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Department of Physical Therapy, Exercise, and Nutrition Sciences, State University of New York at Buffalo, Buffalo, New York 14214
Gosselin, Luc E., David Megirian, Joshua Rodman, Donna
Mueller, and Gaspar A. Farkas. Respiratory muscle reserve in rats
during heavy exercise. J. Appl.
Physiol. 83(4): 1405-1409, 1997.
The extent to
which the respiratory pump muscles limit maximal aerobic capacity in
quadrupeds is not entirely clear. To examine the effect of reduced
respiratory muscle reserve on aerobic capacity, whole body
peak oxygen consumption
(
O2 peak) was
measured in healthy Sprague-Dawley rats before and after Sham,
unilateral, or bilateral hemidiaphragm denervation (Dnv) surgery.
O2 peak was
determined by using a graded treadmill running test.
Hemidiaphragm paralysis was verified after testing by
recording the absence of electromyographic activity during
inspiration. Before surgery,
O2 peak averaged 86, 87, and 92 ml · kg
1 · min
1
for the Sham, unilateral, and bilateral Dnv groups, respectively. Two
weeks after surgery, there was no significant change in
O2 peak for
either the Sham or unilateral Dnv group. However,
O2 peak decreased
~19% in the bilateral Dnv group 2 wk after surgery. These findings
strongly suggest that the pulmonary system in rats is designed such
that during heavy exercise, the remaining respiratory pump muscles are
able to compensate for the loss of one hemidiaphragm, but not of both.
hemiparalysis; diaphragm; denervation; peak oxygen consumption
THE RESPIRATORY SYSTEM must generate adequate
ventilation to maintain normal arterial blood-gas and pH homeostasis. A
robust system has evolved that involves complex neural integration of respiratory muscle output to achieve effective chest wall displacement and subsequent pulmonary ventilation and gas exchange. Although the
diaphragm is considered the primary inspiratory muscle of ventilation
during quiet breathing, other respiratory muscles are also recruited
(4). The relative contribution of these inspiratory muscles varies
depending on posture, states of consciousness, and metabolic demand
(10). The integrated responses by the respiratory muscles not only
maintain arterial blood-gas and pH status but also minimize the work
(or oxygen cost) of breathing (3).
During heavy exercise, minute ventilation increases substantially in
response to increased metabolic demand. This exercise hyperpnea is
associated with an increased work of breathing, as evidenced by a
significant increase in respiratory muscle oxygen consumption (1),
increased blood flow to the diaphragm (13), increased oxygen extraction
by the diaphragm (16), and increased diaphragm muscle glycogen
utilization (11). The increased work of breathing during exercise is
reflected in the significant increases in rat diaphragm muscle
oxidative enzyme capacity as a consequence of whole body endurance
training (7). This adaptation enhances aerobic production of ATP and
delays the onset of skeletal muscle fatigue (5). However, despite these
significant alterations in indexes of respiratory muscle work and
positive adaptations associated with endurance exercise, it is unclear
whether the respiratory pump muscles actually impose a limitation on
peak whole body oxygen consumption
( Therefore, the purpose of this study was to determine whether
decreasing the amount of available respiratory muscle mass by either
unilateral or bilateral diaphragm paralysis decreases
O2 peak).
O2 peak in healthy
untrained rats. We hypothesized that if the respiratory muscles as a
whole reached their maximum capacity during heavy exercise, loss of
one-half or all of the diaphragm in healthy rats would have a
deleterious impact on
O2 peak.
Animals.
Adult male Sprague-Dawley rats (wt 280-380 g) were randomly
assigned to either a Sham (n = 6),
unilateral (n = 7), or bilateral (n = 7) denervation (Dnv) group. The
studies were approved by the University at Buffalo Institutional Animal
Care and Use Committee. Rats were maintained on an alternating 12:12-h
light-dark cycle and provided with water and commercial rat chow ad
libitum.
O2 peak.
