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Vol. 83, Issue 5, 1461-1466, 1997
Departments of Exercise Science and Microbiology/Immunology, Schools of Public Health and Medicine, University of South Carolina, Columbia, South Carolina 29208
Davis, J. M., M. L. Kohut, L. H. Colbert, D. A. Jackson, A. Ghaffar, and E. P. Mayer. Exercise, alveolar
macrophage function, and susceptibility to respiratory infection.
J. Appl. Physiol. 83(5):
1461-1466, 1997.
The effects of exercise on susceptibility to
respiratory infection were determined by using a murine model of
intranasal challenge with herpes simplex type 1 virus (HSV-1). Two
doses of treadmill exercise were assessed: moderate short-term (30 min)
exercise and prolonged strenuous exercise to voluntary fatigue
(2.5-3.5 h). Morbidity and mortality among exercised and control
mice were compared after intranasal challenge with HSV-1. We also
assessed the ability of alveolar macrophages to restrict HSV-1 viral
replication (intrinsic resistance) among exercise and control groups of
mice at several time points postexercise. Exercise to fatigue followed
by exposure to viral infection resulted in greater morbidity and
mortality than either no exercise or short-term moderate exercise. In
addition, antiviral resistance of macrophages obtained from the lungs
of both exercised groups was suppressed, albeit for a longer duration
in the fatigued group. These data are particularly important in that
they identify an exercise-induced decrease in antiviral resistance of a
specific component of the immune system within the lungs, in
conjunction with increased susceptibility to respiratory infection in
vivo. The specific mechanism of decreased antiviral resistance of
alveolar macrophages and its role in respiratory infection after
exercise remains to be determined.
fatigue; immunity; mortality; morbidity; viral infection; herpes
simplex virus-1
IT HAS BEEN HYPOTHESIZED that regular moderate exercise
lowers the risk of developing an infection, whereas excessive exercise or a sedentary lifestyle is associated with an increased susceptibility to infection (20). However, the actual results of a number of human
epidemiological and observational studies are often contradictory (1).
An important drawback of the epidemiological studies includes a lack of
control over important variables like exposure to infectious agents,
life stress, diet, and other environmental conditions. It is also very
difficult to validly equate self-reported "colds, flu, or sore
throat" with actual upper respiratory tract infection (URTI). Similar drawbacks exist in epidemiological studies
of the acute effects of strenuous exercise and competition (1), in
which the risk of URTI is thought to increase (21, 22).
Controlled experimental studies of exercise and infection in animals
generally demonstrate that forced exercise after exposure to virus or
bacteria increases both mortality and severity of infection (7, 10, 24,
28). However, the effects of exercise before pathogen exposure have not
been extensively studied in animals. In two studies that did examine
the effects of exercise training before the administration of an
infectious agent, one found enhanced survival rate and the other did
not (2, 13). In addition, we are not aware of any animal studies that
have examined morbidity and/or mortality after an acute bout of
exercise. The animal experiments are also limited. They often utilize
unrealistic exercise models (i.e., swimming with weighted tails until
exhaustion and nearly drowning or running with electric shocks as
motivation), introduce the infection in ways that normally do not occur
in nature (i.e., through an intracerebral or intraperitoneal
injection), rarely examine potential dose-response relationships, and
generally fail to address plausible biological mechanisms.
Numerous studies have reported that acute exercise alters both the
number of circulating leukocytes as well as various functions of
lymphocytes, natural killer (NK) cells, and macrophages, and several
reviews on these topics have been published (11, 29). It has been
suggested that changes in immune cell number and/or function
resulting from exercise may play a role in host resistance to infection
(20). However, one must be cautious in assuming that alterations of a
given immune parameter in vitro after a bout of
exercise will necessarily result in altered host susceptibility to
infection. A controlled investigation of postexercise resistance to
infection after exposure to a particular pathogen, along with in vitro
responses of immune cells found at sites of infection, and to the same
pathogen, may provide insight into mechanisms for increased
susceptibility to infection after exercise.
