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1The John Rankin Laboratory of Pulmonary Medicine, Department of Population Health Sciences, School of Medicine and Public Health, University of Wisconsin, Madison, Wisconsin; and 2Research Center of Health, Physical Fitness and Sports, Nagoya University, Nagoya, Japan
Submitted 9 July 2007 ; accepted in final form 5 October 2007
| ABSTRACT |
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hypocapnia; sleep apnea; sleep-disordered breathing
| METHODS |
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Chronic Instrumentation
One surgical procedure was performed under general anesthesia with strict sterile surgical techniques and appropriate postoperative analgesics and antibiotics (3, 18). A chronic tracheostomy was created, and a five-lead electroencephalogram (EEG)/electrooculogram montage was installed. Electrode wires were tunneled subcutaneously to the cephalad portion of the dog's back where they were exteriorized. To remove the influence of cyclic changes in ovarian hormones, ovariectomy/hysterectomy was also performed. In addition, a chronic femoral arterial catheter was installed in three of the four dogs.
Experimental Setup—CIH
Dogs were intubated via their chronic tracheostomies and placed in a cage 71 cm in width, 104 cm in length, 79 cm in height cage with a soft, padded floor. The dogs had enough room to stand and turn around and were free to choose their body position. A length of lightweight tubing connected the dogs to the gas mixing system via a swivel. Intermittent hypoxia was provided by a computer-controlled gas mixing system such that PETO2 of 35–40 Torr was achieved for 25 s followed by 35 s of normoxia, and this pattern was repeated 60 times an hour, 7–8 h/day (1000 to 1700–1800) for 3 wk. During the daily hypoxic sessions, the dogs were disconnected from the system every 2 h and removed from the cage for 10 min, during which time they had free access to food and water and could also defecate and urinate if desired. No attempt was made to assess sleep/wakefulness when the dogs were in the cage but most chose to lie prone or in lateral recumbency and appeared to sleep/doze most of the time. At the end of the 7- to 8-h exposure, the dogs were returned to normal housing.
Experimental Setup—Determination of the CO2 Reserve and Ventilatory Response to Hypercapnia
For determination of the CO2 reserve and other ventilatory variables, the dogs were placed on a soft bed in our canine sleep laboratory 14–16 h after the most recent hypoxic exposure. All measurements were performed in a normoxic background. Standard canine criteria were applied to identify the sleep stages (25). Non-rapid eye movement (NREM) sleep was defined as a synchronized low-frequency (<10 Hz) EEG associated with an absence of rapid eye movement. EEG arousal was defined as a desynchronization and speeding (>10 Hz) of the EEG for >3 s. Ventilatory and cardiovascular parameters were recorded for at least 10 min during NREM sleep and wakefulness. The dogs breathed via a cuffed endotracheal tube (10.0 mm outer diameter; Shiley, Irvine, CA), which was inserted into the chronic tracheostomy. Airflow was measured via a heated pneumotachograph system (model 3700; Hans Rudolph, Kansas City, MO, and model MP-45–14-871; Validyne, Northridge, CA) connected to the endotracheal tube. The pneumotachograph was calibrated before each study with four known flows. Tracheal pressure was measured with a pressure transducer (model MP-45–871; Validyne) connected to a port in the endotracheal tube by means of 1.7 mm inner diameter high durometer polyvinyl chloride tubing (Abbott Laboratories, North Chicago, IL). The pressure transducer was calibrated before each study by applying four known pressures. Airway fractions of CO2 and O2 were monitored by means of an infrared CO2 analyzer (Sable Systems, Las Vegas, NV) and/or a mass spectrometer (model MGA-1100, Perkin-Elmer, Norwalk, CT) depending on experimental requirements. Arterial blood pressure was continuously monitored with a pressure transducer (Statham) connected to the femoral catheter. The blood pressure transducer was calibrated against five known pressures before each measurement. Mean arterial blood pressure and heart rate were calculated beat to beat from blood pressure wave obtained from the blood pressure transducer. All signals were digitized (128-Hz sampling frequency) and stored in the hard disk of a personal computer for subsequent analysis. Key signals were also recorded continuously on a polygraph (AstroMed K2G). All ventilatory and blood pressure data were analyzed with software developed in our laboratory. Arterial blood samples were obtained from the femoral catheter and analyzed for partial pressure of CO2 and O2 (PaCO2 and PaO2) and pHa with a blood-gas analyzer (model ABL-505, Radiometer, Copenhagen, Denmark). The blood gas analyzer was validated daily with dog blood tonometered with three different combinations of PO2 and PCO2 covering the range encountered in the experiments. Samples were corrected for both body temperature and systematic errors revealed by tonometry. This is the same system that we have used in several previous studies (3, 4, 17, 18).
