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J Appl Physiol 82: 1018-1023, 1997;
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Journal of Applied Physiology
Vol. 82, No. 3, pp. 1018-1023, March 1997
GAS EXCHANGE, MECHANICS, AND AIRWAYS

SPECIAL COMMUNICATION

Human respiratory input impedance between 32 and 800 Hz, measured by interrupter technique and forced oscillations

Urs Frey, Bela Suki, Richard Kraemer, and Andrew C. Jackson

Department of Biomedical Engineering, Boston University, 02215 Boston, Massachusetts; and Department of Pediatrics, University of Bern, Inselspital, 3010 Berne, Switzerland

ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
ACKNOWLEDGEMENTS
FOOTNOTES
REFERENCES


ABSTRACT

Frey, Urs, Bela Suki, Richard Kraemer, and Andrew C. Jackson. Human respiratory input impedance between 32 and 800 Hz, measured by interrupter technique and forced oscillations. J. Appl. Physiol. 82(3): 1018-1023, 1997.---Respiratory input impedance (Zin) over a wide range of frequencies (f) has been shown to be useful in determining airway resistance (Raw) and tissue resistance in dogs or airway wall properties in human adults. Zin measurements are noninvasive and, therefore, potentially useful in investigation of airway mechanics in infants. However, accurate measurements of Zin at these f values with the use of forced oscillatory techniques (FOT) in infants are difficult because of their relatively high Raw and large compliance of the face mask. If pseudorandom noise pressure oscillations generated by a loudspeaker are applied at the airway opening (FOT), the power of the resulting flow decreases inversely with f because of capacitive shunting into the volume of the gas in the speaker chamber and in the face mask. We studied whether high-frequency respiratory Zin can be measured by using rapid flow interruption [high-speed interrupter technique (HIT)], in which we expect the flow amplitude in the respiratory system to be higher than in the FOT. We compared Zin measured by HIT with Zin measured by FOT in a dried dog lung and in five healthy adult subjects. The impedance was calculated from two pressure signals measured between the mouth and the HIT valve. The impedance could be assessed from 32 to 800 Hz. Its real part at low f as well as the f and amplitude of the first and second acoustic resonance, measured by FOT and by HIT, were not significantly different. The power spectrum of oscillatory flow when the HIT was used showed amplitudes that were at least 100 times greater than those when FOT was used, increasing at f > 400 Hz. In conclusion, the HIT enables the measurement of high-frequency Zin data ranging from 32 to 800 Hz with particularly high flow amplitudes and, therefore, possibly better signal-to-noise ratio. This is particularly important in systems with high Raw, e.g., in infants, when measurements have to be performed through a face mask.

respiratory mechanics; tube technique; wave-tube technique; forced oscillation technique


INTRODUCTION

INPUT IMPEDANCE (Zin) of the respiratory system is routinely measured at frequencies between 2 and 32 Hz. However, Zin extending to higher frequencies has been shown to contain additional information about the mechanical properties of the respiratory system. Zin at frequencies between 2 and ~120 Hz can be used to separate airway (Raw) and tissue resistance (Rti) as well as to estimate thoracic gas volume (Vtg) in dogs (8) but not in adult humans (7). In adult humans, Zin up to even higher frequencies (256 Hz) has been shown to contain information about airway wall properties (5). It is not yet known whether high-frequency Zin measurements in human infants can provide information about Raw, Rti, and Vtg or about airway wall properties. Accurate measurements of Zin at these frequencies with the use of forced oscillatory techniques (FOT) in infants are difficult because of low signal-to-noise ratios due to several causes (11). First, the energy content of the forcing function in the FOT decreases with increasing frequency (unpublished observations) because of capacitive shunting into the gas volume in the loudspeaker. Second, measurements in infants must be made through a face mask that acts as a shunt compliance, which further degrades the energy content of the flow into the infant's respiratory system as frequency increases. An alternative broad spectrum signal that could be used to excite the respiratory system is rapid airway interruption [high-speed interrupter technique (HIT)]. Rapidly interrupting the flow at the airway opening causes a step change in flow, the frequency content of which, like the FOT, decreases with increasing frequency. However, the magnitude of the flow-forcing function is expected to be much larger in the HIT compared with the FOT. In this methodological paper, we studied whether high-frequency Zin can be measured during airflow interruption. We performed these HIT measurements in a dried dog lung model and in healthy adults and compared them with Zin measurements when using the FOT, where the FOT has been proven to measure high-frequency Zin reliably (7).