Within the respiratory tract, nonspecific antiviral defense is
accomplished largely through the action of alveolar macrophages and the
production of cytokines (16). Because of their position at initial
sites of infection, these cells may be critical in determining the host
susceptibility or resistance to viral infection. In our laboratory, a
prior study demonstrated that activation of alveolar macrophages
protected mice against pulmonary infection resulting from intranasal
challenge with herpes simplex virus type one (HSV-1) (9). In addition,
the difference in susceptibility to HSV-1 infection is correlated with
a difference in the ability of macrophages to disseminate infection.
Also, macrophages from HSV-resistant strains of mice can inhibit HSV-1
macromolecular synthesis earlier in the viral replication cycle than
can macrophages from more susceptible strains of mice (25).
To investigate the effects of exercise on susceptibility to infection,
the murine model of intranasal challenge with HSV-1 has been chosen.
The respiratory tract infection and pathology to intranasal HSV-1 are
similar to those observed in human disease (6, 19). The purpose of the
first part of this investigation was to compare morbidity and mortality
among exercised vs. control mice after intranasal challenge with HSV-1.
Two doses of treadmill exercise were assessed, an acute bout of
short-term (30-min) exercise and an acute bout of exercise to voluntary
fatigue (2.5-3.5 h). The purpose of the second series of
experiments was to assess the ability of the alveolar macrophage to
restrict HSV-1 viral replication (intrinsic resistance) among exercised
and control mice at several time points postexercise.
Mice. Male CD-1 mice, 4 wk of age,
were purchased from Charles River Laboratories and acclimated to our
facility for at least 3 days before any experimentation. Mice were
purchased as pathogen-free stock, and periodic antibody screening of
sentinel mice yielded negative results for common murine viral or
bacterial pathogens. Mice were maintained on a 12:12-h light-dark cycle
in a low-stress environment (22°C, 50% relative humidity, low
noise) and were given food (Purina chow) and tap water ad libitum. All
experiments were performed at the end of the active dark cycle.
Exercise protocol. The University's
Institutional Animal Care and Use Committee approved the protocol
described. Mice were randomly assigned to one of the following three
groups: Con, control treatment; Ex-mod, treadmill exercise for 30 min
at 5% grade and at a speed of 18 m/min; and Ex-ftg, treadmill exercise
to the point of volitional fatigue at gradually increasing speeds, from 18 to 36 m/min at 5% grade. Similar exercise protocols
have been used previously in our laboratory as models of moderate and
fatiguing exercise, respectively (30). Volitional fatigue was defined as the point at which mice fail to maintain pace with the treadmill despite 2 min of gentle prodding with the hand. Electric shock was
never used in these experiments, as mice respond well to a light tap on
the tail or hind quarters encouraging them to maintain pace with the
treadmill (30). Mice rarely required this type of continual prodding
until they approached the point of fatigue. Mice in the control groups
were contained in well-ventilated 4 × 12-in. Plexiglas lanes
above the treadmill for an equivalent period of time. These mice were
exposed to similar handling, noise, and treadmill vibrations in an
attempt to control for extraneous stresses that may be associated with
treadmill running. All mice were acclimated to treadmill running a
minimum of two times per day for 3 days before the actual experiment as
well as exposed to the Plexiglas control lanes. Mice in both the
morbidity and mortality experiments (Con,
n = 32; Ex-ftg,
n = 32; Ex-mod,
n = 23) and in the alveolar
macrophage function experiment (n = 14, all groups) underwent the same exercise or control treatments as
described above.
Intranasal infection with HSV-1. On
the day of the experiment, mice were exposed to either the control
treatment or an acute bout of exercise for either 30 min or until the
point of fatigue. Immediately after the control or exercise session,
mice were returned to their cages. After 15 min of rest, the mice were
lightly anesthetized with ether and infected intranasally with 50 µl
of a HSV-1 VR strain preparation containing 1.7 × 105 plaque-forming units (PFU)/ml. This dose
yielded a 20% mortality rate among control mice in preliminary
dose-response experiments. After infection, all mice were returned to
their respective cages and placed in a P2 isolation facility for 21 days. Morbidity and mortality were monitored over this period. Several
typical symptoms of illness were used to identify morbidity, namely,
ruffled fur, inactivity, hunched back, and redness around eyes, nose,
or mouth.
