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J Appl Physiol 83: 884-896, 1997;
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Journal of Applied Physiology
Vol. 83, No. 3, pp. 884-896, September 1997
GAS EXCHANGE, MECHANICS, AND AIRWAYS

Cardiac output and mixed venous oxygen content measurements by a tracer bolus method: theory

Justin S. Clark, Yuxiang J. Lin, Michael J. Criddle, Antonio G. Cutillo, Adelbert H. Bigler, Fred L. Farr, and Attilio D. Renzetti Jr.

Department of Biomedical Engineering and Medical Physics, LDS Hospital, Salt Lake City 84103; and Department of Medical Informatics, Division of Respiratory, Critical Care and Occupational (Pulmonary) Medicine, Department of Internal Medicine, University of Utah School of Medicine, Salt Lake City, Utah 84132

ABSTRACT
INTRODUCTION
MODEL DESCRIPTION
METHODS
RESULTS
DISCUSSION
APPENDIX
ACKNOWLEDGEMENTS
FOOTNOTES
REFERENCES


ABSTRACT

Clark, Justin S., Yuxiang J. Lin, Michael J. Criddle, Antonio G. Cutillo, Adelbert H. Bigler, Fred L. Farr, and Attilio D. Renzetti, Jr. Cardiac output and mixed venous oxygen content measurements by a tracer bolus method: theory. J. Appl. Physiol. 83(3): 884-896, 1997.---We present a bolus method of inert-gas delivery to the lungs that facilitates application of multiple inert gases and the multiple inert-gas-exchange technique (MIGET) model to noninvasive measurements of cardiac output (CO) and central mixed venous oxygen content (C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB>). Reduction in recirculation error is made possible by 1) replacement of sinusoidal input functions with impulse inputs and 2) replacement of steady-state analyses with transient analyses. Recirculation error reduction increases the inert-gas selection to include common gases without unusually high (and difficult to find) tissue-to-blood partition coefficients for maximizing the systemic filtering efficiency. This paper also presents a practical method for determining the recirculation contributions to inert expired profiles in animals and determining their specific contributions to errors in the calculations of CO and C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> from simulations applied to published ventilation-perfusion ratio (V/Q) profiles. Recirculation errors from common gases were found to be reducible to the order of 5% or less for both CO and C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB>, whereas simulation studies indicate that measurement bias contributions from recirculation, V/Q mismatch, and the V/Q extraction process can be limited to 15% for subjects with severe V/Q mismatch and high inspired oxygen fraction levels. These studies demonstrate a decreasing influence of V/Q mismatch on parameter extraction bias as the number of inert gases are increased. However, the influence of measurement uncertainty on parameter extraction error limits improvement to six gases.

multiple inert-gas-exchange technique; ventilation-perfusion ratio


INTRODUCTION

A PRACTICAL, NONINVASIVE METHOD for measuring cardiac output (CO) and mixed venous oxygen content (C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB>) could provide an alternative to central venous catheterization, thereby eliminating a serious risk factor associated with monitoring CO and/or C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB>. Viewed as the sum of effective pulmonary blood flow (Qeff ) and effective shunt (Qs), CO can be measured noninvasively by using 1) current or improved inert-gas techniques for measuring Qeff, and 2) a noninvasive technique for measuring Qs, which depends on noninvasive acquisition of C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB>. However, current inert-gas techniques for measuring Qeff have found little clinical acceptance. The rebreathing (RB) methods require subject cooperation, which limits their use. Hyperventilation associated with RB modifies the cardiopulmonary status of the patient, including alteration of CO (7). Errors due to recirculation also present a dilemma to this method, since avoidance of recirculation error reduces the amount of data available for analysis.

Stout et al. (15) introduced an open-circuit, multiple-breath (MB) method for determining Qeff that does not require patient cooperation or introduce hyperventilation. However, the same recirculation dilemma cited for the RB method also exists for the MB method.

As a solution to the recirculation dilemma, Zwart et al. (21) introduced a steady-state (SS), open-circuit method for determining the overall ventilation-perfusion ratio (V/Q). The method utilizes a time-modulated inert-gas concentration profile introduced at the airway. The V/Q is determined from comparisons of peak-to-peak amplitudes of the steady-state expired and inspired inert-gas concentration profiles. Ventilation is measured independently. Reduction of recirculation error is controlled by systemic filtering efficiency, which is maximized by selection of the inert gas. A high filtering efficiency is obtained through the use of the inert gas halothane, which has a high tissue-to-blood solubility ratio. Thus, the SS method removes the recirculation error vs. data availability dilemmas of both the RB and MB methods while eliminating the need for subject cooperation.

A second limitation of both the MB and SS models, as reported, is their failure to account for V/Q distribution inhomogeneities. Whereas the method of Zwart et al. (21) has been reported to be capable of extension to a multigas, multicompartment model system for dealing with inhomogeneity, no such extension has yet been reported. This may be due, in part, to difficulties in finding gases that have sufficient filtering efficiencies.

This paper presents a combined method for measuring CO and C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> that depends heavily on its ability to deal with both recirculation and inhomogeneity. By combining transient features of the MB method and steady-state features of the SS method, systemic filtering efficiency is increased sufficiently to extend the choice of inert tracers to common gases. This increase in gas selection makes the multiple inert-gas-exchange technique (MIGET) model (18) a practical means for dealing with V/Q inhomogeneity. Both transient and steady-state data are provided by bolus delivery of inert gases (tracers) to the airway by using a bolus-generation device [previously reported for measuring alveolar ventilation (VA), oxygen uptake, and carbon dioxide production (1)]. Application of the bolus method further simplifies the measurement of CO by removing the requirement of an airtight seal and the need for a sinusoidal inert-gas concentration generator. This paper also provides 1) an experimental verification of the recirculation error-reduction claims of the bolus method, and 2) a computer simulation analysis of the bolus method's ability to cope effectively with inhomogeneity in V/Q.