Measurements
Baseline parameters. Baseline ventilatory and cardiovascular variables were measured during both NREM sleep and wakefulness. Three 1-ml arterial blood samples were obtained within a 2-min sampling period, and data from two such periods were obtained in each condition. Ventilatory and cardiovascular variables from the two periods in each condition were averaged.
Apneic threshold. CO2 reserve determination was performed during NREM sleep. All trials that had arousals and/or sleep state change during the control or experimental periods were excluded from further analysis. The inspiratory and expiratory tubes of the ventilator were connected to the pneumotachograph using a Y-connector. A silent balloon valve was placed between the pneumotachograph and the Y-connector such that the dog could breathe spontaneously from room air via the open port in the balloon valve or switched abruptly to pressure support ventilation (PSV) by inflation of the balloon. The mechanical ventilator (Veolar, Hamilton Medical, Rhazuns, Switzerland) was set in the pressure support mode and the trigger sensitivity was set as low as possible (approximately –1.5 cmH2O), and expiratory positive airway pressure was set at 0 cmH2O. When the balloon was inflated and the low-resistance shunt to the room was sealed, the ventilator delivered preset levels of inspiratory pressure support whenever the trigger threshold was reached, i.e., the dog set its own frequency; increased pressure support resulted in increased tidal volume (VT). Each pressure support level was maintained for 2 min, and then the balloon was deflated and the dog was allowed to breathe spontaneously again. At least 2 min elapsed before another PSV trial was performed. PSV was increased in steps of 1–2 cmH2O (range 2–18 cmH2O) until apneas and periodic breathing were observed. Expiratory time (TE) was measured from the end of the inspiratory flow to the onset of the next inspiration. Periodic breathing (PB) was identified visually by the presence of at least three cycles of hyperpnea and apnea with a consistent periodicity. Furthermore, the apnea lengths had to be at least three standard deviations greater than the baseline TE. The apneic threshold was taken to be the PETCO2 observed in the breath immediately preceding the start of periodic breathing (Fig. 1). Once PB was observed, additional PSV trials were performed in random order within ±2 cmH2O of this pressure to better define the apneic threshold. The apneic threshold in each trial was normalized by expressing it as a difference in PETCO2 from control, i.e., eupneic PETCO2 – apneic threshold PETCO2 (i.e., "CO2 reserve"). After examination of all trials from the 4 days of data collection within a given week (mean 22.6 trials, range 16–33) in a given dog, the CO2 reserve was taken to be the smallest CO2 reserve observed, i.e., apneic threshold PETCO2 closest to the prevailing eupneic PETCO2. A detailed description of the system and procedures as mentioned above can be found elsewhere (4, 18).
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A/
PETCO2) and the "plant gain" (
PETCO2/
A; where
A is alveolar ventilation) as determined under the prevailing eupneic conditions (i.e., by the point of intersection of PETCO2 with
A along a given isometabolic line defined by the equation: PaCO2 = [
CO2/
A]·k), where
CO2 is CO2 production and k is a constant (3, 4).
Ventilatory response to hypercapnia (gain above eupnea).
