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1Department of Pediatrics, University of California San Diego, San Diego, California; and 2Department of Pediatrics, Section of Respiratory and Sleep Medicine, Albert Einstein College of Medicine and Children's Hospital at Montefiore, Bronx, New York
Submitted 23 August 2005 ; accepted in final form 25 July 2006
| ABSTRACT |
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hypercapnia; lung disease; gene expression; surfactant
The physiological effects of acute hypercapnia in humans and animals are well known. For example, hypercapnia resulting from acute hypoventilation leads to respiratory acidosis and, depending on severity, enzymatic dysfunction that can eventually result in death. Chronic hypercapnia, on the other hand, can be tolerated as the kidneys compensate by retaining bicarbonate (HCO3), thus buffering the acidosis associated with elevated CO2.
Despite potential adverse effects associated with hypercapnia, recent investigations have focused on the potential beneficial effects of elevated CO2. "Permissive hypercapnia," a strategy designed to minimize lung damage, caused by artificial ventilation, is being advocated in the intensive care setting (24, 32). Previously, the lung protective effect of such a strategy was thought to be purely mechanical; lower ventilator pressures were thought to minimize damage to the airways and lungs at the expense of an elevated CO2. More recently, some investigators have hypothesized that CO2 may have an independent effect in protecting the lung from injury. Indeed, laboratory experiments have suggested that CO2 may protect the lung against inflammatory (22) and hyperoxic injury after sustained artificial ventilation.
While the number of investigations regarding the effects of short-term elevation of CO2 (i.e., hours) in adult animal models continues to grow, none has addressed the potential effects of chronic hypercapnia (i.e., days and weeks) on the neonatal lung. Importantly, many premature infants, whose lungs are still in the early stages of alveolar development, are subjected to high oxygen concentrations and prolonged ventilatory support, often resulting in lung injury, abnormal alveolar formation, and ultimately a chronic lung disease known as bronchopulmonary dysplasia (BPD). In fact, BPD remains the leading complication of prematurity, affecting
30% of extremely premature infants (37). One strategy that has demonstrated promise as a preventive measure in the development of BPD is permissive hypercapnia (9, 29, 38, 48). While past experiments have suggested that elevated CO2 may have an independent role in lung protection, the molecular pathways affected by such treatment remain largely unknown. The present study is the first attempt to systemically investigate the effect of chronically elevated CO2 on the developing mouse lung. We have utilized DNA microarray analysis to identify gene expression changes with chronic hypercapnia in the neonatal mouse lung, and we utilized additional techniques, including RT-PCR and Western blot analysis, to further investigate those changes, which may contribute to lung protection.
| MATERIALS AND METHODS |
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Processing of lung tissue. For the histological analysis, animals were killed, and lung tissue was processed as described previously (43, 44). Briefly, lungs were inflated through tracheotomies to 20-cm pressure with 4% paraformaldehyde (pH 7.4), and tracheas were ligated. Lungs and hearts were excised en bloc, submersed in 4% paraformaldehyde overnight, and processed for paraffin embedding and sectioning. Lung tissues were then stained with hematoxylin for histological analysis. For the microarray studies, RT-PCR, and Western blot analysis, animals were killed as described above, and lungs were excised, frozen in liquid nitrogen, and stored at 80°C until analysis.
Measurement of mean linear intercept and septal thickness. The degree of alveolar septation was estimated by mean linear intercept (MLI) measurements, as described previously (43, 44). Briefly, six random lung sections from four separate animals per study group were viewed at x10 magnification and under a set number of horizontal lines of known length; any line that crossed a large vessel or bronchus was excluded from evaluation. Points at which an alveolar septum intercepted a line were counted separately. The total length of all lines counted was divided by the total number of intercepts per field examined. MLI, which is inversely proportional to alveolar surface area, was expressed in micrometers (µm).