Alveolar macrophage collection, preparation, and
infection with HSV-1. In the second series of
experiments, mice were exposed to either the control treatment,
moderate exercise (for 30 min), or exercise to fatigue. Mice were
killed at one of the following time points: immediately postexercise or
3 or 8 h postexercise. These postexercise time points were chosen
because nonspecific immune defense mechanisms can respond quickly
(within hours) to infection. The immune parameter we measured,
macrophage intrinsic antiviral resistance, is an early nonspecific
resistance mechanism, serving to contain viral particles to a limited
anatomical area. By 5-10 days postinfection, specific immune
responses have been induced, which ultimately perform a curative
function, whereas the primary function of the early nonspecific
defenses is to limit spread of the infection.
Immediately after their respective treatments, mice were killed in a
bell jar containing ether. Death by overetherization occurred within
<2 min. Lungs were removed, and alveolar macrophages were obtained by
gentle lavage of the lungs with 15-25 ml of media. The culture
medium used in all experiments was RPMI-1610 (GIBCO, Grand Island, NY)
containing 100 U/ml penicillin, 100 µg/ml streptomycin, and 20 mmol/l
glutamine. Lung lavage cells were washed once with RPMI-1610, and any
remaining red blood cells were lysed with
tris(hydroxymethyl)aminomethane-ammonium chloride, pH 7.2. Cells from
mice in each group (n = 14) were adjusted to a concentration of 4 × 106 cells/ml in RPMI-1610 medium
supplemented with 10% fetal bovine serum-RPMI (Environmental
Diagnostics, Burlington, NC). Viability was determined by using trypan
blue exclusion >90%, and the percentage of macrophages was
calculated from a cytocentrifuge preparation followed by Diff Quick
stain (Baxter Scientific, Chicago, IL). Subsequently, 200 µl of the
cell preparation were added to the wells of a 96-well microtiter plate
and allowed to adhere for 3 h at 37°C, at 5%
CO2. After 3 h, each well was
washed gently with prewarmed RPMI-1610 to remove nonadherent cells. The
adherent macrophages were infected with HSV-1 KOS strain virus
contained in 50-100 µl of medium at a ratio of 7-10
PFU/cell. The virus was allowed to absorb for 90 min.
Prewarmed RPMI-1610 medium supplemented with 10% fetal bovine serum
was added to each well (to a final volume volume of 200 µl), and the
plates were incubated at 37°C, in 5%
CO2 for 48 h. The HSV-1 virus used
had been propagated in Vero cells. Stocks of virus were titrated on
Vero cells by a plaque assay and contained 1.2 × 108 PFU/ml. Aliquots of the virus
were stored at Alveolar macrophage antiviral resistance: neutral red
assay. Forty-eight hours after infection with HSV-1, a
cytopathic effect was observed in the macrophages. The degree of
cytopathic effect was quantified by a neutral red dye uptake assay
(15). Briefly, cell monolayers were washed twice with RPMI-1610 and
stained for 2 h with 0.006% neutral red diluted in RPMI-1610. The
stained monolayers were washed, and the dye was extracted by lysing
cells with 200 µl of a 50:50 mixture of Sorensen's citrate
buffer (0.1 M citric acid, 0.2 M NaOH, pH 4.1) and
ethanol. The optical density was read on a Dynatech MR5000 microplate
reader at 530 nm. The cytopathic effect was evaluated by calculating a
viability index, which is expressed as the ratio of dye uptake by
infected cells to dye uptake by uninfected cells as follows:
80°C.
Statistical analysis. The
2 analysis was used to
determine the significance of differences between groups in percent
morbidity and mortality at the end of the 21-day postinfection period.
The Kruskal-Wallis analysis was used to detect significant differences in survival between the experimental groups across the 21-day postinfection period. Differences in macrophage antiviral resistance were analyzed by using one-way analysis of variance with Newman Keuls
post hoc tests to examine individual group differences.
Exercise and morbidity/mortality.