All rats, drug free, were habituated to treadmill walking over a 1-wk
period before measurement of
O2 peak. Measurement of
O2 peak was
carried out in all animals before and 2 wk after surgery. Each rat ran
on a modular treadmill (Columbus Instruments) at an initial speed of 10 m/min, 20% grade, followed by an increase in speed of 6 m/min every 3 min to the point of exhaustion (i.e., rats could no longer keep up with
the belt speed). Airflow into the treadmill chamber was regulated at 5 l/min by a needle-valve flowmeter. Gas sampling from the treadmill
chamber was continuous at a rate of 400 ml/min and analyzed by a
CO2 (model CD-3A, Ametek) and
O2 (model S-3A, Ametek) analyzer.
The analyzers were calibrated before each test with room air and a
calibrated reference gas (17.6%
O2-2.11%
CO2-balance
N2). Oxygen consumption was
calculated as described by Brooks and White (2) and converted to
standard temperature and pressure, dry
(STPD).
Surgical procedures.
After anesthesia with a mixture of xylazine (10 mg/kg) and ketamine (60 mg/kg) given intraperitoneally (0.1 ml/100 g), the phrenic nerves were
isolated ventrally in the lower neck without compromise to the
overlying sternomastoid muscles. In the Sham group, the phrenic nerves
were left intact, whereas in the unilateral Dnv group, a 2- to 3-mm
segment of the right phrenic nerve was cut. The wound was closed with
sutures and treated with a topical antibiotic cream (0.2%
nitrofurazone), and the animals were allowed to recover. To ensure that
the rats survived bilateral Dnv while under anesthesia, a thin strand
of silk thread was looped under the intact left phrenic nerve. After
the right phrenic nerve was cut, the incision was carefully closed
while the ends of the thin silk strand looped around the left phrenic
nerve were exteriorized. The two ends of the thread were pulled after
the rats recovered partially from anesthesia, thereby achieving
bilateral hemidiaphragm paralysis. All rats were injected once
subcutaneously with 0.25 cc of antibiotic (Crystiben).
Verification of Dnv.
After measurement of postsurgical
O2 peak 2 wk after surgery, each rat was reanesthetized as described above. Both
halves of the diaphragm were widely exposed through an abdominal
incision. Fine-wire electrodes were implanted in the costal region of
the left and right hemidiaphragm. The electromyographic (EMG) signals were amplified, band-pass filtered between 100 Hz and 3 kHz, and then
recorded on a chart recorder (model 5000, AstroMed). To verify Dnv
under conditions of increased respiratory drive, diaphragm EMG was
recorded while the animal made spontaneous efforts against an
occluded airway for a period of 25-30 s.
Statistical analysis.
A one-way analysis of variance with repeated measures was
used to compare differences in
O2 peak among the
Sham and the unilateral and bilateral Dnv groups before and after
surgery. P < 0.05 was considered
statistically significant.
Mean body weights of the Sham and Dnv groups are listed in Table 1. All rats gained weight over the 2-wk postsurgical period, ranging from 8.5% in the bilateral Dnv group to 11.4% in the unilateral Dnv group.
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Presence or absence of Dnv was verified in all rats. In the Sham
animals during spontaneous inspiration, visual signs of shortening of
both sides of the diaphragm were associated with EMG
activity (Fig.
1A).
In the unilateral Dnv group (Fig.
1B), EMG activity in the right
hemidiaphragm was absent and corresponded with visual signs of muscle
paralysis (lengthening of the Dnv right hemidiaphragm during
contraction of the contralateral side). In the bilateral Dnv group, EMG
activity was absent in both hemidiaphragms but was present during
inspiration in the parasternal intercostal (Fig.
2).