MODEL DESCRIPTION

The tracer bolus is injected into the airway (synchronized with inspiration) for a series of sequential breaths and then ceased for an equal number of breaths, approximating a square-wave input of period T, as shown in Fig. 1.


Fig. 1. Tracer bolus injection method. See text for symbol definition and description.
[View Larger Version of this Image (14K GIF file)]

Calculation of average end-capillary perfusion (<IT><A><AC>Q</AC><AC>˙</AC></A></IT><OVL><IT>c</IT></OVL>) and VA. With use of the parallel gas-exchange model of MIGET (18), the mass balance equation for an inert tracer corresponding to lung compartment i, approximated by continuous ventilation (see APPENDIX A for comparison with discontinuous ventilation model), is given by
V<SUB><IT>i</IT></SUB>(dP<SUB><IT>i</IT></SUB>/d<IT>t</IT>) = P<OVL>v</OVL>&lgr;<SUB>b</SUB><A><AC>Q</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB> + P<SC>i</SC>(<IT>t</IT>)<A><AC>V</AC><AC>˙</AC></A><SC>i</SC><SUB><IT>i</IT></SUB> − Pc<SUB><IT>i</IT></SUB>&lgr;<SUB>b</SUB><A><AC>Q</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB> − P<SUB><IT>i</IT></SUB><A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB> (1)

where Pi(t ) is partial pressure of tracer gas in the alveoli of compartment i; Pci(t ) is partial pressure of tracer gas in the end-capillary blood of compartment i; P<OVL>v</OVL>(<IT>t</IT>) is partial pressure of tracer gas in the mixed venous blood; PI(t ) is partial pressure of tracer gas in inspired air; Qi is pulmonary perfusion of compartment i; VIi, Vi is inspired and expired ventilation of compartment i, respectively; lambda b, lambda ti is the blood-to-gas and tissue-to-gas Ostwald partition coefficients, respectively; Vi is the effective gas volume of compartment i, equal to Vgi + lambda ti jVtii; and Vgi, Vtii is alveolar gas and alveolar tissue volumes of compartment i, respectively.

For inert gases, attainment of equilibrium between capillary blood and alveolar gas is normally assumed (19), providing the equality Pci = Pi. Equating Pci(t ) and Pc(t ), ignoring the time dependence of mixed venous pressure (P<OVL>v</OVL>) (the source of recirculation addressed below), and arranging Eq. 1 into standard form provides
 <FR><NU>dP<SUB>i</SUB>(<IT>t</IT>)</NU><DE>d<IT>t</IT></DE></FR> + <FR><NU>(<A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB> + &lgr;<SUB>b</SUB><A><AC>Q</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>)</NU><DE>V<SUB><IT>i</IT></SUB></DE></FR> P<SUB><IT>i</IT></SUB>(<IT>t</IT>) = <FR><NU><A><AC>V</AC><AC>˙</AC></A><SC>i</SC><SUB><IT>i</IT></SUB></NU><DE>V<SUB><IT>i</IT></SUB></DE></FR> P<SC>i</SC>(<IT>t</IT>) + P<OVL>v</OVL>&lgr;<SUB>b</SUB><A><AC>Q</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>/V<SUB><IT>i</IT></SUB> (2)

To the extent that time invariance for Vi, Qi, and Vi can be assumed over a measurement cycle, Eq. 2 approximates a first-order, linear differential equation where steady-state response to a square-wave input of a tracer gas j (a cycle consisting of consecutive bolus breaths followed by an equal number of nonbolus breaths as indicated in Fig. 1), having a peak-to-peak amplitude of inspiratory pressure of gas j (PIj), is given by
P<SUB><IT>ij</IT></SUB>(<IT>t</IT>) = <FR><NU>P<SC>i</SC><SUB><IT>j</IT></SUB>⋅R<SUB><IT>i</IT></SUB></NU><DE>1 + &lgr;<SUB>b<IT>j</IT></SUB><A><AC>Q</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>/<A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB></DE></FR> [1 − r<SUB><IT>ij </IT></SUB><IT>e</IT><SUP>−<IT>t</IT>/&tgr;<SUB><IT>ij</IT></SUB></SUP>] + c<SUB><IT>ij</IT></SUB>(<IT>t</IT>) (3)

where time constant (tau ) is
&tgr;<SUB><IT>ij</IT></SUB> = <FR><NU>V<SUB><IT>ij</IT></SUB></NU><DE><A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB> + &lgr;<SUB>b<IT>j</IT></SUB><A><AC>Q</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB></DE></FR> (4)

and where rij is defined as
r<SUB><IT>ij</IT></SUB> ≡ 1/(1 + <IT>e</IT><SUP>−T/2&tgr;<SUB><IT>ij</IT></SUB></SUP>) (5)

where T is the square-wave period (not to be confused with the duration of a bolus impulse), cij(t ) is the recirculation contribution from P<OVL>v</OVL><SUB><IT>j</IT></SUB>&lgr;<SUB>b<IT>j</IT></SUB><A><AC>Q</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>/V<SUB><IT>i</IT></SUB>, and Ri is defined as the ratio VIi/Vi.

