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J Appl Physiol 83: 312-316, 1997;
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Journal of Applied Physiology
Vol. 83, No. 1, pp. 312-316, July 1997
GAS EXCHANGE, MECHANICS, AND AIRWAYS

SPECIAL COMMUNICATION

Differences between estimates and measured PaCO2 during rest and exercise in older subjects

J. S. Williams and T. G. Babb

Institute for Exercise and Environmental Medicine, Presbyterian Hospital of Dallas 75231, and University of Texas Southwestern Medical Center, Dallas, Texas 77231

ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
ACKNOWLEDGEMENTS
FOOTNOTES
REFERENCES


ABSTRACT

Williams, J. S., and T. G. Babb. Differences between estimates and measured PaCO2 during rest and exercise in older subjects. J. Appl. Physiol. 83(1): 312-316, 1997.---Arterial PCO2 (PaCO2) has been estimated during exercise with good accuracy in younger individuals by using the Jones equation (PJCO2) (J. Appl. Physiol. 47: 954-960, 1979). The purpose of this project was to determine the utility of estimating PaCO2 from end-tidal PCO2 (PETCO2) or PJCO2 at rest, ventilatory threshold (VTh), and maximal exercise (Max) in older subjects. PETCO2 was determined from respired gases simultaneously (MGA 1100) with arterial blood gases (radial arterial catheter) in 12 older and 11 younger subjects at rest and during exercise. Mean differences were analyzed with paired t-tests, and relationships between the estimated PaCO2 values and the actual values of PaCO2 were determined with correlation coefficients. In the older subjects, PETCO2 was not significantly different from PaCO2 at rest (-1.2 ± 4.3 Torr), VTh (0.4 ± 2.5), or Max (-0.8 ± 2.7), and the two were significantly (P < 0.05) correlated at Vth (r = 0.84) and Max (r = 0.87) but not at rest (r = 0.47). PJCO2 was similar to PaCO2 at rest (-1.0 ± 3.9) and Vth (-1.3 ± 2.3) but significantly lower at Max (-3.0 ± 2.6), and the two were significantly correlated at Vth (r = 0.86) and Max (r = 0.80) but not at rest (r = 0.54). PETCO2 was significantly higher than PaCO2 during exercise in the younger subjects but similar to PaCO2 at rest. PJCO2 was similar to PaCO2 at rest and Vth but significantly lower at Max in younger subjects. In conclusion, our data demonstrate that PaCO2 during exercise is better estimated by PETCO2 than by PJCO2 in older subjects, contrary to what is observed in younger subjects. This appears to be related to the finding that PETCO2 does not exceed PaCO2 during exercise in older subjects, as occurs in the younger subjects. However, PaCO2 at rest is best estimated by PJCO2 in both younger and older subjects.

aging; blood gases; arterial end-tidal carbon dioxide difference; arterial partial carbon dioxide pressure


INTRODUCTION

THE MEASUREMENT OF END-TIDAL PCO2 (PETCO2) has been used to estimate arterial PCO2 (PaCO2) in young subjects during rest and exercise (7, 12, 16). Although PETCO2 may underestimate PaCO2 at rest, most studies of younger subjects have concluded that PETCO2 represents a good index of PaCO2 at rest. However, it has been shown that PETCO2 may significantly overestimate PaCO2 during exercise. The instantaneous alveolar PCO2 (PACO2) fluctuates cyclically with breathing, and the PETCO2 is higher than the average PACO2 over the complete breathing cycle, particularly during exercise (3). To predict PaCO2 from PETCO2 and tidal volume (VT), Jones et al. (7) developed a regression equation (PJCO2) that corrects for the overestimation of PaCO2 by PETCO2
P<SUB>J</SUB><SC>co</SC><SUB>2</SUB> = 5.5 + 0.9P<SC>et</SC><SUB><SC>CO</SC><SUB>2</SUB></SUB> − 2.1V<SC>t</SC>
where VT is in liters.

Results demonstrated that PaCO2 was predicted to within 1.04 (±SD) Torr between 25 and 58 Torr (r = 0.96) in a group of younger subjects (n = 56). This noninvasive estimation of PaCO2 from PETCO2 facilitates the use of repeated measures where the risks associated with an arterial puncture are eliminated. The purpose of the present study was to determine the utility of PJCO2 in older subjects by comparing differences between PJCO2 and measured PaCO2 during rest and exercise. Changes in respiratory function secondary to the aging process, such as increased dead space and ventilation-perfusion (VA/Q) inhomogeneity, may alter the relationship between PETCO2 and PaCO2. The Jones equation is designed to correct for the overestimation of PaCO2 by PETCO2, and during conditions of increased dead space and VA/Q mismatching, which may occur with aging, PJCO2 may not be an applicable estimate of PaCO2.


