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Department of Physiology, Dartmouth Medical School, Dartmouth-Hitchcock Medical Center, Lebanon, New Hampshire 03756
St. John, Walter M. Medullary regions for neurogenesis
of gasping: noeud vital or noeuds vitals? J. Appl.
Physiol. 81(5): 1865-1877, 1996.
Gasping is
a critical mechanism for survival in that it serves as a mechanism for
autoresuscitation when eupnea fails. Eupnea and gasping are separable
patterns of automatic ventilatory activity in all mammalian species
from the day of birth. The neurogenesis of the gasp is dependent on the
discharge of neurons in the rostroventral medulla. This gasping center
overlaps a region termed "the pre-Bötzinger complex."
Neuronal activities of this complex, characterized in an in vitro brain
stem spinal cord preparation of the neonatal rat, have been
hypothesized to underlie respiratory rhythm generation. Yet, the
rhythmic activity of this in vitro preparation is markedly different
from eupnea but identical with gasping in vivo. In eupnea, medullary
neuronal activities generating the gasp and the identical rhythm of the in vitro preparation are incorporated into a portion of the
pontomedullary circuit defining eupneic ventilatory activity. However,
these medullary neuronal activities do not appear critical for the
neurogenesis of eupnea, per se.
eupnea; in vitro; in vivo; medulla; pons
IN 1923, THOMAS LUMSDEN
reported the marked and progressive changes in ventilatory activity,
which he observed on exposure of experimental animals to anoxia or
ischemia. For easier interpretation, records of activity of the phrenic
nerve during cerebral hypoxemia are presented in Fig. 1;
Lumsden's words document the changes observed: "....after the blood
is completely shut off the pneumotaxic center fails, respiration
becomes slow and then apneustic in type, a long inspiratory tonus is
followed by a few short failing apneuses. Very soon gasps alone occur
and death results. If however,....the vertebrals are freed before
gasping ceases, recovery takes place in the reverse order" (Ref. 41,
p. 359-360).
These changes appeared to represent a sequential depression of the
brain stem respiratory centers that Lumsden had described (40-43).
This description was based on findings after rostral to caudal
transections of the brain stem.
As shown in Fig. 2, Lumsden
reported that eupnea was maintained after a transection at the
midcollicular level. After a midpontile transection, caudal to the
"pneumotaxic center", the ventilatory pattern is altered to
apneusis, marked by a sustained pause in the inspiratory position.
Apneusis is replaced by gasping when all of the pons is removed.
Parenthetically, Lumsden did not recognize the importance of bilateral
vagotomy as a requisite to obtaining apneusis; apparently, the vagi
were damaged during his dissections. Gasping can be elicited in animals
having intact vagi or after bilateral vagotomy.
Lumsden felt that eupnea and gasping were fundamentally different and
separable respiratory patterns: "The gasping centre ....does not
appear to influence true rhythmical breathing of normal type" (Ref.
41, p. 366). For the neurogenesis of "normal type" respiration,
Lumsden proposed that mechanisms of the pontile pneumotaxic center
played a critical role (40-41). Concerning gasping, Lumsden
presaged its importance in autoresuscitation (26, 29, 33, 35, 66, 77):
"My view is that gasping is a relic of some transitory primitive
respiratory process half way between gill and lung respiration as a
fish gasps when taken out of water. Yet I have seen so many instances
in which gasping has been sufficient to revive animals whose higher
respiratory centres have temporarily failed that I feel no surprise
that the faculty has persisted in the evolutionary struggle" (Ref.
41, p. 364).
These concepts of Lumdsen lead to testable or, indeed, tested
hypotheses. If, indeed, gasping is a "relic of some
previous respiratory mechanism," which serves as a backup
when eupnea fails, then the capacity to exhibit both eupneic and
gasping patterns must be present in every mammal from the day
of birth. Similarly, identification and elimination of the gasping
center should not eliminate eupnea. There is significant
experimental support for each of these hypotheses.
DIFFERENTIATION OF EUPNEA AND GASPING In his basic characterization, Lumsden noted that the rate of rise of
inspiratory activity is much greater in gasping than in eupnea (40). In
eupnea, phrenic activity increases as a "ramplike" function; in
gasping, it rises almost immediately to a peak value. Hence, whereas
the peak of phrenic activity is reached at the end of the burst in
eupnea, it is much earlier in neural inspiration in gasping (24, 77,
81, 90) (Figs. 1, 2, 3). Similarly, motor
activities of other spinal and cranial nerves, which have varying
discharge patterns during the eupneic inspiration, acquire the
stereotypic rapidly peaking pattern in gasping. Included in these
inspiratory activities are those of the intercostal, facial, hypoglossal, and recurrent laryngeal nerves (32, 79, 83). Recurrent
laryngeal activity, which has both inspiratory and expiratory components in eupnea, discharges almost entirely in inspiration during
the gasp (79, 83). Indeed, the recurrent laryngeal branch to the
thyroarytenoid muscle of the larynx, which has a purely expiratory
discharge in eupnea, becomes purely inspiratory in gasping (83).
Expiratory activities of spinal nerves are also greatly reduced or
totally eliminated with the change from eupnea to gasping (20, 83, 92).
