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Department of Comparative Biosciences, School of Veterinary Medicine, University of Wisconsin, Madison, Wisconsin 53706
Dwinell, M. R., P. L. Janssen, J. Pizarro, and G. E. Bisgard. Effects of carotid body hypocapnia during ventilatory acclimatization to hypoxia. J. Appl.
Physiol. 82(1): 118-124, 1997.
Hypoxic
ventilatory sensitivity is increased during ventilatory acclimatization
to hypoxia (VAH) in awake goats, resulting in a time-dependent increase
in expired ventilation (
E). The
objectives of this study were to determine whether the increased
carotid body (CB) hypoxic sensitivity is dependent on the level of CB CO2 and whether the CB
CO2 gain is changed during VAH.
Studies were carried out in adult goats with CB blood gases controlled by an extracorporeal circuit while systemic (central nervous system) blood gases were regulated independently by the level of inhaled gases. Acute
E responses
to CB hypoxia (CB PO2 40 Torr) and CB
hypercapnia (CB PCO2 50 and 60 Torr)
were measured while systemic normoxia and isocapnia were maintained. CB
PO2 was then lowered to 40 Torr for 4 h while the systemic blood gases were kept normoxic and normocapnic.
During the 4-h CB hypoxia,
E increased
in a time-dependent manner. Thirty minutes after return to normoxia,
the ventilatory response to CB hypoxia was significantly increased
compared with the initial response. The slope of the CB
CO2 response was also elevated
after VAH. An additional group of goats
(n = 7) was studied with a
similar protocol, except that CB PCO2
was lowered throughout the 4-h hypoxic exposure to prevent reflex
hyperventilation. CB PCO2 was
progressively lowered throughout the 4-h CB hypoxic period to maintain
E at the control level. After the 4-h
CB hypoxic exposure, the ventilatory response to hypoxia was also
significantly elevated. However, the slope of the CB
CO2 response was not elevated
after the 4-h hypoxic exposure. These results suggest that CB
sensitivity to both O2 and
CO2 is increased after 4 h of CB
hypoxia with systemic isocapnia. The increase in CB hypoxic sensitivity
is not dependent on the level of CB
CO2 maintained during the 4-h
hypoxic period.
carotid body chemoreceptors; goats; respiratory
control
VENTILATORY ACCLIMATIZATION to hypoxia (VAH) is the
time-dependent increase in ventilation or decrease in arterial
PCO2 (PaCO2) during exposure to
hypoxia. There is good evidence that increased ventilatory
drive in VAH is related, at least in part, to a time-dependent increase
in carotid body (CB) sensitivity to hypoxia (6, 9, 18, 25, 24).
The role of CO2 at the CB level
has been overshadowed by the distinct importance of the CB's ability
to respond to hypoxia and responses of the central chemoreceptors to
changes in PaCO2. However, both
hypercapnia and hypocapnia occur commonly in the systemic arterial
blood supply, resulting in varying levels of CB
CO2 exposure. Recently, it has
been established that CB hypocapnic alkalosis is a powerful inhibitory
influence on normoxic ventilation in the awake goat (7) and dog (23).
Normocapnic hypoxia applied to the isolated CB elicits VAH in awake
goats (6). Carotid sinus nerve (CSN) activity also increases in a
time-dependent manner when anesthetized goats are exposed to hypoxia
(18). In both of these studies, CB
PCO2 (PcbCO2)
remained constant whereas CSN activity or ventilation increased in a
time-dependent manner. In addition, in the awake goat, an increased
hypoxic ventilatory sensitivity to hypoxia has been demonstrated under
both systemic isocapnic and poikilocapnic conditions (9). In both awake
and anesthetized cats, increased hypoxic sensitivities have been
observed after prolonged hypobaric hypoxia with systemic poikilocapnia
(24, 25). Awake rats exposed to hypobaric hypoxia for 7 wk developed an
increase in hypoxic sensitivity when isocapnia was maintained (1).
These studies suggest that the CB will become more sensitive to hypoxia
regardless of the systemic level of
CO2 (isocapnia or poikilocapnia).
However, the effects of CB hypocapnia during VAH have not been
investigated.
The specific goals of the present study were
1) to ascertain whether the
increased CB hypoxic sensitivity is dependent on the level of CB
CO2 and
2) to determine whether the
CB CO2 gain is changed during VAH.
This was accomplished by using the awake goat CB perfusion model, which
allows separation of the CB circulation from the systemic
[including central nervous system (CNS)] arterial circulation.
Animal preparation.
