longer (Table 1). We found that although Han-Tibetans' HVR
A values were similar to those of the
Han,

E/
did not differ among the three groups (Table 1). The reasons why one
but not the other measure of HVR differed among the three groups was
not immediately apparent, but the two measures were significantly
correlated for Han-Tibetans (r = 0.82, P < 0.05). The agreement between
these two measures of hypoxic ventilatory sensitivity and the
well-recognized association between HVR and HCVR (2, 8) supported the
likelihood of blunted ventilatory responsiveness in Han-Tibetans when
compared with Tibetans. Higher
E in the
Han-Tibetans compared with Han was due to increased respiratory
frequency, which exceeded even Tibetan values (Table 1). The
possibility of hyperventilation in Han-Tibetans is rendered less likely
by the absence of differences in SaO2 or
breathing frequency on and off the mouthpiece.
PETCO2 was lower in
Han-Tibetans compared with Tibetans and tended to be lower compared
with the Han group (Table 2, Fig. 4). The ventilatory equivalent per
unit
O2
was higher in Han-Tibetans than in either the Han or Tibetan groups
(Table 1), indicating greater alveolar ventilation per unit metabolic
rate.
Given the similarity in
PETO2 and
PETCO2 between
Tibetan and Han individuals in the previous study (34), the
CO2 production differences in
end-tidal gases between Han-Tibetans and both of these groups were
unexpected. Han-Tibetans compared with Tibetans had lower relative
levels of
O2 but similar
E (Table 1),
which contributed to their higher
PETO2 and higher calculated
ventilatory equivalent for O2. In
the absence of direct measurements, it is not possible to discern
whether the Han-Tibetan sample had a narrower alveolar-arterial
O2 gradient, such has been found
in Tibetan but not Han residents at 3,658 m (35), although there was no
discernible lung disease or decrement in Han-Tibetans'
SaO2 at a given
PO2. Han-Tibetan subjects compared
with Han subjects had similar levels of
CO2 but higher
E and lower
O2, which resulted in a lower
PETCO2 and higher calculated
respiratory quotient, respectively.
Problems for the interpretation of our study results stemmed from
considerations relating to the numbers of subjects who could be
examined during a given time period. Although all subjects were studied
with the use of the same equipment and by many of the same
investigative personnel, the Han and Tibetan groups living at 3,658 m
were studied during 1987-1989, a study of 10 Han-Tibetans was
conducted in 1991, and the remaining 8 Han-Tibetans were studied in
1994. The similarity in anthropometric measurements between the two
groups of Han-Tibetans, as well as their similar levels of resting
E, HVR, and
PETCO2, convinced us that
the differences we observed in comparison with Han and Tibetans were more likely attributable to Han-Tibetans' mixed population ancestry than to different study times.
We consider the most likely explanation for the lower hypoxic
ventilatory sensitivity observed in the Han-Tibetans to be their lifelong residence at 3,658 m. This conclusion is supported by our
observation of decreasing HVR with increasing years of high-altitude residence in Han-Tibetans (Fig. 3). In this regard, Han-Tibetans resemble Tibetans living at 4,400 m (4), Han long-term residents at
3,658 m (34), and Sherpas (6). There are a number of possible explanations for the progressive blunting of ventilatory sensitivity. If the development of peripheral chemoreceptor response to hypoxia is
prompted by increased O2
availability in the transition from intrauterine to extrauterine life
(7, 13, 21, 27), and if Han-Tibetans resembled the Han subjects in
having poorer neonatal oxygenation, this might have led to decreased
ventilatory sensitivity to hypoxia from birth. However, the similarity
in average HVR at age 20 yr (Fig. 3) between Tibetans and Han-Tibetans
(147.5 and 136.0, respectively) does not support this hypothesis,
although the slopes of the HVR vs. duration of high-altitude residence relationship are quite similar for Han and Han-Tibetan subjects (
2.36 and
2.92, respectively). An altered peripheral
chemosensory drive as a consequence of the Han-Tibetans'
lifelong exposure to hypoxia is more consistent with their blunted
hypoxic and hypercapnic responses, which are approximately one-half the
values we previously reported for Tibetans living at 3,658 m (Table 2).