It is important to emphasize that during the establishment of gasping
in hypoxia or ischemia expiratory activities may transiently maintain
the same discharge patterns as in eupnea. Even when steady-state
gasping is established, some phasic expiratory activities may remain,
albeit at reduced levels (see Refs. 79, 83).
Underlying the change in respiratory-modulated cranial and spinal
neural activities, the discharge of medullary respiratory neurons is
greatly altered in gasping. Compared with eupnea, patterns of neuronal
activities exhibit less variation when gasping commences. Hence,
inspiratory bulbospinal neuronal activities, which discharge throughout
various portions of the eupneic inspiration, all commence activity just
before or after the onset of the phrenic burst in gasping; some
additional inspiratory neuronal activities are recruited. Also, some
tonic and respiratory-modulated phase-spanning neuronal activities of
eupnea become inspiratory in gasping, whereas others cease their
discharge (23, 92). In addition to these tonic and phase-spanning
neurons, expiratory bulbospinal, laryngeal, and nonantidromically
activated neurons decline or cease activity with the change from eupnea
to gasping (23, 92). These changes in respiratory-modulated neuronal
activities in gasping are different from those resulting from an
increase in ventilatory activity in eupnea. In hypercapnia, discharge
frequencies of all respiratory modulated neuronal activities typically
increase (7, 19, 75, 78, 82). Most neuronal discharge frequencies also
increase in hypoxia, although some expiratory activities do decline
from levels in hyperoxia and normoxia (75, 77, 81). Hence, differences in neuronal activities between eupnea and gasping are not equatable simply with an increase in ventilatory drive.
A final distinction between eupnea and gasping is in the high-frequency
oscillations in inspiratory neural activities (64, 65, 87). Although
the source is undefined, some investigators consider these oscillations
as "signatures" of the basic mechanisms underlying the generation
of the respiratory rhythm. Of importance to the present discussion is
the observation that the peak frequencies of these oscillations, which
are 70-90 Hz in eupnea, are shifted to values approximating 120 Hz
in gasping (64, 87).
There are some data that imply that gasping may only represent a
variant of eupnea or the reverse (39, 44, 48, 77). When activities of
spinal nerves and/or muscles of respiration are recorded in
asphyxia, the change from eupnea to gasping appears in some trials to
be progressive. Yet, it must be recalled that, once generated, eupnea
and gasping activate common cranial and spinal nerves. Moreover, the
seeming progression from eupnea to gasping in asphyxia might reflect
the law of initial values. Hence, when the rate of rise of inspiratory
activity is extremely high in eupnea, it cannot become much higher in
gasping.
Another set of observations, which is consistent with a single
mechanism underlying the neurogenesis of eupnea and gasping, is that
electrical stimulation of both the carotid sinus and superior laryngeal
nerves causes qualitatively similar changes in the frequency of phrenic
bursts during both patterns (48). Again, however, many common elements
of the medullary respiratory network are active during both ventilatory
patterns. Because both the carotid sinus and superior laryngeal
nerves terminate on these components (16, 19), some qualitatively
similar responses might be expected.
RELEASE OF MEDULLARY MECHANISMS FOR GASPING The pontile inhibition of medullary mechanisms for gasping would appear
to be powerful, since during progressive transections no gasping is
observed so long as any anatomical connections remain between pons and
medulla (76). Similarly, hypoxia causes a progressive rostral to caudal
depression of brain stem function (42, 43, 77). These findings, after
brain stem transection and hypoxia, should not be equated with the
death of pontile neurons being the necessary requisite for the release
of gasping. Indeed, as Lumsden has pointed out, reestablishment of
oxygenation, once gasping commences, can result in the reestablishment
of eupnea (42, 43).
The sequence of hypoxia-induced changes leading to apnea appears to
represent an "active" process involving changes in the release of
neurotransmitters in the brain stem. Hence, the primary apnea does not
represent a failure of energy production by the neuron (4, 49, 54).
There is evidence of such an impairment of energy production once
gasping commences. However, a direct linkage between metabolic
insufficiency and gasping is tenuous, since, once begun, gasping
continues for some period after oxygenation is restored (49). Indeed,
in recovery from hypoxia, the presence of mixed respiratory cycles
containing eupneic and gasping inspirations (64) also demonstrates that
pontile mechanisms are not irreversibly damaged during the production
of gasping.
More direct evidence that the release of medullary gasping mechanisms
is an active process comes from the "aspiration reflex." As
described by Tomori and his colleagues (86), mechanical stimulation of
the pharynx results in an interruption of the eupneic rhythm by a
gasplike burst. Because this reflex can be elicited in normoxia or
hyperoxia, brain stem hypoxia as a prerequisite for gasping is no
longer a question.
In a series of studies with Tomori, we have established that pharyngeal
stimulation does, indeed, release gasping mechanisms (20, 22, 23, 87).
Inspiratory neural and neuronal activities are identical in the
aspiration reflex and hypoxia-induced gasping. Also identical are the
peaks in the power spectra of these activities; these peaks may
represent signatures of the basic oscillatory mechanisms underlying the
neurogenesis of the respiratory pattern (64, 65, 87). Finally, ablation
of a medullary region, which is critical for the
neurogenesis of gasping, also eliminates the changes in
ventilatory activity after pharyngeal stimulation.