METHODS

Measurement system (Fig. 1). If the flow interruption occurs instantaneously, the input flow signal applied to the lungs is a step function, the frequency content of which varies as 1/frequency. Thus the more rapid the interruption (i.e., as close as possible to a square wave), the higher the frequency content of the flow. With a noninstantaneous interruption, the content at higher frequencies is reduced. To preserve as much frequency content as possible, a high-speed interrupter system was developed. This interrupter is driven by a stepper motor (start speed = 1,200 Hz, maximum speed 7,500 Hz, ramp time 13 ms). The shutter consists of a rotating blade that closes (opens) the airway within 1 ms and remains closed (open) for 14.5 ms. The complete interruption-closure cycle occurs once every 31 ms. The motor is controlled by a digital-to-analog converter (model AT-MIO-16, National Instruments). The position of the shutter valve (open or closed) is measured by a photo-optic resistor to ensure that the shutter is reopened after an interruption so that the subject is able to breathe between measurements. Each time the interrupter is triggered, the valve mechanism rotates four times producing four separate interruptions. The shutter mechanism is connected to the mouthpiece through a tube of 0.6 cm in radius and 30 cm in length.


Fig. 1. High-speed interrupter setup. P1, proximal pressure transducer; P0, distal pressure transducer.
[View Larger Version of this Image (12K GIF file)]

Zin was measured by using the wave-tube technique described in detail elsewhere (2, 12). Briefly, in this technique, pressures are measured at two locations (12 cm apart) along the tube between the shutter and the mouthpiece. The proximal pressure transducer (P1) was placed 5 cm and the distal pressure transducer (P0) 17 cm from the airway opening (mouthpiece). Zin was computed as the load impedance of the tube by
Zin = <FR><NU>Zc &z.ccirf; sinh (&ggr;<IT>L</IT>)</NU><DE>P<SUB>1</SUB>/P<SUB>0</SUB> − cosh (&ggr;<IT>L</IT>)</DE></FR> (1)
where L is the distance between the two pressure transducers, Zc is the characteristic impedance of the tube, and tau  is the propagation coefficient of the tube. The pressures P1 and P0 were measured with Microswitch (model 164) transducers that were matched within ±2% in magnitude and ±2° of phase up to 1,024 Hz. The electrical output of these transducers was band-pass filtered (8-2,000 Hz) and analog-to-digital converted at 8,258 Hz (model AT-MIO-16, National Instruments). Data were stored during four complete cycles of the interrupter (4 × 31 ms = 124 ms, with a sampling rate of 8,258 Hz = 1,024 points). The ratio of P1/P0 was estimated from the cross power spectra of P0P1 and the auto power spectrum of P1. The method for measuring Zin by the FOT and its validation up to 2,000 Hz has been described elsewhere (12). Briefly, Zin(omega ) was measured by using loudspeaker-generated, low-amplitude pressure oscillations applied to the airway opening. A pseudorandom noise signal containing frequencies between 32 and 800 Hz in 8-Hz increments was generated by computer and output via a digital-to-analog converter. Zin was measured by using the same wave-tube technique described above.

The quality of the measurements for both HIT and FOT was assessed by computing the coherence function according to Michaelson et al. (14).

Experimental protocol. Zin of a dried dog lung was measured by HIT and FOT and compared at each frequency. The measurements of Zin by using the HIT in a dried dog lung were possible because the alveoli on the pleural surface of a dried dog lung are permeable, presumably because the surface had dried and cracked. As a consequence, a positive pressure applied to the trachea results in airflow through the dog lung. The airflow interruption was performed at a flow rate of 0.1 l/s. Zin was also measured by using FOT and HIT in five healthy nonsmoking adult volunteers whose biometric data are given in Table 1. Informed consent was obtained, and the study was approved by the Institutional Review Board at Boston University. The measurements in the human subjects were made as follows: during tidal breathing, the airflow interruption was triggered at an inspiratory flow rate of 0.1 l/s during 10 respiratory cycles. The subjects were seated, wearing noseclips, and they supported their cheeks by their hands. The mean and SD as well as the coherence of the 10 measurements were calculated.

Table 1. Physical characteristics of subjects


Subject Age, yr Sex Height, cm Weight, kg

1 54 M 178 75
2 25 M 172 74
3* 28 M 180 81
4 22 M 171 63
5 26 F 163 50

M, male; F, female. * Ex-smoker.


RESULTS

Figure 2 shows the Zin and coherence of the dried dog lung measured by the HIT and by the FOT. A paired t-test (P < 0.01) was used to determine those frequencies where there was a significant difference between impedances measured by the two different techniques. For nearly all frequencies, the differences were insignificant, except at those frequencies surrounding the antiresonances and between 160 and 290 Hz in the imaginary part. Coherence was >0.95 for all frequencies.