Similarly, alveolar wall thickness was measured utilizing Image J software. As for MLI, six random lung sections from four separate animals per study group were viewed at x40 magnification under a set number of horizontal lines. Thickness of each septum was measured parallel to the intersecting line, and the results were expressed in micrometers (µm).
Plasma HCO3. Blood was withdrawn from mice after 2 wk of exposure to chronic hypercapnia, both 8 and 12% CO2, as well as age-matched controls. Mice were removed from the chamber and quickly anesthetized with isoflurane. The thoracic cavity was opened, and blood was drawn from the right ventricle with a 23-gauge needle. Throughout the entire blood sampling procedure, air was avoided. Blood was centrifuged, and the plasma fraction was stored at 20° until tests were performed. Total CO2 content of the plasma samples was measured using the Roche Cobas Integra 700 chemistry analyzer. For each group, the mean HCO3 from eight mice was calculated and compared with control.
RNA purification and cDNA probe labeling. Total RNA from lung of each mouse was isolated using TRIzol reagent (Invitrogen, Gaithersburg, MD). Additional total RNA clean-up was carried out with RNeasy Mini Kit (Qiagen, Valencia, CA). The quality of extracted RNA samples was determined using denaturing agarose gels. Eighty micrograms of each total RNA were applied to synthesize the cDNA probe by using oligo(dT) primer and SuperScript II enzyme (Invitrogen). cDNA probes of the control mice were labeled with fluorescent cyanine 3 (Cy3)-dUTP, and the cDNA probes of mice treated with elevated CO2 were labeled with cyanine 5 (Cy5)-dUTP (Amersham Biosciences) during the reverse transcription reaction. Both Cy3- and Cy5-labeled probes were mixed and cleaned with Microcon YM 30 (Millipore, Bedford, MA) for further hybridization. "Dye-swapping" (reverse labeling) was applied to reduce systematic bias (41, 50).
Microarray hybridization. Oligo-microarray (32K) slides (mouse genome oligo set version 3.0) containing 31,769 70mer long oligo probes were purchased from the Microarray Facility of the Albert Einstein College of Medicine (http://microarray1k.aecom.yu.edu). The number of animals studied in each group was n = 4 from two to three different litters of each treatment. The hybridization process was conducted according to the instructions of the core facility. Briefly, labeled cDNA probes were mixed with hybridization solution containing 35% formamide, 0.5% SDS, 4x sodium chloride-sodium phosphate-EDTA, and 2.5x Denhardt's solution. The probes were denatured at 94°C for 2 min and then prehybridized at 50°C for 1 h. The microarray slides were prehybridized at 50°C for at least 2 h in prehybridization solution [35% formamide, 0.5% SDS, 4x sodium chloride-sodium phosphate-EDTA, and 2.5x Denhardt's solution, 100 µg/ml salmon sperm DNA, 1 µg/µl poly(dA), 10 µg/µl tRNA, and 1 µg/µl mouse Cot1 DNA]. After prehybridization, labeled probes in the hybridization solution were applied onto slides and incubated at 50°C overnight. Slides were washed at room temperature with 0.2x saline sodium citrate/0.1% SDS for 10 min and three times with 0.2x saline sodium citrate for 10 min.
Image acquisition and data analysis. Microarray slides were scanned with GenePix4100A laser scanner for both Cy3 and Cy5 channel, and GenePix Pro 4.1 software (Axon Instrument, Union City, CA) was utilized to quantify the intensity of fluorescent images and to normalize results by subtracting local background fluorescence. Hybridization data were considered invalid if the median intensity of the foreground was less than twice the background. The ratios of the sample intensity to the reference red (Cy5)/green (Cy3) intensity for all targets were normalized with LOWESS normalization. Significance analysis of microarrays (42) was used to identify the genes that differentiated hypercapnia treatment from control samples. Finally, the alterations in global gene expression in the context of specific biological pathways and molecular functions were determined using GenMapp 2.0 software (14). Data of microarray analyses can be retrieved under the series access number GSE3161 in the National Institute for Biotechnology Information (http://www.ncbi.nlm.nih.gov/geo).