These results support the concept that gasping is a complex ventilatory
pattern that can be activated when the neuronal mechanisms underlying
the neurogenesis of eupnea are suppressed. This concept is further
supported by the separability of eupneic and gasping pattern in animals
of all ages.
EUPNEA AND GASPING AS FUNCTIONS OF AGE From the numerous studies in adult animals, it is evident that gasping
often represents the last ventilatory effort before death. Similarly,
mechanisms for gasping can be recruited at birth. Indeed, in any case
in which hypoxemia is present, "gasping is a natural requisite to
normal breathing" (34).
The ability of animals to exhibit eupnea and gasping at birth obviously
means that the neuronal mechanism underlying each must be functional.
There is significant evidence that such mechanisms may, in fact, be
functional long before birth.
Fetuses in utero exhibit periodic "respiratory movements" during
the rapid-eye-movement stage of sleep. These movements disappear in
hypoxia unless the hypoxia is extended or severe. Respiratory movements
then reappear with a gasping pattern (34, 66).
If gasping can be observed in the fetus and at birth, it might be
expected that eupnea and gasping would also be clearly distinguishable patterns in the newborn. Indeed, in every mammalian species examined, the ventilatory pattern can be altered from eupnea to gasping in severe
hypoxia, anoxia, or ischemia. Included in these species are those that
are very immature at birth, such as mice, rats, and rabbits, and those
more fully developed, including lambs, piglets, monkeys, and humans (1,
2, 27, 29, 33-35, 39, 44, 74, 90). As in adult animals, the
phrenic activity in eupnea in newborn animals exhibits the typical
ramplike rise. Similarly, as in adults, gasping is characterized by the
rapid rate of rise of activity early in inspiration. Examples of eupnea and gasping in neonatal rats are shown in Fig. 3.
The ability of newborn animals to alter the ventilatory pattern from
eupnea to gasping is considered critical for survival. In extreme
hypoxia or anoxia, the newborn typically exhibits a biphasic response
with ventilatory activity first increasing and then declining to apnea.
This primary apnea is interrupted by gasping. If animals are allowed to
breath air or oxygen once gasping commences, recovery of eupnea and
survival occurs in most, but not all, animals. This ability of gasping
to reverse a life-threatening episode has been termed
"autoresuscitation" (29, 35, 39, 74, 77, 90).
IDENTIFICATION OF A MEDULLARY GASPING CENTER Patterns of ventilatory activity in medullary
preparations. Beginning in the late 1930s, a number of
investigators, including Breckenridge, Hoff, Magoun, Pitts, Ranson,
Stella, and Wang attempted to establish what type of ventilatory
activity could be supported by various components of brain stem
respiratory centers (see Ref. 77). Much discussion was devoted to
whether, as Lumsden had proposed, pontile mechanisms exercised a
primary function in the neurogenesis of eupnea. Also, the contrary
question was debated as to whether eupnea and apneusis represented
variants of gasping (see discussion in Ref. 88); Barcroft proposed such
a "kernel" theory in his elegant essay in 1938 (2). Finally, the
question was considered as to whether "normal" ventilatory
activity could be supported by medullary mechanisms alone. In 1990, I
reviewed this material in some detail and concluded that "gasping is
the one pattern of automatic ventilatory activity which can be obtained in a reproducible manner in the medullary preparation" (77). I
believe that this conclusion is still entirely valid both for in vivo
and, as discussed below, in vitro preparations.
Gasping center in adult cats and rats.
By the end of the 1970s, it was well accepted that, in cats,
respiratory-modulated neuronal activities were concentrated in two
medullary regions: the dorsal and ventral respiratory nuclei. The
former is located dorsomedially, in approximation to the nucleus
tractus solitarii. The ventral medullary respiratory nucleus extends
from the cervical level to that of the pontomedullary junction and
approximates the nucleus ambiguus, nucleus retroambiguus, and, at its
rostral end, the retrofacial nucleus (16, 19).
Because it is unequivocal that gasping is generated and supported by
medullary mechanisms, we hypothesized that a critical region for its
neurogenesis could be identified. In a 1984 study, in which decerebrate
cats were used, neurons in the dorsal and ventral medullary respiratory
nuclei were destroyed by injections of the neurotoxin kainic acid (79).
Gasping was not eliminated despite numerous injections into the entire
extent of the dorsal respiratory nucleus. Similarly, much of the
ventral respiratory nucleus was found not to be essential for the gasp
to be generated. However, injections into the lateral tegmental field,
just medial to the ventral nucleus, eliminated gasping. In a subsequent
study, using more discrete injections of kainic acid (22), we localized this "gasping center" in cats as extending from dorsomedial to ventrolateral to the nucleus ambiguus (Fig.
4). A comparable region for
the gasping center near the nucleus ambiguus was also established in
adult rats (24) (Fig. 4).
Importantly, neither in cats (22, 79) nor in rats (24) did lesions of
the gasping center alter the eupneic rhythm. This inability to alter
eupnea by medullary lesions was consistent with previous findings. Thus
Speck and Feldman (73) found that multiple lesions which, in sum,
destroyed most of the dorsal and ventral respiratory nuclei in
anesthetized cats, caused no changes in the respiratory rhythm as the
amplitude of respiratory-modulated neural activities gradually fell.