The measurement of hypercapnic ventilatory response was performed during wakefulness. The steady-state method was used to determine the response, i.e., dogs breathed air and three levels of increased CO2 fraction (3, 4, and 5% CO2 in air) with a normoxic background and each level of CO2 was presented for 3 min. Inspired minute ventilation (
I) and PETCO2 from the last minute of each 3-min period were averaged. The same procedure was repeated five to six times with a 5-min interval between trials. Data from all trials were combined, and the slope of hypercapnic ventilatory response was determined by linear regression (
I/
PETCO2, l·min–1·Torr–1; Ref. 28).
Ventilatory and blood pressure responses to hypoxia.
Ventilatory and arterial blood pressure (BP) responses to isocapnic hypoxia were measured using a steady-state method. Dogs breathed air and three levels of decreased O2 fraction (target PETO2 were 65, 55, and 45 Torr). Each level of O2 was maintained for 5 min, and
I, PETCO2, and BP from the last 2 min of each 5-min period were averaged; blood samples were also obtained during the last 2 min of each period. This same procedure was repeated following 30 min of recovery breathing room air. Data from the two trials were combined.
Experimental Protocol
Measurements were performed over the course of 2–10 days before (control) and during 2 wk and 3 wk of CIH. All experimental trials were conducted from 0700 to 1000. More than one laboratory session was required to obtain a sufficient number of acceptable pressure support ventilation trials during NREM sleep. Accordingly, in each experimental week, Monday through Thursday was devoted to determination of the CO2 reserve. On Tuesdays, in addition to CO2 reserve determinations, more extensive baseline ventilatory and blood gas determinations were performed. Friday was devoted to determination of the ventilatory response to CO2, and Saturday was used for the determination of the ventilatory response to hypoxia. On Tuesday, in addition to CO2 reserve determinations, baseline eupneic blood gases, ventilatory, and cardiovascular measurements were obtained.
Statistical Analysis
Values are expressed as means ± SE. The changes in all parameters during the experimental period periods were analyzed using one-way ANOVA with repeated measurements and the Bonferroni correction was used post hoc to test for significance between time periods (control, week 2, week 3). The StatView statistical package (SAS Institute, Tokyo, Japan) was used for these analyses. A P
0.05 was considered to be significant.
| RESULTS |
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Table 1 shows that there were no significant changes in any of the eupneic blood gas, ventilatory, and cardiovascular variables following 2 and 3 wk of CIH in normoxia during NREM sleep. It was clear from visual inspection that there were no signs of unstable/periodic breathing during spontaneous eupneic breathing in the sleeping animal in control conditions or following the intermittent hypoxic exposures. Similarly, during wakefulness, there were no significant changes in any of the variables (data not shown).
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Figure 2 is a compilation of polygraph recordings of representative trials using PSV to determine the apneic threshold and CO2 reserve during NREM sleep before and following 2 and 3 wk of CIH (PSV performed in normoxia 14–16 h after most recent hypoxic exposure). In this dog before CIH (control), PB occurred when CO2 reserve was 2.7 Torr; decreases in PETCO2 < 2.7 Torr did not produce apnea. Following 2 wk of CIH, the CO2 reserve increased to 4.9 Torr. Following 3 wk of CIH, the CO2 reserve increased further to 6.4 Torr. Figure 3 shows the changes in the CO2 reserve in each dog throughout the experimental periods. The mean CO2 reserve was widened significantly following both 2 and 3 wk of CIH compared with control (control, 2.6 ± 0.6; week 2, 3.7 ± 0.8; week 3, 4.5 ± 0.9 Torr; P < 0.05). The increase in the CO2 reserve between week 3 and week 2 was just short of statistical significance (P = 0.0522).
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Ventilatory Response to CO2 Below Eupnea
Figure 4 shows the change in the slope of the ventilatory response to CO2 below eupnea, i.e., the hypocapnic ventilatory response, before and following CIH. The slope of the hypocapnic ventilatory response indicated a progressive decrease during CIH; the slopes at 2 and 3 wk were significantly (P < 0.05) lower than control (–29.4 ± 7.5% and –44.0 ± 7.0%).