Quantitative real-time RT-PCR.
Six genes selected from those identified as differentially expressed in microarray experiments were confirmed by quantitative real-time RT-PCR, as described previously (51). Primers were designed using Lasergene software (DNAStar) and web-based Primer3 program (http://www-genome.wi.mit.edu/cgi-bin/primer/primer3.cgi/). The primer set was synthesized by Invitrogen for specific genes and listed in Table 1. The same total RNA samples used in microarray experiments were treated with DNase I (Invitrogen, Gaithersburg, MD) to remove genomic DNA. First-strand cDNA was synthesized from 1 µg of total RNA using SuperScript II reverse transcriptase and oligo(dT) primer in 20 µl of volume reaction, according to the manufacturer's instruction (Invitrogen). One microliter of 1:5 diluted cDNA was used as template in 20 µl of RT-PCR reaction containing 1x SYBRgreen master mix (Applied Biosystems, Foster City, CA) and 0.5 µM of each primer. Real-time PCR amplification was performed using ABI Prism 7900HT Sequence Detection System (Applied Biosystems). Each RT-PCR reaction was done in triplicate. The fold changes in expression level for each specific gene were calculated by the 2
Ct method, where Ct is threshold cycle (28), after normalization to
-actin and/or 18S rRNA (loading controls). The final result represents the mean fold change of four individual CO2-treated samples over controls.
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5), and absolute values were normalized to actin. Results were reported in arbitrary units, comparing each value with that obtained from each respective actin measurement. Statistical analysis. The Wilcoxon rank sum test was used to compare the difference between hypercapnic and control animals for testing the level of plasma HCO3. Student's t-test was used for comparison of effects of hypercapnia on target gene mRNA level (real-time RT-PCR), protein (Western blot), and lung morphology (alveolar septation and alveolar wall thickness); differences between samples were considered significant at P < 0.05.
| RESULTS |
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10%) was observed in those mice exposed to 12% CO2 for 2 wk. The effects of hypercapnia on plasma HCO3 concentration were evaluated at 2 wk after exposure to 8 and 12% CO2. After 2 wk at 8% CO2, plasma HCO3 was significantly increased from 18.4 ± 2.4 mmol/l (eucapnia mice, n = 8) to 22.9 ± 1.8 mmol/l (hypercapnic mice, n = 8) (P < 0.05). Similarly, after 2 wk of 12% CO2, plasma HCO3 was increased significantly to 22.6 ± 2.6 mmol/l (P < 0.05), indicating a significant increase in HCO3 reabsorption by the kidneys.
Lung structure after chronic CO2 exposure.
Overall alveolar septation was not altered with chronic CO2. After 2 wk in either 8 or 12% CO2, alveoli were well developed, as assessed by general histological evaluation (Fig. 1A). MLI measurements confirmed that there was no difference in alveolar surface area between the groups (Fig. 1B), indicating that septation (i.e., transition from the saccular stage to the alveolar stage of development) had occurred. Interestingly, CO2 appeared to affect the characteristics of individual alveoli when viewed under high magnification (Fig. 2A). Specifically, alveoli from 8 and 12% CO2 animals demonstrated thinner walls compared with those of controls. As shown in Fig. 2B, alveolar wall thickness from both CO2 groups averaged
50% of that of control animals (P
0.002) in both 8 and 12% groups.
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The altered genes in mice exposed to 8% CO2 were first analyzed based on the level of expression change. We found that most of the differentially regulated genes were altered by 1.5- to 2.5-fold. Interestingly, 13 genes from this treatment group were highly upregulated with more than fivefold changes. The most upregulated gene was a gene encoding a protein that is similar to a predicted Rattus norvegicus chitinase 3-like 4 (Chi3l4), which was upregulated over 30-fold. There were also 14 highly downregulated genes (over fivefold) in lungs exposed to 8% CO2 and the most downregulated gene encoding a protein with uncharacterized function (>60-fold downregulation) (see Supplemental Table 1, available with the online version of this article).