Concerning the ventral nucleus, these investigators emphasized the
completeness of lesions, which were 250-900 µm in diameter and
extended from 1.0 mm caudal to 5.0 mm rostral to the obex. Hence, at
the most rostral extreme, the so-called Bötzinger complex would
be destroyed. In reviewing this work, Feldman notes: "Thus
maintenance of normal rhythm without interruption after bilateral
DRG-VRG (dorsal and ventral respiratory group or nuclei) lesions
indicates that these lesioned areas, including both cell and fibers of
passage, need not be intact for respiratory-rhythm generation" (Ref.
19, p. 481). In a subsequent study, Speck and Beck (72) again produced
extensive lesions of the dorsal and ventral medullary respiratory
nuclei but in decerebrate animals, and still caused no marked changes
in eupnea.
In summary, we have identified a region, extending from dorsomedial to
ventrolateral to the nucleus ambiguus, which is critical for the
neurogenesis of gasping. In agreement with the work of others (19, 72,
73), neither this gasping center nor the neighboring portions of the
ventral respiratory nucleus appear essential for the neurogenesis of
eupnea. However, these findings and their interpretation have become
confounded by the results derived from an in vitro brain stem-spinal
cord preparation of the neonatal rat.
IN VITRO BRAIN STEM-SPINAL CORD PREPARATION In 1983, Suzue (84) described an extraordinary preparation for the
study of ventilatory activity. This preparation, presented in detail in
a 1984 publication (85), was a brain stem and spinal cord of the
neonatal rat, which was removed from the animal and maintained without
circulation or perfusion in a medium. Activities of spinal and cranial
nerves exhibited synchronous discharges that were related to movements
of the thorax, when the latter was removed with the spinal cord. These
periodic synchronized discharges could continue for hours.
In this initial description, Suzue discussed explicitly the limitations
of this in vitro preparation. Foremost among these is the relationship
of its synchronized discharges with eupnea of in vivo animals.
Differences included a respiratory frequency, which was an order of
magnitude slower than that of eupnea, and a much more rapid rate of
rise of inspiratory activity. Concerning inspiratory activity, another
difference from eupnea was that stimuli, such as alterations of pH of
the in vitro solution, changed only the frequency and not the peak
height of phrenic bursts. Also, as opposed to eupnea, the appearance of
these bursts was not altered after a complete brain stem transection at
the pontomedullary junction. Based on these considerations, Suzue
noted: "the periodic rhythm may be correlated to gasping rather than
the normal respiratory rhythm. The low frequency of the rhythm in the
present preparation may be at least partly attributed to the absence of
the afferent input..." (85).
Some investigators who have adopted the in vitro preparation have
maintained strongly that "the respiratory pattern in vitro is not
gasping, although it may share some common mechanisms" (71). In
fact, experimental evidence appears substantial that the ventilatory
pattern exhibited by the in vitro brain stem-spinal preparation of the
neonatal rat is, indeed, gasping. Rather than consider publications in
chronological order, evidence of gasping in this preparation will be
considered by topic.
Brain stem transections. To explain
the absence of change in pattern after a transection at the
pontomedullary junction, the pons was considered to play little, if
any, role in ventilatory regulation in rats (9, 31, 50, 71). This
conclusion was based on the absence of apneusis in adult rats after
transections at mid-to-caudal pontile levels (50). These studies had
not recognized the findings of Wang et al. in 1957 (89) that the depth
and duration of apneusis decline as transections are made at
progressively more caudal pontile levels. Indeed, it is now established
that apneusis, with prolonged inspiratory and expiratory phases, is
obtained after discrete lesions of the rostral pontile pneumotaxic
center and vagotomy in both adult (25, 37, 52, 91) and neonatal rats
(21).
Patterns of neural activities.
Activity of the cervical roots of the in vitro preparation has a
stereotyped "rapidly peaking-slowly decrementing" pattern (9, 15,
28, 31, 47, 53, 55-59, 70, 71) (Fig.
5). Other cranial and spinal nerves display this same pattern, which is very similar to gasping of adult animals in
vivo. However, some investigators have maintained that this pattern is also displayed by the in vivo neonate after
vagotomy (71).
In a comparison of in vitro and in vivo preparations, Smith et al. (71)
present electromyographic recordings of diaphragmatic activity in
spontaneously breathing animals after vagotomy. In animals younger than
4 days, the diaphragmatic activity is similar to that of the in vitro
preparation, whereas in rats older than 7 days, this activity is as the
ramplike rise of the adult (Fig. 5). Smith et al. concluded that
vagotomy had transformed the pattern of motor output and that this
transformation is age dependent. A similar alteration to a gasplike
output after bilateral vagotomy has been reported by Murakoshi et al.
(53) However, as opposed to Smith et al. (71), Murakoshi
et al. (53) report such a transformation for rats of ages 4-27
days. Finally, in spontaneously breathing unanesthetized rats of ages
0-11 days, Fedorko et al. (18) found that all animals breathed
with a "gasping-type" pattern after vagotomy.
As far as a transformation of the ventilatory pattern by vagotomy is
concerned, a problem in terminology exists in that "gasplike" should not be considered as synonymous with "gasping." Although expanded experimental records are not presented by Murakoshi et al.