METHODS

Subjects. Volunteers were recruited through local advertisements. Subjects had no history of asthma or of musculoskeletal or cardiovascular disease. None of the subjects had participated in regular vigorous physical exercise for the last 6 mo. All details of the study were discussed with the volunteers, and informed consent was obtained in accordance with the Institutional Review Board. All qualified participants were instructed to avoid exercise, food, smoking, caffeine, and alcohol for at least 2 h before testing. All subjects were familiarized with cycle-ergometry exercise before testing.

Pulmonary function. All subjects performed standard spirometry, lung volume, and diffusing capacity determinations (model 6200 body plethysmograph, Sensormedics). Pulmonary function testing was performed in accordance with the American Thoracic Society standards (5). Also, American Thoracic Society standards were used to determine normality of pulmonary function (1). Subjects not meeting these standards were excluded from participation. Predicted values were based on norms of Knudson et al. (8) and Enright et al. (4).

Gas exchange measurements. O2 uptake (VO2) and CO2 production (VCO2) were determined with a customized gas-exchange system (NEC 486DX) on a breath-by-breath basis and averaged over 20-s intervals. Gas samples were drawn continuously at 60 ml/min from a mouthport and analyzed with a mass spectrometer (model 1100, Marquette Electronics). Expired volume was measured at the mouth with a turbine flowmeter (Interface Associates) that was calibrated before each test with a 3-liter calibration syringe. Subjects breathed through a two-way valve (model 2700, Hans Rudolph) attached distally to the turbine flowmeter. Total system dead space was 170 ml, and system resistance was <1 cmH2O · l-1 · s up to 6 l/s expiration. Validation of the automated gas-exchange system is provided by regularly performed comparisons with values obtained through the expired collection bag technique. The ECG was monitored continuously (model CS-100, Schiller), and blood pressure was monitored via an automated system (model 4240, SunTech). PETCO2 values were determined and averaged from the breaths occurring during the middle 20 s of each 1-min workload up to maximal exertion. At maximal exercise, PETCO2 values were also averaged over 20 s before the cessation of exercise. Standard reference gases were used to calibrate the respired gas analyzer before all testing. Care was taken to ensure that the total lung capacity (TLC) maneuver was obtained after the PETCO2 determination or blood sampling period. The dead space-to-tidal volume ratio (VDS/VT) was calculated by using standard procedures and PaCO2 and averaged expired PCO2 from the same time period.

Breathing mechanics. End-expiratory lung volume (EELV) was estimated at rest and during exercise from measurement of inspiratory capacity (IC). Measurement of IC was performed by having the subject, on cue from the investigator, inhale maximally to TLC during the last few seconds of each exercise stage. The subjects in our study were able to perform the procedure without difficulty. EELV was estimated to determine the VT/EELV ratio (in %). EELV was expressed as a percentage of TLC (EELV/TLC%).

Blood samples. Measurements of arterial blood gases were made via an arterial catheter placed in the radial artery. The catheter was connected to an extension tube. After drawing of sample-line dead space, samples were drawn into a heparinized syringe at rest and during the middle 20 s of each exercise level during the same time frame in which the PETCO2 determinations were made. At maximal exercise, the blood samples were obtained as close as possible to the time frame corresponding to the PETCO2 determinations before the cessation of exercise. The samples were immediately placed in an ice bath and were subsequently analyzed (model 282, Instrumentation Laboratories). Reference gases and commercial standards were used to calibrate the blood-gas analyzer before all testing. Routine calibration of the blood-gas analyzer is also provided by participation in an external quality- control program, and the laboratory meets all standards of a clinical blood-gas laboratory.

Exercise protocol. Testing began with the subjects seated on an electronically braked cycle ergometer (model CPE 200, MedGraphics). After 3 min of baseline measurements, exercise began at 10 W for the women and 20 W for the men, with 10- or 20-W increments until exhaustion.