Exercise until fatigue and subsequent intranasal administration of
HSV-1 clearly resulted in greater morbidity and mortality. Figure
1B illustrates that Ex-ftg mice
experienced a significantly greater overall mortality (41%) compared
with Con mice (16%) at 21 days postinfection
(
2 analysis,
P < 0.05). Mortality among mice that
exercised for only 30 min (Ex-mod group) (9%) was not different from
Con mice (16%). A comparison of morbidity among the three groups
showed similar results (Fig.
1A).
Again, Ex-ftg mice exhibited higher morbidity (50%) by
day 21 postinfection than did control
mice (25%) (P < 0.05), whereas mice
exercising for the shorter period of time (Ex-mod) did not demonstrate
a morbidity rate different than in the Con group (13% vs. 25%).
Morbidity among the mice was only slightly higher than mortality, as
most mice that became sick died within several days.
2 analysis.
Figure 2 shows the time course of mortality
in the three groups of mice. There were no differences in the onset of
mortality among the three groups. However, survival times were
significantly different (P < 0.01)
among the three groups, with more Ex-ftg mice dying sooner than either
Con or Ex-mod mice.
Overall, these results suggest that mice exercised until the point of voluntary fatigue, when exposed to HSV-1, experienced a decrease in survival over the time course of the experiment as well as increased morbidity and mortality at the end point of the experiment (day 21 postinfection).
Alveolar macrophage antiviral
function. In this series of experiments, mice were
subjected to the same exercise or control protocols, but were killed at
three time points postexercise; then alveolar macrophages were
isolated, and their intrinsic antiviral function was examined. Figure
3 compares the antiviral function (expressed as a viability index) of alveolar macrophages from mice
killed immediately after exercise and at 3 and 8 h thereafter. Clearly,
the viability index in both groups of exercised mice (Ex-ftg and
Ex-mod) killed immediately postexercise is significantly less than in
Con mice (P < 0.05). Antiviral
function in mice killed 3 h after the exercise session is also
suppressed in Ex-ftg mice or in Ex-mod animals, in contrast to the Con
group (P < 0.05). However, when mice
were killed at 8 h postexercise, the suppression in antiviral function
persisted only in the mice exercised to fatigue (Ex-ftg < Con,
P < 0.05). Alveolar macrophage
antiviral function in mice exercised for the shorter period of time
(Ex-mod) was no longer different than in Con mice.
The results from the first series of experiments suggest that a single acute bout of prolonged strenuous exercise until the point of voluntary fatigue followed by exposure to respiratory viral infection results in greater morbidity and mortality than either no exercise or short-term exercise. Both the duration and intensity of exercise differed between the two exercise groups (Ex-mod and Ex-ftg). The time to voluntary fatigue in Ex-ftg mice ranged from 2.5 h to slightly over 3 h, whereas the Ex-mod mice ran for only 30 min. The intensity of exercise was held constant at a speed of 18 m/min at 5% grade for Ex-mod group. Mice in the Ex-ftg group began running at the same intensity and grade, but every 30 min thereafter the speed was increased by 3 m/min until voluntary fatigue. The exercise protocol used in Ex-mod group should elicit ~55-65% maximal oxygen uptake in mice, whereas the intensity of exercise at fatigue in Ex-ftg animals will be ~68-78% maximal oxygen uptake (27). It is not possible to determine from our experiments whether intensity, duration, or some particular combination of intensity and duration is required to elicit changes in susceptibility to upper respiratory infection. However, the evidence implies that this response may be a threshold effect. If a dose-response relationship between exercise and infection existed, one might expect to observe a moderate increase in mortality in the Ex-mod group along with a more dramatic increase in mortality in mice exposed to fatigue (Ex-ftg group). This clearly was not the case.