GenMAPP and MAPPFinder were also used to identify the changes in gene families and biological processes (14). For the 8% CO2 group, out of 569 significantly up- or downregulated genes, 266 genes with Gene Ontology ID were classified into the following major functional categories: hydrolases (45 genes, P < 0.05), peptidases (19 genes, P < 0.05), receptor binding proteins (17 genes, P < 0.05), cell adhesion molecules (21 genes, P < 0.05), and immune response genes (28 genes, P < 0.05). Tables 25 list the categorized genes that were significantly altered with elevated CO2.
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2.5-fold compared with control. Similarly, Sftp-D demonstrated a dramatic increase in protein expression with 8% CO2, and a smaller albeit significant increase with 12% CO2. Compared with control, the increased expression of Sftp-D in 8 and 12% CO2 was found to be approximately fourfold and twofold higher, respectively (Fig. 4, C and D).
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| DISCUSSION |
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It is important to note, however, that elevated CO2 in the clinical setting is often accompanied by hypoxia. Because hypoxia is generally treated with supplemental O2, the diseased or underventilated lung is often exposed to both hyperoxia and hypercapnia, as demonstrated in numerous clinical conditions, including BPD, chronic obstructive lung disease, longstanding pulmonary fibrosis, and end-stage cystic fibrosis. Understanding the specific effects of CO2 in the diseased lung in human pathological conditions can, therefore, be quite challenging because of the complex physiological responses that accompany such conditions. Hence, we developed the present model to better evaluate the specific effects of hypercapnia on the lung, understanding that the difficulty in obtaining accurate physiological measurements in neonatal mice is a clear limitation of the model. For example, while our results demonstrated elevated serum HCO3 in response to hypercapnia (suggesting renal compensation of acidosis), we are unable to determine whether the observed changes were the direct result of CO2 or an indirect result of respiratory acidosis, an alteration of respiratory pattern, or a combination of physiological changes that accompany exposure to elevated CO2.
We found that the lungs of CO2-exposed animals demonstrated normal overall surface area, as assessed by MLI, but consisted of thin-walled alveoli, which are characteristic of mature lungs. Whether such changes are the result of accelerated alveolar-capillary maturation, alterations in interstitial components, or epithelial maturation is unclear from this investigation. However, past investigations have demonstrated that the process of alveolar maturation encompasses numerous events, most notably a thinning of alveolar walls, which included a transition from a double to a single capillary bed (8, 40).
In addition to characterizing the effects of chronic hypercapnia, we performed microarray analysis on the lungs of neonatal mice exposed to elevated levels of CO2 to identify genes that could contribute to lung protection. A large number of genes were found to be differentially regulated in 8% CO2 exposed lung, whereas the significant changes in gene expression in 12% CO2-treated lungs were very few. While this may appear counterintuitive, it is well known that a high level of CO2 in the blood (and cerebrospinal fluid) may induce different mechanisms than those induced by lower levels. Indeed, it is well known that a high level of CO2 may act as a depressant. In fact, our previous electrophysiological data on neurons obtained from brains exposed to 8 or 12% CO2 have shown that 8% CO2 treatment induced major excitatory effects on hippocampal neurons, but 12% did not (15).