Data analysis. The data were analyzed with a paired t-test to determine whether significant differences existed between measured PaCO2 and estimated PaCO2 (PETCO2 and PJCO2) at rest, ventilatory threshold (VTh) as described by Davis (2), and maximal exercise (Max) in both younger and older subjects. The relationship between measured and estimated PaCO2 was determined by correlation coefficients. P values less than 0.05 were considered to be significant. Data were analyzed with the use of SAS-PC statistical software (13).


RESULTS

The physical characteristics and selected pulmonary function values of the study population are shown in Table 1. Each individual subject had normal pulmonary function as determined by a forced vital capacity (FVC) and forced expiratory volume in 1 s (FEV1) >80% of predicted and a TLC >90% of predicted. Mean differences ± SD between measured and estimated PaCO2 values for both older and younger subjects are shown in Fig. 1. In older subjects, PETCO2 was not different from PaCO2 at rest (-1.2 ± 4.3 Torr), Vth (0.4 ± 2.5 Torr), or Max (-0.8 ± 2.7 Torr). PJCO2 was similar to PaCO2 in older subjects at rest (-1.0 ± 3.9 Torr) and Vth (-1.3 ± 2.3 Torr), but it was significantly lower (P < 0.05) at Max (-3.0 ± 2.6 Torr). In younger subjects, PETCO2 was not different from PaCO2 at rest (-0.7 ± 2.0 Torr) but was significantly higher (P < 0.05) at Vth (2.5 ± 2.6 Torr) and Max (2.2 ± 1.3 Torr). PJCO2 was not significantly different from PaCO2 in younger subjects at rest (-0.8 ± 1.8 Torr) or Vth (-0.5 ± 1.3 Torr). At Max, PJCO2 was significantly lower (P < 0.05) than PaCO2 in younger subjects (-1.4 ± 1.9 Torr).

Table  1.   Subject characteristics and selected pulmonary functions
Group n Age, yr Ht, cm Wt, kg Gender FVC, liters FVC, %pred FEV1, liters FEV1, %pred TLC, liters TLC, %pred RV/TLC, % 

Younger 11 37.9 ± 3.0  174.2 ± 2.0  74.2 ± 2.9  7M/4W 4.8 ± 0.9  105.5 ± 8.6  3.8 ± 0.8  101.4 ± 10.2  6.1 ± 1.1  95.4 ± 8.8  22.9 ± 2.6 
Older 12 70.0 ± 3.0  169.2 ± 2.7  70.3 ± 3.8  6M/6W 4.2 ± 1.2  115.1 ± 17.6  2.9 ± 0.8* 103.7 ± 13.6  6.6 ± 1.4  113.8 ± 13.2* 37.1 ± 5.9*

Values are means ± SD. n, No. of subjects; Ht, height; Wt, weight; M, men; W, women; FVC, forced vital capacity; %pred, %predicted; FEV1, forced expired volume in 1 s; TLC, total lung capacity; RV, residual volume. * Significantly different from younger group. P < 0.05.


Fig. 1. Differences between directly measured (PaCO2) and estimated arterial PCO2 [end-tidal PCO2 (PETCO2) and Jones-corrected PETCO2 (PJCO2)] values for older (A) and younger (B) subjects. Vth, ventilatory threshold; Max, maximal exercise; square , PETCO2 - PaCO2; black-triangle, PJCO2 - PaCO2. Values are means ± SD.
[View Larger Version of this Image (14K GIF file)]

The relationship between the estimated and the actual PaCO2 values for both older and younger subjects is shown at rest, Vth, and Max in Fig. 2. In older subjects, PETCO2 was correlated with PaCO2 (P < 0.05) at Vth (r = 0.84) and Max (r = 0.87) but not at rest (r = 0.47). PJCO2 in older subjects was also correlated with PaCO2 (P < 0.05) at Vth (r = 0.86) and Max (r = 0.80) but not at rest (r = 0.54). In younger subjects, PETCO2 was correlated (P < 0.05) at rest (r = 0.85), Vth (r = 0.81), and Max (r = 0.96). PJCO2 was correlated with PaCO2 (P < 0.05) at rest (r = 0.87), Vth (r = 0.95), and Max (r = 0.92) in younger subjects. PaCO2 values were not significantly different between older and younger subjects at rest or Max; however, a difference was detected at Vth (P < 0.05).