These findings suggest that even a single bout of prolonged, strenuous exercise results in increased susceptibility to infection. Although a 3-h run to our defined point of fatigue in the mouse cannot be directly compared with a 3-h run in a human, there are similarities between the results from our model and human epidemiological studies of this nature. The studies in humans that do report increased incidence of URTI after a single exercise session are those that observe this change only after very prolonged, fatiguing exercise, such as running a marathon or ultramarathon (21, 22). Increased incidence of infection has not been observed after short-term moderate exercise in humans, and we did not observe an increase in morbidity/mortality in our mouse model of moderate exercise. If fact, Ex-mod mice demonstrated what appears to be a trend toward decreased morbidity/mortality compared with Con mice. Considering the epidemiological evidence regarding exercise and infection published thus far (1, 20), along with the findings reported in this study, athletes completing a prolonged endurance event may experience an increased susceptibility to infection for some period of time after the event. The potential benefits of moderate exercise, while promising, are less clear. Further study is needed to clarify the role of moderate exercise on the risk of developing infection.
To our knowledge, this is the first study employing an animal model that demonstrated an enhanced susceptibility to infection after only a single bout of exercise. In humans, two studies have demonstrated increased incidence of URTI after a single competitive running event (21, 22). Other animal studies, in which rodents were exposed to an infectious agent after exercise, did so after several weeks of exercise training. In one of these studies, mice voluntarily trained on an exercise wheel for ~2.5 wk and were then infected with Salmonella typhimurium. The exercised mice exhibited an increase in survival rate compared with sedentary control mice (2). In the other study (13), rats forced to swim for 4 wk before infection with Streptococcus pneumoniae exhibited no difference in lethality rate from untrained rats. It is difficult to compare the results from these two studies with our findings, considering the fact that our protocol consisted of only a single exercise session, whereas the other two studies employed numerous sessions of exercise over several weeks. It is likely that both regular exercise training as well as single bouts of strenuous prolonged exercise can alter susceptibility to infection.
Other factors to consider in studies of strenuous exercise are the psychological aspects associated with prolonged exercise and competition. Psychological stress is also correlated with a higher incidence of upper respiratory infection (4). Only one of the studies in humans, which observed an increased incidence of URTI in runners after they completed a marathon, attempted to assess the role of additional psychological stress. In this study, runners were categorized as part of a "perceived low-stress" group if they reported feeling "definitely better" in the following three categories: sleep, overall feelings, and energy and stress level since they began regular exercise training. However, the odds of acquiring an infectious episode in the week after the marathon were not different between the perceived low-stress group and the other runners (21). Although the assessment of psychological stress used in this study may be somewhat limited, this finding may suggest that exercise as a factor by itself can alter susceptibility to infection above and beyond any additional effects of psychological stress. In rodents, the previously mentioned study that observed an increase in survival rate after several weeks of exercise training and subsequent exposure to S. typhimurium used voluntary running on an exercise wheel as the mode of exercise (2). In contrast, the other investigation, which found no change in survival rate among exercised vs. sedentary animals, utilized forced swimming in rats as the mode of exercise (13). Whereas a direct comparison between these studies is difficult to make because of differences in animal species and bacterial strains, it is possible that the additional "psychological stress" associated with forced swimming and the fear of drowning in the second study, in contrast to voluntary running used in the first study, may have masked any single effect of exercise training. In our study, although "forced exercise" was used in the sense that mice were required to maintain pace with the treadmill belt, no additional adverse stimuli were used. Appropriate care was taken to thoroughly acclimate mice to the treadmill apparatus (at least six brief exposures to treadmill running before the experiment). In addition, the control mice were exposed to the same environment throughout the running session; they were contained in similar size Plexiglas lanes mounted directly above the treadmill, experiencing similar handling, treadmill noise, and vibration. Although these precautions were taken, it is still not possible to completely rule out the possibility that some psychological stress associated with long-term running that was not present during short-term exercise contributed to the changes in morbidity and mortality. Because this issue is difficult to address in an animal model, future studies of exercise and infection should address other indexes of stress, including hormonal markers and, perhaps, assessment of psychological state (in humans) to sort out the potential impact of this factor.