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The change in the slope of the ventilatory response to hypercapnia before and following CIH is shown in Figure 5. The slope of the hypercapnic ventilatory response following 2 wk of CIH was significantly (P < 0.05) higher (52.0 ± 19.6%) than control. However, the slope of the ventilatory response to CO2 above eupnea after 3 wk was not significantly different than control, although it was increased in three of the four dogs (26.6 ± 19.2%).
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Figure 6 shows the lack of changes in the ventilatory and mean BP responses to isocapnic hypoxia before and after CIH.
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| DISCUSSION |
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Sex
We studied female dogs only. There appear to be sex-related, quantitative differences in ventilatory control, at least in humans and rats (9, 16). However, all dogs in the present study underwent ovariectomy and hysterectomy, so ventilatory effects of ovarian hormones (1, 30, 34) were not present. Thus our female dogs would have an endocrinological profile that mimicked that of post-menopausal women whose incidence of sleep-disordered breathing is similar to that of men (33).
CO2 Reserve Determination
Our method of determining the CO2 reserve was intended to find the smallest decrease in PETCO2 that resulted in apnea and periodic breathing, i.e., the "apneic threshold." Accordingly, multiple trials covering a 7- to 8-Torr range of decreases in PETCO2 below eupnea were employed to identify this point for a given week of the study (control, week 2, week 3; see METHODS). While quite conservative, our approach could be criticized for its dependence on a single point. An error in the determination of this point could cause us to over- or underestimate the CO2 reserve and affect our ability to accurately detect time-dependent changes in the CO2 reserve. However, we do not think this occurred for the following reasons. 1) The large number of trials employed per animal (16–33) each week assured that the pressure support ventilation-induced decreases in PETCO2 were closely spaced over the range of hypocapnia studied. Thus there were no large gaps in the independent variable that would have contributed to uncertainty in the determination of the CO2 reserve. 2) All four dogs exhibited a similar pattern of response, i.e., a progressive increase in the CO2 reserve and a progressive increase in the level of pressure support ventilation required to cause apnea over the duration of intermittent hypoxic exposure. This supports our contention that we detected real increases in the CO2 reserve. 3) When two of the four dogs in the present study were restudied several weeks after CIH exposures to assess the effects of chronic hypoxia (see discussion below), their control CO2 reserve values had returned to their prechronic intermittent hypoxia control levels, again supporting our ability to detect real changes in the CO2 reserve. 4) Previous studies from our laboratory using this technique in control conditions (3, 18) demonstrated across-dogs standard deviations (n = 6) in the CO2 reserve of between 0.6 and 0.8 Torr. In these studies, we were capable of detecting significant differences in the CO2 reserve between control and experimental conditions of <1 Torr.
Why did CIH Fail to Decrease the CO2 Reserve?
In the present study, the severity of hypoxia and pattern of normoxic/hypoxic cycles mimicked that experienced by human sleep apnea sufferers with an apnea hypopnea index of 60, which should have been adequate to sensitize the apneic threshold chronically (i.e., more than a few hours after the last hypoxic period) if CIH, per se, does indeed cause such a sensitization. Our experiments were limited to 3-wk duration so it is possible that much longer exposures to CIH are required to elicit this effect.