(53) and Fedorko et al. (18), records in the latter report do appear to
show peak tidal volume being reached at the end of inspiration, as in
eupnea, and not at the beginning, as in gasping. More importantly,
Fedorko et al. point out that respiratory minute volume falls greatly
in all neonatal rats after vagotomy and "if alveolar ventilation is
similarly affected, may well compromise metabolic function, and this
can result in respiratory failure."
Experimental records of Smith et al. (71) clearly show
gasping in vivo after vagotomy. However, it is probable that, rather than a transformation resulting from vagotomy per se, the gasping reflects an inability of these animals to support eupnea. Hence, vagotomy and surgical interventions may compromise ventilation to such
a degree that hypoxemia is induced, which, in turn, causes an
alteration from eupnea to gasping.
In a recent study (90), we have reported that neonatal rats, from the
day of birth, have a ramplike rise of phrenic and inspiratory
activities in eupnea. While the rate of rise may increase, this
ramplike pattern is maintained after vagotomy and also sectioning of
the carotid sinus nerves. With exposure to anoxia, this ramplike pattern is converted to the rapidly peaking-slowly decrementing pattern, which is characteristic of gasping and the in vitro
preparation (cf. Figs. 3 and 5).
Expiratory activities also support the concept that the in vitro
preparation is exhibiting gasping. As noted above, a reduction in
expiratory activities is a common feature of gasping (20, 83, 90, 92).
In a compilation of recordings from a number of in vitro preparations,
Smith et al. (71) show both early and late expiratory discharges of
cranial and spinal nerves. Compared with recordings from in vivo
neonatal and adult animals, such expiratory activities are much
reduced. Moreover, such expiratory neural activities were apparently
not consistently recorded in the in vitro preparation, with no
expiratory activities of the vagus being discernible in other figures
of Smith et al. or Brockhaus et al. (5). Smith et al. (71) note that
"the E-phase activity on a given nerve occurred intermittently in
any preparation." Another indication that the in vitro preparation
is exhibiting gasping is the temperature at which these preparations
are examined. When we reduced the body temperature of in vivo rats
toward 27°C, eupneic ventilatory activity was severely distorted
and disappeared entirely in most animals. This activity returned in
anoxia with a gasplike pattern, identical to that of the in vitro
preparation (90).
Response to stimuli. In hypercapnia
and/or acidosis, any change in rhythmic activity of the in
vitro preparation is in frequency; the peak height of phrenic bursts is
largely unaltered (55, 85). In anoxia, the in vitro preparation
exhibits a transient rise in the frequency of its burst and then a
gradual decline to apnea (5). These alterations of frequency only in
response to stimuli are identical with responses during gasping in vivo (77, 81).
Anoxia. Researchers more than fifty
years ago reported that, like all other neonatal animals, rats alter
their ventilatory pattern from eupnea to gasping within seconds of
exposure to anoxia (1, 74). Even when the animals are maintained in
anoxia, these gasping activities persist for many minutes. There has
been no consideration as to how the brain stem and spinal cord could be
removed from the neonatal rat and maintained in vitro without the
ventilatory pattern being altered to gasping. It is possible that, as
in some animals in vivo, reestablishment of adequate oxygenation in
vitro could result in a reconversion from gasping to eupnea. Yet
oxygenation is not adequate.
The in vitro neonatal rat brain stem preparation, maintained in a
medium equilibrated with 100% oxygen, has a core of complete anoxia
(5, 55). In one study, tissue PO2
fell to zero within a maximum of 450 µm from the surface (55). Hence, anoxia during removal of the brain stem and hypoxia and anoxia of brain
stem regions would appear to be compatible with gasping.
Several other mammalian in vitro preparations have been described,
albeit in adult animals, in which brain stem oxygenation is maintained
by an arterial perfusion system. In those having an intact pons, the
inspiratory neural activities are as those of eupnea in vivo and not as
the gasping patterns of the in vitro neonatal rat preparation (30, 51).
However, in other preparations, the pons is removed, and only the
isolated medulla and spinal cord are perfused (45). In the latter,
neural activities exhibit the rapidly peaking patterns typical of
gasping. Moreover, the rhythmic neural activities of these medullary
preparations can continue for minutes in severe hypoxia or ischemia
(45). In hypoxia or ischemia, decerebrate in vivo preparations convert the ventilatory patterns from eupnea to gasping in hypoxia, whereas in
medullary in vivo preparations gasping continues with no change in
pattern (24, 43, 77).
As a final point, a number of in vitro slice preparations have been
developed in which, because of a smaller size, oxygenation would be
improved compared with the in vitro preparation having most or all of
the medulla intact (e.g., 36, 60-62, 69, 70). Although some of
these preparations have a remnant of pons remaining, the rhythmic
activities of these preparations are like the rapidly peaking activity
of gasping and not the ramplike rise of eupnea. However, in parallel
with the development of the eupneic rhythm, these rhythmic activities
recorded in vitro have been noted to undergo maturation (60-62).
For example, the pattern of the rhythmic activity changes from a
"decremented" activity to one having a "plateau component"
(62). Yet a similar change in discharge pattern is observed in the
pattern of neural activities during gasping in neonatal and adult
animals (compare Figs. 1, 5, and 6 in Ref. 24 with Figs. 6 and 7 in
Ref. 90). Hence, developmental changes may be evident in the brain stem
neuronal circuits underlying the neurogenesis of both eupnea and
gasping.