Fig. 2. Relationship between PaCO2 and 2 different methods of estimating PaCO2 in older (A) and younger (B) subjects at rest and at 2 levels of exercise (PETCO2, PJCO2). Dashed line, line of identity; solid line, line of best fit.
[View Larger Version of this Image (33K GIF file)]

VDS/VT was significantly higher (P < 0.01) at rest (0.35 ± 0.07 vs. 0.24 ± 0.04), Vth (0.25 ± 0.07 vs. 0.14 ± 0.04), and Max (0.26 ± 0.07 vs. 0.17 ± 0.08) for the older compared with the younger subjects, respectively. The change in VDS/VT from rest to exercise was similar for both groups.


DISCUSSION

Our results indicate that, in the older subjects we tested during exercise, PETCO2 provides a better estimate of PaCO2 than does PJCO2. In contrast, as has been previously shown (7, 12), PJCO2 appears to be superior in predicting actual PaCO2 during exercise in younger subjects. Furthermore, at rest, both PJCO2 and PETCO2 provide reasonable estimates of PaCO2 in both groups (Fig. 1). However, in the older subjects, PJCO2 was better correlated to PaCO2 than was PETCO2, and both the estimates had similar correlation coefficients at rest in the younger subjects (Fig. 2).

Differences between PETCO2 and PaCO2 during exercise are well documented in younger subjects (7, 12, 17). PETCO2 has been shown to rise to a significantly higher value than PaCO2 during exercise. Our findings among younger subjects are consistent with these reported observations. At rest, our data showed that PETCO2 was lower, though not significantly different from PaCO2 in younger subjects, also in agreement with previous reports (10, 12).

Consistent with the findings of previous investigations (7, 14) our results demonstrated that PJCO2 was not significantly different from PaCO2 at rest or during submaximal exercise in younger subjects. At Max, PJCO2 significantly underestimated PaCO2 in younger subjects. However, the mean difference was only -1.4 ± 1.9 Torr, and the two variables were strongly correlated (r = 0.92; P < 0.05).

A comparison between estimates of PaCO2 and actual PaCO2 in older adults was recently reported by St. Croix et al. (14). PaCO2 was estimated from PJCO2 and PETCO2 at rest and during submaximal exercise (25-50 W). In contrast to our findings, these authors reported that both PETCO2 and PJCO2 significantly overestimated PaCO2 at rest during all experimental conditions. However, measurements were made with various gas mixtures used to force PETCO2 to desired values. The authors attributed these unexpected findings in part to the inspiration of hypercapnic gas mixtures, which have been shown to mask the diluting effect of the alveolar dead space on PETCO2 measurements (10). Our findings at rest in older subjects revealed no significant differences between PETCO2 or PJCO2 and PaCO2, although both estimates were lower than measured PaCO2. Our findings, although contrasting with those of St. Croix et al. (14) in subjects at rest, are consistent with the dilutional effects of underperfused lung apexes due to gravitational forces acting on blood flow, which causes PETCO2 to be lower than PaCO2 at rest in younger subjects (10, 11). PETCO2 and PJCO2 may even be lower at rest in an older population than values observed in younger subjects, because the "normal" decline in lung function that occurs with aging has been shown to increase alveolar dead space (15). Our findings revealed that, although neither PETCO2 nor PJCO2 was significantly different from PaCO2 at rest in either experimental group, a slightly lower value occurred in the older subjects for both estimates.

Our findings are in partial agreement with those of St. Croix et al. (14) at submaximal exercise. During exercise, they found PJCO2 produced estimates that were higher than PaCO2, although not significantly different, and PETCO2 continued to significantly overestimate PaCO2. We found no significant difference between PJCO2 and PaCO2 at this level of exertion in our older subjects. Our findings also revealed that PETCO2 was not significantly different from PaCO2, and, in our older subjects at submaximal exercise, PETCO2 provided a better estimate of PaCO2 than did PJCO2.

To our knowledge, estimates of PaCO2 from PJCO2 have not been reported in older subjects at maximal exercise when greater CO2 delivery to the lung results in an increased slope of the alveolar phase of the expiratory cycle (16). At Max, PJCO2 significantly underestimated PaCO2, although PETCO2 was not different from PaCO2 in our group of older subjects.

Several factors have been reported to determine the extent to which PETCO2 differs from PaCO2 during rest and exercise (9). The fluctuation of PACO2 during the breathing cycle is one such factor (3). As VT and CO2 increase during exercise, the variation in PACO2 during the respiratory cycle is magnified. The increased CO2 production and decreasing lung volume as expiration continues result in PETCO2 being higher than PaCO2 during exercise in young healthy subjects. Comparisons between CO2 production for younger and older subjects in the present study revealed nonsignificant differences at rest and Vth (P > 0.05). However, CO2 was significantly higher for younger subjects compared with the older subjects at Max (P < 0.05). The greater CO2 production at Max in the younger subjects could account for the higher PET-aCO2 due to the effect CO2 excretion has on the slope of the expired PACO2.