A similarly blunted peripheral chemosensory drive may apply to Tibetans
residing at 3,658 m, although their narrow range of residence duration did not allow us to confirm this. Tibetan residents at 4,400 m have
blunted hypoxic ventilatory drives (4) yet maintain
E levels
similar to those of Tibetans living at 3,658 m.
Our observation that Han-Tibetans did not hyperventilate while
breathing hyperoxic gas mixtures differs from previous reports for
lifelong high-altitude residents of the Rocky Mountains, Andes, and
Himalayas (6, 15, 16, 26), as well as our own previous study of Tibetan
residents at 3,658 m (34). However, a similar lack of hyperoxic
hyperventilation was found in our study of Tibetan residents at 4,400 m
(4). A clear consensus is lacking on the mechanisms for
hyperventilation during exposure to hyperoxia, but these
may be due to a central depressant effect of hypoxia that is
effectively opposed by the peripheral chemosensory drive to maintain
higher levels of resting
E. If so, the
lack of hyperventilatory response to hyperoxia in the Han-Tibetans
could indicate an irreversible central depressant effect of hypoxia,
presumably also an effect of lifelong exposure to hypoxia and possibly
poorer neonatal oxygenation as well.
These findings support the hypothesis that Tibetan ancestry confers an
advantage in maintaining resting
E
under conditions of sustained hypoxic exposure. This advantage appears
to involve compensation for impaired chemosensitivity to hypoxia so
that Han-Tibetan lifelong residents at 3,658 m have resting
E levels that
are similar to Tibetans who are lifelong residents at 3,658 m and 4,400 m and similar to acclimatized newcomers. The mechanism for this
protected
E
remains to be investigated, but the fact that Tibetans living at 4,400 m and Han-Tibetans living at 3,658 m evidence blunted hypoxic and
hypercapnic responses but still maintain similar levels of resting
E appears to
implicate mechanisms other than central or peripheral chemoreceptors
for ventilatory control among high-altitude residents with Tibetan
ancestry.
The nature of Han-Tibetans' resemblance to their parent populations
suggests several avenues for future study. For the most part,
Han-Tibetans show a pattern of stronger resemblance to one or the other
of the two parent populations, rather than intermediate values in the
array of ventilatory variables we measured. To the extent that such
traits are polygenic and located in the nuclear rather than
mitochondrial genome, Han-Tibetans' ventilatory characteristics should
tend to be intermediate between those of the parent populations, but
they are not. There are a number of possible explanations for this.
E may be
controlled by a smaller number of factors having a pattern of simple
Mendelian (dominant/recessive) inheritance, with Han-Tibetans being
heterozygous for most of these traits. Should this be so, the next
generation (offspring of Han-Tibetans) could be expected to include
more variation in ventilatory phenotypes when pairing of recessive
genes occurs. Another possibility is that some ventilatory traits may
be influenced by the maternally transmitted mitochondrial genome.
Approximately 20% of the oxidative phosphorylation enzymes are coded
for by genes located within the mitochondrial genome, including
complexes I-IV of the electron transport chain and complex V of ATP
synthase (19, 29). In this case, Han-Tibetans should resemble their
maternal population, because no paternal contribution to the
mitochondria is present after conception. Therefore, the ventilatory
characteristics of Han-Tibetans having Han mothers should differ from
those with Tibetan mothers. A third possibility is that the
contribution of developmental factors to adult phenotypes may be more
substantial and complex than is presently appreciated. In particular,
the interaction of genetic and environmental variables during the neonatal period, especially as these influence the development of
hypoxic and hypercapnic ventilatory sensitivity, should be considered.
This study was made possible by the cooperation of the subjects and by the assistance of the Bureau of Health of the Tibet Autonomous Region.
Address for reprint requests: L. S. Curran, Dept. of Anthrolpology, C. B. 103, PO Box 173364, University of Colorado-Denver, Denver, CO 80217-3364 (E-mail: LCURRAN{at}CASTLE.CUDENVER.EDU).
Received 29 July 1996; accepted in final form 7 August 1997.
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