Ten adult goats were used in this study [mean body weight 55.2 ± 2.5 (SE) kg]. Nine of the ten goats were studied by using the first protocol (CB normocapnia). Seven of the ten (6 of the goats
were studied twice) were studied by using the second protocol (CB
hypocapnia). The animals were trained to stand quietly in a stanchion
while breathing through a tightly fitting face mask equipped with a
low-resistance one-way breathing valve (model 2700, Hans Rudolph). The
inspiratory side was connected to a pneumotachograph (T-2, Fleisch)
used to measure inspired air flow, which was electronically integrated
to give inspired tidal volume
(VT). Expired gases were collected in a spirometer (120 liter). Inspired ventilation was used
during the experiment as an index of ventilation, although expired
ventilation (
E) was used to
precisely measure changes in ventilation. Inspired gases
(room air and CO2) were
delivered to the goat via large-bore flexible tubing (3-cm ID). A
CO2 monitor (PM-20, Anarad) was
used to monitor end-tidal CO2 from
a port in the face mask. An O2
analyzer (model S-3A, Applied Electrochemistry) was used to monitor the
inspired O2 concentration. A
six-channel polygraph was used to record expired
CO2, systemic arterial blood pressure, CB perfusion pressure, inspiratory flow, inspired
VT, and expired minute volume.
E was measured 10 min after elevation
of the level of inspired CO2.
After the initial responses, after the goats had returned to baseline
conditions, a prolonged CB hypoxic exposure began. The extracorporeal
circuit PO2 [CB
PO2
(PcbO2)] was lowered to 40 Torr while isocapnic systemic
PCO2 (PaCO2) was maintained. In the first
group of animals (n = 9), CB
normocapnia was maintained by keeping the extracorporeal circuit PCO2
(PcbCO2) at the
same level throughout the 4-h hypoxic period (CB normocapnia). In the
second group of goats (n = 7), PcbCO2 was
progressively lowered as necessary throughout the prolonged hypoxic
period to prevent any reflex hyperventilation (CB hypocapnia). In this
group, no adjustments were necessary to maintain systemic isocapnia. In
both groups, perfusion circuit and arterial blood-gas samples were
taken every 10-15 min and adjustments were made to keep perfusion
and systemic blood-gas tensions constant.
At the end of the 4-h period of CB hypoxia, both groups returned to
control steady-state conditions within 30 min while being perfused with
normoxic-normocapnic blood and breathing room air. All three acute
responses were repeated after the prolonged hypoxia exposure.
Statistical analysis.
The pre- and post-CB hypoxia slopes for the CB hypoxic response and
slopes and intercepts for the CB and systemic
CO2 response curves were analyzed
by using paired t-tests. The
ventilatory parameters during the 4-h hypoxic exposure were compared by
using repeated-measures analysis of variance and Bonferroni correction for multiple comparisons. P < 0.05 was significant for all tests.
E from the CB hypoxic
stimulation. Changes in pHcb in
the CB hypoxic-hypocapnic group paralleled the changes in
PcbCO2 during
the hypoxic period. It was necessary to progressively reduce PcbCO2 during
the CB hypoxia exposure in the hypocapnic group to keep
E constant (Fig.
1). Before the start of the 4-h CB hypoxia, control
PcbCO2 was 40.2 ± 0.8 Torr. After 30 min of CB hypoxia,
PcbCO2 was
decreased significantly by 7.7 Torr (P < 0.05) and decreased by an additional 6.2 Torr (significantly lower
than the 30-min measurement) by 240 min.
PaCO2 remained constant throughout the CB hypoxic period in the hypocapnic group.
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,
PcbCO2 during
CB hypoxia-normocapnia;
,
PcbCO2 during
CB hypoxia-hypocapnia. * Significantly different from C,
P < 0.05. ** Significantly
different from 30 min, P < 0.05. All
PcbCO2 values
during CB hypoxia-hypocapnia are significantly different from the
corresponding CB hypoxia-normocapnia values.
E.
E increased in a time-dependent manner
throughout the 4-h CB hypoxic period when CB normocapnia and systemic
isocapnia were maintained (Fig.
2A).
E significantly increased from a control level of 10.3 ± 1.1 to 22.9 ± 1.4 l/min at 30 min of hypoxia. By 240 min,
E had increased to 32.0 ± 2.1 l/min. Both frequency and VT
increased in a time-dependent manner during the hypoxic exposure.