For N gas-exchange compartments, the measurable expired alveolar partial pressure [PAj(t )] is the flow-weighted average of the Pij(t ) profiles, given by
P<SC>a</SC><SUB><IT>j</IT></SUB>(<IT>t</IT>) = <LIM><OP>∑</OP><LL><IT>i</IT>=1</LL><UL><IT>N</IT></UL></LIM> <A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>P<SUB><IT>ij</IT></SUB>(<IT>t</IT>)/<LIM><OP>∑</OP><LL><IT>i</IT>=1</LL><UL><IT>N</IT></UL></LIM> <A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB> (6)

which, when combined with Eq. 3 and divided by PIj, becomes
 <FR><NU>P<SC>a</SC><SUB><IT>j</IT></SUB>(<IT>t</IT>)</NU><DE>P<SC>i</SC><SUB><IT>j</IT></SUB></DE></FR> = <LIM><OP>∑</OP><LL><IT>i</IT>=1</LL><UL><IT>N</IT></UL></LIM> <FR><NU>(<A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>/<A><AC>V</AC><AC>˙</AC></A><SC>a</SC>)R<SUB><IT>i</IT></SUB></NU><DE>1 + &lgr;<SUB>b<IT>j</IT></SUB><A><AC>Q</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>/<A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB></DE></FR> (1 − r<SUB><IT>ij </IT></SUB><IT>e</IT><SUP>−<IT>t</IT>/&tgr;<SUB><IT>ij</IT></SUB></SUP>) + C<SUB><IT>j</IT></SUB>(<IT>t</IT>) (7)

where VA is given by Sigma  Vi , and Cj is the total recirculation contribution to PAj(t ) divided by PIj. If the Cij(t ) terms are essentially equal to Cij(0), Cj(t ) is essentially equal to Cj(0), and the Cj term can be eliminated by subtracting PAj(0)/PIj from both sides of Eq. 7, giving
 <FR><NU>P<SC>a</SC><SUB><IT>j</IT></SUB>(<IT>t</IT>) − P<SC>a</SC><SUB><IT>j</IT></SUB>(0)</NU><DE>P<SC>i</SC><SUB><IT>j</IT></SUB></DE></FR> = <LIM><OP>∑</OP><LL><IT>i</IT>=1</LL><UL><IT>N</IT></UL></LIM> <FR><NU>(<A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>/<A><AC>V</AC><AC>˙</AC></A><SC>a</SC>)R<SUB><IT>i</IT></SUB></NU><DE>1 + &lgr;<SUB>b<IT>j</IT></SUB><A><AC>Q</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>/<A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB></DE></FR> r<SUB><IT>ij</IT></SUB>(1 − <IT>e</IT><SUP>−<IT>t</IT>/&tgr;<SUB><IT>ij</IT></SUB></SUP>) (8)

The magnitude of the recirculation problem is determined by the extent to which Cj(T) is approximated by Cj(0), which for a given tracer is dependent on the magnitude of T. Note that if recirculation placed no restriction on the size of T, allowing T to become large relative to tau , for t = T/2 Eq. 8 approaches
 <FR><NU>P<SC>a</SC>(T/2) − P<SC>a</SC><SUB><IT>j</IT></SUB>(0)</NU><DE>P<SC>i</SC><SUB><IT>j</IT></SUB></DE></FR> = <LIM><OP>∑</OP><LL><IT>i</IT>=1</LL><UL><IT>N</IT></UL></LIM> <FR><NU>(<A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>/<A><AC>V</AC><AC>˙</AC></A><SC>a</SC>)R<SUB><IT>i</IT></SUB></NU><DE>1 + &lgr;<SUB>b<IT>j</IT></SUB> <A><AC>Q</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>/<A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB></DE></FR> (9)

which, for n soluble tracers, constitutes a set of n independent equations [analogous to the excretion equation set of MIGET (18) except for the addition of the factor Ri] from which a distribution of ventilation V/VA with respect to the V/Q is theoretically obtainable without consideration of the transient data. (However, it is the use of transient data that allows T to be small enough to reduce the uncertainty from recirculation error to within acceptable limits.) Because the values of Ri are definable in terms of (V/Q)i values (as well as mixed venous and inspired values of O2 and CO2), the presence of Ri in Eqs. 8 and 9 has essentially no influence on the V/Q distribution parameter extraction sensitivity by model parameter-fitting processes applied to both transient and equilibrium data and Eq. sets 8 and 9, as described in METHODS. Volume parameters become by-products of the method.

Once the V/Q distribution has been obtained, <A><AC>Q</AC><AC>˙</AC></A><OVL>c</OVL> is obtainable from the sum of the Qi elements given by
<A><AC>Q</AC><AC>˙</AC></A><OVL>c</OVL> = <A><AC>V</AC><AC>˙</AC></A><SC>a</SC> <LIM><OP>∑</OP><LL><IT>i</IT>=1</LL><UL><IT>N</IT></UL></LIM> <FENCE><FR><NU><A><AC>Q</AC><AC>˙</AC></A></NU><DE><A><AC>V</AC><AC>˙</AC></A></DE></FR></FENCE><SUB><IT>i</IT></SUB><FENCE><FR><NU><A><AC>V</AC><AC>˙</AC></A></NU><DE><A><AC>V</AC><AC>˙</AC></A><SC>a</SC></DE></FR></FENCE><SUB><IT>i</IT></SUB> (10)

where VA is obtained by applying mass balance to the reference (insoluble) tracer, as previously reported (1), giving
 <OVL><A><AC>V</AC><AC>˙</AC></A></OVL><SUB>ref</SUB> = <IT>s</IT><SUB>g</SUB><OVL>P</OVL><SC>a</SC><SUB>ref</SUB><A><AC>V</AC><AC>˙</AC></A><SC>a</SC> (11)

where <OVL><A><AC>V</AC><AC>˙</AC></A></OVL><SUB>ref</SUB> is the average rate of bolus delivery and <OVL>P</OVL><SC>a</SC><SUB>ref</SUB> is the average alveolar partial pressure of the reference tracer, and sg is the Ostwald gas phase solubility coefficient. Because <OVL><A><AC>V</AC><AC>˙</AC></A></OVL><SUB>ref</SUB> is under system control (and therefore is known) and <OVL>P</OVL><SC>a</SC><SUB>ref</SUB> is measurable, VA is obtainable from Eq. 11. Note that no accounting of series dead space is required when the bolus is synchronized with inspiration to assure complete passage of the tracer bolus into the gas-exchange regions of the lung and that the <OVL><A><AC>V</AC><AC>˙</AC></A></OVL><SUB>ref</SUB> term of Eq. 11 substitutes for the usual airtight airway seal requirement to achieve VA and <A><AC>Q</AC><AC>˙</AC></A><OVL>c</OVL> measurements. However, it should be further noted that the authors of Ref. 1 point out that use of Eq. 11 is subject to considerable error in the presence of pulmonary disease, presumably because of the lack of ventilation concurrence among ventilation units (see DISCUSSION).