Pre- and postsurgical running time to exhaustion (Table
2) and maximal running speed did not differ
in either the Sham or unilateral Dnv group. Additionally, compared with
presurgery, postsurgical
O2 peak did not change
in either the Sham or unilateral Dnv group (Table 2). The presurgery
O2 peak in the
bilateral Dnv group averaged 92 ml · kg
1 · min
1
and did not differ from that in either the Sham or unilateral Dnv
groups. However, unlike in the latter two groups,
O2 peak decreased by
~19% (P < 0.05) after bilateral
Dnv. The decrease in
O2 peak was associated
with a reduction in the running time to exhaustion (Table 2) and a
similar percent decrease in maximum running speed.
O2 peak
values in each animal are shown in Fig. 3.
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O2 peak) measured
before (Pre) and 2 wk after (Post) Sham
(A), unilateral Dnv
(B), and bilateral Dnv
(C). Solid lines, lines of identity.
Note lack of consistent differences in Sham and unilateral Dnv groups.
However, bilateral Dnv was associated with a reduction in
O2 peak in 6 of 7 animals.
We hypothesized that the loss of just one hemidiaphragm would
significantly decrease exercise
O2 peak as a result of
decreased respiratory muscle reserve. However, despite unilateral
hemidiaphragm paralysis, the rats achieved a
O2 peak similar to that
obtained before surgery. With complete diaphragm paralysis,
O2 peak was decreased
by ~19%. Therefore, the results of this study strongly suggest that
the respiratory musculature in rats has an adequate reserve to account
for the loss of one-half of the diaphragm during maximal exercise, but
not for both halves.
Previous studies have examined the effect of diaphragm paralysis on resting arterial blood gases and ventilatory response in rats. In unanesthetized rats with hemidiaphragm paralysis achieved by spinal cord hemisection, respiratory rate increased significantly from 78 breaths/min before surgery to 104 breaths/min 24 h after surgery (6). Pressures of arterial oxygen (PaO2) and carbon dioxide (PaCO2) were essentially unaffected (6). However, in unanesthetized rats with bilateral hemidiaphragm paralysis, PaO2 significantly decreased by ~11 Torr, whereas PaCO2 increased ~3 Torr (17). These changes in arterial blood gases were attributed to alterations in breathing pattern. At rest, bilaterally phrenicotomized rats responded by increasing breathing frequency at the expense of a lower tidal volume, thus increasing dead space ventilation (18).
For the rat to achieve a similar
O2 peak with
unilateral Dnv, or to achieve even the 80% of
O2 peak observed after
bilateral Dnv, the animal must increase ventilation to match increased
metabolic demand. We were unable to measure minute ventilation in our
system and therefore do not know to what extent peak exercise minute ventilation is affected as a consequence of unilateral Dnv. The results
of this study suggest peak exercise minute ventilation in unilaterally
Dnv rats is affected minimally, at worst. Maskrey et al. (18) reported
that in awake, bilaterally Dnv rats exposed to hypoxia, minute
ventilation increased to ~87% of that observed in Sham animals. The
increase in ventilation, however, appeared largely to be because of an
increase in frequency rather than in tidal volume
(VT) because the maximal
VT in the bilaterally Dnv rats
was only ~73% of that in Sham animals.
To compensate for the loss of the diaphragm, the rat alters its breathing strategy and recruits other respiratory muscles to maintain adequate ventilation. At rest, bilaterally Dnv rats increase activity of the internal and external intercostal muscles during inspiration (19). In addition, activity of the external and internal oblique muscles also increases during expiration, presumably to cause caudal displacement of the lower rib cage and thus assist lung deflation. This alteration in recruitment pattern may also serve as a mechanism to increase breathing frequency. Changes in recruitment strategy during breathing at rest are also noted in the canine Dnv model. Although paralysis of a hemidiaphragm does not appear to alter the resting length of the intact hemidiaphragm, EMG activity of the intact hemidiaphragm increases significantly during inspiration and is associated with greater shortening (12). With bilateral paralysis, costal diaphragm end-expiratory length increases slightly from control, and costal shortening is significantly less compared with control and unilateral paralysis. Other respiratory muscles are also recruited to compensate for the loss of the diaphragm (12). For example, shortening of the transverse abdominis is significantly higher than control by 22.7 and 42.5% after unilateral and bilateral hemidiaphragm paralysis, respectively. Compared with control, shortening of the parasternal intercostal muscles also is significantly higher after both unilateral and bilateral hemidiaphragm paralysis. Because of the altered recruitment strategy, dogs at rest are able to maintain normal resting end-tidal CO2 levels after both unilateral and bilateral hemidiaphragm paralysis.