Because the goal was to keep
E constant
in the CB hypocapnic group, it was found to be necessary to
progressively decrease
PcbCO2 to
achieve this goal (Fig. 1). This indicated that a progressive increase
in hypoxic gain at the CB was occurring. However, when
PcbCO2 was
raised to the control level at the end of the hypoxic period (240 min),
E increased to 27.3 ± 3.3 l/min (Fig. 2B;
).
E) during C, CB
hypoxic exposure (0-240 min), and R. A: CB normocapnia.
B: CB hypocapnia.
, At 250 min,
E after
PcbCO2 was
elevated from hypocapnia to normocapnia during CB hypoxia.
Values are means ± SE. * Significantly different from C,
P < 0.05. ** Significantly different
from 30 min, P < 0.05.
Acute isocapnic CB hypoxia-normocapnia responses. Both groups showed a prompt increase in
E
during acute exposure to CB hypoxia-normocapnia with systemic isocapnia
(Fig. 3; preacclimatization slopes:
0.155 ± 0.02 l · min
1 · Torr
1,
isocapnic group;
0.172 ± 0.05 l · min
1 · Torr
1,
hypocapnic group). These increases were due to increases
in both frequency and VT. After
the 4-h hypoxic exposure, and after 30 min of normoxic-normocapnic
conditions, the slope of the ventilatory response to acute isocapnic CB
hypoxia was significantly greater than the slope of the response before
the hypoxic period in both the CB normocapnic and CB hypocapnic groups
(Fig. 3; postacclimatization slopes:
0.322 ± 0.04 l · min
1 · Torr
1,
isocapnic group;
0.308 ± 0.04 l · min
1 · Torr
1,
hypocapnic group). The responses of the two groups were not significantly different from each other.
E during acute exposure to
isocapnic CB hypoxia. A:
before and after CB hypoxia-normocapnia.
B: before and after CB
hypoxia-hypocapnia.
PcbO2, CB
PO2.
, Preacclimatization hypoxic re- sponse;
, postacclimatization
response. Values are means ± SE. * Slope of
postacclimatization hypoxic ventilatory response is significantly
different from preacclimatization hypoxic ventilatory response slope,
P < 0.05.
CB CO2 responses. The ventilatory response to CB hypercapnia (systemic normoxia and isocapnia) was determined before and after 4 h of CB hypoxia. The CB normocapnic group had a significantly increased slope and PcbCO2 intercept (Table 3) after prolonged CB hypoxia (Fig. 4A), whereas the systemic blood-gas and acid-base values were not different (Table 4). The CB hypocapnic group demonstrated no change in slope or PcbCO2 intercept and no changes in blood-gas or acid-base values after prolonged CB hypoxia (Fig. 4B) with no changes in blood-gas or acid-base values (Table 5).
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E during acute CB
CO2-response curves.
A: before and after CB
hypoxia-normocapnia. B: before and
after CB hypoxia-hypocapnia.
, Preacclimatization hypoxic response;
, postacclimatization response. Values are means ± SE.
* Slope of postacclimatization hypercapnic ventilatory response
is significantly different from preacclimatization hypercapnic
ventilatory response slope, P < 0.05.
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This study demonstrates that exposure to CB hypoxia alone elicits an increase in CB sensitivity to hypoxia regardless of the level of CO2 at the CB during the prolonged exposure to hypoxia. Similar increases in sensitivity to CB hypoxia were seen in both groups after prolonged exposure to hypoxia. Exposure to CB hypoxia, while CB normocapnia is maintained, resulted in an increase in the ventilatory response to CB hypercapnia. However, no increase in CB sensitivity to hypercapnia was observed when the CB was hypocapnic (i.e., progressively lowered throughout the hypoxia to prevent reflex hyperventilation), although there was a trend toward an increased response. In addition, the present study provides no evidence that CB hypoxia alters the whole body ventilatory response to CO2.
Critique of methods. This study used the CB perfusion model to separate CB and brain blood flow to examine the effects of prolonged CB stimulation on ventilation without the effects of the central chemoreceptors. Specifically, we were interested in the effects of hypoxia and hypercapnia on the CB before and after hypoxic stimulation. Isolation of the perfused blood to the CB without mixing with blood perfusing the brain was required. Busch et al. (6) demonstrated by using various techniques (acrylic polymer casts, cerebral angiography, radiolabeled microspheres, and blood-gas tension comparison) that there is no significant mixing of blood between perfused and systemic blood. In addition, arterial blood-gas tensions and pH of samples drawn from the perfusate and from the proximal common carotid artery in the present study did not suggest that mixing was occurring. The present study measured
E during
normocapnic-hypoxic and hypocapnic-hypoxic CB perfusion.