Fig. 2. Impedance spectra (mean, SD, and coherence of 10 measurements) measured by forced-oscillation technique (FOT; broken line) and high-speed interrupter technique (HIT; solid line) in a dried dog lung model. Circles indicate whether the 2 techniques were not significantly different at a specific frequency.
[View Larger Version of this Image (21K GIF file)]

Figures 3 and 4 show the means ± SD and coherence of the Zin measured by the FOT and by the HIT in two representative healthy subjects. Apart from single frequency points close to the antiresonances and at very high frequencies, the coherence of the measurements was >0.95 between 32 and 800 Hz in both techniques. In all five subjects, there were two dominant antiresonances when using both the HIT [first antiresonance (far,1) at 266 ± 39 Hz, second antiresonance (far,2) at 653 ± 104 Hz] and FOT (255 ± 36 and 650 ± 114 Hz, respectively). Antiresonances occurred where the imaginary part was zero and the real part showed a relative maximum. The frequencies and amplitudes of the antiresonances were not significantly different in the group of five subjects when the two techniques were compared (Table 2). As a means of comparing the variability of the two techniques, we computed the average SD for all frequencies in all five subjects. The average SD in the real part measured by HIT was 3.59 ± 1.61 cmH2O · l-1 · s-1 and measured by FOT was 1.37 ± 1.01 cmH2O · l-1 · s-1, which was not significantly different (paired t-test, P > 0.05). In the imaginary part, the averaged SD was significantly different between the HIT (4.03 ± 1.13 cmH2O · l-1 · s-1) and the FOT (0.99 ± 0.62 cmH2O · l-1 · s-1), P < 0.05. 


Fig. 3. Impedance spectra (mean, SD, and coherence of 10 measurements) measured by FOT (broken line) and HIT (solid line) in healthy subject 2.
[View Larger Version of this Image (22K GIF file)]


Fig. 4. Impedance spectra (mean, SD, and coherence of 10 measurements) measured by FOT (broken line) and HIT (solid line) in healthy subject 5.
[View Larger Version of this Image (25K GIF file)]

Table 2. Comparison of impedance measurements by using HIT and FOT


Subject Zinreal (32-96 Hz) Mean, cmH2O · l-1 · s-1 far,1 Frequency, Hz Zinreal (far 1) Mean, cmH2O · l-1 · s -1 far,1 Frequency, Hz Zinreal (far 2) Mean, cmH2O · l-1 · s-1

HIT
1 4.0 280 25.4 624 11.5
2 6.3 304 28.6 704 13.4
3 3.5 264 31.1 738 26.3
4 1.2 280 38.1 712 29.7
5 8.1 200 21.9 483 26.3
FOT
1 3.2 276 30.9 599 9.0
2 3.1 296 32.6 688 27.4
3 4.1 248 22.8 744 12.8
4 2.4 256 45.7 744 38.0
5 4 200 17.7 477 26.1
P (paired) 0.29 0.06 0.78 0.86 0.81

Zinreal (32-96 Hz); mean real part of input impedance (Zin) at frequencies 32-96 Hz; far,1, 1st antiresonance; far,2, 2nd antiresonance; Zinreal (far,1), real part of Zin at 1st antiresonance; Zinreal (far,2), real part of Zin at 2nd antiresonance; P (paired), probability derived from paired t-test [compares high-speed interrupter technique (HIT) vs. forced-oscillation technique (FOT)].


DISCUSSION

Zin data over a wide range of frequencies (2 < f < 100 Hz) have been shown to be useful in providing separate estimates of Raw, Rti, and Vtg in dogs (13). However, to obtain reliable estimates of these parameters one must obtain data up to an antiresonance (at ~80 Hz in dogs) associated with gas compression compliance (Cg) and tissue inertance (Iti). In dogs, there is a second antiresonance at ~180 Hz, which is an acoustic antiresonance that is primarily dependent on airway path length and airway wall properties (12). Unlike dogs, adult humans do not have a Cg-Iti-related antiresonance, but their first antiresonance (at ~180 Hz) is acoustic related (7). As a consequence, Zin data in adult humans cannot be used to estimate Raw, Rti, and Vtg.

