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POINT-COUNTERPOINT
Johns Hopkins University
School of Hygiene and Public Health
Baltimore, Maryland
e-mail: wmitzner{at}jhsph.edu
The goal of any pulmonary function test is to provide insight into functional and structural changes that occur with lung disease. In animal models, airway resistance and lung elastance (the mathematical inverse of compliance) have long been the traditional variables for assessing pulmonary function, despite there being a limited understanding of their structural foundations. Between these two, airway resistance is more closely linked to structure, because in an idealized model lung with laminar flow and cylindrical rigid tubes for airways, a measure of resistance could be used to calculate lumenal diameter of airways. On the other hand, the structural basis underlying the manifestation of lung elastance is less clear.
Lung elastance is a simple variable to both define and measure. A stiffer lung is one that takes a greater pressure change to reach a given volume change, but very many factors can alter elastance in both normal and pathologic lungs, including lung volume, smooth muscle contraction, surface tension, and the rate at which the measurement is made. Any pathologic changes in lung structure may impact on each of these normal variations. In addition, although most lung researchers intuitively link lung elasticity with the parenchyma beyond the ends of the airways, this is not necessarily the case. It can be reliably shown that if one simply contracts just the cartilaginous conducting airways, there is a substantial and reversible change in lung elastance (14). Thus despite it being far easier to measure than airway resistance, lung elastance is less clearly related to lung structure than airway resistance.
Despite these concerns with resistance and elastance, they provide intuitive insight and have been the gold standard for assessment of pulmonary function in animal models since the 1950s. However, in an effort to deal with observations that these variables were observed to vary with breathing frequency (5, 16, 19), impedance models began to be described over 30 years ago (3). These models were not widely used for many years, partly because the measurements were difficult to obtain and interpret. In the last 15 years, however, it has become increasingly popular to measure respiratory impedance, particularly in animal models. Respiratory impedance is defined simply as the ratio of time-varying pressure and flow and is often displayed in graphs with real and imaginary magnitude and phase components plotted as a function of frequency. Impedance has recently gained further support, since it can now easily be measured in both humans and animals. But just because something is easy to measure does not mean that it is proper or even useful. A similar state of affairs has been highlighted in the past 10 years by the widespread improper use and interpretation in mouse models of the nonsensical index, Penh, whose only redeeming value is that it is easy to measure (1). In fact this ease of measurement of Penh has ensured its continuous use by those either unaware of its problems or who just lack the knowledge, the motivation, or the energy to make an appropriate measurement that more closely reflects airway responsiveness (2, 7, 11, 12, 15, 17). As impedance has now also become simple to measure with computerized ventilators, the question being considered here is, what can respiratory impedance tell us about lung structure and pathology?
To address this question, we will limit discussion to the constant phase model (6). Although there have been many other models of respiratory impedance (8, 10, 13, 18), the constant phase model has rapidly surfaced as something of a gold standard in the literature, particularly since the advent of ventilators with computational software that provide model variables from a brief respiratory pause. The variables in the model are G,
, Rn, H, and inertance, but besides the resistance (Rn) and elastance (derived from H), to my knowledge there has not been any substantive evidence that the other impedance variables, G,
, and inertance, have ever been correlated in animals or humans with any specific lung pathology.
The variable G is commonly interpreted to be a measure of dynamic properties of the parenchyma (although it has units of elastance). Given its nebulous definition, however, investigators are not even consistent with how it is discussed in published papers, being referred to as tissue viscosity, or tissue resistance, or tissue viscance, or tissue damping, or avoiding any attempt at structural relevance, simply G. Despite this confusion, given the key role of G in the constant phase model, it is quite justifiable to ask whether G is something that changes in asthma or in COPD. Can therapies be designed to correct the defect in G? When stated this way, these questions sound a bit ludicrous, the more so since there has been no theoretical way to link G to any structural defect in the lung and the model itself has not been shown to have any predictive value.
Along these lines, many papers also show the frequency dependence of both real and imaginary parts of the impedance. But what, for example, does the frequency dependence of the imaginary part of the impedance phase angle tell us about lung structure? Yes, there is modeling and speculation about how this frequency-dependent behavior may relate to ventilation heterogeneity (9), but among the many published papers that show pictures of the changes in frequency dependence with interventions, it is never clear what insight such data provide into the structural pathology. Indeed most investigators often just extract the airway resistance from the impedance data and limit their discussion to just that, or perhaps occasionally elastance as well. Lastly, it is worth noting the potential value of what was originally called hysteresivity (4), a variable represented in the constant phase model as
(=G/H). Although
originally had great promise as a variable that could link dissipative and elastic processes within a single stress-bearing element (the structural damping hypothesis), in the almost 20 years since it was first published, it has not lived up to this billing. A quote from that original work is quite prescient, "Whether the structural damping hypothesis will supplant its classic counterpart (i.e., resistance and elastance) will be based, ultimately, on the criteria of simplicity with which each organizes observation, resolves anomalies, and elicits or elucidates notions of underlying mechanism" (4). It seems quite clear that the model has yet to overcome these hurdles.
On the basis of the above considerations, it should be clear that if one wants both to know something about lung structure and to be able to follow structural changes with developing pathology, then measuring impedance offers very little beyond a simple measurement of resistance and elastance. Resistance remains the best of the variables, because there is a direct link with airway size. Elastance relates to how easy it is to inflate the lung, and while the link between structural elements, the interstitial matrix, and the measurement of elastance may not be fully understood, elastance still provides a good conceptual and intuitive characterization of lung pathologic changes. On the other hand, G and
provide neither conceptual nor intuitive insights into such pathologic changes. These considerations clearly put the onus of proof on those who would want to continue to make these measurements and fit them to a theoretical model.
To summarize, lung impedance has been measured for at least 30 years, but unfortunately during that time little functional or pathologic insight has been provided by such measurements. The primary benefit of such work has been to modelers who use the framework to fit empirical data, but even the best model fits still do not provide new physiological insights. In today's world, lung impedance is often measured in animal models for no other reason than it can be painlessly measured by commercial ventilators. Until it has been clearly demonstrated what pathologic or mechanistic insights are gleaned from impedance measurements, it seems silly to make these measurements and perhaps even sillier to continue to report them in publications.
REFERENCES
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