Critical medullary region. In a series
of papers beginning in 1987, Onimaru, Arata, and Homma further
characterized mechanisms underlying respiratory rhythm generation in
vitro (56-59). These investigators found that rhythm generation
was critically dependent on a region localized to the rostral medulla,
ventrolateral to the nucleus ambiguus (Fig.
6). This region was termed
"pre-I" because many neurons therein discharge phasically just
before and just after the phrenic burst (see also Ref. 38).
Beginning in 1990, Smith and colleagues published studies in which they
also examined the region of respiratory rhythm generation in the in
vitro preparation (69-71). On the basis of microtransection experiments, this rhythmic activity could be supported by a section of
medulla, which "extends from the caudal end of the retrofacial nucleus to approximately 200 µm towards obex." This critical
region, named the "pre-Bötzinger" complex, was ventral and
ventrolateral to the nucleus ambiguus (Fig. 6).
The pre-Bötzinger complex is considered to be caudal to the pre-I
region of Onimaru et al. (70). If present in a comparable region to
that in adult cats, the gasping center would be dorsal and medial to
the pre-Bötzinger complex; the lateral extent of the gasping
center and the medial extent of the pre-Bötzinger complex would
be extremely close. Such proximity has, in fact, become overlap as the
location of the pre-Bötzinger complex has been altered, based on
in vivo characterizations (8, 10, 67).
Using an analysis of previous studies, Ellenberger and Feldman
(12-14) proposed that the pre-Bötzinger complex in vivo
would contain a high percentage of propriobulbar neurons and would lie just caudal to the Bötzinger complex, which contains many
expiratory bulbospinal neuronal activities. In adult rats,
neuroanatomic studies identified such a population of propriobulbar
neurons (10). However, at some variance with its in vitro location, the
pre-Bötzinger complex in adult rats was ventral and ventromedial to the nucleus ambiguus (10) (Fig. 6). As noted above, the critical medullary region for gasping in adult rats extends from dorsomedial to
ventrolateral to the nucleus ambiguus. An overlap of its lateral border
with the medial border of the pre-Bötzinger complex is apparent.
In adult cats, based again on criteria of propriobulbar neurons, a
pre-Bötzinger complex has been located (8, 67). However, this
complex is now shown extending from dorsomedial to ventrolateral to the
nucleus ambiguus (Fig. 6). A significant portion of this complex is now
clearly within the ventral medullary respiratory nucleus. Even more
than in rats, the dorsomedial division of this complex appears to be
within the region for gasping. More overlap is evidenced by the
extensive dendritic projections of pre-Bötzinger neurons within
the region for gasping (63, 67).
The question arises as to whether there are, in fact, three critical
medullary regions for the neurogenesis of the ventilatory activity: the
pre-I region, the pre-Bötzinger complex, and the gasping center.
Given the proximity and possible identity of portions of these regions,
the extensive dendritic processes of neurons in these regions, and the
spread of neurotoxins and damage from the center of lesions, it seems
possible that there is one continuous medullary region for ventilatory
neurogenesis. In this same context, the rhythmic respiratory activity
generated from a brain stem slice preparation of neonatal and adult
rats and mice (60-62) is dependent "upon the integrity of the
nucleus ambiguus." It would appear that the gasping center, pre-I
region, and pre-Bötzinger complex are all present in this slice.
Pacemaker neurons in vitro. Onimaru et
al. (57) hypothesized that the discharge of pacemaker cells underlies
the neurogenesis of rhythmic activity in vitro. In support of this
hypothesis, the discharge pattern of many pre-I neurons continued after
blocking synaptic transmission in a low-calcium, high-magnesium
solution. These findings of Onimaru et al. were confirmed by Smith,
Feldman, and colleagues using medullary slices (36, 69, 70). In
recordings in their pre-Bötzinger complex, as well as more caudal
regions, some inspiratory neurons maintained this phasic pattern after the blockade of synaptic transmission, whereas other neurons, having
tonic discharge patterns, were converted to phasic bursters.
Interrelationships of eupnea and gasping and of in
vivo and in vitro preparations.
Neuronal activities in a pre-Bötzinger complex have been
described during eupnea in vivo in adult animals (8, 67). As in vitro,
pre-I neuronal activities are considered to play a fundamental role in
the neurogenesis of rhythmic activities in vivo. Yet, the pre-I
patterns differ. The pre-I neuronal activities of Onimaru et al. (57)
discharged just before and just after the commencement of the phrenic
burst; the neuron was silent at the start of the burst. For Smith et
al. (71), pre-I neuronal discharges in vitro were continuous, from the
end of expiration to early inspiration. In vivo, pre-I neuronal
activities may commence activities early in neural expiration and fire
throughout inspiration (8, 67); these pre-I activities are synonymous
with the phase-spanning expiratory-inspiratory neurons (7).
The pre-I neuronal activities in vivo may represent an entirely
different population from the pre-I activities in vitro. Not only are
the pre-I discharge patterns different in vitro and in vivo but many
neuronal activities are recruited with the alteration from eupnea to
gasping (e.g., Ref. 23).