The effect of normocapnic-hyperoxic CB perfusion has been previously
tested (6) by perfusing the CB for 6 h under control conditions. No
time-dependent ventilatory effects or changes in blood-gas tensions
during the 6 h of CB perfusion were found. The effects of prolonged CB
hypocapnia-normoxia have not been investigated, although acute CB
hypocapnia has been reported to have significant inhibitory influences
on ventilation (7).
Acclimatization.
These results are consistent with findings from several previous
experiments demonstrating that VAH is nearly complete within 4 h of
exposure to hypoxia in the awake goat (9, 10, 19, 20, 22). A previous
experiment (6) demonstrated that CB hypoxia-normocapnia alone, without
CNS hypoxia, was sufficient to elicit VAH, as seen by a time-dependent
decrease in PaCO2 during the prolonged
exposure to hypoxia. Bisgard et al. (3) showed that isolated CB hypoxia
could elicit VAH while maintaining systemic isocapnia. The findings in
the present study provide additional support that CB hypoxic
stimulation alone without brain hypoxia or systemic respiratory
alkalosis will elicit VAH.
In the CB hypocapnic group, the requirement to progressively decrease
PcbCO2 (by 14 Torr) during 4 h of hypoxia is strong evidence that VAH occurred
during CB hypocapnia. That is, there was a time-dependent
increase in CB sensitivity to hypoxia that had to be counterbalanced by
greater hypocapnia to keep
E constant. Additional evidence for VAH in this group was the significantly increased response to CB hypoxia after the 4-h CB hypoxia exposure. This is consistent with previous studies in which VAH has been demonstrated (9, 19, 20). Also, when
PcbCO2 was
elevated to the control level at the end of the 4-h hypoxic period,
E increased beyond the acute hypoxic
level to nearly the level of
E seen at
the end of the 4-h hypoxic period in the CB normocapnic group.
Under normal conditions at high altitude, inspired
PO2 is lower than at sea level,
resulting in a lower PaO2.
This stimulates the carotid chemoreceptors and
E increases, resulting in a decrease
in PaCO2. After the immediate response, the CB is exposed to low
PaO2 but also to a lower
PaCO2 than normal. The effect of the
hypoxia and hypocapnia interaction would be an attenuated afferent output from the CB, although a greater output than under normoxic-normocapnic conditions. The results from the present study may
suggest that the time-dependent increase in CSN activity would be
inhibited by a time-dependent decrease in
PaCO2, resulting in no net increase in
ventilation due to the CB. Two previous studies in awake goats
measuring decreases in PaCO2 as the
criterion for VAH report acute decreases in
PaCO2 after 30 min of hypoxia between
4.8 and 6.7 Torr below control levels (6, 9). In the present study,
PcbCO2 was
lowered 7.7 Torr after 30 min of hypoxia and by a total of 13.9 Torr by the end of the 4-h hypoxic exposure. These
PCO2 values are lower than those
described in the previous studies, indicating that carotid afferent
activity would still be elevated above the control level, resulting in ventilatory acclimatization to hypoxia. Although
PaCO2 values are progressively lowered
through VAH when the whole animal is exposed to hypoxia, the
time-dependent decrease in PaCO2 is a result of the time-dependent increase in CSN nerve afferent activity, which, in turn, is translated into a progressive increase in
E.
CO2 sensitivity.
The CB CO2 response after VAH
revealed different responses depending on the type of stimulus during
the 4-h hypoxic period. After CB hypoxia-normocapnia, the CB response
to elevated CO2 was significantly
elevated, although the CB response to elevated CO2 after CB hypoxia-hypocapnia
was not significantly elevated. One possible explanation for the lack
of increase after CB hypoxia-hypocapnia is a persistent acid-base
change during the hypocapnic perfusion that prevented the increased
response. Gonzales et al. (13) suggested that a depression of the
transducing mechanism for acidic stimuli may alter catecholamine
release from the CBs, resulting in a reduced response to an acidic
stimulus. Additional studies using isolated type I cells from rat CBs
demonstrate that changes in external pH result in altered internal pH
and may affect the chemotransduction process (4, 5).
The ventilatory response of the CB to change in
PCO2 in the hypocapnic range may be
important, especially in the CB hypocapnic group. This was not
investigated in the present study, but it may have revealed a change
that was not seen when only PCO2
levels were used in the hypercapnic range. We assume that
there is probably no change in this slope between pre- and post-VAH
measurements, based on extrapolation, which could be erroneous.