Determination of <IT>C</IT><OVL><IT>v</IT></OVL><SUB><IT>O</IT><SUB><IT>2</IT></SUB></SUB><IT>.</IT> About four decades ago, Rahn and Fenn (10) established empirical relationships for both alveolar PO2 and PCO2 (PAO2 and PACO2, respectively) as functions of V/Q for given input variables associated with mixed venous blood. These relationships formed what became known as the O2-CO2 diagram. Subroutines published by Olszowka and Farhi (8) provided the means to mathematically model the O2-CO2 diagram and, thereby, calculate the expected values of PO2 and PCO2 of compartment i (PO2 i and PCO2 i, respectively), for a given (V/Q)i value [given values of C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> and mixed venous CO2 content (C<OVL>v</OVL><SUB>CO<SUB>2</SUB></SUB>) and blood chemical variables hemoglobin (Hb), base excess, and PO2 at 50% Hb saturation (P50)]. From mass balance, Ri can be calculated in terms of gas fractions of O2 and CO2 by
R<SUB><IT>i</IT></SUB> = (1 − F<SC>o</SC><SUB>2<IT>i</IT></SUB> − F<SC>co</SC><SUB>2<IT>i</IT></SUB>)/(1 − F<SC>i</SC><SUB>O<SUB>2</SUB></SUB>) (12)

where FO2 i and FCO2 i are fractions of O2 and CO2 in compartment i, respectively; and FIO2 is inspired fraction of O2.

Our approach to measuring C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> is an iterative one, involving adjustment of the input values (C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> and C<OVL>v</OVL><SUB>CO<SUB>2</SUB></SUB>) until calculated predictions PO2 i and PCO2 i and the corresponding predictions of ventilation-weighted PAO2 and PACO2(given by Eqs. 13 and 14 below) are consistent with measured expired O2 and CO2 profiles. Predictions of PAO2 and PACO2 are given by
P<SC>a</SC><SUB>O<SUB>2</SUB></SUB> = <LIM><OP>∑</OP><LL><IT>i</IT>=1</LL><UL><IT>N</IT></UL></LIM> <FR><NU><A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB></NU><DE><A><AC>V</AC><AC>˙</AC></A><SC>a</SC></DE></FR> P<SC>o</SC><SUB>2<IT>i</IT></SUB> (13)

and
P<SC>a</SC><SUB>CO<SUB>2</SUB></SUB> = <LIM><OP>∑</OP><LL><IT>i</IT>=1</LL><UL><IT>N</IT></UL></LIM> <FR><NU><A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB></NU><DE><A><AC>V</AC><AC>˙</AC></A><SC>a</SC></DE></FR> P<SC>co</SC><SUB>2<IT>i</IT></SUB> (14)

It should again be noted that representation of PAO2 and PACO2 in the respective expired time profiles of O2 and CO2 is complicated by the lack of ventilation concurrence associated with pulmonary disease (see DISCUSSION and Ref. 1).

The procedure for calculating C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB>(C<OVL>v</OVL><SUB>CO<SUB>2</SUB></SUB> being a by-product of the procedure) now consists of first assuming (or measuring from a peripheral blood sample) the blood chemical values and performing the following iterative procedure.

1) Assume starting values for C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> and C<OVL>v</OVL><SUB>CO<SUB>2</SUB></SUB>.

2) Calculate the PO2 i, PCO2 i, for each compartment, starting with a V/Q distribution calculated based on uniform Ri values. (For uniform R, the influence of R on the right-hand side of Eqs. 8 and 9 is canceled by the influence of R on PIj, as shown in Eqs. 19 and 20 of METHODS).

3) Compare measured PAO2 and PACO2 values against predicted values according to Eqs. 13 and 14.

4) Adjust C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> and C<OVL>v</OVL><SUB>CO<SUB>2</SUB></SUB> parameters until matches in step 3 are obtained.

5) Recalculate the V/Q distribution based on Ri values calculated from Eq. 12 by using PO2 i and PCO2 i values obtained in step 2.

6) Repeat steps 2-4 by using the V/Q and R distributions obtained in step 5. (Although this highly convergent process can be repeated to achieve higher accuracy, in practice, repetition is not required).