Sftp and cell adhesion molecules. Interestingly, exposure to hypercapnia resulted in significant increases in expression of Sftp-A and Sftp-D (Table 2). Unlike Sftp-B and Sftp-C, Sftp-A and Sftp-D are hydrophilic proteins that do not contribute significantly to the reduction of alveolar surface tension (18, 47). Rather, they are increasingly viewed as a "first line of defense" in the lung against a variety of insults (13, 17, 21, 26). Sftp-A and Sftp-D belong to a developmentally regulated protein family known as the collectins, which are characterized by a common collagenous region and COOH-terminal lectin domain (18), and are expressed predominantly in bronchial epithelial cells and type II alveolar cells. Past investigations have demonstrated their ability to bind to (and in some cases inhibit the growth of) a variety of microorganisms, including numerous bacterial species, fungi, and viruses, suggesting an antimicrobial function (20, 23, 27, 33, 34, 36, 39, 49). Indeed, null mice for Sftp-A or Sftp-D are susceptible to infection from bacteria and demonstrate delayed pulmonary clearance of Pneumocystis carnii (2, 3). In addition, Sftp-A and Sftp-D have been shown to protect epithelial cells in vitro against oxygen radicals and diminish inflammatory mediators (7, 10, 11). Coupled with these past investigations, our findings suggest that chronic hypercapnia may play a role in lung protection via upregulating the expression of Sftp-A and Sftp-D.
In addition, we found that 8% CO2 exposure leads to the activation of several important cell adhesion molecules, including procollagens (Col2a1, Col4a1, Col4a2, and Col4a3), laminins (Lamc2 and Lamb3), and fibulin (Fbln5) in Table 2. Type IV collagens are the main component of basement membrane structures. Similarly, laminins are a family of extracellular matrix glycoproteins constituting the basement membranes. Fibulin-5 is an integrin-binding extracellular matrix protein that mediates endothelial cell adhesion and organizes elastic fiber system to prevent disease in the lung and vasculature (31).
Inflammation, immune response and cytokine activity. Importantly, a number of different lung insults, including infection, oxidative injury, and mechanical injury, are associated with varying degrees of inflammation. Previous studies have shown that hypercapnic acidosis can mediate the suppression of inflammatory responses that may contribute to lung protection (22, 24, 25). Our microarray results also demonstrated significant downregulation in expression of numerous inflammatory mediator genes, including interferons, interleukins, chemokines, immunoglobulins, histocompatibility complexes, and tumor necrosis factor, etc. (Table 3), which may also contribute to lung protection. For example, Toll-like receptors have been shown to play an important role in the innate immune response (1), and downregulation of such genes may suppress the inflammatory response and limit lung injury. Interestingly, Sftp-D has also been shown to diminish secondary immune responses, such as IL-dependent T-lymphocyte proliferation, allergen-induced lymphocytic responses, and release of histamine (5, 6, 45). Taken together, moderate (8%), but not higher (12%), chronic hypercapnia widely suppressed the immune and inflammatory mediator gene expression, which may reduce the susceptibility of lung to injury. Furthermore, since chitinase 3-like 3 protein was shown here to be >30-fold upregulated, this may play a role in lung structure and function (52) and might be a pharmacological target.
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In this work, we have shown that thinning of the alveolar walls occurs after both 8 and 12% CO2 treatment. What factors play a role in this thinning is not clear at the moment. Hence, it would be difficult to link etiologically thinning of the matrix to gene expression, except to speculate that this histopathology described here could be the result of many changes in gene expression, such as metalloproteinases, growth factors, and proteases. An even harder question to resolve at this stage is the difference in gene expression in 8 vs. 12% CO2 and the lack of a clear difference in histopathology between these two treatments. However, it should be noted that, since we adopted a cutoff criterion of 1.5-fold change (which is an accepted statistical cutoff in the literature), the assumption is that lower fold change of gene expression may not be important in the phenotype, which may be debatable.
In summary, chronic exposure to a moderate level of hypercapnia (i.e., 8% CO2) induces alteration in gene expression and morphological changes in the neonatal mouse lung. While many of the changes in gene expression could potentially contribute to protection against lung injury, we believe that the present and previous investigations suggest that upregulation of Sftp-A and Sftp-D may play a role in mediating such effects.
| GRANTS |
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| FOOTNOTES |
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The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
The online version of this article contains supplemental data.
* G. Li, D. Zhou, and A. G. Vicencio contributed equally to this project. ![]()
| REFERENCES |
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