The proportion of CO2 response
mediated by the CB can be determined by using the isolated CB perfusion
model. In the present study, the CB is responsible for between 17%
(hypocapnic group) and 21% (normocapnic group) of the systemic
CO2 response. The proportion
remains unchanged after 4 h of CB hypoxia-hypocapnia, whereas it
increased to 36% of the systemic response after 4 h of CB
hypoxia-normocapnia. A previous study estimated the contribution of the
carotid chemoreceptors to be between 20 and 50% of the total response
to CO2 in anesthetized cats with
use of an artificial pontomedullary perfusion method (14). Another
study using anesthetized cats before and after carotid chemoreceptor
denervation (2) reported that the carotid chemoreceptors contributed
40% to the overall respiratory response to
CO2. The present results in awake goat suggest that the proportion is somewhat lower than originally reported, although the conditions of the stimulus varied considerably. In the present study, the animals were awake and both the peripheral and central chemoreceptors were intact, although only one CB was intact. In the previous studies, the animals were anesthetized, studied
before and after the CSN was cut, and, in one case, perfused with an
artificial perfusate in the pontomedullary region. In addition, the
method of determining the percentage of CB
CO2 response in the present study
was by subtraction, not by addition, of peripheral and central
responses to CO2.
Results of the present study for the whole body
CO2 response are in contrast to
those reported in a similar study using awake goats (9). Engwall and
Bisgard (9) reported an increase in the
CO2 response slope when isocapnia
was maintained throughout the hypoxic period. When isocapnia was not
maintained (poikilocapnia), the slope did not change but a parallel
leftward shift was shown. Data from the present study do not support a
change in slope or PaCO2 intercept when
systemic isocapnia and CB normocapnia-hypoxia were maintained or when
PcbCO2 was
progressively lowered during the hypoxic exposure (CB
hypocapnia-hypoxia). The major difference in the present study is that
the hypoxia stimulus was isolated to the CB, whereas Engwall and
Bisgard exposed the whole animal to hypoxia. In humans, exposure to
prolonged hypobaric hypoxia results consistently in a leftward shift of
the CO2-response curve (12, 15,
21, 26), and most investigators also report an increased ventilatory
response slope to CO2 (12, 15,
21). Leftward shifts and increased slopes of
CO2 responses that have been
reported after VAH in humans are likely associated with cerebral acid-base changes associated with brain hypocapnia. In the present study, the central chemoreceptor response to
CO2 would not be expected to
change because CNS oxygenation and acid-base were kept constant in all
conditions in the present studies (except during the systemic
CO2 response). Increased whole
body CO2 response slopes and
leftward shifts have also been documented in ponies (11) and in cats
(24). However, although the response to
CO2 in goats does shift leftward
(16, 17), the increase in ventilatory response slope is not a uniform
finding. Lahiri et al. (16) did report a 70% increase in slope,
whereas Mines and Sorensen (17) saw no increase in slope but only a
leftward shift. Engwall and Bisgard (9) reported an increased slope
when isocapnia was maintained and a leftward shift with no slope change
when PaCO2 was allowed to fall.
The lack of change in systemic CO2
ventilatory response in this study may be attributed to the following
factors. 1) As outlined above, there
was neither CNS hypoxia nor acid-base changes induced during isolated
CB hypoxic acclimatization; thus there is no reason to expect a
resetting or change in the central chemoreceptor
responsiveness. 2)
There is inherent variability in ventilatory responses to
CO2 that have been documented in
the goat (8). 3) Last, the CB contributes only ~20% (see above) of the systemic
CO2 ventilatory response.
In conclusion, we investigated the role of
CO2 at the CB during VAH. This
study confirmed our previous observation that VAH can be induced by an
isolated hypoxic stimulus to the CB and is evident under either
normocapnic or hypocapnic conditions at the CB. The increase in CB
sensitivity to hypoxia is independent of the level of CB
CO2. However, the CB
CO2 sensitivity appears to be
dependent on the level of CB CO2
during the hypoxic stimulus. The increase in CB
CO2 gain was only evident when the
excitatory afferent output from the CB is maintained (CB
hypoxia-normocapnia).
The authors thank Gordon Johnson for excellent technical assistance.
Address for reprint requests: G. E. Bisgard, Dept. of Comparative Biosciences, School of Veterinary Medicine, Univ. of Wisconsin, 2015 Linden Dr. West, Madison, WI 53706.
Received 10 June 1996; accepted in final form 9 September 1996.
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