Calculation of CO. Calculation of CO involves determination of the physiological shunt Qs and adding it to <A><AC>Q</AC><AC>˙</AC></A><OVL>c</OVL>, as obtained from Eq. 10 above. By mass balance applied to O2 (Fick principle), Qs is given by
<A><AC>Q</AC><AC>˙</AC></A>s = CO <FR><NU>C<OVL>c</OVL><SUB>O<SUB>2</SUB></SUB> − Ca<SUB>O<SUB>2</SUB></SUB></NU><DE>C<OVL>c</OVL><SUB>O<SUB>2</SUB></SUB> − C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB></DE></FR> (15)

where CaO2 is arterial O2 content, and by mass balance, the average end-capillary content (C<OVL>c</OVL><SUB>O<SUB>2</SUB></SUB>) is given by
C<OVL>c</OVL><SUB>O<SUB>2</SUB></SUB> = <LIM><OP>∑</OP><LL><IT>i</IT>=1</LL><UL><IT>N</IT></UL></LIM> C<SC>o</SC><SUB>2<IT>i</IT></SUB>(<A><AC>Q</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>/<A><AC>Q</AC><AC>˙</AC></A><OVL>c</OVL>) (16)

where O2 content in compartment i (CO2 i) values are calculated from
C<SC>o</SC><SUB>2<IT>i</IT></SUB> = 1.39 Hb S<SC>o</SC><SUB>2<IT>i</IT></SUB> + 0.003 P<SC>o</SC><SUB>2<IT>i</IT></SUB> (17)

and where O2 saturation in compartment i (SO2 i) values are obtained from 1) PO2 i (determined above) and 2) knowledge of the O2 disassociation function's relationship to PCO2 i and blood chemical parameters base excess, P50, and Hb (13).

With an unbiased value of arterial O2 saturation, obtained noninvasively by pulse oximetry (or by arterial sample), an unbiased calculation of CaO2 becomes available through Eq. 17 (with "a" substituted for i where arterial PO2 is iteratively calculated from CaO2 by its functional relationship to the O2 dissociation curve). Thus, with all contents of Eq. 15 determined, CO is calculated by adding <A><AC>Q</AC><AC>˙</AC></A><OVL>c</OVL> to both sides of Eq. 15 and solving explicitly for CO to obtain
CO = <A><AC>Q</AC><AC>˙</AC></A><OVL>c</OVL>(C<OVL>c</OVL><SUB>O<SUB>2</SUB></SUB> − C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB>)/(Ca<SUB>O<SUB>2</SUB></SUB> − C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB>) (18)


METHODS

V/Q distribution extraction procedures. Extraction of the V/Q distribution from Eq. 8 first requires determination of the input PIj values that are not directly measurable by the bolus method. The process for obtaining the input values begins with application of Eq. 7 to the insoluble tracer (where j = 1, lambda b1 = 0, and C1 = 0). Solving Eq. 7 for PA1(T/2)/PI1 and PA1(0)/PI1 and combining gives
 <FR><NU>P<SC>a</SC><SUB>1</SUB>(T/2) + P<SC>a</SC><SUB>1</SUB>(0)</NU><DE>P<SC>i</SC><SUB>1</SUB></DE></FR>
= <LIM><OP>∑</OP><LL><IT>i</IT>=1</LL><UL><IT>N</IT></UL></LIM> <FR><NU>(<A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>/<A><AC>V</AC><AC>˙</AC></A><SC>a</SC>)R<SUB><IT>i</IT></SUB></NU><DE>1 + <IT>e</IT><SUP>−T/2&tgr;<SUB><IT>i</IT>1</SUB></SUP></DE></FR> + <LIM><OP>∑</OP><LL><IT>i</IT>=1</LL><UL><IT>N</IT></UL></LIM> <FR><NU>(<A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>/<A><AC>V</AC><AC>˙</AC></A><SC>a</SC>)R<SUB><IT>i</IT></SUB><IT>e</IT><SUP>−T/2&tgr;<SUB><IT>i</IT>1</SUB></SUP></NU><DE>1 + <IT>e</IT><SUP>−T/2&tgr;<SUB><IT>i</IT>1</SUB></SUP></DE></FR> (19)
= <LIM><OP>∑</OP><LL><IT>i</IT>=1</LL><UL><IT>N</IT></UL></LIM> (<A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>/<A><AC>V</AC><AC>˙</AC></A><SC>a</SC>)R<SUB><IT>i</IT></SUB>

Solving for PI1 then gives
P<SC>i</SC><SUB>1</SUB> = [P<SC>a</SC><SUB>1</SUB>(T/2) + P<SC>a</SC><SUB>1</SUB>(0)]/<LIM><OP>∑</OP><LL><IT>i</IT>−1</LL><UL><IT>N</IT></UL></LIM> R<SUB><IT>i</IT></SUB><A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>/<A><AC>V</AC><AC>˙</AC></A><SC>a</SC> (20)

where PA1(0) and PA1(T/2) are the measurable minimum and maximum points on the PA1(t ) profile. The PIj values for the soluble tracers are then calculated by
P<SC>i</SC><SUB><IT>j</IT></SUB> = P<SC>i</SC><SUB>1</SUB>⋅G<SUB><IT>j</IT></SUB> (21)

where Gj represents the measurable tracer supply gas fraction ratios of the soluble tracers to the insoluble tracer, measurable by the multiple-gas analyzer (with sufficient sample dilution to satisfy the dynamic range limitation of the analyzer).

Note that when Eqs. 20 and 21 are combined with the V/Q distribution defining Eqs. 8 and 9, the Ri factors cancel as the Ri distribution approaches uniformity. This fact, plus the fact that the influence of a nonuniform Ri distribution on (V/Q) extraction is small, is the basis for the iterative procedure for including Ri in the V/Q distribution extraction method described below.

With the PIj values determined, two methods for extracting the V/Q distribution become available. The simplest method mathematically involves use of Eq. set 9 with an estimate of PAj(infinity ) substituted for PAj(T/2). The PAj(infinity ) values for the soluble inert tracers are estimated by fitting the multiexponential expiration profile of each tracer to a single exponential and by accepting the 3tau extrapolation point as 95% of each respective PAj(infinity ) value; whereas the PAj(infinity ) for the insoluble tracer is equal to PI1 (see Eq. 7), which is calculated directly by Eq. 20. (This is quite fortunate, since the insoluble tracer is always the farthest from equilibrium.) The V/Q distribution is then calculated by use of Eq. set 9 (2) in an analogous manner to that of MIGET. The reliability of this extrapolation equilibration method for V/Q distribution extraction is dependent on the accuracy of the PA(infinity ) extrapolation, which decreases as 1) T is reduced to meet recirculation-based uncertainty specifications, and 2) lungs become progressively less uniform in terms of V, Q, and V.