With the second series of experiments, we sought to explore potential mechanisms mediating the exercise-induced changes in mortality. In this murine model of HSV-1 infection, the virus is introduced by intranasal administration. The immune cells located within the respiratory tract are the first to encounter the virus, and it is these cells and/or products of the innate immune system that will serve as the first line of defense against infection until specific immune responses can be induced. Unlike adaptive immunity, which requires several days to develop effective T-cell-mediated and humoral antiviral responses, innate defense systems are effective immediately after infection. The alveolar macrophage is an important cell of the innate defense system located within the respiratory tract that has the capacity to take up viruses in a nonspecific manner. The macrophage can limit viral replication including HSV-1, thus limiting further spread of the infection (17, 18). In addition, prior experiments from our laboratory have shown that activation of the alveolar macrophage with the synthetic immunostimulant muramyl tripeptide reduced mortality after intranasal administration of HSV-1 (9). The results from these experiments suggest that alveolar macrophages may play an important role in this model of HSV-1 infection and that further activation of these cells can significantly reduce mortality. Conversely, it is not unreasonable to consider the possibility that suppression of macrophage antiviral resistance may result in increased mortality. Therefore, we chose to study in vitro antiviral function in alveolar macrophages obtained from mice after an acute bout of exercise.
Our results demonstrated that alveolar macrophage antiviral resistance is suppressed in exercised mice. This finding was observed in macrophages obtained both from mice exercised to fatigue (Ex-ftg group) and in mice exercised for only 30 min (Ex-mod group). Recall that the increase in mortality was only observed in mice exercised to fatigue. Whereas at first glance these in vitro results may appear to contradict the in vivo mortality data, an examination of the time course may provide one potential explanation. Macrophages obtained from Ex-mod mice exhibited a decrease in antiviral resistance immediately postexercise and 3 h later. By 8 h postexercise, this suppression was no longer present. In contrast, macrophages from Ex-ftg mice continued to show a suppression in antiviral resistance at the 8-h time point. Whereas no further time points were examined, it appears that the suppression of antiviral resistance persisted over a longer period of time in Ex-ftg compared with Ex-mod group. Perhaps, it is this prolonged decline in function that ultimately leads to detrimental changes in resistance and increased mortality.
Although we did not attempt to determine how the decrease in macrophage
antiviral function may occur in response to this type of exercise,
several neuroendocrine factors released during prolonged, strenuous
exercise may have altered macrophage function. Both corticosteroids and
catecholamines have been shown to suppress various macrophage
functions, and serum levels of these factors are elevated during this
type of exercise (12, 14). Cytokines such as tumor necrosis factor-
,
interferon-
and -
, as well as nitric oxide may mediate resistance
to HSV-1 (5, 8, 23). Stress as well as catecholamines and/or
corticosteroids can inhibit production of these cytokines, potentially
contributing to the decrease in resistance to HSV-1 (3, 26). Studies
are currently underway to investigate the role of these neuroendocrine
factors and cytokines in this model of HSV infection.
Other innate defense mechanisms such as NK cell function and interferon production were not assessed in this study. However, other findings from our laboratory suggest that interferon production is not impaired in alveolar macrophages infected with HSV-1 after a bout of exercise to fatigue (unpublished observations). Specific immune responses such as T-cell-mediated immunity or antibody production were not measured in this study. It is certainly possible that exercise may alter any one or several of these immune parameters that could subsequently influence disease outcome. In fact, exercise has been shown to alter NK function, T-cell mitogenic responses, and antibody production (11). However, specific or nonspecific antiviral immune responses to exercise within the respiratory tract have not been examined in conjunction with respiratory infection. To our knowledge, this is the first study to demonstrate an exercise-induced alteration of any antiviral defense system within the respiratory tract in conjunction with altered susceptibility to respiratory infection after exercise. Whereas this investigation provides one potential explanation for the increase in morbidity and mortality in mice exercised to fatigue, future studies are necessary to address the specific role of alveolar macrophages and other immune components in this model of increased susceptibility to respiratory infection after exercise.
This work was funded by The American College of Sports Medicine Foundation/Cybex Research Grant.
Address for reprint requests: J. M. Davis, Dept. of Exercise Science, Univ. of South Carolina, Columbia, SC 29208 (E-mail: mdavis{at}sph.sc.edu).
Received 10 March 1997; accepted in final form 23 June 1997.
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