Our observation that VT/EELV% was greater in the younger subjects appears to support the finding that PETCO2 exceeds PaCO2 in younger subjects more than in the older (Fig. 3), as not only the size of the VT but the volume in which the VT mixes will affect the expired gases. Further support is provided by the finding that EELV/TLC% is greater in the older subjects and decreases less during exercise. In their study of younger subjects, Jones et al. (7) have demonstrated that VT was the single most important determinant of the differences between PETCO2 and PaCO2. We found no significant differences in VT or VT/FVC% between our older and younger subjects, although VT/EELV% was significantly higher at Vth and Max for younger subjects compared with the older group. Also, in older subjects, PETCO2 may not exceed PaCO2 to the same degree as occurs in younger subjects, as it has been suggested that the PET-aCO2 is most dependent on the VDS/VT ratio (6).


Fig. 3. Comparison of tidal volume (VT) expressed as %end-expiratory lung volume [EELV; (VT/EELV%)] and EELV expressed as %total lung capacity [(TLC); EELV/TLC%] for younger and older subjects at rest, Vth, and Max. square , VT/EELV% in older subjects; black-square, VT/EELV% in younger subjects; open circle , EELV/TLC% in older subjects; bullet , EELV/TLC% in younger subjects. * Significantly different; younger compared with older subjects (P < 0.05).
[View Larger Version of this Image (15K GIF file)]

PaCO2 values have been shown to exceed PETCO2 values at rest and exercise during conditions of VA/Q inequality or increased alveolar dead space (16), both of which have been shown to increase as a consequence of aging (6, 15). Johnson et al. (6) have shown, via direct measures of PaCO2, VDS/VT ratios in older fit individuals that were 30% higher than those of younger subjects, both at rest and during heavy exercise. VDS/VT provides a valuable estimate of the degree of matching of ventilation to perfusion in the lung during rest and exercise (16). Our data are in agreement with Johnson et al. (6), as we found significantly higher VDS/VT values for the older subjects compared with the younger at rest, Vth, and Max. Previously, Liu et al. (9) reported significantly lower differences between PETCO2 and PaCO2 in patients with obstructive lung disease. Their data are essentially consistent with our findings, comparing differences between PETCO2 and PaCO2 in both our younger and older subjects. Though direct comparisons between patients with known lung disease and our apparently normal older subjects cannot validly be made, it is tempting to speculate that a similar mechanism of VA/Q mismatching in our older subjects contributed to the lower differences observed between PETCO2 and PaCO2 compared with our younger subjects. Thus it appears that the Jones equation (7) overcorrects in situations where PETCO2 does not rise to a significantly higher value than PaCO2, as may occur under conditions of VA/Q inequality or increased alveolar dead space. On the other hand, the differences noted between PJCO2 and PaCO2 at Max in our older subjects could be related to the lower CO2 production and its influence on the slope of the PACO2 that would result in a lower PETCO2 and subsequent overcorrection by the Jones equation.

From our data, we conclude that PETCO2 provides the best estimate of PaCO2 at Vth and Max in older subjects. Both PJCO2 and PETCO2 yield reasonable estimates of PaCO2 in older subjects at rest. However, in younger subjects, PJCO2 provides a reasonable estimate of PaCO2 at Vth but significantly underestimates PaCO2 at Max.


ACKNOWLEDGEMENTS

The authors thank Joseph O'Kroy, Rebecca Morrow, Robyn Etzel, Stacy Blaker, Julie Zuckerman, and Angela Chen for technical assistance throughout this project; acknowledge the assistance of Penny Palumbo with data reduction and graphics; and express their appreciation to Dr. Benjamin Levine of the medical staff for support of this project.


FOOTNOTES

   This work was funded by a gift from Mr. and Mrs. C. J. Thomsen and by National Institute on Aging Grant AG-11805.

Address for reprint requests: T. G. Babb, Institute for Exercise and Environmental Medicine, 7232 Greenville Ave., Dallas, TX 75231.

Received 7 June 1996; accepted in final form 17 March 1997.


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