With the V/Q distribution determined, and <OVL>P</OVL><SC>a</SC><SUB>ref</SUB> determined by
<OVL>P</OVL><SC>a</SC><SUB>ref</SUB> ≡ <FR><NU>1</NU><DE>0.5T</DE></FR> <LIM><OP>∫</OP><LL><SUB>0.25T</SUB></LL><UL><SUP>0.75T</SUP></UL></LIM>P<SC>a</SC><SUB>ref</SUB>(<IT>t</IT>) d<IT>t</IT> (22)

VA and <A><AC>Q</AC><AC>˙</AC></A><OVL>c</OVL> values are provided by Eqs. 11 and 10, respectively.

For situations in which the extrapolations may be inadequate, the accuracy dependencies on T and the degree of nonuniformity can largely be overcome by adding volume parameters directly to the parameter-fitting process applied to transient data and Eq. set 8, which we refer to as "the transient method." An outline of this method is as follows.

1) Total gas volume (Sigma  Vgi) is obtained from insoluble-gas data only. Advantage is taken of the fact that the reference PA(infinity ) value is available, being equal to PI1 (as described above).

2) Input values for the Downhill Simplex Method (9) are determined by randomly selecting 50 sets of initial values and comparing with the data, with Sigma  Vgi constrained by the value of step 1 and Sigma  Vi constrained by Eq. 11. The set of values corresponding to the lowest error is selected for step 3.

3) The results of step 2 are applied to the Downhill Simplex Method. The resulting output values are then applied as inputs to the Downhill Simplex Method.

4) Step 3 is repeated two times, using the previous output values as inputs.

To maximize computational efficiency and minimize potential convergence problems, the number of compartments is set to provide a total number of Vi and Qi unknowns equal to the number of independent equations of Eq. sets 8 and 9. However, improved efficiency and convergence trade off against decreased accuracy as the number of compartments decreases. Based on the results of simulation studies described below, the largest number of compartments for which a significant improvement in accuracy of CO and C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> measurement can be attained in subjects with severe V/Q mismatch appears to be four. Of the four compartments, one represents a shunt (V = 0), whereas the remaining three are ventilation compartments without constraints placed on their respective V/Q values. The appropriate number of inert gases for extracting the V/Q distribution of this four-compartment model is six. This inert-gas number is reduced to five when a dead-space compartment is created from one of the ventilation compartments by restricting its Q to zero. Four gases are appropriate when the number of compartments is reduced to three, whereas three gases are appropriate when one ventilation compartment has its Q restricted to zero. The least number of gases that can be applied to the bolus method is two, which corresponds to a two-compartment model.

Experimental procedure for measuring recirculation. A lobe isolation preparation was devised, allowing the recirculation component of bolus injections to be viewed separately from the injected tracer profiles. This was accomplished by isolating the left lobes of the lungs of dogs from the right lobes by a double-lumen Kottmeier endobronchial tube, providing separate ventilation by a double-cylinder Harvard animal respirator (model 608), as shown in Fig. 2. The tidal volumes were adjusted to minimize the expired CO2 difference between left and right lobes. Separation was checked by introducing helium in the right tube and measuring the helium concentration in the left. Zero concentration in the left tube indicated adequate separation. Separation was routinely checked for throughout each experiment.
Fig. 2. Dual-piston Harvard animal ventilator and its connections to dog lungs, set up to perform recirculation studies. Exh, exhaust.
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With this animal preparation, bolus measurements were made on each of the lungs separately; the advantage of this preparation for studying recirculation error was that both lungs, being perfused with blood having common mixed venous tracer values, provided a direct measurement of the tracer venous return signal from the noninjected lobes. For example, if the right and left lobes were matched in terms of V/Q, the recirculation profile of the injected set was provided by the expired inert-gas profile of the noninjected set. The general procedure for determining the recirculation contribution to the expired profile is described in APPENDIX B.

Measurements of recirculation profiles of soluble tracers were obtained in five dogs. The injector was adjusted to inject a bolus volume of 5 ml/breath in 300 ms, delayed 10 ms from the initiation of inspiration. Such bolus injections were provided for 16 consecutive breaths (with the respirator set at 11 breaths/min), followed by no injections for an equal number of breaths. This provided a total period T of ~3 min, which was approximately equal to 6tau [for acetylene (C2H2)] for the five dogs of the study. Experiments in which T was decreased to 1.5 min were performed to establish the systemic filtering efficiency as a function of T. The bolus consisted of 10% C2H2, 10% methylvinylether (MVE), 20% dimethylether (DME), 10% sulfurhexafluoride (SF6) with the balance nitrogen. The lambda b values for these gases were determined by mass balance (using the inverse of the manometric Van Slyke method).

Mongrel dogs of either sex were anesthetized with pentobarbital sodium (30 mg/kg body wt delivered in divided doses). Further doses of thiopental sodium were given during the experiment to maintain an absent corneal reflex. A 7-Fr Swan-Ganz catheter was introduced into the pulmonary artery (via the femoral vein), and an arterial catheter was inserted into the aorta via the femoral artery for obtaining central venous blood samples for C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> laboratory comparisons, for arterial blood gas and pH laboratory measurements, and for delivering the thiopental sodium.

Procedure for testing against tracer loss to tissue of the conducting airways. To ensure against irreversible tracer loss to tissue of the conducting airways, flow studies were performed at the conclusion of the recirculation studies by continuing to ventilate the dogs for a few minutes after their hearts were stopped (by KCl injection) and by measuring the expired tracer profiles in response to the same square-wave bolus input profiles. Tracer loss was determined by comparing the extrapolated equilibrium values of the tissue soluble tracers (C2H2, MVE, and DME) to the tissue-insoluble tracer SF6, with input values normalized to unity.