Several recent reviews have proposed that, whereas the discharge of
pacemaker neurons in the pre-Bötzinger and/or pre-I
regions may be responsible for rhythm generation in vitro and in the
fetus and neonate in vivo, such neuronal activities are incorporated into a circuit responsible for the neurogenesis of eupnea of adult animals in vivo (3, 11; see also Refs. 60-62). Such an
incorporation is necessary since, without perturbations, only eupnea
and not gasping is observed in vivo. However, this incorporation is not synonymous with the concept that the discharge of medullary pacemaker neurons serves as a kernel for the neurogenesis of all patterns of
automatic ventilatory activity (70, 71). If eupnea is a variant of the
gasp, why was eupnea not altered by ablation of medullary regions,
which are critical for the neurogenesis of gasping? Moreover, if eupnea
is a variant of the in vitro burst, why was eupnea not altered when the
entire ventral medullary respiratory nucleus was destroyed in vivo in
adult cats? In the adult cat, the localization of the
pre-Bötzinger complex is clearly within regions that were
destroyed in these previous in vivo experiments (8, 67, 72, 73). The
caveat must be added that lesions of the gasping center and the
pre-Bötzinger complex might have destroyed a sufficient
population of neurons to eliminate gasping, but the residual neurons in
the region might be sufficient for the neurogenesis of eupnea. Yet, for
this interpretation to be correct, such a critical residual would have
to be exceedingly small and missed in previous studies, which have
emphasized a complete destruction of the ventral nucleus, including,
retrospectively, the pre-Bötzinger complex (19, 72, 73).
I propose that the neurogenesis of the gasp results from the discharge
of pacemaker neurons in the continuous pre-I, pre-Bötzinger, and
gasping regions. By strong mutual excitation, these propriobulbar neurons undergo a synchronous activation, which is transmitted to the
premotor and motoneurons of medulla. This excitation by medullary
mechanisms for gasping appears to be ubiquitous in that tonic neuronal
activities are incorporated into the gasp; many neurons that are silent
in eupnea are also recruited (6, 17, 23, 68).
Termination of the gasp would seem dependent on synaptic processes,
since stimulation of medullary regions can prematurely terminate gasps
(80). There is much ambiguity concerning such a process, since, as
noted above, expiratory-related activities decline greatly or are
eliminated in gasping. However, a complete categorization of medullary
expiratory-modulated neuronal activities in eupnea and gasping remains
to be performed.
In eupnea, the discharge of mechanisms for gasping is suppressed or
transformed by an inhibition of pontile origin. An obvious question
concerns the neurotransmitters that may be responsible. In the adult,
both This incorporation of neuronal activities underlying gasping into the
pontomedullary circuit underlying eupnea would solve the enigma as to
how medullary mechanisms for gasping could be seemingly quiescent for
long periods and only activated when eupnea failed. Such activities are
not quiescent but are fundamentally transformed by pontomedullary
circuits responsible for the neurogenesis of eupnea.
The net sum of the experimental evidence leads to the conclusion that a
medullary noeud vital is critical for the neurogenesis of gasping. How
and whether neuronal activities in this medullary noeud vital play an
essential role in the neurogenesis of eupnea is uncertain. An
incorporation of results from in vitro studies into characteristics of
the eupnea rhythm, defined in vivo in neonatal and adult animals, has
required the inclusion of a series of transformations. Differences
between in vitro and in vivo preparations have included discharge
patterns, responses to neurotransmitters, and responses to stimuli (8,
28, 53, 57, 59-62, 70, 71). Transformations to explain such
differences have included removal of sensory afferents and age-related
changes. There is no doubt that the brain stem ventilatory control
system does undergo maturational changes (33, 34). However, many of the
transformations, which are necessary to explain differences between
activities recorded in vitro and in vivo, are not required when
findings in vitro are compared with gasping in vivo. As opposed to
eupnea, gasping and in vitro rhythmic activities are almost identical.
Fig. 1.
Progressive changes in phrenic activity of adult cat after exposure to
1% CO. Animals were decerebrate, vagotomized, paralyzed, and
artificially ventilated. Activity before exposure (Control) for stated
times during exposure and 10 min after termination of exposure
(Recovery) is shown. Apneusis and gasping were recorded after 17.5 and
24.5 min of exposure, respectively. [Data from Zhou et al.
(92)]
[View Larger Version of this Image (20K GIF file)]
Fig. 2.
Patterns of automatic ventilatory activity after transections of brain
stem. Schematic drawings are of integrated phrenic activity. Eupnea is
recorded after a midcollicular transection (level E). After a rostral pontile
transection (level A), apneusis is obtained. Gasping is
recorded after a transection at pontomedullary junction
(level G). Note that duration of apneustic
inspiration can be many minutes. IC, inferior colliculus; BP, brachium
pontis.
[View Larger Version of this Image (44K GIF file)]
Fig. 3.
Eupnea and gasping in neonatal rat. Animals were decerebrate,
vagotomized, paralyzed, and artificially ventilated. Records are of
integrated phrenic (Phr) activity during eupnea in hyperoxia and in
anoxia-induced gasping. Time constant of integrator = 60 ms on and 100 ms off. Records were obtained from an animal on the day of birth
(0 day) and others at 2, 4, and 7 days
after birth. [From Wang et al. (90), reproduced by permission of
the Physiological Society of the United Kingdom.]