Zin measurements are particularly attractive for investigating lung function in infants, since they are noninvasive, do not require patients' cooperation, can be performed during tidal breathing, and have the potential of providing estimates of clinically useful parameters (Raw, Vtg). However, it is not known whether infants have a Cg-Iti-related antiresonance and thus whether infant Zin data could provide estimates of Raw or Vtg. Zin measurements have been made up to 256 Hz in infants by using the FOT, and an antiresonance was found at ~113 Hz (11). However, this antiresonance has shown to be influenced by the parallel combination of face-mask gas-compression compliance and total respiratory system inertance. It is possible that a Cg-Iti antiresonance occurs at frequencies >256 Hz, but measurements with the use of the FOT at these high frequencies are problematic because of shunting of face-mask dead space (11). Infants have relatively high Raw in comparison with adults (18). High-frequency Zin measurements in infants are difficult. If pseudorandom noise pressure oscillations generated by a loudspeaker are applied at the airway opening (FOT), the power of the resulting flow decreases inversely with frequency because of capacitive shunting into the volume of the gas in the speaker chamber and in the face mask. Because the energy content of the forcing function decreases with increasing frequency in the FOT, we expect low flows at higher frequencies, particularly in the presence of a parallel shunt impedance (gas in the face mask). But to measure high-frequency respiratory impedance accurately we need high oscillatory flow amplitudes at higher frequencies.

To make measurements to higher frequencies, we considered using an alternative broad spectral forcing function, a pseudostep function generated by the HIT, that provides increased energy of the forcing function at these higher frequencies. The HIT was derived from the standard interrupter technique introduced by von Neergaard and Wirz (15). As proposed by von Neergaard and Wirz and as implemented by several others since (1, 9, 10, 17), estimates of resistance were provided from analysis of the airway opening pressure (Pao) as a function of time following interruption and the airflow at airway opening (Vao) signal just before interruption, assuming that there is a complete equilibration between alveolar and mouth pressure. In a more recent study by Romero et al. (16) in dogs, the Pao signal was analyzed in frequency domain. Here it was shown that an antiresonance in the power spectrum of Pao occurred at ~80 Hz and a gas density-dependent antiresonance occurred at 180 Hz. They speculated that these antiresonances corresponded to the Cg-Iti tissue resonance (80 Hz) and the first acoustic resonance (180 Hz) described by Jackson and Lutchen (8), respectively. Frey et al. (3, 4) found in adult humans only a single antiresonance and speculated that it corresponds to the acoustic antiresonance in the Zin spectrum found by Jackson et al. (7).

On the basis of these previous studies in dogs and humans, it appears that similar information can be measured by the FOT and by the HIT. In fact, if Vao and Pao are measured before and during interruption, Zin could be computed. Although the HIT and FOT techniques are similar in that they both provide estimates of Zin, they are different in that they use different forcing functions. The FOT uses a pseudorandom noise that has, in most cases, equal energy at each frequency of interest, whereas the HIT uses a pseudostep function the energy of which is distributed as 1/frequency. Another difference between the two techniques is the magnitude of the forcing function; the flow and pressure signals are much larger when the HIT is used than they are in the FOT (Fig. 5). In both techniques, the power of the pressure and flow signals decreases with frequency, but the HIT provides flow signals with two orders of magnitude higher energy at higher frequencies than the FOT. Furthermore, the decrease of the flow power with frequency is less in the HIT than in the FOT. This effect can be seen even more distinctly in the power spectrum of pressure and flow signals measured in a 12-mo-old infant through a face mask (Fig. 6). Whereas the power of the FOT flow signal drops considerably at frequencies >400 Hz, the power of the HIT flow signal is much higher at these frequencies.


Fig. 5. Power spectrum of pressure and flow assessed by using HIT in comparison with FOT in healthy adult subject 5 (see Fig. 4). All signals were assessed by using same pressure transducers and amplifiers. Note that power of flow is 100 times higher when HIT is used and decreases less with increasing frequency than when FOT is used. square , Power spectrum of pressure (HIT); black-square, power spectrum of resulting flow (HIT); open circle , power spectrum of pressure (FOT); bullet , power spectrum of resulting flow (FOT).
[View Larger Version of this Image (28K GIF file)]


Fig. 6. Power spectrum of pressure and flow assessed using HIT in comparison with FOT in a 12-mo-old infant. Airway opening pressures are measured through a face mask. Note that power of oscillatory flow drops above ~400 Hz if FOT is used to measure input impedance but not if HIT is used. square , Power spectrum of pressure (HIT); black-square, power spectrum of resulting flow (HIT); open circle , power spectrum of pressure (FOT); bullet , power spectrum of resulting flow (FOT). Coherence: solid line, HIT; dotted line, FOT.
[View Larger Version of this Image (32K GIF file)]