CO and <IT>C</IT><OVL><IT>v</IT></OVL><SUB><IT>O</IT><SUB><IT>2</IT></SUB></SUB> extraction error simulation study. The purpose of this study was to separately identify the magnitudes of CO and C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> error contributions due to 1) V/Q mismatch, 2) method of V/Q extraction, and 3) recirculation.

Error contribution specific to V/Q mismatch is the result of the inability of a limited amount of noiseless inert-gas data to uniquely define real V/Q distributions. However, as pointed out by Evans and Wagner (3), the resolution of V/Q distribution extractions should not be generalized from hypothetical distributions but can only be determined by using real data. Therefore, in this study, error contributions specific to V/Q mismatch were obtained by applying Eq. set 9 (equilibrium measurements) to four published V/Q distributions representing one normal subject (17), and three subjects with chronic obstructive pulmonary disease (COPD) (16) ranging from mild to severe with FIO2 values ranging from 0.21 to 0.70.

Included in the study were two-, three-, and four-compartment models having tracer gases ranging in number from two to six as follows: 1) the two-gas set (minimum required for the bolus method) having lambda b values of 0 and 0.95; 2) the three-gas set (with dead-space compartment) having lambda b values of 0, 0.95, and 11.1; 3) the four-gas set having lambda b values 0, 0.95, 2.7, and 11.1; the five-gas set (with dead-space compartment) having lambda b values of 0, 0.47, 0.95, 2.7, and 11.1; and 4) the six-gas set having lambda b values of 0, 0.2, 0.47, 0.95, 2.7, and 11.1.

Comparisons of the extrapolation equilibrium and transient V/Q extraction methods were simulated by applying these methods separately to the four published V/Q distributions described above. Without literature guidance, Vgi values were arbitrarily chosen to be proportional to an equally weighted linear combination of Qi and Vi, given by
Vg<SUB><IT>i</IT></SUB> = 3(<A><AC>Q</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB> + <A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>)/<LIM><OP>∑</OP><LL><IT>i</IT></LL></LIM> (<A><AC>Q</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB> + <A><AC>V</AC><AC>˙</AC></A><SUB><IT>i</IT></SUB>) (23)

The tissue (Vtii) values were arbitrarily set equal to 0.3Qi.

Note, however, that no assumptions regarding the values of Vgi and Vtii are used in the CO and C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> extraction processes.

For the purpose of testing our methods, these published distributions (with added values for Vgi and Vtii) are assumed to be true representations of a normal subject and of three COPD "subjects" having "known" CO and C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> values. By generating PA(t ) profiles for O2 and CO2 as well as for inert tracers in response to bolus delivery, simulation data become available for testing the accuracy of the CO and C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> extraction techniques against known parameters of the simulation studies.

Errors specific to V/Q mismatch were obtained by application of Eq. 9 (which ignores recirculation and is not affected by volumes). The two methods of V/Q extraction were compared for three values of T. Simulations were performed using the five-gas, four-compartment model and the three-gas, three-compartment model described above. Error contributions from recirculation were then quantitated by adding tracer recirculation profiles (based on the dual lung measurements) to their respective simulated expired profiles generated for the V/Q extraction method comparison studies. The recirculation profiles for each tracer were generated from the five-dog study averages. The recirculation CO and C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> results, extracted by using both the transient and extrapolated equilibrium methods, were compared with the without-recirculation results of the previous study.

Noise simulation procedure. As pointed out by Jaliwala et al. (4), measurement error becomes a limiting factor in the construction of meaningful V/Q distributions from inert-gas data as the number of gases increases. However, the insensitivity of V/Q distribution distortion (from both nonuniqueness and noise) in the prediction of arterial blood gases, as described by these authors, should also apply to C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> and CO. There, a similar simulation study was designed to test the influence of noise-induced distribution shape changes on calculated CO and C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> values.

Two major measurement error sources for MIGET are 1) the measurement of inert blood gas pressures that are influenced by both the precision of gas and blood volume proportioning and measurement accuracy of gas chromatography; and 2) the uncertainty of the blood solubility values, for which there is significant intersubject variability. For the bolus method, the measurement of gas samples is less limiting, since the step of converting dissolved gases to the gas state does not apply. However, the influence of inert-gas blood solubility uncertainty is the same for the bolus method as for MIGET. Therefore, controlling uncertainty of the blood solubility values was the mechanism chosen for adding systematic noise to quantify the effect of noise on CO and C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> extraction error.

Simulation studies having two levels of noise (SDs of 2 and 4%) were performed on the normal subject and on three COPD distributions. Total CO and C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> errors for three-, five-, and six-inert-gas sets, having FIO2 of 0.21, 0.40, and 0.70, respectively, for periods T of 180 and 90 s were calculated for the transient method. The noise contributions to extraction error were compared with previous noise studies pertaining to the extrapolated equilibrium method (2).