[View Larger Version of this Image (65K GIF file)]
Fig. 4.
Localization of sites in which injections of kainic acid or
electrolytic lesions eliminated gasping in decerebrate adult rats and
cats.
, Sites of injection of kainic acid;
, electrolytic lesions. GRN, gigantocellular reticular nucleus; IO, inferior olive;
IRN, intermediate reticular nucleus; LRN, lateral reticular nucleus;
LTF, lateral tegmental field; NA, nucleus ambiguus; RRN, rostroventrolateral reticular nucleus; SOL, nucleus of the solitary tract; VSP, spinal tract of trigeminal nerve; XII, hypoglossal nucleus.
[Medullary sections from Fung et al. (24; rat) and from Fung et
al. (22; cat), reproduced by permission of the Physiological Society of
the United Kingdom.]
[View Larger Version of this Image (72K GIF file)]
Fig. 5.
Records of phrenic and diaphragmatic activity in vitro and in vivo
after vagotomy. A and
B, recordings of phrenic activity; C, D,
and E, electromyograms of diaphragm in
anesthetized rats of ages listed. Vagotomy alone is concluded to
transform pattern of activity in animals younger than 4 days.
[From Smith et al. (71).]
[View Larger Version of this Image (61K GIF file)]
Fig. 6.
Critical regions for respiratory rhythm generation in vitro,
comparable regions in vivo, and gasping center in vivo.
Top panels, location of Pre-I region and
pre-Bötzinger (pre Bötc, pre-Böt) region in vitro.
, Location at which pre-I neurons were recorded;
, sites of
recordings of inspiratory neurons.
Left panel of Pre-I is rostral to
right panel. Location of neurons taken to be
within pre-Bötzinger complex in rat and cat is shown in
bottom right. Gasping centers in rat and cat
are shown in bottom left. Figures have been altered to
have approximately same magnification. Bar in
top = 1.0 mm; bar in
bottom = 1.0 mm. Amb, nucleus
ambiguus; CST, corticospinal tract; CX, nucleus cuneatus externus; DMV, dorsal motor nucleus of vagus; GI, gigantocellular reticular nucleus; IOD, nucleus dorsalis olivaris inferioris; IOP, nucleus principalis olivaris inferioris; IVN, inferior vestibular nucleus; MLF, medial longitudial fasciculus; MVN, medial vestibular nucleus; NTS, nucleus of
solitary tract; p and py, medullary pyramid; PP, nucleus prepositus; RFN, retrofacial nucleus; SpV, nucleus spinalis nervi trigemini; STN,
spinal trigeminal nucleus; STT, spinal trigeminal tract; VeI, nucleus
vestublaris inferior; VII, facial nucleus; XII, hypoglossal nucleus;
XII N., hypoglossal nerve; 5SP, spinal trigeminal nucleus. [Pre-I
in vitro data redrawn from Kashiwagi et al. (38). Pre-Böt in
vitro is from Smith et al. (70), with permission from
Science, Copyright 1991, American Association for the
Advancement of Science. Gasping center in rats is from Fung et al. (24)
and in cats is from Fung et al. (22), reproduced by permission of the
Physiological Society of the United Kingdom. Pre-Bot in vivo in rats is
from Dobbins and Feldman (10), reproduced by permission of John Wiley & Sons. Pre-Bot in vivo in cats is from Schwarzacher et al.
(67).]
[View Larger Version of this Image (44K GIF file)]
-aminobutyric acid A
(GABAA) receptor agonists and
glycine are endogenous neurotransmitters (46). In general, agonists of
GABAA and glycine cause
depression, and antagonists cause augmentations of eupneic ventilation;
the frequency is altered in some preparations (see reference lists in
Refs. 30, 46). Interestingly, in a perfused brain stem preparation
exhibiting eupnea, increasing doses of antagonists ultimately resulted
in a breakdown of this eupneic rhythm to a mixture of eupneic and gasplike bursts (30). In contrast, the frequency of rhythmic bursts of
the in vitro preparation of the neonatal rat is not altered after
application of antagonists of inhibitory neurotransmitters; agonists do
cause a reduction in this frequency. The discharge characteristics of
individual pre-I neuronal activities are altered by antagonists of GABA
and glycine (28, 53, 57, 59). These different findings concerning
synaptic inhibition are again resolvable when it is recognized that the
in vitro neonatal rat preparation is exhibiting gasping and not eupnea.
During eupnea in both neonatal and adult animals, the inherent
pacemakerlike activities of medullary neurons underlying gasping are
suppressed by synaptic mechanisms arising from a pontomedullary
circuit. An example would be a transformation of the late
expiratory-early inspiratory pre-I discharge recorded in vitro to the
phase-spanning expiratory-inspiratory pre-I discharge recorded in vivo.
I thank the many colleagues who have contributed to these studies and those at this and other institutions for their most helpful suggestions and discussions.
Address for reprint requests: W. M. St. John, Dept. of Physiology, Dartmouth Medical School, Dartmouth-Hitchcock Medical Center, Lebanon, New Hampshire 03756.
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