These results show that the HIT enables the excitement of higher flow amplitudes at high frequencies than does the FOT. The amplitude of the FOT flow signal could theoretically have been increased if larger loudspeakers were used. However, even with much larger speakers, it is unlikely that the flow amplitudes could be increased to the level possible with the HIT. The question arises whether the large flow amplitudes produced by the HIT cause nonlinear behavior of the respiratory system. Because the pseudostep function produced by the HIT is a continuous signal and thus has a continuous spectrum in frequency domain, nonlinear behavior will cause a decrease in the coherence function. However, this was not the case (Figs. 4 and 6). We further explored the possibility of introducing nonlinear behavior by performing flow interruption at higher flows. We found that at flows higher than 100 ml/s the coherence decreased, which suggests that the respiratory system may begin to behave nonlinearly at flows >100 ml/s. If the forcing function is a pseudorandom noise signal with a discrete spectrum (FOT), the coherence function would not necessarily decrease when the respiratory system behaves nonlinearly. In this respect, an advantage of the HIT over the FOT is that its coherence is a function of nonlinear behavior. Thus decreased coherence could be used as an indication of nonlinear behavior.

By using the HIT it was possible to measure Zin from 32 to 800 Hz with a coherence of 0.95 in a dried dog lung and in humans. The comparison of impedance measurements in a dried dog lung done by FOT and HIT showed a congruence of the spectra over a large range. At frequencies <32 Hz, the HIT shows a large SD, and, therefore, the data <32 Hz are not reliable. This is due to the fact that each interruption lasted for only 31 ms, and, as a consequence, there is no information below 32 Hz when one is using the HIT. However, the interrupter time could be increased to investigate lower frequency ranges.

In humans, the correlation between the measurements obtained by using the FOT and the HIT was not as good as in the dog model. In humans, measurements have to be made through the upper airways, which might contribute to the variability of the measurements and might explain differences between the techniques. However, we tried to minimize these effects by stabilizing the cheeks (6) and standardizing the head position. Because the coherence function was 0.95 in these measurements apart from single frequencies, nonlinear effects cannot be a major reason for the differences in the Zin measured by these two techniques. As discussed above, a major difference between the two techniques is the amount of energy contained in the forcing function, which could result in differences in the variability of the Zin estimated by the different techniques. However, since the HIT forcing function contains more energy, one would expect the SD of Zin measured by HIT to be smaller than the SD of Zin measured by FOT. This was not the case in adult subjects (e.g., Figs. 3 and 4). We cannot completely exclude the possibility that entrance effects of the oscillations into the respiratory system [i.e., due to abrupt changes in airway geometry in the upper airways (glottis) as well as bifurcations in the central airways where Reynold's numbers are high] are different in both techniques. This might contribute to differences between Zin measurements in both techniques and remains to be shown. Differences in the variability of the Zin could also be due to differences in the lung volume at which the measurements were made. As shown by Frey et al. (4), the oscillatory pressure transients after airflow interruption are sensitive to the change in lung volume. Although changes in postinterruption Pao do not necessarily indicate that Zin is volume dependent, this may be the case. The HIT measurements were made at the beginning of a breath where Vao was <100 ml/s, whereas the FOT measurements were made throughout the entire breathing cycle. If Zin is sensitive to lung volume, then we would have expected the SD of the HIT-measured Zin to be less than the SD of the Zin measured by FOT, which was not the case.

In summary, the HIT enables the measurement of high-frequency Zin data from 32 to 800 Hz in healthy adults. Impedance data in this frequency range potentially enable the noninvasive measurements of resistive and elastic properties of the airways. The forcing function derived from the HIT excites higher flow amplitudes at high frequencies. Measurements in systems with high impedance, such as, for example, the infant lung where measurements have to be performed through a face mask, might have a better signal-to-noise ratio and, therefore, better coherence than the FOT (see Fig. 6). However, this effect cannot clearly be seen in the impedance spectrum of healthy adults. Further advantage for use in infants consists of the easy use and cleaning of the device, the small dead space, the short measurement period, and the fact that the forcing function in the HIT provides a continuous spectrum, which causes a drop in coherence function if the system behaves nonlinearly. Because the HIT device is a flow-through system, whereas the FOT is not, it can be more easily implemented into ventilatory circuits.


ACKNOWLEDGEMENTS

We thank A. Fritschi, who built the high-speed interrupter valve following our suggestions.


FOOTNOTES

   This work was supported by a grant from the Scientific Committee of the Swiss Cystic Fibrosis Association.

Address for reprint requests: U. Frey, Dept. of Child Health, Univ. of Leicester School of Medicine, Robert Kilpatrick Clinical Sciences Bldg., Leicester Royal Infirmary, PO Box 65, Leicester LE2 7LX, UK.

Received 5 November 1995; accepted in final form 28 November 1996.


REFERENCES

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