However, studies in rats and humans have shown that relatively short durations of daily exposure to CIH in the unanesthetized state can elicit changes in ventilatory responses to hypoxia and hypercapnia that persist for many hours after normoxic conditions are restored. For example, Peng and Prabhakar (23) exposed rats to cycles of 15 s of hypoxia followed by 5 min of normoxia nine times per hour, 8 h/day for 10 days. The rats were studied under anesthesia for carotid sinus nerve recording or were killed for ex vivo recording of the carotid sinus nerve in a superfused carotid body preparation
16 h after the last hypoxic exposure. The authors observed that the carotid sinus nerve discharge in response to hypoxia was enhanced both in vivo and ex vivo. Interestingly, there was no change in the responsiveness of the carotid sinus nerve discharge to hypercapnia. Ling et al. (13) made similar observations. They exposed rats to alternating episodes of 5 min of hypoxia, 5 min of normoxia 12 h/day for 7 days. The rats were studied under anesthesia 4–8 h after the last intermittent hypoxic exposure. They observed that the phrenic discharge response to acute hypoxia was increased and the magnitude of long-term facilitation up to 60 min following the acute hypoxic exposure was enhanced. In the human, Garcia et al. (7) observed that 2 h of hypoxia per day for 12 days increased the hypoxic ventilatory response (determined
22 h after the last hypoxic exposure) progressively with the maximum effect on day 5 followed by a decline to near control values by day 12. Also in humans, Serebrovskaya et al. (27) found that three daily episodes of FIO2 = 0.07–0.08 for 5–6 min each for 14 days was sufficient to increase the ventilatory response to moderate isocapnic hypoxia. Mahamad and Duffin (14) exposed humans to 20 min of isocapnic hypoxia per day for 14 days and observed that the ventilatory threshold for CO2 response in a background of moderate hypoxia (via an isoxic rebreathe test) decreased progressively over the course of the experiment, indicating a sensitization of ventilatory responsiveness to CO2. Katayama et al. exposed humans to 3 h of hypoxia per day for up to 2 wk (10) or 1 h of hypoxia per day for 1 wk (11). They found that the ventilatory response to hypoxia was enhanced with either paradigm of intermittent hypoxia when measured about 24 h after the last hypoxic exposure but the ventilatory response to hypercapnia was increased only after 2-wk exposure to 3 h of hypoxia per day. Despite these changes in sensitivity of the ventilatory responses to hypoxia or hypercapnia, no changes in the eupneic, air breathing PETCO2 were observed.
In summary, while it remains controversial whether CIH can affect the ventilatory response to CO2 and whether the enhanced hypoxic response is mediated centrally and/or by the carotid bodies, it seems clear that, despite varying paradigms of intermittent hypoxic exposure (15 s to 3 h; 1–72 episodes per day), as little as 7–14 days of intermittent hypoxic exposure can elicit changes in chemoreceptor responsiveness. At least in the human studies (where PETCO2 data were available) this occurred despite no change in the eupneic PETCO2 over the course of CIH (8, 10, 14, 27).
Why did CIH Increase the CO2 Reserve?
It is well established that acclimatization to chronic hypoxia (as opposed to acute hypoxia) lessens the severity of periodic breathing in sleeping humans while in the hypoxic environment (26). Acute hypoxic exposure promotes apnea and periodic breathing in sleep due to the increased controller gain (Gc) below eupnea that more than offsets the decreased plant gain (Gp) caused by the concomitant hyperventilation (decreased eupneic PaCO2). Chronic hypoxic exposure, however, results in ventilatory acclimatization that is characterized by a further decrease in eupneic PaCO2 and decrease in Gp that would tend to increase the CO2 reserve despite the increased Gc. However, in the present study, ventilatory acclimatization cannot explain the decreased ventilatory response to CO2 below eupnea because the eupneic PaCO2 (i.e., as determined 14–16 h posthypoxic exposure in normoxia) did not change over the 3-wk course of the experiment. This finding is not unprecedented, as others have shown no change in eupneic PaCO2 (
24 h after the last hypoxic exposure) in response to CIH even in the face of increased ventilatory responsiveness to acute hypoxia (10, 11).