RESULTS

Recirculation error study. Recirculation components of the PA(t ) profiles corresponding to C2H2, MVE, and DME are presented separately in Fig. 3, with their corresponding PA(t ) profiles. The PA(t ) curves have been normalized to unity, and the relative magnitudes of the recirculation components have been multiplied by a factor of five for better visualization. In this range of T, the reduction in relative recirculation amplitude for each gas was found to equal 0.45 per reduction in T by a factor of two. The ratio of the recirculation amplitude to the PA(T/2) - PA(0) difference (T = 180 s) for each dog, is given in Table 1. The impact of recirculation on the measurements of CO and C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> is described below.
Fig. 3. Comparisons of inert-gas recirculation and PA(t- PA(0) profiles for acetylene (C2H2), methylvinylether (MVE), and dimethylether (DME). Recirculation amplitudes are increased by a factor of 5 relative to PA(t- PA(0) profiles. PA(T/2) - PA(0) amplitudes are normalized to unity. See text for further explanation.
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Table  1.   Ratios of recirculation amplitude to PA(T/2) - PA(0)
Dog No. Gas
N2O C2H2 MVE DME

1 0.016 0.035 0.056 0.078
2 0.014 0.030 0.050 0.071
3 0.025 0.048 0.070 0.088
4 0.017 0.042 0.062 0.080
5 0.018 0.044 0.064 0.085
Average 0.018 0.040 0.060 0.080
SD 0.0042 0.0072 0.0077 0.0066

PA, alveolar pressure; T, square-wave period; N2O, nitrous oxide; C2H2, acetylene; MVE, methylvinylether; DME, dimethylether.

Tracer loss to tissue study. The influence of stopped blood flow on inert tracer PA profiles for a typical dog experiment is shown in Fig. 4A; their reference (normal blood flow) profiles are shown in Fig. 4B. The time constants displayed in Fig. 4A are in the order of the lambda bj values. Figure 4A demonstrates that the Pj(t )/PIj values for all the tracers approach unity (including DME, even though equilibrium is not quite obtained in T/2 because of its large tissue gas volume), indicating no significant irreversible gas loss to the tissue. This conclusion is confirmed by the calculation of <A><AC>Q</AC><AC>˙</AC></A><OVL>c</OVL>, which in this instance produces a value not significantly different from zero.
Fig. 4. Total lung stopped-flow study. A: PA(t- PA(0) when ventilation is maintained but total blood flow is stopped. B: PA(t ) - PA(0) profiles for normal blood flow. SF6, sulfurhexafluoride.
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CO and <IT>C</IT><OVL><IT>v</IT></OVL><SUB><IT>O</IT><SUB><IT>2</IT></SUB></SUB> extraction error resulting from V/Q mismatch. The predicted influences of V/Q abnormality and FIO2 on CO, and C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> calculations are presented in Table 2. The calculations are based on Eq. set 9, which eliminates the influence of T. Qs/Q calculations are presented to illustrate the influence of the shunt compartment on the CO and C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> results. Additionally, a true shunt (such as that represented by atelectasis) of 20% was added to the published high V/Q region distribution in COPD (COPDH) (16) to further illustrate the influence of the shunt compartment at high FIO2 levels. [Room-air high-low (HL) pattern data are not presented in Table 2 because subjects having such distributions require elevated FIO2 to maintain physiologically compatible C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB> values.] Note, however, that the benefit of the shunt compartment is reduced as the FIO2 is increased to 0.40 and virtually eliminated for an FIO2 of 0.70 (except when true shunts are present). Because physiological shunting is reduced with increased FIO2 (the rationale for increasing the level of inspired O2), more tracer gases are required to compensate for the reduced sensitivity of O2 data for exposing low V/Q units. This is well illustrated in Table 2, which demonstrates an advantage to using up to six inert tracers for the COPDHL as well as the COPDL distribution patterns at an FIO2 of 0.70. 

Table  2.   Influences of V/Q abnormality and FIO2 on CO and <IT>C</IT><OVL><IT>v</IT></OVL><SUB><IT>O</IT><SUB><IT>2</IT></SUB></SUB> error
FIO2 No. of Gases
2 Tracers
3 Tracers
4 Tracers
5 Tracers
6 Tracers
True
0.21 0.40 0.70 0.21 0.40 0.70 0.21 0.40 0.70 0.21 0.40 0.70 0.21 0.40 0.70 0.21 0.40 0.70

Normal
  CO, l/min 4.8 4.8 4.8 4.8 4.8 4.8 5.0 5.0 5.0 5.0 5.0 5.0 5.0 5.0 5.0 5.0 5.0 5.0
    %Error  -4%  -5%  -5%  -3%  -5%  -5% 0%  -1%  -1% 0% 0% 0% 0% 0% 1%
  Qs/CO 0.02 0.01 0.00 0.02 0.00 0.00 0.01 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
  C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB>, l STP/l 0.136 0.146 0.150 0.137 0.146 0.151 0.138 0.149 0.155 0.139 0.149 0.155 0.138 0.149 0.155 0.138 0.149 0.155
    %Error  -1% 2%  -3%  -1%  -2%  -3% 0.0% 0% 0% 1% 0% 0% 0% 0% 0%
COPDH
  CO, l/min 4.2 2.8 2.8 4.8 3.2 3.1 5.2 4.1 4.1 4.5 4.4 4.4 4.6 4.6 4.6 4.6 4.6 4.6
    %Error 9%  -38%  -39% 4%  -31%  -32% 13%  -10%  -11%  -2%  -4%  -4% 1% 1%  -1%
  Qs/CO 0.42 0.15 0.14 0.44 0.16 0.15 0.34 0.19 0.19 0.22 0.20 0.19 0.20 0.20 0.20 0.20 0.20 0.20
  C<OVL>v</OVL><SUB>O<SUB>2</SUB></SUB>, l STP/l 0.070 0.079 0.088 0.080 0.092 0.101 0.087 0.114 0.122 0.077 0.121 0.128 0.078 0.123 0.132 0.078 0.123 0.132
    %Error  -10%  -35%  -34% 3%  -25%  -23% 12%  -7%  -7%  -1%  -1%  -3% 0% 0% 0%
COPDL
  CO, l/min 6.2 5.2 4.7 6.1 5.3 4.8 6.8 6.1 5.4 6.7 6.1 5.4 6.6 6.3 6.4 6.6 6.6 6.6
    %Error  -7% 22%  -29%  -8%  -20%  -27% 2%  -8%  -18% 1%  -8%  -15% 0%