The recruitment strategy the rats in the present study adopt to compensate for the loss of one or both hemidiaphragms during exercise is unknown. However, on the basis of data obtained from resting rats, we can safely hypothesize that recruitment of both inspiratory and expiratory accessory respiratory muscles is greater. Further studies are necessary to determine the precise recruitment pattern employed by rats to achieve the necessary exercise hyperpnea.
In addition to alterations in recruitment strategy during breathing, other adaptations may occur to optimize ventilation. The effectiveness of the diaphragm depends, in part, on the extent of fiber shortening, which results in flattening of the diaphragm and subsequent lung expansion. Loss of an active hemidiaphragm will result in lengthening of the paralyzed muscle, thereby altering the extent of diaphragm flattening. In a separate group of rats, the concentration of collagen in the Dnv hemidiaphragm was increased by 40% 2 wk after Dnv (L. Gosselin, unpublished observation). Such an increase presumably results in increased stiffness of the Dnv hemidiaphragm and may assist diaphragm flattening during contraction of the intact contralateral side. However, further studies are required to support this idea.
The nature of the reduction in
O2 peak is not entirely
clear. Assuming all other factors remain constant, alveolar minute ventilation would have to decrease ~35-45% to cause a 20%
reduction in
O2 peak.
There was no difference in the slope of the oxygen cost of running
before or after bilateral phrenic nerve transection. Thus the reduction
in
O2 peak in the
bilaterally Dnv rats appears to be due primarily to a decrease in
maximal running speed and time to exhaustion. Because arterial blood
gases were not measured in this study, it is unknown whether these rats
were hypoxic during treadmill running. Another possibility for the
reduction in
O2 peak is
that efficiency of ventilation is markedly decreased without the
diaphragm, and therefore the accessory chest wall muscles have a higher
metabolic demand that "steals" blood flow from the locomotor
skeletal muscles. We think this is unlikely because additional blood
generally reserved for the diaphragm should be available for any
increased work by the accessory respiratory muscles. This point is
highly speculative, and future studies are required before any
conclusive statement can be made.
The effectiveness of the diaphragm depends, in part, on its ability to
generate force. A modest reduction (15-25%) in maximal specific
force of the diaphragm muscle has been observed in several experimental
models, including chronic obstructive pulmonary disease (14),
hypothyroidism (9), aging (8, 20), and malnutrition (15). It has been
speculated that such a reduction may significantly impair pulmonary gas
exchange, especially during periods when the ventilatory demand is
high. However, the results of the present study suggest that despite a
50% reduction in the available mass of the diaphragm, an adequate
reserve exists in the remaining respiratory musculature to compensate
for this loss. Moreover, even with complete diaphragm paralysis, rats
are still able to achieve 80% of their presurgical
O2 peak (with the
diaphragm intact). These findings highlight the remarkable reserve of
the respiratory musculature, as well as the ability of the pulmonary system to alter its recruitment strategy to compensate for the loss of
part or all of the diaphragm.
The authors are grateful to Dr. Frank Cerny for his input on this project.
Address for reprint requests: L. E. Gosselin, Dept. of Physical Therapy, Exercise, and Nutrition Sciences, 405 Kimball Tower, State University of New York at Buffalo, Buffalo, NY 14214 (E-mail: gosselin{at}acsu.buffalo.edu).
Received 10 April 1997; accepted in final form 23 July 1997.
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