Our observations, obtained in normoxia 14–16 h after the most recent hypoxic exposure, would also appear to rule out a contribution from long-term facilitation in the widening of the CO2 reserve. If long-term facilitation were active as a result of CIH, one would predict continued hyperventilation (2, 20, 24), but we observed no hyperventilation after 14–16 h of normoxia in the present study. Although the mechanisms remain unknown, it is clear that CIH decreases the sensitivity of the ventilatory response to hypocapnia and increases the CO2 reserve in the absence of changes in eupneic ventilation.
In two of the dogs in the present study we confirmed that intermittent hypoxia did have different effects on eupneic ventilation and the CO2 reserve relative to continuous hypoxia. When we exposed these dogs to 8 h of continuous hypoxia daily for 7 days, with the same PETO2 used in the CIH study (35–40 Torr), we observed that the CO2 reserve determined 14–16 h posthypoxia increased as it did following CIH but there was also persistent hyperventilation (PaCO2 remained 2.2–2.5 Torr below the eupneic value in normoxia), indicating that ventilatory acclimatization had occurred (data not shown). As we followed the change in CO2 reserve over time in the normoxic recovery period in these two dogs (up to 64 h), we found progressive increases in eupneic PaCO2 back toward normoxic control levels that correlated well with a return (decrease) in the CO2 reserve to control. Thus, in the acclimatized dogs exposed to chronic hypoxia, Gc did not increase in the face of a decreased Gp resulting in an increased CO2 reserve, whereas dogs exposed to CIH had no change in Gp so the increased CO2 reserve was due solely to decreased Gc.
Gains of the Ventilatory Responses to CO2 Above and Below Eupnea
It is noteworthy that CIH decreased the gain of the ventilatory response to hypocapnia while at the same time the gain of the ventilatory response to hypercapnia was either increased (week 2) or unchanged (week 3). These findings are consistent with the observations of Mateika and Ellythy (15) in awake human OSA patients. These authors used a rebreathing technique to demonstrate that the ventilatory recruitment threshold for CO2 was increased in awake OSA patients relative to healthy control subjects (i.e., a reduced ventilatory gain to CO2 below eupnea) but the ventilatory response to elevated CO2 above the "recruitment threshold" was the same for both groups.
Gains of the Ventilatory Responses to Hypoxia
Despite observed increases in the ventilatory response to hypocapnia and the trend toward increased ventilatory response to hypercapnia, the ventilatory response to hypoxia was unchanged during 3 wk of CIH. The reasons for this lack of association are unclear, but the findings clearly suggest that CIH-induced changes in ventilatory response gain to CO2 are independent of changes in hypoxic ventilatory response gain.
On the one hand, this is surprising in light of observations in rats showing an enhanced sensitivity of ex vivo carotid bodies to hypoxia following whole animal CIH (22, 23). We speculate that these differences are due to species differences and/or differences in the duration, timing, and severity of the CIH paradigm. On the other hand, lack of change of the sensitivity of the ventilatory response to CO2 in the face of increased hypoxic ventilatory sensitivity during chronic hypoxic exposure is not unprecedented (e.g., Refs. 6, 12), so this dissociation appears not to be unique to CIH.
In summary, 3 wk of daily CIH resulted in changes in ventilatory control that caused an increase in the CO2 reserve thereby promoting ventilatory stability during sleep in normoxia. This enhanced stability was not the result of normal ventilatory acclimatization to hypoxia but apparently was unique to CIH.
Implications for Sleep Apnea
The present findings demonstrate that 3 wk of CIH in the dog did not increase the propensity for hypocapnia-induced apnea during sleep. Rather, the CIH promoted stability of breathing. If these findings can be extrapolated to human sleep apnea patients there are several implications. 1) CIH per se probably does not exacerbate central sleep apnea and, in fact, should act to minimize it. 2) It follows that ventilatory instability or increased loop gain (Gp+Gc) probably is not acquired in OSA patients (i.e., secondary to OSA-induced CIH) but may depend on preexisting deficits in the ventilatory control system that are manifested when the system is stressed by such factors as increased upper airway resistance, unstable sleep state, or alcohol consumption.
| GRANTS |
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| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
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